13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 3,213 holding rows worth $36,667,763,000.
- Accession
- 0001084208-16-000016
- Filer
- CIK 1084208
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 3,316 entries on the cover page, a total value of $36,667,763,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $36,667,763,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPIRE INC | 84857L101 | COM | 5,671 | $361,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 62,000 | $361,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 5,785 | $360,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 19,532 | $360,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 68,020 | $359,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 2,175 | $358,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 22,313 | $356,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 63,800 | $355,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 10,334 | $354,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 8,556 | $354,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 18,867 | $353,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 40,413 | $352,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 6,306 | $352,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 5,865 | $350,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 44,130 | $350,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 11,410 | $350,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 132,884 | $349,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 30,065 | $349,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 16,325 | $349,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 39,481 | $349,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 8,622 | $348,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 7,789 | $348,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 65,400 | $347,000 | thousands by filing date | call |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 21,423 | $347,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 56,300 | $346,000 | thousands by filing date | call |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 68,317 | $346,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 5,290 | $346,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 6,893 | $345,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 10,581 | $343,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 29,200 | $343,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 9,000 | $343,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 4,360 | $342,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 54,300 | $342,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 39,196 | $342,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 11,530 | $342,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 16,236 | $341,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 23,133 | $341,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 7,404 | $341,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 17,279 | $339,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 10,887 | $339,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 6,465 | $339,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 7,600 | $338,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 7,302 | $337,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,762 | $337,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 9,250 | $336,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 23,334 | $335,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 8,598 | $335,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 44,617 | $334,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 35,607 | $334,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 14,887 | $333,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 6,387 | $332,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 12,940 | $332,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 25,383 | $332,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 7,430 | $331,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,996 | $331,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 45,910 | $331,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 18,815 | $331,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 28,794 | $331,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 8,803 | $330,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 8,996 | $330,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 68,243 | $330,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 36,343 | $328,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 22,008 | $327,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 15,670 | $327,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 17,837 | $327,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 13,358 | $326,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 15,085 | $326,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 24,795 | $326,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 17,098 | $325,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 44,756 | $325,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 19,869 | $325,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 17,490 | $324,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 4,685 | $324,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 4,408 | $324,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 37,105 | $324,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 24,138 | $322,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 6,301 | $322,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 11,416 | $321,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 80,256 | $320,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 9,140 | $319,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 13,954 | $318,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 7,189 | $317,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,040 | $317,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 23,378 | $317,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 18,410 | $317,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 18,639 | $317,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 10,630 | $316,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 7,650 | $315,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 24,411 | $315,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 10,402 | $315,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 180,000 | $315,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 6,444 | $315,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 10,095 | $315,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,157 | $314,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 24,778 | $314,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 16,645 | $314,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 16,220 | $314,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 8,920 | $313,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 6,509 | $313,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 3,921 | $312,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 6,222 | $312,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 6,405 | $312,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 17,808 | $311,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 7,611 | $310,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 21,374 | $310,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 22,695 | $310,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 6,534 | $309,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 22,181 | $309,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 12,980 | $305,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 21,525 | $305,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 7,000 | $304,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 128,395 | $304,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 7,171 | $304,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 38,005 | $303,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 7,350 | $303,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 17,638 | $303,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 25,829 | $303,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 63,250 | $302,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 20,872 | $302,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 24,698 | $300,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 6,958 | $300,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 42,239 | $299,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 19,589 | $298,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 12,121 | $297,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 3,020 | $297,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 46,764 | $297,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 14,739 | $296,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 4,989 | $296,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 23,950 | $296,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 6,084 | $296,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 128,600 | $296,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 18,315 | $296,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 5,943 | $295,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 8,519 | $295,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 18,717 | $295,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 3,498 | $294,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 24,743 | $294,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 8,547 | $294,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 12,000 | $294,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 10,234 | $293,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 10,084 | $293,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 19,774 | $293,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 23,549 | $293,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 20,567 | $292,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 10,152 | $292,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 7,646 | $291,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 3,214 | $291,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 13,000 | $290,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 5,827 | $290,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 144,700 | $289,000 | thousands by filing date | call |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 20,410 | $288,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 11,268 | $287,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 11,192 | $287,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 465,000 | $287,000 | thousands by filing date | principal |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 12,668 | $286,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 18,780 | $286,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 18,366 | $285,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 10,665 | $285,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 2,886 | $283,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 27,992 | $282,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 37,925 | $282,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 51,917 | $281,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 24,490 | $280,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 2,794 | $280,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 16,963 | $280,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 21,154 | $279,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 36,590 | $279,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $279,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 17,505 | $278,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 2,236 | $278,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 8,147 | $278,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 16,787 | $277,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 21,953 | $277,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 7,980 | $276,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 2,881 | $276,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 19,646 | $276,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 20,153 | $276,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 6,621 | $276,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,325 | $275,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 54,700 | $275,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 9,324 | $274,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 9,490 | $274,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 10,750 | $274,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 8,496 | $273,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 18,323 | $273,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 250,000 | $273,000 | thousands by filing date | principal |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 8,270 | $272,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 23,259 | $270,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 26,673 | $270,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 2,667 | $269,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,132 | $269,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 23,418 | $268,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 96,100 | $268,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 48,499 | $267,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 105,596 | $267,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 15,478 | $266,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 30,900 | $265,000 | thousands by filing date | call |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 10,140 | $265,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 12,246 | $264,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 6,676 | $264,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 29,856 | $263,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 11,095 | $263,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 18,435 | $263,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 16,540 | $262,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 12,500 | $262,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 17,624 | $261,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 20,606 | $261,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 9,886 | $260,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 28,746 | $260,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 18,973 | $260,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 10,680 | $260,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 17,079 | $259,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 250,000 | $259,000 | thousands by filing date | principal |
| ZYNGA INC. | 98986T108 | CL A | 88,701 | $258,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 65,550 | $258,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 29,987 | $257,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 7,386 | $257,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 17,134 | $257,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 34,535 | $256,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 9,675 | $256,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 10,281 | $256,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 22,727 | $255,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,650 | $255,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 19,668 | $255,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,198 | $254,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 8,924 | $254,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 16,053 | $253,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 26,850 | $253,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 18,589 | $252,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 11,836 | $252,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 16,800 | $252,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 9,612 | $252,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 103,900 | $251,000 | thousands by filing date | call |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 9,714 | $251,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 90,600 | $249,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492100 | COM | 36,000 | $249,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 6,868 | $249,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 17,308 | $249,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 10,209 | $247,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 16,874 | $247,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 20,606 | $246,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 4,410 | $246,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,866 | $246,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 15,186 | $245,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 14,245 | $245,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 5,315 | $245,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 15,986 | $245,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 57,820 | $245,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 10,313 | $244,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 17,767 | $244,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 10,758 | $244,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 25,202 | $243,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 10,325 | $243,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 24,836 | $243,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 2,183 | $242,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 70 | $241,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,704 | $240,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 7,018 | $240,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 35,277 | $240,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 4,968 | $240,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 14,895 | $239,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 16,502 | $239,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 55,300 | $238,000 | thousands by filing date | call |
| CULP INC | 230215105 | CMN | 8,000 | $238,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 6,303 | $238,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 47,393 | $237,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 3,720 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 6,497 | $236,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 3,981 | $235,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 6,000 | $235,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 131,453 | $234,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 1,850 | $234,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 26,000 | $234,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 53,495 | $233,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 16,686 | $233,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 13,981 | $233,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 10,311 | $232,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 10,051 | $231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 6,060 | $231,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 34,891 | $231,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 205,000 | $231,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 6,738 | $230,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 50,900 | $229,000 | thousands by filing date | call |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 7,037 | $229,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,928 | $229,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,808 | $229,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 3,759 | $228,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 28,542 | $228,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 22,606 | $227,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 15,932 | $226,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 4,591 | $226,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,068 | $225,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 29,129 | $225,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 6,250 | $225,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 8,582 | $225,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 6,959 | $225,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 14,371 | $224,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 11,232 | $224,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 18,226 | $224,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 5,162 | $223,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 21,863 | $223,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 13,198 | $223,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 6,265 | $223,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 14,960 | $222,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,010 | $222,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 15,222 | $220,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 235,000 | $220,000 | thousands by filing date | principal |
| PDVWIRELESS INC | 69290R104 | COM | 9,605 | $220,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 1,440 | $219,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 8,138 | $219,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 13,518 | $218,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 7,213 | $218,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,495 | $216,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 495 | $213,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 12,579 | $213,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 14,400 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,756 | $212,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 3,415 | $212,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 12,179 | $212,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 6,088 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 4,920 | $211,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 153,000 | $211,000 | thousands by filing date | principal |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 8,488 | $210,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 9,285 | $210,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 18,461 | $209,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 4,395 | $209,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 13,920 | $209,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 5,500 | $208,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 6,600 | $208,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 7,787 | $208,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,017 | $208,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 17,368 | $207,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 12,848 | $206,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 17,891 | $206,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,000 | $205,000 | thousands by filing date | call |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 3,881 | $205,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 9,103 | $204,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,768 | $204,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 21,635 | $204,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 99,900 | $203,000 | thousands by filing date | call |
| AVANGRID INC | 05351W103 | COM | 4,853 | $203,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 11,652 | $203,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 1,600 | $203,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 35,802 | $202,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,461 | $201,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 4,869 | $201,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 110,000 | $200,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 15,149 | $200,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 31,850 | $200,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 27,474 | $199,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 45,971 | $198,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 17,483 | $197,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 53,583 | $197,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 14,209 | $196,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 36,954 | $196,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 102,400 | $194,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 26,000 | $194,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 10,301 | $193,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 17,481 | $193,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 18,259 | $193,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 32,967 | $193,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 22,258 | $193,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 148,300 | $192,000 | thousands by filing date | call |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 20,690 | $191,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 30,591 | $190,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 21,316 | $189,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 31,474 | $189,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 16,069 | $188,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 22,499 | $187,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 86,600 | $186,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 12,198 | $186,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 203,900 | $185,000 | thousands by filing date | call |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,155 | $185,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 11,970 | $184,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 23,612 | $183,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 11,828 | $183,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 18,177 | $183,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 19,800 | $182,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 17,636 | $182,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 11,328 | $182,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 14,606 | $181,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 11,030 | $179,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 24,151 | $179,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 15,410 | $179,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 13,138 | $178,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 13,300 | $178,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 15,882 | $176,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 46,000 | $175,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 11,720 | $175,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 10,174 | $175,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 13,092 | $174,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 15,060 | $173,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 10,500 | $171,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 96,500 | $170,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 26,100 | $170,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 12,500 | $169,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 32,303 | $169,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 26,056 | $167,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 11,701 | $167,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 14,733 | $166,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 27,162 | $166,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,856 | $166,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 29,900 | $166,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 30,087 | $165,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 93,900 | $164,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 32,779 | $164,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 38,300 | $163,000 | thousands by filing date | call |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 11,189 | $163,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 20,747 | $161,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 11,412 | $161,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 144,200 | $160,000 | thousands by filing date | call |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 13,662 | $160,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 11,000 | $160,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 37,208 | $160,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 43,500 | $160,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 12,200 | $160,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 25,500 | $159,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 15,499 | $159,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 14,926 | $159,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 33,000 | $158,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 100,100 | $157,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 165,400 | $157,000 | thousands by filing date | call |
| PCM FD INC | 69323T101 | COM | 15,749 | $157,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 49,240 | $157,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 14,638 | $156,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 16,000 | $156,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 14,940 | $155,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 22,414 | $155,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 21,539 | $154,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 10,500 | $153,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 16,000 | $152,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 22,136 | $151,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 23,359 | $148,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 238,003 | $148,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 14,177 | $146,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 11,100 | $145,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 15,400 | $144,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264109 | COM | 15,055 | $144,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 12,116 | $143,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 11,770 | $142,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 27,050 | $142,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 13,800 | $142,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 48,978 | $141,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 13,042 | $141,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 11,014 | $141,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 16,473 | $140,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 12,667 | $138,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 12,046 | $137,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 16,617 | $136,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 11,266 | $136,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 11,004 | $135,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 19,604 | $134,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 15,853 | $133,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 14,487 | $133,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 12,784 | $132,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 13,350 | $132,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 14,300 | $131,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 11,006 | $127,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 15,450 | $126,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 12,227 | $126,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 66,000 | $125,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 12,073 | $125,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 12,575 | $125,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 30,460 | $123,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 10,800 | $120,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 71,015 | $120,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 16,050 | $119,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 15,712 | $118,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 17,848 | $118,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 12,713 | $118,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 10,108 | $117,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 14,641 | $117,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 108,420 | $116,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 13,113 | $116,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 14,517 | $115,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 81,459 | $115,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 24,089 | $115,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 22,300 | $113,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 12,400 | $113,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,812 | $113,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 13,507 | $113,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 63,400 | $113,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 20,943 | $111,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 50,900 | $110,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 13,056 | $106,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 16,500 | $106,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 11,450 | $105,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 63,100 | $105,000 | thousands by filing date | call |
| TANGOE INC/CT | 87582Y108 | COM | 12,725 | $105,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 116,403 | $105,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 12,542 | $104,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,100 | $103,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 23,500 | $103,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 13,454 | $103,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 16,400 | $102,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 23,800 | $102,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 75,361 | $102,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 28,523 | $102,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 93,400 | $100,000 | thousands by filing date | call |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 22,711 | $100,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-16-000016 | this filing | 2016-11-14 | acceptance time not in the bulk data set |