13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 3,659 holding rows worth $78,790,616,000.
- Accession
- 0001084208-20-000029
- Filer
- CIK 1084208
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 3,744 entries on the cover page, a total value of $78,790,616,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $78,790,616,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CABOT CORP | 127055101 | COM | 14,642 | $696,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 355,197 | $696,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 24,082 | $696,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 16,326 | $695,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 74,396 | $695,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 91,441 | $694,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 113,163 | $694,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 17,238 | $693,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 6,685 | $691,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 56,320 | $690,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 12,624 | $685,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 114,200 | $684,000 | thousands by filing date | call |
| SILGAN HLDGS INC | 827048109 | COM | 22,012 | $684,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 41,040 | $682,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 21,610 | $680,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 21,360 | $679,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 63,828 | $678,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 15,412 | $678,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 17,399 | $676,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 7,467 | $676,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 19,637 | $675,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 14,971 | $674,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 23,591 | $673,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 20,654 | $670,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 22,522 | $670,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 34,247 | $670,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 10,574 | $665,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 660,000 | $665,000 | thousands by filing date | principal |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 52,770 | $664,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 12,738 | $663,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 40,295 | $663,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 31,445 | $663,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 17,813 | $662,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 66,010 | $662,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 4,248 | $661,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 36,013 | $660,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 18,127 | $659,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 18,721 | $658,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 58,695 | $657,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 5,090 | $656,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 80,500 | $654,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 12,543 | $654,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 18,021 | $653,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 40,496 | $653,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 13,995 | $651,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 4,419 | $649,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 18,121 | $648,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 28,574 | $648,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 41,203 | $648,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 14,533 | $647,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 19,405 | $644,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 83,043 | $644,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 15,760 | $643,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 45,320 | $642,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 45,231 | $641,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 13,849 | $638,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 45,275 | $638,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 15,833 | $638,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 8,531 | $638,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 22,173 | $635,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 14,275 | $634,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 40,138 | $632,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 5,969 | $630,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 130,514 | $629,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 16,597 | $629,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 12,977 | $628,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 14,540 | $626,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 59,015 | $625,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 14,302 | $625,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 9,739 | $624,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 8,610 | $622,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 14,684 | $621,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 14,080 | $618,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 3,264 | $616,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 5,520 | $614,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 77,550 | $614,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 12,214 | $613,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 71,631 | $612,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 13,560 | $611,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 12,545 | $610,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 20,316 | $608,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 12,419 | $607,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 35,061 | $607,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 16,667 | $607,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 25,690 | $606,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 12,429 | $605,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 12,534 | $604,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 9,394 | $604,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 48,823 | $603,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 8,852 | $603,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 7,563 | $602,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 70,054 | $602,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 13,921 | $602,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 300,000 | $602,000 | thousands by filing date | principal |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 34,717 | $601,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 10,038 | $601,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 53,540 | $600,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 35,005 | $600,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 11,973 | $598,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 45,000 | $597,000 | thousands by filing date | call |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 17,799 | $597,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 44,917 | $597,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 8,346 | $596,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 36,662 | $595,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 49,025 | $595,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 12,918 | $594,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 28,854 | $593,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 10,194 | $592,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 10,715 | $590,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 3,826 | $586,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 7,671 | $586,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 17,399 | $586,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 8,322 | $585,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 11,563 | $585,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 35,571 | $585,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 38,717 | $584,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 6,649 | $583,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 66,623 | $582,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 13,652 | $580,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 68,789 | $579,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 4,918 | $579,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 177,594 | $579,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 39,526 | $578,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 77,180 | $577,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 14,778 | $577,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 45,145 | $577,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 28,445 | $576,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 98,498 | $576,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 23,150 | $574,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 48,929 | $574,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 40,729 | $574,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 66,814 | $572,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 112,625 | $571,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 16,924 | $570,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 7,329 | $567,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 17,636 | $567,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 36,843 | $566,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 24,198 | $566,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 10,334 | $566,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 13,078 | $565,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 379 | $564,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 26,135 | $564,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 13,407 | $564,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 21,003 | $563,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 19,060 | $560,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 7,625 | $558,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 6,672 | $557,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 23,483 | $557,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 24,534 | $555,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 46,033 | $555,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 20,717 | $555,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 17,907 | $552,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 143,300 | $552,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 5,505 | $551,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 38,700 | $550,000 | thousands by filing date | call |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 98,412 | $549,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 5,349 | $549,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 40,857 | $548,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 6,540 | $548,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 696,000 | $548,000 | thousands by filing date | principal |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 39,622 | $548,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 9,186 | $546,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 10,156 | $545,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3,404 | $545,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 115,909 | $545,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 11,621 | $545,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 11,278 | $544,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 8,648 | $544,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 20,888 | $544,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 22,309 | $543,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 24,611 | $542,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 9,325 | $541,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 7,173 | $540,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 7,699 | $540,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 6,692 | $540,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 21,572 | $538,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 27,513 | $536,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 7,110 | $536,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,532 | $535,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 11,374 | $535,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 12,021 | $534,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 54,150 | $534,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 48,919 | $533,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 11,735 | $533,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 9,541 | $533,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 12,461 | $532,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 3,054 | $532,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 27,975 | $532,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 19,366 | $532,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 31,899 | $530,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 77,306 | $530,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 42,771 | $528,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 36,242 | $527,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 88,481 | $527,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 8,016 | $526,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 23,070 | $526,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 22,156 | $526,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 22,910 | $526,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 34,038 | $526,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 18,988 | $525,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 15,401 | $525,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 4,766 | $524,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 45,875 | $523,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 38,531 | $522,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 40,594 | $522,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 110,256 | $522,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 35,372 | $520,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 11,385 | $520,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 121,600 | $520,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 402,016 | $519,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 23,497 | $519,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 41,276 | $518,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 11,213 | $518,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 6,321 | $518,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 21,300 | $518,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 49,267 | $517,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 38,144 | $517,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 13,934 | $516,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 15,399 | $515,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 8,771 | $515,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 12,935 | $514,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 10,437 | $513,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 35,430 | $513,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 274,051 | $512,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 9,391 | $511,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 23,282 | $510,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 10,533 | $510,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 7,896 | $508,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 16,040 | $508,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 19,437 | $508,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 39,671 | $508,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 7,969 | $507,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 120,250 | $507,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 48,883 | $507,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 15,017 | $505,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 12,308 | $505,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 50,731 | $504,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 20,579 | $504,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 20,000 | $503,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 51,355 | $502,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 7,344 | $499,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 50,353 | $499,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 4,972 | $497,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 9,877 | $497,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 21,720 | $496,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 9,264 | $495,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 30,169 | $494,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 7,530 | $493,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 5,332 | $493,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 18,257 | $491,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 8,877 | $491,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 2,982 | $490,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 9,816 | $490,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 6,435 | $489,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 54,700 | $489,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 19,173 | $489,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 36,456 | $488,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 29,519 | $486,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 23,978 | $486,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,284 | $483,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 29,905 | $483,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 120,245 | $481,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 86,318 | $480,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 13,995 | $480,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 5,350 | $480,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 13,924 | $478,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 14,565 | $478,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 19,165 | $477,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 88,677 | $477,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 12,908 | $477,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 56,068 | $477,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 20,320 | $475,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 42,024 | $473,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 28,866 | $471,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 197,070 | $471,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 14,293 | $470,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 16,687 | $469,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 6,512 | $467,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 24,055 | $466,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 65,647 | $464,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 8,653 | $464,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 18,228 | $464,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 31,755 | $463,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 51,680 | $463,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 11,293 | $463,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 18,346 | $462,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 9,070 | $462,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 51,893 | $462,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 8,076 | $461,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 9,493 | $461,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 41,563 | $459,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 46,786 | $459,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 37,947 | $458,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 15,210 | $458,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 2,215 | $458,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 7,600 | $458,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 114,246 | $457,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 3,271 | $455,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 10,078 | $455,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 27,256 | $455,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 13,138 | $455,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 36,297 | $454,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 20,895 | $454,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 42,300 | $453,000 | thousands by filing date | call |
| TENABLE HLDGS INC | 88025T102 | COM | 18,806 | $451,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 86,474 | $451,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 18,466 | $450,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 15,326 | $449,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 12,365 | $449,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 6,051 | $448,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 16,975 | $448,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 55,170 | $446,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 13,942 | $446,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 24,338 | $446,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 7,183 | $445,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 17,136 | $445,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 9,781 | $443,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 51,900 | $442,000 | thousands by filing date | call |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,250 | $441,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 62,590 | $441,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 92,859 | $441,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 7,858 | $440,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 12,675 | $439,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 42,108 | $438,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 8,929 | $437,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 27,942 | $437,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 9,973 | $435,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 22,488 | $435,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 24,250 | $435,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 8,463 | $432,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 5,498 | $432,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 19,766 | $432,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 10,795 | $432,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 54,338 | $431,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 18,331 | $430,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 25,386 | $430,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 13,219 | $429,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 16,228 | $429,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 19,660 | $428,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 39,025 | $428,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 13,084 | $427,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 9,841 | $427,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 18,888 | $427,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 17,712 | $425,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 15,641 | $425,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 16,544 | $425,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 400,000 | $424,000 | thousands by filing date | principal |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 23,813 | $422,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 36,980 | $422,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 20,470 | $422,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 8,341 | $422,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 577,800 | $422,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 30,883 | $422,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 26,727 | $421,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 4,373 | $421,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 62,375 | $420,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 10,369 | $419,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 46,253 | $419,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 19,989 | $419,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 2,050 | $419,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 11,426 | $418,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 37,571 | $418,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 22,773 | $417,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 40,976 | $416,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 36,887 | $416,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 65,767 | $416,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 74,182 | $415,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 19,600 | $414,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 11,665 | $414,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 226,777 | $413,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 5,607 | $412,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 25,000 | $412,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 23,324 | $411,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 11,157 | $411,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 15,106 | $411,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 17,995 | $411,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 19,073 | $410,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 63,888 | $410,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 8,000 | $410,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 14,638 | $409,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 9,629 | $409,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 7,385 | $408,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 100,253 | $408,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 6,181 | $407,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 8,702 | $406,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 5,067 | $405,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 13,012 | $405,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 149,275 | $405,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 6,901 | $404,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 97,993 | $404,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 7,500 | $404,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 5,791 | $403,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 33,128 | $403,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 18,245 | $402,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 12,950 | $400,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 8,813 | $399,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 28,395 | $398,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 7,517 | $398,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,248 | $397,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 27,927 | $397,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 19,666 | $396,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 14,677 | $396,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 25,543 | $396,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 6,188 | $395,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 15,791 | $394,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 11,899 | $394,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 6,971 | $394,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 32,789 | $394,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 3,025 | $393,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 4,220 | $393,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 71,800 | $392,000 | thousands by filing date | call |
| ACCELERON PHARMA INC | 00434H108 | COM | 7,392 | $392,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 15,912 | $390,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 3,772 | $389,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 10,852 | $389,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 8,090 | $388,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 19,092 | $388,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 23,284 | $388,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 20,132 | $388,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 15,233 | $387,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 10,120 | $387,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 5,846 | $386,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 7,316 | $385,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 7,979 | $384,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 17,910 | $384,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 49,282 | $383,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 24,036 | $383,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 18,851 | $383,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 19,532 | $381,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 4,570 | $380,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 9,044 | $380,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 52,745 | $380,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 4,761 | $379,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 20,046 | $379,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 20,082 | $379,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 26,952 | $379,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 3,942 | $377,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 10,979 | $376,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,039 | $376,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 8,917 | $376,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 13,034 | $376,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 7,468 | $376,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 40,446 | $375,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 47,897 | $375,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 41,295 | $374,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 13,524 | $374,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 10,273 | $374,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 4,825 | $373,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 8,771 | $373,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 99,700 | $372,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 8,097 | $371,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 33,973 | $369,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 30,935 | $368,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 29,162 | $368,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 12,074 | $368,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 33,989 | $368,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 12,948 | $366,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 5,673 | $363,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 350,000 | $363,000 | thousands by filing date | principal |
| PERRIGO CO PLC SHS | G97822103 | Stock | 7,005 | $362,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 9,211 | $362,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 77,939 | $362,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 6,383 | $361,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 7,194 | $361,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 16,237 | $361,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 156,517 | $361,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 14,350 | $361,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 8,675 | $360,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 5,414 | $360,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 7,656 | $360,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 13,282 | $360,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 30,395 | $359,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 8,403 | $358,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 19,985 | $358,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 8,122 | $357,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 36,561 | $357,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 11,003 | $357,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 17,126 | $356,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 14,489 | $354,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 29,018 | $353,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 87,897 | $352,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 62,836 | $351,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 5,847 | $351,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 23,754 | $350,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 34,122 | $349,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 21,658 | $349,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 21,166 | $349,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 91,195 | $347,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 8,692 | $347,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 44,714 | $347,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 8,577 | $346,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 117,382 | $346,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 21,389 | $345,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 25,390 | $344,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 20,725 | $344,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 6,773 | $343,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 6,461 | $343,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 25,858 | $343,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 22,630 | $342,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 10,655 | $342,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-20-000029 | this filing | 2020-02-12 | acceptance time not in the bulk data set |