13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-02, with 4,105 holding rows worth $111,355,397,000.
- Accession
- 0001084208-21-000011
- Filer
- CIK 1084208
- Filed
- 2021-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 4,241 entries on the cover page, a total value of $111,355,397,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $111,355,397,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 18,638 | $549,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 90,371 | $548,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 14,283 | $548,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 7,952 | $547,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 63,350 | $547,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 21,870 | $545,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 17,968 | $541,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,085 | $540,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 6,576 | $540,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 15,880 | $540,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 19,811 | $539,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 47,583 | $538,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 10,959 | $538,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 6,314 | $537,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 15,207 | $535,000 | thousands by filing date | |
| ERO COPPER CORP COM | 296006109 | Stock | 30,035 | $532,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 24,786 | $532,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 129,553 | $532,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 11,202 | $531,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 18,954 | $531,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 5,545 | $530,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 11,846 | $529,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 35,990 | $527,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 8,503 | $527,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 23,691 | $526,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 8,149 | $525,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 9,819 | $525,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 35,723 | $525,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 9,598 | $524,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 62,704 | $523,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 18,252 | $522,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 90,613 | $522,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 63,021 | $522,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 34,552 | $521,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 5,976 | $521,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 31,514 | $521,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 35,290 | $519,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 9,930 | $519,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 19,224 | $518,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 4,283 | $516,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 73,756 | $515,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 16,300 | $514,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 34,564 | $513,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 6,285 | $513,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 16,212 | $513,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 4,596 | $511,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 4,728 | $509,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 8,779 | $507,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 47,511 | $507,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 34,366 | $507,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 32,663 | $506,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 4,973 | $506,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,955 | $505,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 5,338 | $504,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 12,787 | $504,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 16,593 | $504,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 7,795 | $503,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 18,500 | $503,000 | thousands by filing date | call |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 8,144 | $503,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 14,872 | $501,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 5,610 | $501,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 7,161 | $501,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 11,273 | $500,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 13,775 | $500,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 4,972 | $498,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 25,996 | $497,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 4,498 | $497,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 79,300 | $496,000 | thousands by filing date | call |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 15,967 | $496,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 25,389 | $495,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 25,188 | $494,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 9,201 | $494,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 30,667 | $494,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 19,424 | $494,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 5,634 | $493,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 6,527 | $491,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 2,780 | $490,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 20,828 | $489,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 54,310 | $489,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 10,452 | $489,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 7,057 | $489,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 3,498 | $487,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 15,730 | $485,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 38,018 | $485,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 9,212 | $485,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U109 | SECUR PLUS ETF | 18,715 | $485,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 18,366 | $485,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 35,679 | $484,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 28,132 | $484,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 15,184 | $484,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 4,800 | $483,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 19,199 | $482,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H385 | INSPIRE SML/ MID | 16,340 | $481,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 61,596 | $480,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 32,404 | $480,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 17,650 | $480,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 8,285 | $480,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 41,596 | $480,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 11,018 | $479,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 9,090 | $479,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 17,853 | $478,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 11,994 | $478,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 9,492 | $478,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 38,521 | $477,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 12,535 | $477,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 52,169 | $475,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 8,720 | $474,000 | thousands by filing date | |
| OZON HLDGS PLC ADR | 69269L104 | SPONSORED ADS | 9,365 | $472,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 2,135 | $471,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 17,515 | $471,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 58,000 | $470,000 | thousands by filing date | call |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,902 | $468,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 6,256 | $468,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 545,000 | $468,000 | thousands by filing date | principal |
| STEM INC | 85859N102 | COM | 19,505 | $466,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 25,600 | $466,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 20,495 | $465,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 5,197 | $465,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 69,316 | $465,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 12,778 | $464,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,369 | $464,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 57,004 | $461,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 9,083 | $461,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 5,873 | $461,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 19,754 | $460,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 31,248 | $460,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 112,870 | $459,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 38,030 | $458,000 | thousands by filing date | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 8,751 | $458,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 10,013 | $457,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 11,951 | $455,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 21,667 | $455,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 54,134 | $454,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 23,982 | $451,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 18,650 | $451,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 13,953 | $450,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 10,641 | $450,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 31,725 | $450,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 59,400 | $450,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 4,732 | $449,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 17,708 | $449,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 62,442 | $448,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 22,207 | $448,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 29,100 | $448,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 8,322 | $447,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 8,722 | $447,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 5,428 | $447,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 23,166 | $446,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 78,354 | $443,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 37,328 | $442,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 8,036 | $442,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 6,642 | $440,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 16,984 | $440,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 28,196 | $440,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 38,800 | $438,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N753 | TORTOISE GLOBAL | 9,628 | $438,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 21,272 | $437,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 14,576 | $437,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 5,176 | $437,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 9,227 | $436,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 37,572 | $436,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 18,601 | $435,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 42,992 | $435,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 6,477 | $435,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 18,338 | $435,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 15,382 | $435,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 14,857 | $435,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 7,825 | $435,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 78,539 | $435,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 25,465 | $433,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 18,702 | $433,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 2,772 | $432,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 288,652 | $432,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 7,915 | $431,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 2,753 | $431,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 14,840 | $431,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 42,405 | $430,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 4,652 | $430,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 24,417 | $430,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 22,417 | $430,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 5,498 | $427,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 14,018 | $427,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 73,046 | $427,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 21,215 | $427,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 8,474 | $426,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 49,484 | $426,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 14,453 | $426,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 4,501 | $425,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 19,964 | $424,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 21,047 | $424,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 3,808 | $423,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 7,805 | $423,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 9,187 | $421,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 4,404 | $420,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 30,246 | $420,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 16,700 | $419,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 30,210 | $417,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 26,356 | $417,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 12,649 | $417,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 5,704 | $417,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 30,174 | $416,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 19,710 | $414,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 4,214 | $413,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 59,728 | $411,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 17,925 | $411,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 22,048 | $410,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 4,141 | $410,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 7,374 | $408,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 28,250 | $407,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $407,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 44,597 | $407,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 18,160 | $406,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 8,254 | $405,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 15,452 | $404,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 4,173 | $404,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 20,541 | $404,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 39,411 | $403,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,428 | $403,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 45,847 | $403,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 58,633 | $400,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 5,300 | $399,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 18,907 | $399,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 19,600 | $398,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 3,261 | $398,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 20,218 | $397,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 3,700 | $396,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 19,865 | $396,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 12,144 | $395,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 120,479 | $395,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 11,401 | $394,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 21,866 | $394,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 17,161 | $393,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 27,170 | $393,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 25,957 | $393,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 5,271 | $392,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 19,251 | $392,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 12,215 | $392,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 16,019 | $391,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 6,097 | $389,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 8,817 | $389,000 | thousands by filing date | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 45,690 | $388,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 51,997 | $388,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 7,259 | $388,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 29,038 | $386,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 25,499 | $386,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 9,720 | $386,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 9,684 | $385,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 52,112 | $385,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 15,035 | $385,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 9,009 | $384,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 22,219 | $384,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 21,009 | $382,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 6,077 | $382,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 22,429 | $381,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 44,216 | $379,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 11,053 | $378,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 8,887 | $378,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 27,340 | $375,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 13,360 | $374,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 3,304 | $374,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 5,115 | $374,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 26,620 | $373,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 24,427 | $373,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 25,335 | $373,000 | thousands by filing date | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 5,042 | $372,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 36,420 | $372,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 25,606 | $372,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 156,900 | $371,000 | thousands by filing date | call |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 45,697 | $371,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 6,196 | $370,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 14,900 | $370,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 16,936 | $369,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 9,129 | $368,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 12,351 | $367,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 7,219 | $366,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 8,888 | $366,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 9,728 | $365,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 7,871 | $365,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 36,608 | $365,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 365,000 | $365,000 | thousands by filing date | principal |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 7,289 | $364,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 47,049 | $364,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 11,503 | $364,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 11,361 | $363,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 7,641 | $363,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 110,000 | $363,000 | thousands by filing date | put |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 7,410 | $362,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 7,861 | $361,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 14,170 | $361,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 12,052 | $360,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 3,954 | $359,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 21,866 | $359,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 214,803 | $357,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 45,903 | $356,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 13,458 | $355,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 8,977 | $355,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 35,071 | $355,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 15,206 | $353,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 7,908 | $353,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 20,135 | $353,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 21,163 | $352,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 96,660 | $350,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 103,800 | $350,000 | thousands by filing date | call |
| READY CAPITAL CORP | 75574U101 | COM | 24,260 | $350,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 14,054 | $350,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 16,295 | $350,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 5,149 | $349,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 28,500 | $349,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 8,167 | $349,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 11,873 | $349,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 18,568 | $348,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 34,031 | $348,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 47,221 | $347,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 41,000 | $346,000 | thousands by filing date | call |
| PERDOCEO ED CORP | 71363P106 | COM | 32,791 | $346,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 19,022 | $346,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 270,500 | $346,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 167,700 | $345,000 | thousands by filing date | call |
| FUBOTV INC | 35953D104 | COM | 14,399 | $345,000 | thousands by filing date | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 8,941 | $344,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 56,528 | $343,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 6,410 | $343,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 16,931 | $343,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 14,823 | $342,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 10,092 | $342,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 32,915 | $342,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 8,965 | $342,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 34,694 | $342,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 27,200 | $341,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 6,115 | $341,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 7,048 | $340,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 11,049 | $339,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 9,379 | $337,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 7,080 | $337,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 22,306 | $337,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 9,929 | $336,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 18,347 | $336,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 4,700 | $335,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 16,674 | $335,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 15,042 | $335,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 5,491 | $335,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 17,839 | $334,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 19,085 | $334,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 331,000 | $334,000 | thousands by filing date | principal |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 4,163 | $332,000 | thousands by filing date | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 12,771 | $332,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 20,954 | $332,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 5,037 | $331,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 13,441 | $331,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 5,819 | $330,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y236 | DATA CTR & DIGIT | 19,621 | $329,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 28,922 | $328,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 5,603 | $327,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 3,162 | $326,000 | thousands by filing date | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 3,251 | $325,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 24,334 | $325,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 60,001 | $325,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 17,784 | $324,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 12,942 | $324,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 20,575 | $321,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 17,095 | $321,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 30,332 | $320,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 5,522 | $320,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 8,244 | $320,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 60,181 | $320,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,838 | $319,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 315,000 | $319,000 | thousands by filing date | principal |
| COEUR MNG INC COM NEW | 192108504 | Stock | 51,505 | $318,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 8,921 | $317,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 31,655 | $317,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 9,498 | $316,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 2,795 | $315,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 10,358 | $315,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 9,295 | $315,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 10,787 | $314,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 4,830 | $314,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 7,841 | $313,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 17,842 | $313,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 8,845 | $313,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 7,401 | $312,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 54,450 | $312,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 62,875 | $311,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 8,731 | $311,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 2,549 | $311,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 6,171 | $311,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 39,130 | $311,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 48,430 | $310,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 12,169 | $310,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 5,173 | $309,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 6,212 | $309,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 11,964 | $309,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 4,068 | $308,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 9,542 | $308,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 21,494 | $307,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 43,558 | $307,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 21,768 | $306,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 7,283 | $306,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 27,644 | $306,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 4,274 | $306,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 2,689 | $305,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,930 | $304,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 31,219 | $304,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 22,043 | $304,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 8,060 | $304,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 22,691 | $303,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 17,124 | $303,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 7,709 | $303,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 14,341 | $303,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 44,598 | $303,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 23,503 | $303,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 83,058 | $303,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 30,244 | $302,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 38,018 | $302,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 25,238 | $302,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 7,242 | $301,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 3,141 | $301,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 9,512 | $300,000 | thousands by filing date | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 9,937 | $300,000 | thousands by filing date | |
| DOXIMITY INC CL A | 26622P107 | Stock | 3,689 | $298,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 23,382 | $295,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 6,804 | $295,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 8,274 | $295,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 9,552 | $294,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 18,089 | $293,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 5,427 | $293,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,384 | $293,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 6,817 | $293,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 81,059 | $293,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 51,200 | $292,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 79,986 | $292,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 60,838 | $292,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 11,603 | $292,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 17,919 | $292,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 7,350 | $291,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 2,442 | $291,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 279,000 | $291,000 | thousands by filing date | principal |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 58,743 | $290,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 35,466 | $290,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 23,503 | $289,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 7,269 | $289,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 25,879 | $289,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 14,669 | $289,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 7,161 | $288,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,170 | $287,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 42,445 | $287,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 5,912 | $286,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 22,585 | $286,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 29,819 | $285,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 6,358 | $285,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 21,101 | $285,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 18,261 | $285,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 32,939 | $285,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 7,621 | $284,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 6,670 | $284,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 18,032 | $284,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 36,800 | $284,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 8,945 | $283,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 62,132 | $283,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 10,667 | $283,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 19,800 | $281,000 | thousands by filing date | call |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 17,663 | $281,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 9,936 | $280,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 57,800 | $280,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 5,589 | $280,000 | thousands by filing date | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 23,915 | $280,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 28,616 | $280,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 12,600 | $279,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 8,678 | $279,000 | thousands by filing date | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 10,000 | $279,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 7,225 | $279,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J726 | RAFI STRG US ETF | 9,286 | $279,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,770 | $278,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 3,922 | $276,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 5,874 | $276,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 22,740 | $276,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 4,530 | $275,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 698 | $275,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 10,597 | $275,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 11,162 | $275,000 | thousands by filing date | |
| CENTERSPACE COM | 15202L107 | REIT | 2,899 | $274,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 260,000 | $273,000 | thousands by filing date | principal |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,212 | $272,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 8,661 | $271,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 20,136 | $271,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 5,056 | $270,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 10,569 | $269,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 27,547 | $269,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 3,161 | $269,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 27,005 | $269,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 12,782 | $268,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 23,171 | $267,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 25,834 | $267,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 260,000 | $267,000 | thousands by filing date | principal |
| Avantis International Equity ETF | 025072703 | SHS | 4,249 | $266,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 106,800 | $266,000 | thousands by filing date | call |
| KORN FERRY COM NEW | 500643200 | Stock | 3,675 | $266,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 21,888 | $266,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 14,354 | $266,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592135 | COM | 7,913 | $266,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 6,983 | $265,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-21-000011 | this filing | 2021-11-02 | acceptance time not in the bulk data set |