13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-07, with 3,603 holding rows worth $71,723,302,000.
- Accession
- 0001084208-19-000024
- Filer
- CIK 1084208
- Filed
- 2019-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 3,689 entries on the cover page, a total value of $71,723,302,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $71,723,302,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RESEARCH FRONTIERS INC | 760911107 | COM | 11,000 | $35,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 105,000 | $35,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 17,800 | $34,000 | thousands by filing date | call |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 11,088 | $34,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 21,300 | $33,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 39,000 | $33,000 | thousands by filing date | call |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 29,343 | $33,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 29,500 | $32,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 51,400 | $31,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 12,285 | $31,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 14,600 | $31,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 14,200 | $31,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 17,700 | $30,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 30,200 | $30,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 12,112 | $30,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 34,300 | $29,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 17,555 | $29,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 21,400 | $28,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 29,500 | $28,000 | thousands by filing date | call |
| BLINK CHARGING CO | 09354A100 | COM | 10,600 | $28,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 73,600 | $27,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 25,000 | $27,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 66,900 | $27,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 11,817 | $27,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 83,865 | $27,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 28,300 | $27,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 58,800 | $26,000 | thousands by filing date | call |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 13,000 | $26,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 46,000 | $25,000 | thousands by filing date | call |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 23,449 | $25,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 14,300 | $24,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 25,700 | $23,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 17,620 | $23,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 17,030 | $23,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 87,100 | $22,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 48,600 | $22,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 30,500 | $22,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 18,138 | $21,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 22,200 | $19,000 | thousands by filing date | call |
| SOLIGENIX INC | 834223307 | COM | 19,710 | $19,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 197,300 | $18,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 19,800 | $18,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 25,300 | $17,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 27,800 | $17,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 40,700 | $17,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 13,762 | $17,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 26,900 | $16,000 | thousands by filing date | call |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 12,190 | $16,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 20,000 | $16,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 19,620 | $16,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 10,500 | $16,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 25,000 | $15,000 | thousands by filing date | call |
| AVNET INC COM | 053807103 | Stock | 11,100 | $15,000 | thousands by filing date | call |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 12,300 | $15,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 20,000 | $14,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 98,100 | $13,000 | thousands by filing date | call |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 12,213 | $12,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 21,500 | $12,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 10,100 | $11,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 12,537 | $11,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 22,537 | $11,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 17,000 | $11,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 11,900 | $10,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 46,300 | $10,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 88,500 | $10,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 36,804 | $10,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 11,773 | $10,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 12,000 | $9,000 | thousands by filing date | call |
| WESTROCK CO | 96145D105 | COM | 46,400 | $9,000 | thousands by filing date | call |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 12,000 | $9,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 18,000 | $8,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 17,800 | $8,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 19,000 | $8,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 12,000 | $8,000 | thousands by filing date | |
| IMEDIA BRANDS INC COM CL A | 452465107 | Stock | 14,300 | $8,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 32,200 | $7,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 14,140 | $7,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 17,100 | $6,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 10,700 | $6,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 28,000 | $6,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,500 | $5,000 | thousands by filing date | call |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 23,226 | $5,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 48,300 | $4,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 78,300 | $4,000 | thousands by filing date | call |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 15,325 | $4,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 29,800 | $3,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 11,300 | $3,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 12,500 | $3,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 25,000 | $3,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 20,000 | $3,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 10,517 | $3,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 20,300 | $3,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 12,600 | $2,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 33,100 | $2,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 42,700 | $2,000 | thousands by filing date | call |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 10,200 | $2,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 39,500 | $1,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 10,600 | $1,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 21,500 | $1,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 11,400 | $1,000 | thousands by filing date | call |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 17,700 | $1,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 15,500 | $1,000 | thousands by filing date | call |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 13,800 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-19-000024 | this filing | 2019-11-07 | acceptance time not in the bulk data set |