13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 3,213 holding rows worth $36,667,763,000.
- Accession
- 0001084208-16-000016
- Filer
- CIK 1084208
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 3,316 entries on the cover page, a total value of $36,667,763,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $36,667,763,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 14,374 | $816,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 339,300 | $814,000 | thousands by filing date | call |
| PowerShares CEF Income Composite | 73936Q843 | Com | 35,517 | $810,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 32,444 | $809,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 60,146 | $808,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 79,840 | $807,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 48,587 | $804,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 20,355 | $800,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 66,981 | $800,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 32,586 | $799,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 34,186 | $798,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 95,975 | $797,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 47,200 | $795,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 75,399 | $795,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 65,454 | $794,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 41,482 | $793,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,137 | $791,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 89,208 | $790,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 19,793 | $789,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 7,788 | $788,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 7,937 | $786,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 34,807 | $782,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 36,810 | $781,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 53,994 | $781,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 52,714 | $777,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 61,418 | $774,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 69,370 | $774,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 18,243 | $772,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 7,740 | $771,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 7,692 | $771,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 50,830 | $769,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 44,624 | $769,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 6,162 | $768,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 19,636 | $767,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 16,373 | $765,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 19,804 | $763,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 6,529 | $757,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 34,175 | $756,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 14,812 | $755,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 37,979 | $753,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 28,633 | $753,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 5,307 | $749,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 33,036 | $749,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 33,659 | $747,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 69,257 | $745,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 77,303 | $744,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 26,611 | $743,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 39,790 | $741,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 138,194 | $741,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 15,611 | $735,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 25,181 | $735,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 55,679 | $734,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 68,890 | $727,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 61,311 | $725,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 28,649 | $725,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 91,630 | $723,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 51,919 | $720,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 19,695 | $718,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 35,843 | $717,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 50,521 | $716,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 57,807 | $716,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 44,316 | $715,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 12,718 | $714,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 23,438 | $714,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 30,589 | $713,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 32,624 | $710,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 125,507 | $708,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 12,983 | $707,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 12,706 | $706,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 19,621 | $706,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 25,910 | $705,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 143,712 | $703,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 25,093 | $700,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 30,467 | $699,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 33,325 | $698,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 18,114 | $696,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 48,794 | $696,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 41,934 | $696,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 43,937 | $696,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 14,364 | $695,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 80,731 | $689,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 23,219 | $689,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 11,927 | $688,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 58,447 | $688,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 52,266 | $688,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 77,987 | $687,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 49,785 | $686,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 56,775 | $684,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 28,797 | $681,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 24,016 | $679,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 15,642 | $677,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 56,216 | $676,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 20,551 | $674,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 46,745 | $673,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 9,259 | $672,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 50,284 | $671,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 15,603 | $671,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 24,747 | $668,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 44,060 | $667,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 19,339 | $666,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 39,450 | $666,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 20,221 | $664,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 22,239 | $664,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 15,859 | $663,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 60,666 | $663,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 11,149 | $662,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 42,405 | $660,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 14,825 | $659,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 31,704 | $659,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 5,413 | $658,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 33,780 | $658,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 47,706 | $656,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 25,155 | $652,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 38,700 | $652,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 41,611 | $651,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 12,585 | $650,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 21,174 | $650,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 23,526 | $649,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 40,803 | $648,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 13,809 | $645,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 6,298 | $643,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 8,405 | $639,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 32,206 | $637,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 12,060 | $637,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 30,553 | $636,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 38,989 | $636,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 34,196 | $636,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 130,000 | $635,000 | thousands by filing date | put |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 29,613 | $633,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 100,804 | $632,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 48,729 | $632,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 5,001 | $632,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 79,112 | $631,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 15,703 | $628,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 10,874 | $626,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 7,300 | $624,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 28,824 | $624,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 82,961 | $623,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 60,835 | $623,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 18,911 | $620,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 73,800 | $620,000 | thousands by filing date | call |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 35,577 | $614,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 35,258 | $613,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 96,417 | $612,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 174,219 | $610,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 17,861 | $608,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 56,859 | $606,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 21,801 | $604,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 58,789 | $603,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 39,751 | $602,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 24,940 | $599,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 18,954 | $599,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 54,411 | $599,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 7,708 | $596,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 20,820 | $594,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 65,062 | $593,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 39,931 | $593,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 6,747 | $592,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 5,128 | $591,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 23,504 | $589,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 5,795 | $586,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 500,000 | $586,000 | thousands by filing date | principal |
| AMETEK INC COM | 031100100 | Stock | 12,250 | $585,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 34,185 | $584,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 417,180 | $584,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 19,078 | $580,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 3,771 | $580,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 49,680 | $580,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 23,152 | $580,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 11,134 | $579,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 90,442 | $579,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 43,359 | $577,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 19,820 | $577,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 25,941 | $575,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 45,198 | $575,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 37,309 | $573,000 | thousands by filing date | |
| FINANCIAL SERVICES SELECT SECTOR SPDR FUND | 81369Y878 | ETF | 18,817 | $573,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 76,591 | $572,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 35,236 | $572,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 11,594 | $571,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 113,022 | $571,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 49,595 | $571,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 8,696 | $569,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 40,403 | $569,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 46,234 | $568,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 119,790 | $568,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 53,120 | $567,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 7,651 | $565,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 235,427 | $565,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 30,277 | $564,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 29,352 | $563,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 18,321 | $563,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 5,962 | $562,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 29,024 | $562,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 7,088 | $560,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 18,236 | $560,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 28,232 | $560,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 17,088 | $560,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 23,148 | $559,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 53,430 | $559,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 29,636 | $558,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 13,978 | $557,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 82,516 | $557,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 50,785 | $556,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 8,874 | $554,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 12,146 | $553,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 28,985 | $553,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 31,591 | $552,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 25,876 | $550,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 17,540 | $549,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 29,340 | $549,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 20,392 | $549,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 10,862 | $548,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 10,710 | $547,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 50,041 | $547,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 23,019 | $547,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 22,228 | $547,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 101,065 | $546,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 39,953 | $546,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 47,003 | $546,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 15,907 | $544,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 56,046 | $543,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 7,825 | $542,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 39,328 | $541,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 25,202 | $541,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 69,508 | $541,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 42,784 | $541,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 32,047 | $540,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 11,115 | $540,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 28,544 | $540,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 7,731 | $539,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 9,533 | $539,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 9,348 | $538,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 105,080 | $538,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 26,284 | $538,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 74,878 | $538,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 3,803 | $536,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 22,175 | $534,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 11,118 | $533,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 48,360 | $533,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 19,575 | $533,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 20,481 | $533,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 21,350 | $532,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 17,854 | $531,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 19,777 | $531,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 12,408 | $531,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 15,046 | $530,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 6,096 | $530,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 11,765 | $529,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 29,199 | $529,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 21,294 | $527,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 27,932 | $527,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 39,064 | $527,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 58,827 | $527,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 16,017 | $526,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 31,771 | $526,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 19,284 | $525,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 50,584 | $525,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 7,635 | $524,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 11,409 | $524,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 22,601 | $524,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 55,058 | $523,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 34,339 | $521,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 31,661 | $520,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 11,848 | $519,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 29,635 | $519,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 20,502 | $518,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 9,896 | $516,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 12,961 | $515,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 10,021 | $511,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 8,480 | $510,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 28,233 | $510,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 40,028 | $509,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 10,157 | $507,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 15,794 | $507,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 34,841 | $507,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 11,216 | $505,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 17,181 | $503,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 34,153 | $503,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 8,630 | $502,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 21,989 | $502,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 69,175 | $502,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 16,837 | $502,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 30,122 | $501,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 9,267 | $501,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 10,559 | $500,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 14,507 | $500,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 29,100 | $499,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 69,637 | $499,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 36,018 | $497,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,678 | $496,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 31,634 | $495,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 6,333 | $495,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 28,806 | $494,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 16,302 | $493,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 11,740 | $493,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 30,627 | $492,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 34,113 | $492,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 84,679 | $491,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 3,933 | $491,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 15,553 | $491,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 13,693 | $490,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 14,348 | $489,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 12,266 | $489,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 13,606 | $488,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 47,750 | $487,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 22,082 | $486,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 111,999 | $485,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 5,205 | $485,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 3,074 | $483,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 3,590 | $481,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 48,097 | $479,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 9,122 | $478,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 13,155 | $478,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 17,554 | $477,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 107,280 | $477,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 19,855 | $477,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 9,439 | $476,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 20,508 | $476,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 14,598 | $476,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 28,996 | $475,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 25,605 | $475,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 30,000 | $475,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 6,245 | $473,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 10,818 | $471,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 36,432 | $471,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 12,485 | $471,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 65,549 | $470,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 14,012 | $470,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 139,386 | $468,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 58,155 | $467,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 26,862 | $467,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 156,000 | $467,000 | thousands by filing date | principal |
| WESBANCO INC | 950810101 | COM | 14,131 | $465,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 4,994 | $461,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 17,102 | $461,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 4,055 | $461,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 21,344 | $460,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 56,044 | $459,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 14,900 | $459,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 33,308 | $458,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 14,393 | $458,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 5,796 | $458,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 6,475 | $457,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 48,960 | $457,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 15,255 | $457,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 19,792 | $457,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 67,013 | $456,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 26,276 | $456,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 10,524 | $455,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 13,859 | $455,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 34,669 | $454,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 17,596 | $454,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 7,975 | $454,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 13,091 | $454,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 15,906 | $453,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 33,302 | $453,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 18,049 | $451,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 22,900 | $450,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 11,180 | $449,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 12,485 | $448,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 60,900 | $446,000 | thousands by filing date | call |
| EQUITY ONE | 294752100 | COM | 14,534 | $445,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 27,737 | $444,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 6,989 | $444,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 73,424 | $443,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 350,000 | $443,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 8,839 | $442,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 40,621 | $442,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 97,489 | $442,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 14,617 | $441,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 639,300 | $439,000 | thousands by filing date | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 13,368 | $439,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 6,703 | $439,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 8,052 | $437,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 69,750 | $437,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,324 | $436,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 12,389 | $436,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 7,269 | $436,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 30,259 | $434,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 11,032 | $431,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 31,241 | $430,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 16,050 | $430,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 8,008 | $430,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 17,858 | $428,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 997 | $426,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 23,723 | $426,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 63,525 | $426,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 26,164 | $424,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 57,634 | $424,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 36,158 | $422,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 36,550 | $421,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 2,878 | $421,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 6,372 | $421,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 45,200 | $419,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 20,605 | $418,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 18,430 | $417,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 60,204 | $416,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 41,600 | $416,000 | thousands by filing date | call |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 25,325 | $415,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 20,583 | $414,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 4,783 | $414,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 83,721 | $414,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,535 | $413,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 35,372 | $412,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 83,134 | $412,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 150,000 | $411,000 | thousands by filing date | principal |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 17,966 | $410,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 6,674 | $409,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 13,093 | $409,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 16,847 | $408,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 13,929 | $408,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 176,613 | $408,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 3,615 | $406,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3,052 | $405,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 11,213 | $405,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 7,769 | $404,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 16,624 | $404,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 8,463 | $404,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 12,961 | $404,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 128,805 | $404,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 17,509 | $403,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 29,065 | $403,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 12,675 | $402,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 55,800 | $402,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 14,556 | $401,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 69,703 | $401,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 20,397 | $401,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 15,880 | $400,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 5,064 | $399,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 8,555 | $399,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 68,491 | $398,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 39,559 | $398,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 9,108 | $396,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 20,117 | $395,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 9,977 | $394,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 17,475 | $393,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 8,448 | $392,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 14,487 | $392,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 58,999 | $392,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 29,672 | $392,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 7,119 | $391,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 12,359 | $391,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 9,063 | $389,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 15,072 | $389,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 21,734 | $389,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 37,517 | $388,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 18,478 | $388,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 8,400 | $388,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 93,150 | $388,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 30,548 | $386,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 18,606 | $386,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 5,130 | $385,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 7,320 | $385,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 9,179 | $385,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 4,772 | $384,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,018 | $383,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 5,403 | $383,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 19,402 | $383,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 6,752 | $383,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 8,238 | $382,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 24,182 | $382,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 6,712 | $381,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 9,697 | $381,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 117,588 | $380,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 7,454 | $379,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 24,264 | $378,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 30,295 | $378,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 37,646 | $377,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 51,398 | $376,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 16,711 | $375,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 27,949 | $375,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 7,685 | $374,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 34,996 | $374,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 19,822 | $374,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 15,064 | $373,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 108,647 | $373,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 62,646 | $371,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,031 | $370,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 19,104 | $370,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 21,675 | $369,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 25,261 | $369,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 26,697 | $369,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 9,730 | $368,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 13,158 | $368,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 101,100 | $367,000 | thousands by filing date | call |
| 1ST FINL BANCORP | 320209109 | COM | 16,802 | $367,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 226,000 | $367,000 | thousands by filing date | principal |
| EXCHANGE TRADED CONCEPTS TR | 301505848 | REX VOL LG VIX | 30,000 | $367,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 5,471 | $366,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 15,109 | $366,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 25,782 | $365,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 18,653 | $365,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 16,708 | $364,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 22,707 | $364,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 285,900 | $363,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 50,515 | $363,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 7,266 | $362,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 16,616 | $362,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 20,153 | $362,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-16-000016 | this filing | 2016-11-14 | acceptance time not in the bulk data set |