13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-07, with 3,603 holding rows worth $71,723,302,000.
- Accession
- 0001084208-19-000024
- Filer
- CIK 1084208
- Filed
- 2019-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 3,689 entries on the cover page, a total value of $71,723,302,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $71,723,302,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FATE THERAPEUTICS INC | 31189P102 | COM | 40,457 | $628,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 13,190 | $626,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 31,153 | $625,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 14,124 | $624,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 62,197 | $624,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 13,068 | $623,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 110,320 | $622,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 6,631 | $620,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 7,745 | $619,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 5,199 | $619,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 6,220 | $616,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 12,186 | $615,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 14,467 | $615,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 99,697 | $615,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 41,111 | $613,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 73,848 | $612,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 39,185 | $612,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 32,266 | $610,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 45,286 | $609,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 320,150 | $608,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 29,655 | $606,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 50,153 | $605,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 55,131 | $605,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 24,173 | $604,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 42,514 | $599,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 13,014 | $599,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 20,944 | $597,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 57,731 | $596,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 19,231 | $596,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 39,495 | $596,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 18,992 | $594,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 88,482 | $592,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 28,692 | $592,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 64,969 | $591,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 92,475 | $591,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 12,894 | $590,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 11,683 | $589,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 8,244 | $588,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 5,623 | $588,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 58,710 | $587,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 73,048 | $587,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 102,109 | $587,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 13,011 | $585,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 72,947 | $585,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 57,092 | $585,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 675,000 | $581,000 | thousands by filing date | principal |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 39,953 | $580,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 5,043 | $579,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 18,030 | $579,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 23,902 | $577,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 44,050 | $577,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 34,384 | $575,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 18,331 | $574,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 44,408 | $572,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 23,623 | $572,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 42,986 | $571,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 4,029 | $570,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 13,664 | $570,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 77,306 | $570,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 34,457 | $567,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 70,647 | $567,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 4,063 | $566,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 5,956 | $566,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 6,249 | $565,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 13,137 | $564,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 13,560 | $563,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 15,500 | $563,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 26,019 | $562,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 114,857 | $562,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 67,505 | $561,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 38,032 | $560,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 46,485 | $558,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 22,483 | $557,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 42,736 | $557,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 12,799 | $556,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 26,342 | $554,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 44,200 | $553,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 46,744 | $553,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 13,798 | $552,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 35,967 | $551,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 21,044 | $550,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 20,542 | $549,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 10,285 | $549,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 45,466 | $547,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 53,166 | $546,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 36,793 | $544,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 14,482 | $543,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 12,722 | $543,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 16,846 | $543,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 34,874 | $542,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 9,501 | $541,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 9,257 | $540,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 27,980 | $540,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 19,334 | $539,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 20,000 | $539,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 46,948 | $538,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 5,476 | $537,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 696,000 | $537,000 | thousands by filing date | principal |
| ETFMG | 26924G508 | EXCHANGE TRADED | 25,799 | $536,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 38,595 | $536,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 54,338 | $536,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 25,585 | $536,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 31,611 | $535,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 14,080 | $535,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 31,200 | $534,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 300,000 | $534,000 | thousands by filing date | principal |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 28,040 | $532,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 5,134 | $532,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 41,877 | $532,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,738 | $530,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 20,134 | $529,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 7,832 | $529,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 24,304 | $526,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 17,421 | $526,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 11,582 | $525,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 53,650 | $523,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 26,729 | $523,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 13,387 | $522,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 111,238 | $522,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 52,587 | $519,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 48,219 | $518,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 36,657 | $518,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 21,419 | $516,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 40,910 | $515,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 12,573 | $515,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 12,855 | $515,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,695 | $514,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 22,175 | $514,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 9,994 | $514,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 32,301 | $513,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 32,554 | $510,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 43,417 | $510,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 22,112 | $509,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 18,092 | $509,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 19,242 | $508,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 22,170 | $508,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 14,098 | $507,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 3,887 | $504,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 40,322 | $504,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 8,648 | $503,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 10,835 | $502,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 14,560 | $502,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 12,428 | $500,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 23,090 | $500,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 19,082 | $500,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 35,594 | $500,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 22,460 | $499,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 7,600 | $499,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 180,629 | $499,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 24,692 | $498,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 36,726 | $498,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 11,153 | $498,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 16,961 | $497,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 98,256 | $496,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 90,760 | $493,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,586 | $492,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 31,100 | $492,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 89,480 | $492,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 24,964 | $491,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 52,149 | $490,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 86,505 | $490,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 187,000 | $489,000 | thousands by filing date | call |
| CARVANA CO CL A | 146869102 | Stock | 7,400 | $488,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 32,050 | $488,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 7,474 | $487,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 141,500 | $486,000 | thousands by filing date | call |
| SB ONE BANCORP | 78413T103 | COM | 21,528 | $486,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 42,669 | $485,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 9,763 | $484,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 13,119 | $484,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 16,130 | $483,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 10,082 | $483,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 12,683 | $483,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 19,372 | $482,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 383,818 | $480,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 6,652 | $480,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 76,338 | $479,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 6,314 | $479,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 6,280 | $479,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 12,832 | $479,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,728 | $478,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 9,786 | $476,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 20,714 | $476,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 8,771 | $476,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 22,418 | $475,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 88,900 | $475,000 | thousands by filing date | call |
| EVO PMTS INC | 26927E104 | CL A COM | 16,878 | $475,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 8,357 | $474,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 23,371 | $473,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 16,684 | $473,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,504 | $472,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 6,404 | $472,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 5,956 | $472,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 7,686 | $472,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 25,272 | $472,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 49,685 | $472,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 81,459 | $472,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 32,358 | $468,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 19,049 | $467,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 14,849 | $464,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 28,866 | $464,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 19,274 | $463,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 29,765 | $463,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 7,947 | $461,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 6,137 | $461,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 40,910 | $461,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 24,221 | $461,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 29,698 | $460,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 4,971 | $459,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 7,966 | $459,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 29,281 | $457,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 28,103 | $456,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 4,871 | $456,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 17,969 | $455,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 26,316 | $453,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 39,293 | $452,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 41,663 | $451,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 10,928 | $450,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 10,945 | $450,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 5,045 | $449,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 21,845 | $449,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 8,609 | $449,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 12,224 | $448,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 31,652 | $448,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 16,148 | $448,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 8,709 | $447,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 24,532 | $447,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 9,402 | $447,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 5,933 | $446,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 8,063 | $446,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 16,506 | $444,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 8,910 | $443,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 6,719 | $443,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 13,159 | $442,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 12,893 | $441,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 8,043 | $441,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 13,220 | $441,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 38,894 | $441,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 5,350 | $441,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 44,264 | $440,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 50,800 | $439,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 4,777 | $439,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 8,230 | $439,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 21,991 | $438,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 16,369 | $436,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 6,586 | $435,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 41,000 | $434,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 20,772 | $434,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 14,988 | $434,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 3,953 | $434,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 10,177 | $433,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 8,273 | $433,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 22,228 | $430,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 7,702 | $430,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 9,407 | $430,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 39,333 | $429,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 18,400 | $429,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 9,343 | $429,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 43,446 | $429,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 9,147 | $427,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 25,000 | $427,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 19,056 | $426,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 23,285 | $426,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 13,910 | $425,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 17,585 | $425,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 9,916 | $424,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 18,546 | $423,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 36,516 | $423,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 27,421 | $422,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 32,586 | $422,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 12,456 | $422,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 32,417 | $421,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 16,186 | $421,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 39,875 | $420,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 4,589 | $420,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 10,541 | $420,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 4,348 | $419,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 14,293 | $419,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 8,761 | $419,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 10,115 | $418,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 400,000 | $418,000 | thousands by filing date | principal |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 13,054 | $417,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 16,702 | $416,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 19,415 | $416,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 105,200 | $415,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 12,706 | $415,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 9,346 | $415,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 35,970 | $415,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 12,136 | $414,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 42,596 | $414,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 5,295 | $414,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 32,183 | $413,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 21,016 | $412,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 30,999 | $412,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 19,726 | $412,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 16,869 | $411,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 5,345 | $410,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 13,039 | $410,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 22,000 | $409,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 37,291 | $409,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 23,431 | $409,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 44,610 | $406,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 7,745 | $405,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 12,738 | $405,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 13,937 | $405,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 8,348 | $404,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 10,143 | $404,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 13,703 | $403,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,033 | $403,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 18,388 | $403,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 22,291 | $403,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 6,902 | $402,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 19,948 | $401,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 7,250 | $401,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 155,050 | $400,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 40,311 | $400,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 5,272 | $399,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 18,550 | $399,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 9,781 | $398,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 25,761 | $398,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 34,171 | $395,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 15,436 | $395,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 17,341 | $393,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 17,895 | $393,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 9,670 | $392,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 2,909 | $391,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 120,174 | $391,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 9,021 | $391,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 7,913 | $390,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 8,859 | $390,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 28,530 | $390,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 17,313 | $389,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 12,331 | $389,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 43,749 | $389,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 7,155 | $389,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 5,199 | $388,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 8,321 | $387,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 8,341 | $387,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 337,200 | $386,000 | thousands by filing date | call |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 98,357 | $386,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 10,734 | $385,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 15,850 | $385,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 7,288 | $384,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,281 | $383,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 5,072 | $383,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 5,429 | $383,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 65,691 | $382,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 25,230 | $382,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 28,561 | $382,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 21,007 | $381,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 16,119 | $379,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 89,612 | $379,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 15,014 | $379,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 40,582 | $379,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 6,274 | $378,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 24,580 | $378,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 5,645 | $377,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 115,618 | $376,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 15,178 | $376,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 17,392 | $374,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 14,790 | $374,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 12,807 | $374,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 25,901 | $373,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 14,251 | $373,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 370,000 | $373,000 | thousands by filing date | principal |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 15,677 | $371,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 43,000 | $369,000 | thousands by filing date | call |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 43,561 | $369,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 9,921 | $369,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 41,056 | $369,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 23,729 | $368,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 8,430 | $367,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 16,550 | $367,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 5,744 | $366,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 18,041 | $366,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 9,322 | $366,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 24,470 | $366,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 6,625 | $366,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 3,752 | $364,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 9,755 | $364,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 19,532 | $364,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 11,865 | $364,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 12,564 | $364,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 175,300 | $363,000 | thousands by filing date | call |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 10,939 | $363,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 6,744 | $362,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 350,000 | $362,000 | thousands by filing date | principal |
| BLOOMIN BRANDS INC | 094235108 | COM | 19,004 | $360,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 22,446 | $359,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 28,494 | $359,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 8,776 | $358,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 4,507 | $358,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 17,623 | $358,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 11,867 | $357,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 6,194 | $356,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 9,987 | $356,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 165,000 | $356,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 75,086 | $356,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 10,560 | $355,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 92,881 | $355,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 10,983 | $354,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 15,463 | $353,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 21,400 | $353,000 | thousands by filing date | call |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 38,139 | $353,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 129,709 | $353,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 11,275 | $352,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 9,772 | $352,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 10,333 | $352,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,347 | $351,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 24,446 | $351,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 12,125 | $351,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 78,536 | $350,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 80 | $350,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 30,310 | $349,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 7,692 | $349,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 32,827 | $349,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 13,473 | $348,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 17,936 | $348,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 26,198 | $348,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,763 | $347,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 17,258 | $346,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 48,098 | $346,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 8,146 | $346,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 29,893 | $345,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 20,313 | $344,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 4,290 | $344,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 163,950 | $343,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 26,745 | $342,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 55,846 | $342,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 21,968 | $342,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 4,925 | $342,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 8,663 | $341,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 39,227 | $341,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 16,631 | $340,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 12,880 | $340,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 18,242 | $339,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 62,765 | $339,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 11,803 | $339,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 6,881 | $338,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 86,700 | $338,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,973 | $337,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 13,360 | $337,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 11,144 | $336,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 38,082 | $336,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 27,154 | $335,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 22,926 | $334,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 6,505 | $334,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 10,219 | $334,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 58,393 | $333,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 10,217 | $332,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 44,165 | $331,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 8,095 | $330,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 8,309 | $329,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 7,812 | $329,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 36,968 | $328,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 5,963 | $327,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 17,661 | $326,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 22,105 | $325,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 8,212 | $323,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 196,100 | $322,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 22,422 | $321,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 15,969 | $320,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 3,487 | $320,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 29,029 | $320,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 3,951 | $319,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 35,271 | $319,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 7,814 | $319,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 14,951 | $319,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 9,061 | $319,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 34,799 | $318,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 42,696 | $317,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 5,766 | $317,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 11,365 | $317,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 25,027 | $316,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 8,453 | $316,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 17,469 | $316,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 68,860 | $316,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 64,798 | $316,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 16,336 | $314,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 15,086 | $313,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 12,777 | $313,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 9,264 | $313,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 7,921 | $312,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 6,590 | $312,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 22,097 | $312,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 4,142 | $312,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 20,626 | $312,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,466 | $311,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 10,625 | $310,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 37,988 | $310,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 6,121 | $310,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 15,111 | $310,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 5,914 | $309,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 9,201 | $309,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 15,009 | $309,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 24,634 | $308,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 4,639 | $307,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 15,680 | $307,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 51,667 | $305,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 11,274 | $305,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-19-000024 | this filing | 2019-11-07 | acceptance time not in the bulk data set |