13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 3,659 holding rows worth $78,790,616,000.
- Accession
- 0001084208-20-000029
- Filer
- CIK 1084208
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 3,744 entries on the cover page, a total value of $78,790,616,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $78,790,616,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NIO INC SPON ADS | 62914V106 | ADR | 20,186 | $81,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 14,248 | $81,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 10,725 | $80,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 75,000 | $80,000 | thousands by filing date | principal |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 27,740 | $79,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 40,200 | $78,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 31,200 | $78,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 88,461 | $78,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 24,401 | $76,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 15,000 | $75,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 11,500 | $74,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 83,100 | $73,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 25,572 | $73,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 22,163 | $73,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 12,696 | $72,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 13,029 | $71,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,863 | $70,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 46,700 | $70,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 10,342 | $69,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 12,200 | $68,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 18,713 | $68,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 23,855 | $68,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 78,300 | $67,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 13,600 | $67,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 40,000 | $67,000 | thousands by filing date | principal |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 16,700 | $67,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 13,280 | $65,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 15,000 | $64,000 | thousands by filing date | call |
| SONOS INC | 83570H108 | COM | 67,200 | $64,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 25,600 | $60,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 59,900 | $60,000 | thousands by filing date | call |
| MANNING + NAPIER INC | 56382Q102 | CL A | 34,450 | $60,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 62,700 | $59,000 | thousands by filing date | call |
| WESTROCK CO | 96145D105 | COM | 46,800 | $59,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 12,400 | $58,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 15,700 | $57,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 13,152 | $57,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 18,480 | $57,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 11,200 | $56,000 | thousands by filing date | put |
| HEXO CORP | 428304109 | COM | 35,240 | $56,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 43,734 | $56,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 14,195 | $55,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 11,700 | $55,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 53,061 | $54,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 72,700 | $53,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 16,879 | $53,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 47,582 | $52,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 39,650 | $52,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 38,100 | $51,000 | thousands by filing date | call |
| Dawson Geophysical Co Ne | 239360100 | COM | 21,000 | $50,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 34,732 | $50,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 20,132 | $49,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 34,605 | $49,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 18,732 | $49,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 19,600 | $48,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 88,700 | $47,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 80,600 | $47,000 | thousands by filing date | call |
| NOVAVAX INC | 670002401 | COM NEW | 11,862 | $47,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 12,175 | $47,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 18,913 | $47,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $46,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 11,750 | $45,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 34,943 | $44,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 55,000 | $43,000 | thousands by filing date | principal |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 17,000 | $43,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 10,918 | $43,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 25,600 | $41,000 | thousands by filing date | call |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 34,400 | $41,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 202,300 | $40,000 | thousands by filing date | call |
| LILIS ENERGY INC | 532403201 | COM NEW | 105,000 | $40,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 14,840 | $39,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 10,142 | $37,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 20,700 | $36,000 | thousands by filing date | call |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 14,770 | $36,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 12,247 | $36,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 12,975 | $36,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 29,411 | $35,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 15,062 | $35,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 11,088 | $34,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 13,100 | $33,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 30,400 | $33,000 | thousands by filing date | call |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 10,040 | $33,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 11,000 | $33,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 48,700 | $32,000 | thousands by filing date | call |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 10,300 | $30,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 11,317 | $30,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 10,600 | $30,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 18,600 | $30,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 13,800 | $30,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 27,525 | $30,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 12,600 | $29,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 11,537 | $29,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 19,710 | $29,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 17,100 | $28,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 17,600 | $28,000 | thousands by filing date | call |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 23,449 | $28,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 35,000 | $27,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 25,000 | $27,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 12,400 | $26,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 18,400 | $25,000 | thousands by filing date | call |
| RENREN INC | 759892201 | SPON ADR A NEW | 29,620 | $25,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 28,300 | $24,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 14,500 | $24,000 | thousands by filing date | call |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 26,480 | $24,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 17,700 | $24,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 10,600 | $23,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 11,000 | $23,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 13,000 | $23,000 | thousands by filing date | call |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 11,059 | $22,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 17,620 | $22,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 31,025 | $21,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 33,300 | $21,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 83,865 | $21,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 22,000 | $21,000 | thousands by filing date | principal |
| TASEKO MINES LTD COM | 876511106 | Stock | 40,700 | $20,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 13,180 | $20,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 32,200 | $19,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 21,000 | $19,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 13,638 | $19,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 30,400 | $18,000 | thousands by filing date | call |
| BLACKSTONE INC | 09260D107 | COM | 30,500 | $17,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 11,800 | $17,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 32,500 | $17,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 10,500 | $16,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 18,400 | $15,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 55,300 | $15,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 20,000 | $15,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 12,626 | $13,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 12,000 | $12,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 34,988 | $12,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 11,773 | $12,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 12,278 | $11,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 10,325 | $10,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 20,000 | $10,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 22,500 | $10,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 13,100 | $9,000 | thousands by filing date | call |
| GEE GROUP INC | 36165A102 | COM | 23,250 | $9,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 24,520 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 11,400 | $8,000 | thousands by filing date | call |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 11,500 | $7,000 | thousands by filing date | call |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 12,000 | $7,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 10,700 | $6,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,500 | $6,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 14,540 | $6,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 22,900 | $5,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 43,500 | $4,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 14,000 | $4,000 | thousands by filing date | call |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 14,000 | $4,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 68,900 | $3,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 15,300 | $3,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 39,500 | $3,000 | thousands by filing date | call |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 15,325 | $3,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 11,600 | $2,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 30,300 | $2,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 10,800 | $2,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 16,000 | $2,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 37,600 | $1,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 21,500 | $1,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 12,500 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-20-000029 | this filing | 2020-02-12 | acceptance time not in the bulk data set |