13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 3,659 holding rows worth $78,790,616,000.
- Accession
- 0001084208-20-000029
- Filer
- CIK 1084208
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 3,744 entries on the cover page, a total value of $78,790,616,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $78,790,616,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 16,823 | $341,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 38,943 | $341,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 4,708 | $341,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 15,383 | $340,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 80 | $340,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 10,395 | $339,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 28,110 | $339,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 17,592 | $339,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 7,068 | $339,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 6,205 | $339,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 10,412 | $338,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 10,419 | $338,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 25,524 | $338,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 24,958 | $338,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 7,011 | $338,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 16,984 | $337,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 4,949 | $337,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 5,580 | $336,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 61,598 | $336,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 16,577 | $335,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 70,943 | $335,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 6,500 | $333,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 4,735 | $331,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 11,816 | $330,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 38,924 | $330,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 12,420 | $329,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 12,847 | $329,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 6,273 | $328,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 18,867 | $328,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 22,418 | $328,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 22,187 | $328,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 3,000 | $327,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 5,797 | $326,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 10,925 | $326,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 17,787 | $325,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 2,199 | $322,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 17,730 | $321,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 3,581 | $321,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 10,896 | $320,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 10,751 | $320,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 9,763 | $320,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 19,688 | $318,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 7,888 | $318,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 40,322 | $318,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 11,108 | $318,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 27,343 | $318,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 8,259 | $317,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 6,518 | $316,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 43,304 | $316,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 8,246 | $314,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 45,434 | $313,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 43,831 | $313,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 23,243 | $312,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 22,331 | $312,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 31,911 | $312,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 40,493 | $311,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 13,659 | $311,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 6,121 | $310,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 9,346 | $310,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 12,333 | $310,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 3,578 | $309,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 6,240 | $309,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,850 | $309,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 4,418 | $309,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 15,853 | $309,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 6,615 | $308,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 14,791 | $308,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 6,552 | $308,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 8,278 | $307,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 13,037 | $307,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 8,256 | $307,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 5,566 | $306,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 5,905 | $306,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 6,541 | $306,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 260 | $306,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 15,450 | $304,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 15,629 | $304,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 35,086 | $304,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 15,530 | $303,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 22,691 | $303,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 16,850 | $303,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 3,173 | $302,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 90,000 | $302,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 25,618 | $301,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 912 | $301,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 23,434 | $300,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 19,050 | $300,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 11,691 | $300,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 37,835 | $299,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 17,955 | $299,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 2,044 | $298,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 76,000 | $298,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4,944 | $297,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 12,738 | $297,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 14,717 | $295,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 5,905 | $293,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 4,517 | $293,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 20,831 | $292,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 6,089 | $292,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 259,453 | $291,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 18,874 | $291,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 8,428 | $290,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 9,356 | $289,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 5,612 | $288,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 19,223 | $287,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 25,079 | $287,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 25,758 | $287,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 14,091 | $287,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 120,775 | $286,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 7,283 | $285,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 16,242 | $285,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 7,735 | $285,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 4,001 | $285,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 9,562 | $284,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 6,221 | $284,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 7,744 | $283,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 28,100 | $281,000 | thousands by filing date | call |
| AVANGRID INC | 05351W103 | COM | 5,493 | $281,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 8,971 | $281,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 8,415 | $281,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 1,692 | $280,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 43,452 | $280,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 9,450 | $280,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 3,748 | $279,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 4,170 | $279,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 47,900 | $278,000 | thousands by filing date | call |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 6,704 | $278,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 28,500 | $278,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 8,218 | $277,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 4,618 | $277,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 39,350 | $277,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 20,072 | $276,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 40,969 | $276,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 18,447 | $275,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,286 | $273,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 11,078 | $273,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 10,742 | $273,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 32,372 | $273,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 6,249 | $272,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 17,004 | $272,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,445 | $271,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 16,959 | $271,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,583 | $271,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 28,652 | $270,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 19,676 | $270,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 5,651 | $270,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 16,748 | $269,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 17,272 | $269,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 41,225 | $269,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 19,645 | $269,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 18,264 | $268,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 11,382 | $267,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 21,111 | $267,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 6,772 | $266,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 34,094 | $266,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 9,575 | $266,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 8,845 | $265,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 23,100 | $264,000 | thousands by filing date | put |
| WELBILT INC | 949090104 | COM | 16,937 | $264,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 5,469 | $263,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 8,267 | $263,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 6,320 | $263,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 3,892 | $263,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 8,065 | $263,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 3,814 | $262,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 8,419 | $262,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 8,765 | $262,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 55,349 | $262,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 4,173 | $262,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 16,836 | $262,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 12,870 | $261,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 20,152 | $261,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 8,044 | $261,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 19,805 | $261,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 3,229 | $260,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 41,987 | $260,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 113,300 | $259,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 9,035 | $259,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 6,462 | $258,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 22,200 | $258,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 5,578 | $257,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 5,261 | $256,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 4,638 | $255,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 53,633 | $254,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 10,902 | $254,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 17,966 | $254,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 18,433 | $253,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 6,544 | $252,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 18,455 | $252,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 27,709 | $252,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 9,737 | $252,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 8,323 | $251,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 2,937 | $251,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 3,481 | $251,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 34,109 | $250,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 5,930 | $249,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 7,325 | $249,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 18,603 | $249,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 71,568 | $249,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 3,453 | $249,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 13,536 | $248,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,815 | $248,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 5,206 | $247,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 68,300 | $247,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G680 | S&P FINCIAL REVE | 3,347 | $247,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 600 | $246,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 79,500 | $246,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 14,206 | $246,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 5,445 | $246,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 2,321 | $246,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 17,541 | $246,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 18,700 | $246,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 36,400 | $245,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 3,463 | $245,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 3,124 | $245,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 16,016 | $245,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 19,000 | $245,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 5,486 | $245,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 37,581 | $244,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 15,974 | $244,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 9,420 | $244,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 55,200 | $243,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,750 | $243,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 5,702 | $243,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 8,778 | $243,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3,930 | $242,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 23,810 | $242,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 29,761 | $241,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 28,204 | $241,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 5,956 | $240,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 14,548 | $239,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 2,857 | $239,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 3,403 | $238,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 15,264 | $238,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 6,953 | $238,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 3,975 | $237,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 9,976 | $237,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 16,794 | $237,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 19,632 | $237,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 5,487 | $237,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 6,468 | $236,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 14,400 | $236,000 | thousands by filing date | call |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 20,970 | $236,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 17,917 | $235,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 12,817 | $234,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 8,016 | $234,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 3,220 | $234,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 41,919 | $233,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 2,566 | $233,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 1,271 | $233,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 6,110 | $233,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 8,819 | $233,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 3,609 | $232,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 157,275 | $231,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 10,433 | $231,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 38,819 | $231,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 6,971 | $231,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 45,470 | $231,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 10,489 | $230,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 8,758 | $229,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 8,816 | $229,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 162,349 | $229,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 18,360 | $229,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,861 | $228,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 11,328 | $228,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 14,459 | $228,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 4,936 | $227,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 24,715 | $227,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 5,508 | $226,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,964 | $226,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 7,548 | $225,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 72,600 | $225,000 | thousands by filing date | call |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 4,086 | $225,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 5,272 | $225,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,323 | $223,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 12,744 | $223,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 11,373 | $223,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 14,152 | $222,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 3,870 | $222,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 20,925 | $222,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 15,439 | $222,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 6,499 | $221,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 16,564 | $221,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 5,313 | $220,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 6,854 | $220,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 11,527 | $220,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 15,215 | $220,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 40,034 | $219,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 169,455 | $219,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 205,000 | $219,000 | thousands by filing date | principal |
| CROCS INC COM | 227046109 | Stock | 5,200 | $218,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,567 | $218,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 7,356 | $218,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 3,100 | $217,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 8,843 | $217,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 5,294 | $217,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 6,506 | $217,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 2,359 | $217,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 11,834 | $217,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 11,068 | $216,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 34,617 | $216,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 15,185 | $216,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 6,950 | $216,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 205,000 | $216,000 | thousands by filing date | principal |
| MCGRATH RENTCORP | 580589109 | COM | 2,814 | $215,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 16,708 | $215,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 10,298 | $215,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 5,839 | $214,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 11,036 | $214,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 14,254 | $213,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 14,550 | $213,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 29,379 | $213,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,400 | $212,000 | thousands by filing date | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,265 | $212,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 8,558 | $211,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 7,330 | $211,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 8,481 | $210,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 5,321 | $210,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 5,500 | $209,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 12,315 | $209,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 8,602 | $209,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 5,416 | $209,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,655 | $208,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 4,620 | $208,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 17,588 | $208,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 7,532 | $207,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 11,336 | $207,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 12,299 | $207,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 8,083 | $207,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 9,450 | $206,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 3,113 | $205,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 234,200 | $204,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 11,526 | $204,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 14,368 | $204,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 6,928 | $204,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 6,807 | $203,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 12,853 | $203,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 13,396 | $203,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 3,375 | $202,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 4,000 | $202,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,460 | $202,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 5,619 | $202,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 605 | $202,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 7,450 | $201,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 175,400 | $201,000 | thousands by filing date | call |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 10,008 | $201,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 23,699 | $200,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 19,034 | $200,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 15,203 | $199,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 14,272 | $199,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 34,000 | $197,000 | thousands by filing date | call |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 13,214 | $196,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 141,800 | $196,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 15,620 | $196,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 11,753 | $195,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 12,600 | $195,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 77,800 | $195,000 | thousands by filing date | call |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 19,611 | $194,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 14,905 | $192,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 11,179 | $192,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 24,655 | $192,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 326,700 | $189,000 | thousands by filing date | call |
| MICHAELS COS INC | 59408Q106 | COM | 23,322 | $189,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 11,276 | $188,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 36,121 | $188,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 11,711 | $188,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 13,942 | $187,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 16,468 | $187,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 46,348 | $187,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 27,333 | $186,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 13,659 | $186,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 29,314 | $186,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 16,096 | $185,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 11,380 | $184,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 12,700 | $184,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 33,900 | $183,000 | thousands by filing date | call |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 23,423 | $182,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 17,488 | $182,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 18,835 | $182,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 63,000 | $181,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 36,820 | $181,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 84,545 | $181,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 11,257 | $180,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 31,800 | $178,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 12,601 | $178,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 12,546 | $178,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 14,460 | $178,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 38,650 | $178,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 12,089 | $177,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 14,853 | $176,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 23,390 | $174,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 45,600 | $173,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 16,079 | $173,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 15,807 | $172,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 34,703 | $172,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 10,937 | $171,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 10,153 | $170,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 13,015 | $169,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 12,356 | $168,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 202,768 | $167,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 20,532 | $166,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 17,307 | $165,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 27,216 | $164,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 16,019 | $161,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 20,013 | $161,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 11,517 | $161,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 15,050 | $161,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 103,100 | $160,000 | thousands by filing date | call |
| EQUINOX GOLD CORP | 29446Y502 | COM | 20,739 | $159,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 12,405 | $159,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 10,664 | $158,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 17,756 | $157,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 42,696 | $155,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 11,254 | $152,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 13,761 | $152,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 21,695 | $152,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 62,830 | $152,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 24,892 | $151,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 12,877 | $149,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 153,600 | $148,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 166,321 | $147,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 10,561 | $147,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 84,300 | $146,000 | thousands by filing date | call |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 20,406 | $142,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 28,065 | $142,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 11,715 | $142,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 14,500 | $142,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 12,547 | $141,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 56,585 | $141,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 29,500 | $139,000 | thousands by filing date | call |
| ARCHROCK INC | 03957W106 | COM | 13,525 | $136,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 12,115 | $136,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 14,650 | $136,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 24,000 | $136,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 12,804 | $135,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 41,600 | $133,000 | thousands by filing date | call |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 10,262 | $133,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 10,431 | $131,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 22,600 | $131,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 23,000 | $129,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 12,895 | $128,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 18,008 | $127,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 27,272 | $126,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 14,300 | $124,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 12,079 | $121,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 13,274 | $121,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 24,360 | $121,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 13,790 | $120,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 22,375 | $118,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 23,716 | $117,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 53,772 | $117,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 20,936 | $116,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 198,500 | $116,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 30,850 | $115,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 12,615 | $115,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 24,768 | $114,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 12,830 | $113,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 39,900 | $112,000 | thousands by filing date | call |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 60,400 | $112,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 48,700 | $111,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 13,900 | $111,000 | thousands by filing date | call |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 14,925 | $111,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 12,123 | $109,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 10,921 | $109,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 13,810 | $109,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 10,106 | $108,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 83,653 | $107,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 14,242 | $107,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 18,180 | $105,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 11,106 | $104,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 10,958 | $104,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 13,563 | $104,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 16,309 | $103,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 27,133 | $102,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 13,058 | $102,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 11,073 | $102,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 116,300 | $101,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 12,051 | $101,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 58,455 | $99,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 23,364 | $97,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 18,809 | $97,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 70,000 | $95,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 23,576 | $93,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 27,800 | $93,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 55,000 | $90,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 10,991 | $89,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 37,585 | $88,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 22,658 | $87,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 469,700 | $86,000 | thousands by filing date | call |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 11,944 | $86,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 64,260 | $86,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 30,000 | $86,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q204 | ADR | 23,228 | $86,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 29,384 | $85,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 34,405 | $84,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 32,300 | $83,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 59,900 | $82,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 10,500 | $82,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 26,044 | $82,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 33,000 | $81,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-20-000029 | this filing | 2020-02-12 | acceptance time not in the bulk data set |