13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 3,213 holding rows worth $36,667,763,000.
- Accession
- 0001084208-16-000016
- Filer
- CIK 1084208
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 3,316 entries on the cover page, a total value of $36,667,763,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $36,667,763,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 12,475 | $100,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 14,996 | $99,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 32,160 | $98,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 25,000 | $97,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 22,950 | $97,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 16,946 | $96,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 62,700 | $95,000 | thousands by filing date | call |
| TRC COS INC | 872625108 | COM | 11,000 | $95,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 11,335 | $95,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 10,171 | $95,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 16,815 | $94,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 13,480 | $94,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 20,354 | $91,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 22,000 | $91,000 | thousands by filing date | put |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 10,850 | $90,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 30,223 | $90,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 15,392 | $90,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 14,782 | $90,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 10,162 | $89,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 23,551 | $89,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 60,700 | $88,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 83,800 | $88,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 24,067 | $88,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 25,300 | $87,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 13,141 | $85,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 13,371 | $85,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 11,045 | $85,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 14,950 | $84,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 51,297 | $83,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 11,907 | $83,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 18,933 | $81,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 20,000 | $80,000 | thousands by filing date | call |
| VIACOM INC | 92553P201 | CL B | 50,900 | $79,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 23,032 | $78,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 14,442 | $77,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 15,300 | $77,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 10,110 | $76,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 18,138 | $76,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 20,872 | $75,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,755 | $74,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 10,015 | $74,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 46,876 | $74,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 13,400 | $74,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 11,590 | $74,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 28,000 | $73,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 36,700 | $73,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 44,900 | $72,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 94,800 | $70,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 10,400 | $70,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 56,740 | $70,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 34,200 | $68,000 | thousands by filing date | call |
| CPI CARD GROUP INC | 12634H101 | COM | 11,200 | $68,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 87,700 | $67,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 27,500 | $67,000 | thousands by filing date | call |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 25,250 | $67,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 55,500 | $67,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 45,300 | $66,000 | thousands by filing date | call |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 21,300 | $66,000 | thousands by filing date | call |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 12,657 | $66,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 31,081 | $65,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 11,243 | $64,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 11,360 | $64,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 36,500 | $63,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 119,400 | $63,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 45,000 | $63,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 12,000 | $63,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 42,900 | $62,000 | thousands by filing date | call |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 30,350 | $62,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 13,292 | $61,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 43,400 | $59,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 13,600 | $59,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 19,748 | $56,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 37,300 | $55,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 65,000 | $55,000 | thousands by filing date | call |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 30,000 | $55,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 174,912 | $53,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 77,800 | $52,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 26,800 | $51,000 | thousands by filing date | call |
| VOXELJET AG | 92912L107 | ADS | 10,715 | $50,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 18,400 | $49,000 | thousands by filing date | call |
| TROVAGENE INC | 897238309 | COM | 10,681 | $48,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 35,300 | $47,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 130,100 | $47,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 27,359 | $47,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 33,699 | $47,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 11,477 | $46,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 12,000 | $46,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 12,686 | $45,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 17,089 | $43,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 321,600 | $42,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 28,711 | $42,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 198,200 | $41,000 | thousands by filing date | call |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 12,900 | $41,000 | thousands by filing date | call |
| BANRO CORP | 066800103 | COM | 129,500 | $41,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 21,981 | $41,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 11,925 | $41,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 10,728 | $40,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 42,200 | $39,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 44,500 | $38,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 17,000 | $38,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,400 | $37,000 | thousands by filing date | call |
| KOPIN CORP | 500600101 | COMMON STOCK | 17,200 | $37,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 30,300 | $36,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 14,000 | $36,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 34,535 | $36,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 13,000 | $35,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 11,000 | $35,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 25,400 | $35,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 12,601 | $35,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 20,000 | $32,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 11,900 | $32,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 13,900 | $31,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 50,000 | $28,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 113,700 | $27,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 50,100 | $27,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 13,300 | $27,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 10,200 | $27,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 29,000 | $26,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 191,400 | $26,000 | thousands by filing date | call |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 12,100 | $26,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 35,600 | $26,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 30,700 | $25,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 18,100 | $25,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 13,087 | $24,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 13,934 | $24,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 28,319 | $24,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 30,000 | $23,000 | thousands by filing date | put |
| U S GLOBAL INVS INC | 902952100 | CL A | 12,581 | $23,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 13,700 | $23,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 12,547 | $23,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 28,513 | $23,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 27,000 | $22,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 53,100 | $22,000 | thousands by filing date | call |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 13,743 | $22,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 42,800 | $21,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 18,515 | $21,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 18,900 | $20,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 23,600 | $20,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 90,500 | $20,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 12,100 | $20,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 26,050 | $18,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 13,062 | $18,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 11,000 | $17,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 11,200 | $17,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 12,189 | $17,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 72,100 | $16,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 17,000 | $16,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 13,800 | $16,000 | thousands by filing date | |
| KITOV PHARMA LTD | 49803V115 | *W EXP 11/25/202 | 14,500 | $16,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 16,200 | $15,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 14,708 | $15,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 23,900 | $15,000 | thousands by filing date | call |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 24,065 | $15,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 38,200 | $14,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 27,400 | $14,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 11,100 | $13,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 48,900 | $13,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 113,900 | $13,000 | thousands by filing date | call |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 15,000 | $13,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 20,000 | $12,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 30,500 | $12,000 | thousands by filing date | call |
| QORVO INC COM | 74736K101 | Stock | 12,400 | $12,000 | thousands by filing date | call |
| CYTRX CORP | 232828509 | COM PAR $.001 | 20,000 | $12,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 29,100 | $11,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 15,000 | $11,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 13,800 | $11,000 | thousands by filing date | call |
| POLYMET MINING CORP | 731916102 | COM | 14,000 | $11,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,400 | $10,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 65,000 | $10,000 | thousands by filing date | put |
| CUMULUS MEDIA INC | 231082108 | CL A | 31,213 | $10,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 21,500 | $9,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 53,300 | $9,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 22,000 | $9,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 19,457 | $9,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 11,000 | $9,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 12,400 | $9,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 20,556 | $9,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 31,000 | $8,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 16,800 | $8,000 | thousands by filing date | call |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 12,500 | $8,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 46,600 | $7,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 20,400 | $7,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 13,900 | $6,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 10,400 | $6,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 15,100 | $6,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 64,100 | $6,000 | thousands by filing date | call |
| XOMA CORP DEL | 98419J107 | COM | 13,013 | $6,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 193,500 | $5,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 50,100 | $5,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 11,200 | $4,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 16,600 | $4,000 | thousands by filing date | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 12,900 | $4,000 | thousands by filing date | call |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 42,620 | $4,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 10,900 | $4,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 10,500 | $4,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 16,600 | $3,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 27,900 | $3,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 11,349 | $3,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,900 | $2,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 32,600 | $2,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 36,400 | $2,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 12,700 | $2,000 | thousands by filing date | call |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 10,800 | $2,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 13,400 | $2,000 | thousands by filing date | call |
| BANK OF AMERICA CORP | 060505153 | CMN | 18,300 | $2,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 28,000 | $1,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 22,800 | $1,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 11,900 | $1,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 11,700 | $1,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 88,069 | $1,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 12,080 | $1,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 47,976 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 35,880 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-16-000016 | this filing | 2016-11-14 | acceptance time not in the bulk data set |