13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-02, with 4,105 holding rows worth $111,355,397,000.
- Accession
- 0001084208-21-000011
- Filer
- CIK 1084208
- Filed
- 2021-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 4,241 entries on the cover page, a total value of $111,355,397,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $111,355,397,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PTC THERAPEUTICS INC | 69366J200 | COM | 7,125 | $265,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 21,509 | $265,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 2,920 | $265,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 260,000 | $265,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 260,000 | $265,000 | thousands by filing date | principal |
| APTINYX INC | 03836N103 | COM | 113,330 | $265,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,779 | $264,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 26,251 | $264,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 7,716 | $264,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 18,283 | $263,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 8,735 | $263,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 11,781 | $263,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 15,197 | $262,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 50,745 | $261,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 260,000 | $261,000 | thousands by filing date | principal |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 5,296 | $260,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 6,260 | $259,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 3,858 | $259,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 63,558 | $258,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 4,168 | $257,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 2,878 | $257,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 28,392 | $257,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 15,100 | $256,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 18,814 | $256,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 31,523 | $256,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,260 | $255,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 51,415 | $255,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 16,133 | $255,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 5,783 | $255,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 3,151 | $255,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 67,011 | $254,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 5,442 | $254,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 10,200 | $253,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 47,955 | $253,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 15,934 | $253,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 16,012 | $253,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 7,830 | $253,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 27,552 | $253,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 250,000 | $253,000 | thousands by filing date | principal |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,167 | $252,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 3,339 | $252,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 11,079 | $252,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 1,639 | $250,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 26,228 | $250,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 250,000 | $249,000 | thousands by filing date | principal |
| ELFBEAUTYINC | 26856L103 | STOK | 8,550 | $248,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 10,205 | $248,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 137,931 | $248,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 2,346 | $247,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 3,089 | $247,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 8,127 | $247,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 2,604 | $246,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 51,550 | $246,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 4,475 | $246,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 5,346 | $246,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 33,938 | $245,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 30,060 | $245,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 11,664 | $245,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X804 | COMMON STOCK | 3,464 | $245,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 111,500 | $243,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,486 | $243,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 19,865 | $243,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 6,460 | $242,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 24,818 | $242,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 7,809 | $241,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,000 | $240,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 6,454 | $240,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 27,038 | $240,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 38,700 | $239,000 | thousands by filing date | call |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 7,256 | $239,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 26,159 | $239,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 225,000 | $239,000 | thousands by filing date | principal |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 10,502 | $238,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,663 | $238,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 265,000 | $238,000 | thousands by filing date | principal |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 37,041 | $237,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 41,911 | $236,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 14,509 | $236,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 19,844 | $236,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 5,831 | $235,000 | thousands by filing date | |
| STRIDE INC | 86333M108 | COM | 6,522 | $234,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 6,155 | $234,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 6,542 | $233,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 5,560 | $233,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 1,504 | $232,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 26,400 | $232,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 9,564 | $230,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 14,601 | $229,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 4,709 | $229,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 31,921 | $229,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 28,685 | $229,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,224 | $228,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 12,519 | $228,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 9,147 | $228,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 327 | $228,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 2,888 | $227,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 3,846 | $227,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 8,747 | $226,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 6,395 | $226,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 9,000 | $226,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 10,409 | $225,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 45,589 | $224,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 12,071 | $224,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 8,200 | $223,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 5,299 | $223,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 21,151 | $223,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 10,545 | $222,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 17,301 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 3,707 | $222,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 4,238 | $221,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 3,902 | $221,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 48,000 | $221,000 | thousands by filing date | call |
| APPHARVEST INC | 03783T103 | COM | 33,936 | $221,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 13,350 | $220,000 | thousands by filing date | call |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 22,000 | $220,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 30,140 | $219,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 13,395 | $219,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 5,392 | $219,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 8,129 | $219,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 4,152 | $218,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 20,000 | $217,000 | thousands by filing date | call |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 3,794 | $217,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 32,030 | $217,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 27,013 | $217,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 2,396 | $216,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 2,284 | $215,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 21,234 | $214,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 18,455 | $214,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 4,407 | $213,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 27,522 | $213,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 5,611 | $213,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 16,075 | $213,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 9,634 | $213,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 19,394 | $213,000 | thousands by filing date | |
| OLINK HLDG AB | 680710100 | ADR | 8,796 | $213,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 19,848 | $211,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 2,200 | $211,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 8,253 | $210,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 4,884 | $210,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 3,468 | $209,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 20,796 | $209,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 102,000 | $209,000 | thousands by filing date | call |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 15,764 | $209,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 9,331 | $208,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 3,143 | $208,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,306 | $207,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 2,272 | $207,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 11,747 | $207,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 56,219 | $207,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 4,167 | $206,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 33,892 | $206,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 10,155 | $206,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 16,308 | $205,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 8,752 | $205,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 14,547 | $205,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 5,244 | $204,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 29,287 | $204,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 22,303 | $204,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 778 | $203,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 11,439 | $203,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 8,239 | $203,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 10,637 | $203,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 2,705 | $203,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 6,186 | $203,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 4,170 | $203,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 10,890 | $203,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 8,710 | $202,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 4,700 | $201,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 17,822 | $201,000 | thousands by filing date | |
| Angel Oak DFS Inc TR | 03462A102 | COM | 9,800 | $200,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 14,443 | $199,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 14,303 | $198,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 22,056 | $198,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 16,123 | $197,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 11,192 | $196,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 11,796 | $196,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 12,414 | $195,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 19,927 | $194,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 13,193 | $194,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 61,956 | $193,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 19,003 | $193,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 25,080 | $192,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 26,550 | $191,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 19,804 | $191,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 16,528 | $190,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 12,906 | $188,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 27,491 | $187,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 21,294 | $187,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 17,490 | $186,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 31,100 | $186,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 18,947 | $186,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 13,114 | $185,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 71,150 | $184,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 21,503 | $183,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y200 | UNIT 99/99/9999 | 18,000 | $183,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 30,142 | $180,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 13,716 | $179,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 13,532 | $178,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 53,742 | $177,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 11,628 | $176,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 13,174 | $175,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 13,434 | $175,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 152,183 | $172,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 16,092 | $170,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 32,562 | $170,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 22,800 | $168,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 30,853 | $168,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 21,250 | $167,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 31,772 | $167,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 16,899 | $167,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 58,461 | $166,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 11,501 | $166,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 10,025 | $166,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 14,300 | $165,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 12,635 | $162,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 10,644 | $162,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 31,849 | $162,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 24,062 | $161,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 13,947 | $161,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 10,713 | $160,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 13,716 | $159,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 39,132 | $159,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 10,266 | $159,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP II | G65317102 | CLASS A ORD SHS | 16,091 | $159,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 11,598 | $158,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 12,077 | $158,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 14,719 | $158,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 12,765 | $157,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 23,613 | $157,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 33,532 | $156,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 11,874 | $154,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 19,631 | $154,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 38,094 | $154,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 16,481 | $154,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 15,902 | $154,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 32,411 | $151,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 14,081 | $151,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 11,846 | $151,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 13,990 | $151,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 32,775 | $150,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 82,539 | $150,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 92,500 | $149,000 | thousands by filing date | call |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 13,900 | $149,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 72,600 | $148,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 73,800 | $148,000 | thousands by filing date | put |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 12,491 | $148,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 79,800 | $146,000 | thousands by filing date | call |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 25,878 | $146,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 39,870 | $146,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 15,000 | $146,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 87,200 | $145,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 33,959 | $145,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 145,000 | $145,000 | thousands by filing date | principal |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 31,630 | $144,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 15,855 | $144,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 13,100 | $144,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 12,140 | $141,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 11,528 | $141,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 320,500 | $140,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 56,585 | $140,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 12,075 | $140,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 11,500 | $140,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 26,351 | $140,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 12,885 | $139,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 17,408 | $139,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 10,423 | $138,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 13,985 | $137,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 19,914 | $136,000 | thousands by filing date | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 55,465 | $134,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 180,521 | $134,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 24,119 | $133,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 14,140 | $133,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 55,916 | $133,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 13,967 | $133,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 13,085 | $133,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 46,300 | $132,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 26,100 | $132,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 20,944 | $132,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 10,391 | $131,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 14,585 | $131,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 16,017 | $131,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 12,034 | $131,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 130,000 | $131,000 | thousands by filing date | principal |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 10,858 | $130,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 216,300 | $129,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 41,017 | $129,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 17,627 | $129,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 19,975 | $128,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 16,351 | $127,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 15,095 | $126,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 21,362 | $126,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 35,200 | $125,000 | thousands by filing date | call |
| META MATERIALS INC | 59134N104 | COM | 21,605 | $125,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 10,969 | $125,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 12,500 | $123,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 28,203 | $122,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 26,800 | $122,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 37,814 | $122,000 | thousands by filing date | |
| OMNIQ CORP | 68217M107 | COM | 12,000 | $122,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 12,105 | $122,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 31,103 | $120,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 13,501 | $119,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 12,648 | $118,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,917 | $116,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 11,389 | $116,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 18,797 | $115,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 11,922 | $115,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 11,460 | $114,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 33,500 | $114,000 | thousands by filing date | call |
| VUZIX CORP | 92921W300 | COM NEW | 10,880 | $114,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 12,741 | $114,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 33,299 | $113,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 11,900 | $113,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 97,200 | $112,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 41,900 | $112,000 | thousands by filing date | call |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 20,155 | $112,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 13,978 | $112,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 48,201 | $111,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 13,352 | $110,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 11,105 | $110,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 15,900 | $109,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 20,800 | $109,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 16,490 | $108,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 10,673 | $108,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 23,415 | $107,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 24,825 | $107,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 12,986 | $106,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 16,695 | $105,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 13,400 | $103,000 | thousands by filing date | call |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 20,000 | $103,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 17,350 | $103,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 17,350 | $99,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 72,300 | $97,000 | thousands by filing date | call |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 90,000 | $97,000 | thousands by filing date | principal |
| CHICOS FAS INC | 168615102 | COM | 21,235 | $95,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 14,000 | $95,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 24,019 | $95,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 90,000 | $95,000 | thousands by filing date | principal |
| CONDUENT INC | 206787103 | COM | 14,318 | $94,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 17,271 | $94,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 113,600 | $93,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 71,900 | $93,000 | thousands by filing date | call |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 12,133 | $93,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 12,670 | $91,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 65,597 | $91,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 75,500 | $91,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 18,059 | $90,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 12,200 | $90,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 10,253 | $89,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 46,140 | $89,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 16,896 | $89,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 46,243 | $87,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 23,940 | $87,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 35,372 | $87,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C112 | Cmn | 10,605 | $87,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 85,000 | $86,000 | thousands by filing date | principal |
| ANGEL OAK FINL STRATEGIES IN | 03464A118 | RIGHT 10/14/2021 | 400,815 | $86,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 10,540 | $85,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 10,300 | $85,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 15,191 | $85,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 10,100 | $85,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 23,204 | $84,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 50,027 | $84,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 12,002 | $83,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 29,913 | $83,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 25,700 | $82,000 | thousands by filing date | call |
| ROMEO POWER INC | 776153108 | COM | 10,500 | $81,000 | thousands by filing date | put |
| TITAN MED INC | 88830X819 | COM | 53,243 | $81,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 55,140 | $80,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 88,600 | $80,000 | thousands by filing date | call |
| WISDOMTREE INC | 97717P104 | COM | 13,947 | $79,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 13,842 | $79,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 34,583 | $79,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 28,400 | $77,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 27,000 | $76,000 | thousands by filing date | call |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 75,000 | $76,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 55,400 | $75,000 | thousands by filing date | call |
| SCYNEXIS INC | 811292200 | COM NEW | 14,193 | $75,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 22,500 | $74,000 | thousands by filing date | call |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 68,190 | $74,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 43,800 | $73,000 | thousands by filing date | call |
| NEW FOUND GOLD CORP | 64440N103 | COM | 11,851 | $72,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 14,704 | $71,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 38,125 | $71,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 64,000 | $70,000 | thousands by filing date | call |
| DESIGNER BRANDS INC | 250565108 | CL A | 39,700 | $69,000 | thousands by filing date | call |
| MOTUS GI HLDGS INC | 62014P108 | COM | 98,820 | $68,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 29,700 | $67,000 | thousands by filing date | call |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 20,000 | $66,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 27,614 | $65,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 11,048 | $65,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 22,395 | $64,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 11,439 | $63,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 11,193 | $62,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 77,000 | $61,000 | thousands by filing date | call |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 20,000 | $61,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 17,058 | $60,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 10,160 | $60,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 23,550 | $59,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 10,700 | $58,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 193,500 | $58,000 | thousands by filing date | call |
| ASENSUS SURGICAL INC | 04367G103 | COM | 31,234 | $58,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 35,800 | $57,000 | thousands by filing date | call |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 20,684 | $56,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 166,700 | $55,000 | thousands by filing date | call |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 14,300 | $54,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 140,000 | $53,000 | thousands by filing date | call |
| NEW PAC METALS CORP | 64782A107 | COM | 16,000 | $53,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 14,800 | $53,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 37,700 | $52,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 51,100 | $52,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 21,600 | $52,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 66,900 | $51,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 85,300 | $51,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 13,096 | $51,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 25,000 | $50,000 | thousands by filing date | call |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 17,000 | $50,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 49,000 | $50,000 | thousands by filing date | principal |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 10,900 | $49,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 64,800 | $49,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 20,358 | $49,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 11,500 | $47,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 46,100 | $46,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 12,500 | $45,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 76,100 | $45,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 21,675 | $45,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 20,150 | $44,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 14,175 | $43,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 12,219 | $42,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 16,813 | $42,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 13,000 | $42,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 40,000 | $42,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 40,000 | $41,000 | thousands by filing date | principal |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 16,200 | $41,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 30,900 | $39,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 56,300 | $39,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 20,200 | $39,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 56,400 | $39,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 38,000 | $39,000 | thousands by filing date | principal |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 57,800 | $39,000 | thousands by filing date | call |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 13,968 | $38,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 47,600 | $37,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 81,900 | $37,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 30,200 | $37,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 28,500 | $36,000 | thousands by filing date | call |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 31,200 | $36,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 82,800 | $36,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 11,362 | $36,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 18,890 | $35,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 62,900 | $35,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 53,600 | $34,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 19,000 | $34,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 37,200 | $34,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 15,000 | $34,000 | thousands by filing date | principal |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 32,000 | $34,000 | thousands by filing date | principal |
| SYNLOGIC INC | 87166L100 | COM | 11,000 | $34,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 22,000 | $33,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 53,900 | $32,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 53,300 | $32,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 31,000 | $32,000 | thousands by filing date | principal |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 10,899 | $32,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 12,100 | $31,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 44,500 | $31,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 12,800 | $31,000 | thousands by filing date | put |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 16,000 | $30,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 31,000 | $30,000 | thousands by filing date | principal |
| UNIVERSE PHARMACEUTICALS INC | G9442G104 | SHS | 12,096 | $30,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 12,500 | $29,000 | thousands by filing date | call |
| HEXO CORP | 428304307 | COM NEW | 15,697 | $29,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 48,346 | $29,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 23,699 | $28,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 20,800 | $27,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 30,200 | $27,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 15,200 | $27,000 | thousands by filing date | call |
| Inflarx Nv | N44821101 | COM | 10,419 | $27,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 25,000 | $27,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 10,255 | $27,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 15,000 | $27,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 10,100 | $26,000 | thousands by filing date | call |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 29,100 | $26,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 25,000 | $26,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 25,000 | $26,000 | thousands by filing date | principal |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 12,676 | $26,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 44,100 | $25,000 | thousands by filing date | call |
| OMNICOM GROUP INC COM | 681919106 | Stock | 44,900 | $25,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 46,200 | $25,000 | thousands by filing date | call |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 26,500 | $25,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 16,000 | $24,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 22,704 | $24,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 78,200 | $24,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 22,000 | $24,000 | thousands by filing date | principal |
| QUOTIENT LTD | G73268107 | SHS | 10,341 | $24,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 15,000 | $24,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 23,000 | $23,000 | thousands by filing date | principal |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 11,570 | $23,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 24,420 | $23,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 19,400 | $22,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 16,800 | $22,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 50,200 | $22,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 10,637 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-21-000011 | this filing | 2021-11-02 | acceptance time not in the bulk data set |