13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-07, with 3,603 holding rows worth $71,723,302,000.
- Accession
- 0001084208-19-000024
- Filer
- CIK 1084208
- Filed
- 2019-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 3,689 entries on the cover page, a total value of $71,723,302,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $71,723,302,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARQULE INC | 04269E107 | COM | 42,510 | $305,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 9,494 | $304,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 20,710 | $304,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 19,000 | $303,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 8,685 | $302,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 4,606 | $302,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 7,838 | $301,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 5,341 | $301,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 2,197 | $300,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 21,506 | $300,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 37,774 | $300,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 9,563 | $300,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 4,265 | $299,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 5,812 | $298,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 17,955 | $298,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 12,333 | $297,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 82,100 | $296,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 16,481 | $295,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 3,173 | $294,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 8,759 | $294,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 66,823 | $294,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 7,407 | $293,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 7,172 | $293,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 18,500 | $292,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 13,842 | $292,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 35,400 | $291,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 7,375 | $291,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 9,631 | $291,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 11,787 | $289,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 7,281 | $289,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 7,645 | $287,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 20,505 | $287,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 7,975 | $287,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 35,261 | $287,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 172,200 | $286,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492100 | COM | 37,000 | $286,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 30,914 | $286,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 31,490 | $286,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 20,234 | $286,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 12,402 | $286,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 4,581 | $285,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 8,204 | $284,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 6,541 | $284,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 19,050 | $284,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 49,600 | $283,000 | thousands by filing date | call |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 18,669 | $283,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 97,634 | $283,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,420 | $283,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 8,927 | $282,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,959 | $282,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 4,404 | $282,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 13,569 | $282,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 20,334 | $281,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 3,905 | $281,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 10,311 | $281,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 76,000 | $281,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 4,783 | $280,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 1,994 | $280,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 6,257 | $279,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 8,103 | $279,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 8,823 | $279,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 19,451 | $279,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 16,459 | $279,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 8,647 | $279,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 11,690 | $279,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 4,873 | $278,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 10,882 | $277,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 20,072 | $277,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 17,793 | $277,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 9,195 | $276,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 8,713 | $276,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 18,041 | $276,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 17,951 | $276,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 40,718 | $276,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 3,914 | $275,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 14,842 | $275,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 9,856 | $275,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 15,596 | $274,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 6,230 | $273,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 10,600 | $273,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 7,011 | $272,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 24,362 | $271,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 4,924 | $270,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 6,062 | $269,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 9,585 | $269,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 9,318 | $267,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 14,512 | $264,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 54,640 | $263,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 6,502 | $263,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 3,226 | $262,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 9,672 | $262,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 23,265 | $261,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 8,157 | $261,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 49,500 | $260,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R107 | COM | 14,450 | $260,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,706 | $260,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 6,952 | $260,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 25,010 | $260,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 39,780 | $260,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 6,813 | $259,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 5,550 | $258,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 18,090 | $257,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 18,747 | $256,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 8,686 | $255,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 40,294 | $255,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 28,485 | $254,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 42,289 | $254,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 65,408 | $254,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 8,686 | $254,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 79,500 | $254,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 4,261 | $253,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 4,017 | $252,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 58,323 | $252,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 8,500 | $251,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 75,139 | $251,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 17,613 | $251,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 27,857 | $251,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,286 | $250,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 25,568 | $250,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 17,283 | $249,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,634 | $249,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 48,590 | $249,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 15,571 | $249,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 479,514 | $249,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 85,650 | $248,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 4,718 | $247,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 83,000 | $246,000 | thousands by filing date | call |
| McCormick & Company Inc | 579780107 | COM | 1,578 | $246,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 8,707 | $245,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 140,280 | $245,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 1,717 | $244,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 8,447 | $244,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 16,965 | $244,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 6,862 | $244,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 21,426 | $243,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 52,631 | $242,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 13,399 | $242,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 16,755 | $242,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 17,695 | $242,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 17,365 | $242,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 9,305 | $242,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 53,971 | $241,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,307 | $241,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 16,794 | $241,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 6,308 | $240,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 7,469 | $240,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 39,516 | $240,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 41,076 | $240,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 45,765 | $240,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 12,134 | $239,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 19,689 | $239,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 7,025 | $238,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 20,934 | $238,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 36,945 | $238,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 5,626 | $237,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 4,874 | $235,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 3,241 | $235,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 9,571 | $235,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 41,084 | $235,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 10,900 | $234,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 17,917 | $234,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 5,879 | $234,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 6,549 | $233,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 11,443 | $233,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 68,300 | $233,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 9,425 | $232,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 3,463 | $231,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 13,420 | $231,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 14,552 | $231,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 40,406 | $231,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 259,453 | $231,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 15,389 | $230,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 45,458 | $230,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 17,220 | $230,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 15,617 | $229,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 14,531 | $228,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 15,548 | $228,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 4,797 | $228,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 20,925 | $228,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 13,155 | $228,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 15,677 | $227,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 11,963 | $227,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,750 | $226,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 10,707 | $226,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 3,795 | $226,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 18,598 | $225,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 9,050 | $224,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 11,764 | $224,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G680 | S&P FINCIAL REVE | 3,285 | $224,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 50,057 | $223,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 20,318 | $223,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 14,854 | $223,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 4,082 | $223,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 9,584 | $223,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 72,400 | $222,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 37,581 | $222,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 7,284 | $222,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 6,767 | $221,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 18,700 | $221,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 6,917 | $221,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,471 | $221,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 17,665 | $221,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 5,119 | $220,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 15,439 | $220,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 10,298 | $220,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 13,274 | $219,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 25,600 | $218,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 4,074 | $218,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 13,957 | $218,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,218 | $218,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 5,445 | $218,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 9,737 | $218,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 26,607 | $218,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 3,228 | $217,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 9,890 | $216,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 18,603 | $216,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 8,255 | $215,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 3,783 | $215,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 15,392 | $214,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 8,643 | $214,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 12,409 | $213,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 4,759 | $213,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 90,041 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 6,297 | $212,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 13,242 | $211,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 3,460 | $211,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 9,467 | $211,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 6,952 | $210,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 3,937 | $210,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 7,056 | $210,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,332 | $210,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 49,115 | $210,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 16,994 | $209,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 19,328 | $209,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 107,595 | $208,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935805 | US VALUE FACTR | 2,864 | $207,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 5,159 | $207,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 13,382 | $207,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 14,353 | $206,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 11,528 | $206,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 5,319 | $205,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 6,839 | $205,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 2,461 | $205,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 3,100 | $205,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 5,864 | $205,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 16,708 | $205,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 12,525 | $205,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 7,369 | $205,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 205,000 | $205,000 | thousands by filing date | principal |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 6,309 | $204,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 46,572 | $204,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 6,499 | $204,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 3,660 | $204,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,504 | $203,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 6,194 | $203,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 30,380 | $203,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 5,279 | $201,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 11,338 | $201,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 47,711 | $201,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 89,867 | $200,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 29,761 | $200,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 16,051 | $200,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 17,757 | $200,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 11,965 | $200,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 13,197 | $198,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 13,241 | $198,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 19,034 | $198,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 20,606 | $198,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 13,347 | $197,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 12,577 | $196,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 17,119 | $196,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 13,942 | $196,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 23,699 | $195,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 19,670 | $195,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 11,700 | $194,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 11,115 | $194,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 16,898 | $193,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 30,796 | $193,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 15,842 | $192,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 18,300 | $192,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 10,346 | $191,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 13,214 | $189,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 26,447 | $188,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 107,788 | $188,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,177 | $187,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,460 | $186,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 70,400 | $184,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 15,755 | $184,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 14,726 | $184,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 205,000 | $184,000 | thousands by filing date | principal |
| AH RLTY TR INC | 04208T108 | COM | 10,107 | $183,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 16,128 | $183,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 34,269 | $181,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 14,450 | $180,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 17,084 | $179,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 11,305 | $178,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 14,460 | $177,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 12,836 | $176,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 12,475 | $176,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 13,215 | $175,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 14,706 | $175,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 12,047 | $174,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 56,045 | $174,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 23,981 | $174,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 13,742 | $172,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 12,573 | $171,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 12,266 | $170,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 12,697 | $170,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 12,643 | $170,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 18,500 | $169,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 68,300 | $167,000 | thousands by filing date | call |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 12,842 | $167,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 31,913 | $167,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 15,728 | $166,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 31,678 | $165,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 19,388 | $165,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 10,266 | $164,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 87,233 | $163,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 21,704 | $163,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 16,251 | $163,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 16,991 | $163,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 12,171 | $161,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 11,429 | $160,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 11,328 | $160,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 12,240 | $159,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 40,035 | $158,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 15,795 | $157,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 36,050 | $156,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 15,759 | $156,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 11,005 | $156,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 44,200 | $155,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 116,100 | $154,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 42,000 | $153,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 51,500 | $153,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 11,849 | $152,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 15,560 | $152,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 22,842 | $151,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 24,660 | $150,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 18,766 | $150,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 28,065 | $150,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 10,051 | $149,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 14,461 | $148,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 17,914 | $147,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 11,115 | $146,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 11,701 | $146,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 14,568 | $145,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 37,150 | $145,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 14,828 | $144,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 18,500 | $140,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 19,650 | $140,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 41,705 | $140,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 13,904 | $138,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 14,413 | $138,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 73,200 | $136,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 19,767 | $134,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 106,339 | $133,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 27,672 | $132,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 12,239 | $130,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 13,070 | $130,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 12,141 | $129,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 22,490 | $127,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 53,772 | $126,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 12,800 | $124,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 23,007 | $122,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 26,033 | $120,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 13,149 | $118,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 31,500 | $117,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 116,492 | $117,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 20,703 | $117,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 22,200 | $117,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 33,850 | $116,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 19,850 | $115,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 14,925 | $114,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 11,643 | $112,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 15,000 | $112,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 41,407 | $110,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 261,700 | $109,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 12,006 | $109,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 83,853 | $109,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 10,500 | $108,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 35,055 | $106,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 38,305 | $106,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 14,152 | $105,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 16,750 | $105,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 10,636 | $104,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 21,400 | $104,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 13,104 | $101,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10,993 | $100,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 25,901 | $100,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 27,090 | $99,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 59,700 | $97,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 18,800 | $96,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 191,000 | $96,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 215,600 | $95,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 13,461 | $95,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 45,700 | $94,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 11,468 | $93,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 24,939 | $90,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 15,472 | $90,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 12,100 | $90,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 144,391 | $89,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 54,455 | $87,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 10,624 | $86,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 87,000 | $85,000 | thousands by filing date | principal |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 28,100 | $85,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 21,352 | $84,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 16,214 | $84,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 14,900 | $83,000 | thousands by filing date | call |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 13,500 | $83,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 10,500 | $82,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 73,300 | $81,000 | thousands by filing date | call |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 10,343 | $81,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 11,950 | $81,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 10,556 | $80,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 33,900 | $79,000 | thousands by filing date | call |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 13,764 | $79,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 13,553 | $79,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 13,098 | $79,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 35,000 | $78,000 | thousands by filing date | call |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 75,000 | $78,000 | thousands by filing date | principal |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 35,500 | $77,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 14,238 | $77,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 41,000 | $77,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 114,924 | $76,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 37,704 | $76,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 30,000 | $76,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 62,008 | $75,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 11,500 | $74,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 23,334 | $74,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 15,350 | $74,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 12,069 | $73,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 11,085 | $73,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 11,822 | $73,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 14,395 | $72,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 50,784 | $72,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 21,120 | $71,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 105,280 | $71,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 15,175 | $69,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 10,900 | $68,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 12,405 | $68,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 26,544 | $68,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 24,840 | $67,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 21,900 | $65,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 11,300 | $65,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 13,100 | $65,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 15,367 | $64,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 20,300 | $63,000 | thousands by filing date | call |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $63,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 12,000 | $62,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 11,957 | $62,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 27,393 | $62,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 39,943 | $62,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 55,000 | $61,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 19,521 | $60,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 125,800 | $60,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 186,300 | $57,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 56,000 | $55,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 35,800 | $55,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 11,900 | $55,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 34,716 | $54,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 24,600 | $53,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 45,320 | $53,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 40,000 | $53,000 | thousands by filing date | principal |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 39,400 | $53,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 16,700 | $53,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 10,605 | $52,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 76,400 | $51,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 13,484 | $51,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 19,169 | $50,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 10,047 | $49,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 13,145 | $49,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 61,335 | $49,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 14,825 | $49,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 50,300 | $48,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 13,040 | $47,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 17,232 | $47,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 12,268 | $46,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 17,454 | $45,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 21,000 | $45,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 64,150 | $45,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 32,200 | $45,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 11,200 | $44,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 80,200 | $44,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 13,600 | $43,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 16,300 | $43,000 | thousands by filing date | call |
| WANDA SPORTS GROUP CO LTD | 93368R101 | SPONSORED ADS | 10,700 | $43,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 35,000 | $41,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 55,000 | $41,000 | thousands by filing date | principal |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 10,040 | $40,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 72,200 | $39,000 | thousands by filing date | call |
| FERROGLOBE PLC | G33856108 | SHS | 34,547 | $39,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 31,300 | $39,000 | thousands by filing date | call |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 25,865 | $39,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 50,853 | $38,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 39,800 | $38,000 | thousands by filing date | call |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 36,184 | $38,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,600 | $37,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 18,088 | $37,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 13,300 | $36,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 14,700 | $36,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-19-000024 | this filing | 2019-11-07 | acceptance time not in the bulk data set |