13F-HR filed by Brookstone Capital Management
Brookstone Capital Management filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-28, with 2,243 holding rows worth $551,485,000.
- Accession
- 0001062993-15-005629
- Filer
- CIK 1599584
- Filed
- 2015-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 2,247 entries on the cover page, a total value of $551,485,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $551,438,000 with VALUE read as thousands by filing date, 13F file number 028-15771. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 61761JUG2 | SR MTN INDEX LNKD MTHLY VAR | 15 | $13,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 61761JUL1 | SR MTN INDEX LNKD MTHLY VAR | 15 | $13,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 61761JVC0 | SR MTN INDEX LNKD MTHLY VAR | 15 | $13,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 61761JXF1 | SR MTN INDEX LNKD MTHLY VAR | 15 | $13,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61762GET7 | SR MED TERM NOTE INDEX LNKD | 13 | $13,000 | thousands by filing date | principal |
| PENNEY J.C. & CO MEDIUM TERM NOTE | 70816FAD5 | MEDIUM TERM NOTE | 13 | $13,000 | thousands by filing date | principal |
| JPMORGAN CHASE BK NA OHIO CD INDEX LNKD | 48123YZT6 | CD INDEX LNKD | 11 | $13,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA CD VAR | 48124JGX0 | CD VAR | 14 | $13,000 | thousands by filing date | principal |
| PITNEY BOWES INC NOTE M/W | 724479AH3 | NOTE M/W | 12 | $13,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD INDEX LNKD | 06740A5C9 | CD INDEX LNKD | 13 | $13,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD INDEX LNKD | 06740A5D7 | CD INDEX LNKD | 13 | $13,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL VAR | 06740AK81 | CD ANNL VAR | 13 | $13,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD CMDTY LNKD ANNL | 06740ANJ4 | CD CMDTY LNKD ANNL | 13 | $13,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL VAR | 06740ASN0 | CD ANNL VAR | 14 | $13,000 | thousands by filing date | principal |
| BEAZER HOMES USA INC SENIOR NOTE M/W | 07556QAQ8 | SENIOR NOTE M/W | 13 | $13,000 | thousands by filing date | principal |
| U S G CORP SR NOTE M/W CREDIT SENSITIVE | 903293AS7 | SR NOTE M/W CREDIT SENSITIVE | 12 | $13,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 617482J47 | SR MED TERM NOTE INDEX LNKD | 10 | $13,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CRNCY LNKD | 90521APL6 | CD CRNCY LNKD | 13 | $13,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521APW2 | CD INDEX LNKD | 13 | $13,000 | thousands by filing date | principal |
| WELLS FARGO BANK NA CD CRNCY LNKD | 949748N29 | CD CRNCY LNKD | 14 | $13,000 | thousands by filing date | principal |
| WELLS FARGO BANK NA CD CRNCY LNKD | 949748N37 | CD CRNCY LNKD | 14 | $13,000 | thousands by filing date | principal |
| JP MORGAN CHASE & CO SENIOR MEDIUM TERM NOTE | 46625HHF0 | SENIOR MEDIUM TERM NOTE | 10 | $13,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 112 | $12,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 242 | $12,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 256 | $12,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 200 | $12,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 180 | $12,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 192 | $12,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 586 | $12,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 102 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 231 | $12,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 578 | $12,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 280 | $12,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 992 | $12,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 660 | $12,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 317 | $12,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 947 | $12,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC 3.5 11/01/2024 | 92343VCR3 | Corp Bond | 12 | $12,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,459 | $12,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 1,000 | $12,000 | thousands by filing date | |
| Nextera Energy Ser H 5.625% du | 65339K704 | PRD | 500 | $12,000 | thousands by filing date | |
| WELLS FARGO | 949746655 | PFD | 500 | $12,000 | thousands by filing date | |
| FORD HOLDINGS INC DEBENTURE - UNSECURED | 345277AB3 | DEBENTURE - UNSECURED | 10 | $12,000 | thousands by filing date | principal |
| TARRANT CNTY TEX CULTURAL ED REV BDS CALLABLE | 87638QLK3 | REV BDS CALLABLE | 10 | $12,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JRC5 | SR MED TERM NOTE INDEX LNKD | 14 | $12,000 | thousands by filing date | principal |
| EMERALD COAST FLA HSG II INC REV BDS CALLABLE | 29087RAA3 | REV BDS CALLABLE | 25 | $12,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61762GDB7 | SR MED TERM NOTE INDEX LNKD | 15 | $12,000 | thousands by filing date | principal |
| NEW BRUNSWICK N J PKG AUTH REV BDS CALLABLE | 642835LS9 | REV BDS CALLABLE | 10 | $12,000 | thousands by filing date | principal |
| JPMORGAN CHASE BK NA OHIO CD INDEX LNKD | 48123Y6X9 | CD INDEX LNKD | 13 | $12,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA CD INDEX LNKD | 48125T4H5 | CD INDEX LNKD | 13 | $12,000 | thousands by filing date | principal |
| BANK WEST SAN FRANCISCO CALIF CD ANNL VAR | 06426XBA7 | CD ANNL VAR | 12 | $12,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL VAR | 06740A4X4 | CD ANNL VAR | 13 | $12,000 | thousands by filing date | principal |
| BAXTER INTERNATIONAL INC SENIOR NOTE M/W | 071813BC2 | SENIOR NOTE M/W | 11 | $12,000 | thousands by filing date | principal |
| MIAMI DADE CNTY SCH BRD COPS CALLABLE | 59333ME43 | COPS CALLABLE | 10 | $12,000 | thousands by filing date | principal |
| MICHIGAN ST REV BDS CALLABLE | 5946105T0 | REV BDS CALLABLE | 10 | $12,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 6174822B9 | SR MED TERM NOTE INDEX LNKD | 10 | $12,000 | thousands by filing date | principal |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 91 | $11,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 838 | $11,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 162 | $11,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 502 | $11,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 200 | $11,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 202 | $11,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 233 | $11,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 300 | $11,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 246 | $11,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 69 | $11,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 800 | $11,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 135 | $11,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 304 | $11,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 221 | $11,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 81 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 216 | $11,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 443 | $11,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 239 | $11,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 532 | $11,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GFG4 | CORPORATE BONDS | 10 | $11,000 | thousands by filing date | principal |
| SOUTHERN COPPER CORPORATION NOTE M/W CLBL | 84265VAD7 | NOTE M/W CLBL | 10 | $11,000 | thousands by filing date | principal |
| GREATER ARIZ DEV AU | 391577SU8 | FNON | 10 | $11,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC SUBORDINATED NOTE M/W | 38141GES9 | SUBORDINATED NOTE M/W | 10 | $11,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 617482Y32 | SR MTN INDEX LNKD MTHLY VAR | 10 | $11,000 | thousands by filing date | principal |
| CREDIT SUISSE SR MTN INDEX LNKD CLBL | 22547QQD1 | SR MTN INDEX LNKD CLBL | 13 | $11,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JWM7 | SR MED TERM NOTE INDEX LNKD | 14 | $11,000 | thousands by filing date | principal |
| NORTH TEX TWY AUTH REV REV BDS CALLABLE | 66285WDX1 | REV BDS CALLABLE | 10 | $11,000 | thousands by filing date | principal |
| NORTHWEST TX INDPT SCH DIST G O SCH BLDG BDS | 667825XE8 | G O SCH BLDG BDS | 10 | $11,000 | thousands by filing date | principal |
| PHILADELPHIA PENN AIRPORT REV REV BDS CALLABLE | 717817KG4 | REV BDS CALLABLE | 10 | $11,000 | thousands by filing date | principal |
| PHILADELPHIA PA SCH DIST PHILADELPHIA PA SCH DIST CLBL | 717883RE4 | PHILADELPHIA PA SCH DIST CLBL | 10 | $11,000 | thousands by filing date | principal |
| JERSEY CITY N J GO IMPT BDS CALLABLE | 476576DB6 | GO IMPT BDS CALLABLE | 10 | $11,000 | thousands by filing date | principal |
| JERSEY CITY N J GEN IMPT BDS | 476576ES8 | GEN IMPT BDS | 10 | $11,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA CD INDEX LNKD | 48124JTB4 | CD INDEX LNKD | 12 | $11,000 | thousands by filing date | principal |
| PIMA CNTY ARIZ UNI SCH DIST N SCH IMPT GO BDS CALLABLE | 721815FD5 | SCH IMPT GO BDS CALLABLE | 10 | $11,000 | thousands by filing date | principal |
| PITTSGROVE TWP N J BRD ED REF BDS | 725684FZ2 | REF BDS | 10 | $11,000 | thousands by filing date | principal |
| ARCELORMITTAL CL A SR NOTE M/W CREDIT SENSITIVE | 03938LAU8 | SR NOTE M/W CREDIT SENSITIVE | 12 | $11,000 | thousands by filing date | principal |
| ARIZONA ST COPS CALLABLE | 040588WZ4 | COPS CALLABLE | 10 | $11,000 | thousands by filing date | principal |
| ARKANSAS ST DEV FIN AUTH MTG REV BDS CALLABLE | 041083TB2 | REV BDS CALLABLE | 10 | $11,000 | thousands by filing date | principal |
| KNOX & WARREN CNTYS ILL CMNTY GO SCH BDS | 499260DR5 | GO SCH BDS | 10 | $11,000 | thousands by filing date | principal |
| WILSONVILLE ALA INDL DEV BRD REV BDS | 972475AG2 | REV BDS | 10 | $11,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC SR MED TERM NOTE INDEX LNKD | 06741TRW9 | SR MED TERM NOTE INDEX LNKD | 10 | $11,000 | thousands by filing date | principal |
| MESA ARIZ CAP APPREC REF GO BDS CALLABLE | 590485VC9 | GO BDS CALLABLE | 10 | $11,000 | thousands by filing date | principal |
| METROPOLITAN TRANSN AUTHORITY REV BDS CALLABLE | 59259RZ64 | REV BDS CALLABLE | 10 | $11,000 | thousands by filing date | principal |
| MONTGOMERY CNTY MD CONSOLIDATED PUB IMPT BD CLBL | 613340G85 | CONSOLIDATED PUB IMPT BD CLBL | 10 | $11,000 | thousands by filing date | principal |
| MORGAN STANLEY SENIOR NOTE INDEX LNKD | 6174822C7 | SENIOR NOTE INDEX LNKD | 10 | $11,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CMDTY LNKD | 90521ALW6 | CD CMDTY LNKD | 11 | $11,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CRNCY LNKD | 90521ALY2 | CD CRNCY LNKD | 12 | $11,000 | thousands by filing date | principal |
| ADJUSTABLE RATE MTG 2005-10 6-A-1 | 007036TP1 | 2005-10 6-A-1 | 250 | $11,000 | thousands by filing date | principal |
| HARRIS CNTY TEX CULTURAL ED FACS FIN C REV BDS CALLABLE | 414008AR3 | REV BDS CALLABLE | 10 | $11,000 | thousands by filing date | principal |
| HARRIS NATL ASSN CHICAGO ILL CD INDEX LNKD | 41456TMF3 | CD INDEX LNKD | 10 | $11,000 | thousands by filing date | principal |
| AMARILLO TEX JR COLLEGE DIST GO BDS | 023069FD4 | GO BDS | 10 | $11,000 | thousands by filing date | principal |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 60 | $10,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 194 | $10,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 176 | $10,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 477 | $10,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 218 | $10,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 113 | $10,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 290 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 376 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 320 | $10,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 647 | $10,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 416 | $10,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 934 | $10,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,300 | $10,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 171 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 284 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 302 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 359 | $10,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 310 | $10,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,012 | $10,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 400 | $10,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 579 | $10,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 264 | $10,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 463 | $10,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 277 | $10,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,499 | $10,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 396 | $10,000 | thousands by filing date | |
| MORGAN STANLEY CAPITAL TRUST 6.45% $1.6125 PFD | 61753R200 | PREFERRED | 400 | $10,000 | thousands by filing date | |
| BANK OF AMERICA CORP 6.375% $1.594 PFD | 060505617 | PREFERRED | 400 | $10,000 | thousands by filing date | |
| Allied Capital ARCC6.875% 4/20 | 01903q207 | PFD | 400 | $10,000 | thousands by filing date | |
| PENNEY J C INC DEB | 708160BQ8 | FIXED INCOME | 10 | $10,000 | thousands by filing date | principal |
| COOPER TIRE & RUBR CO NT | 216831AB3 | Fixed Income | 10 | $10,000 | thousands by filing date | principal |
| ERIE PA WTR AUTH WTR REV, REV BDS | 295542KT0 | Revenue Supported Bonds - non-taxable | 10 | $10,000 | thousands by filing date | principal |
| VEREIT INCORPORATION PFD SER F | 92339V209 | Preferred Stock | 424 | $10,000 | thousands by filing date | |
| PEPSICO INC FIXED RT SR NT 4.500percentage 01/15/20 B/E DTD 01/14/10 | 713448BN7 | B | 9 | $10,000 | thousands by filing date | principal |
| BEST BUY CO INC NOTE M/W CLBL | 086516AL5 | NOTE M/W CLBL | 10 | $10,000 | thousands by filing date | principal |
| BANK AMER CORP FXD | 06051GEX3 | 7.25%CNV PFD L | 10 | $10,000 | thousands by filing date | principal |
| NEW HAMPSHIRE STBUSINESS FIN AUTHWTR FAC REV 4.700% 10/01/35 B/EDTD 10/20/05 CLB | 644684AH5 | Fixed Income | 10 | $10,000 | thousands by filing date | principal |
| GOLDMAN SACHS BK USA NY CD ANNL VAR | 38143A5T8 | CD ANNL VAR | 11 | $10,000 | thousands by filing date | principal |
| GOLDMAN SACHS BK USA NY CD INDEX LNKD | 38148D2F0 | CD INDEX LNKD | 10 | $10,000 | thousands by filing date | principal |
| GOLDMAN SACHS BK USA NY CD INDEX LNKD VAR | 38148DAX2 | CD INDEX LNKD VAR | 10 | $10,000 | thousands by filing date | principal |
| SAFEWAY INC SENIOR NOTE M/W | 786514BP3 | SENIOR NOTE M/W | 10 | $10,000 | thousands by filing date | principal |
| SALT RIVER PROJ AZ AGRIC IMPT REV BDS CALLABLE | 79575DVC1 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| CHICAGO ILL GO BDS CALLABLE | 167484Y32 | GO BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| CITIGROUP INC SENIOR NOTE | 172967HM6 | SENIOR NOTE | 10 | $10,000 | thousands by filing date | principal |
| SHALIMAR MULTI-JURISDICTIONAL REV BDS CALLABLE | 81926PAA3 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| COLORADO HEALTH FACS AUTH REV REV BDS CALLABLE | 19648ADE2 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| CORCORAN CALIF REDEV AGY TAX TAX ALLOC BDS CALLABLE | 218379AU9 | TAX ALLOC BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JDM8 | SR MED TERM NOTE INDEX LNKD | 10 | $10,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 61761JLB3 | SR MTN INDEX LNKD MTHLY VAR | 12 | $10,000 | thousands by filing date | principal |
| ERIE PA WTR AUTH WTR REV SER B REV BDS CALLABLE | 295542KC7 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| MORGAN STANLEY MEDIUM TERM NOTE CMDTY LNKD | 61762GBS2 | MEDIUM TERM NOTE CMDTY LNKD | 23 | $10,000 | thousands by filing date | principal |
| NEEDLES CALIF PUB UTIL AUTH R REV BDS CALLABLE | 640010AS3 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| NOBLE HOLD INT LTD SENIOR NOTE M/W | 65504LAM9 | SENIOR NOTE M/W | 11 | $10,000 | thousands by filing date | principal |
| ORIX CORP - SPONS SENIOR NOTE | 686330AF8 | SENIOR NOTE | 10 | $10,000 | thousands by filing date | principal |
| OWENS CORNING SENIOR NOTE M/W | 690742AA9 | SENIOR NOTE M/W | 9 | $10,000 | thousands by filing date | principal |
| PITTSBURGH PA PUB PKG AUTH REV BDS | 725259KU8 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| BALTIMORE CNTY MD REV REV BDS | 059151AU4 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| BALTIMORE CNTY MD REV REV BDS CALLABLE | 059151AW0 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD SCRTY LNKD | 06740ANB1 | CD SCRTY LNKD | 10 | $10,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD INDEX LNKD | 06740AP45 | CD INDEX LNKD | 10 | $10,000 | thousands by filing date | principal |
| MARYLAND ST HEALTH & HIGHER ED REV BDS CALLABLE | 574217ZA6 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| WINTER PARK FLA ELEC REV REV BDS | 976002BD6 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| MASSACHUSETTS ST PORT AUTH REV BDS CALLABLE | 575898AL5 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| MEADVILLE PA GO BDS | 583257LP3 | GO BDS | 10 | $10,000 | thousands by filing date | principal |
| METROPOLITAN WASHINGTON DC ARP REV BDS CALLABLE | 592646NW9 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| MORGAN ST DEAN WITTER SENIOR NOTE | 61746BDR4 | SENIOR NOTE | 10 | $10,000 | thousands by filing date | principal |
| BRANCH CNTY MICH BLDG AUTH REF BDS | 105173JV1 | REF BDS | 10 | $10,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 6174823M4 | SR MED TERM NOTE INDEX LNKD | 8 | $10,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CMDTY LNKD | 90521AEG9 | CD CMDTY LNKD | 10 | $10,000 | thousands by filing date | principal |
| HOME DEPOT INC SENIOR NOTE M/W | 437076AP7 | SENIOR NOTE M/W | 10 | $10,000 | thousands by filing date | principal |
| UNIVERSITY NC CHAPEL HILL REV REV BDS CALLABLE | 914713M41 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| ILLINOIS FIN AUTH REV LOCAL GOVT PRG REV BDS CLBL | 45203HEH1 | LOCAL GOVT PRG REV BDS CLBL | 10 | $10,000 | thousands by filing date | principal |
| ILLINOIS ST GO BDS | 452152JC6 | GO BDS | 10 | $10,000 | thousands by filing date | principal |
| WASHINGTON GAS LT CO PFD $5 CALLABLE | 938837606 | PFD $5 CALLABLE | 92 | $10,000 | thousands by filing date | |
| GENERAL ELEC CAP CORP SENIOR MEDIUM TERM NOTE | 36966R4T0 | SENIOR MEDIUM TERM NOTE | 10 | $10,000 | thousands by filing date | principal |
| ROYAL BANK OF SCOTLAND GRP PLC SENIOR MEDIUM TERM NOTE MTHLY | 78011RCE1 | SENIOR MEDIUM TERM NOTE MTHLY | 10 | $10,000 | thousands by filing date | principal |
| Accenture Plc Class A | G1151C101 | COM | 87 | $9,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 238 | $9,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 108 | $9,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 96 | $9,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 100 | $9,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 113 | $9,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 57 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 90 | $9,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 280 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 254 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 84 | $9,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 446 | $9,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 240 | $9,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 311 | $9,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,900 | $9,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 170 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 486 | $9,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 211 | $9,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 116 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 195 | $9,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 315 | $9,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,225 | $9,000 | thousands by filing date | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 125 | $9,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 341 | $9,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 700 | $9,000 | thousands by filing date | |
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| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 181 | $9,000 | thousands by filing date | |
| Georgia Power CO Cl A PFD 6.125% | 373334473 | Preferred Stock | 300 | $9,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 849 | $9,000 | thousands by filing date | |
| ZION DOMINION CHURCH OF GOD INCHRIST WILLIAMSVILLE 7.0 Percent 09/01/2030 | 98962MAS0 | B | 9 | $9,000 | thousands by filing date | principal |
| ICAHN ENTERPRISES L P / ICAHN | 451102BF3 | Fixed Income | 9 | $9,000 | thousands by filing date | principal |
| Cliffs Natural Resources | 18683KAA9 | CORP | 26 | $9,000 | thousands by filing date | principal |
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| KLA CORP | 482480100 | COM | 155 | $8,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 116 | $8,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 88 | $8,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 82 | $8,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 96 | $8,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 75 | $8,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 90 | $8,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 200 | $8,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 200 | $8,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 626 | $8,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 308 | $8,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 307 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 62 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 95 | $8,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 135 | $8,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 150 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 94 | $8,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 57 | $8,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 151 | $8,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 610 | $8,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 102 | $8,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 300 | $8,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 305 | $8,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 510 | $8,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 113 | $8,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 75 | $8,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 254 | $8,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 303 | $8,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 300 | $8,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 400 | $8,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 547 | $8,000 | thousands by filing date | |
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| SNYDERS LANCE INC | 833551104 | COM | 247 | $8,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 571 | $8,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 562 | $8,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 1,000 | $8,000 | thousands by filing date | |
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| BB&T CORPORATION | 054937602 | PFD | 320 | $8,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 3,092 | $8,000 | thousands by filing date | |
| COSTMARE INC | Y1771G110 | PREFERRED STOCK | 400 | $8,000 | thousands by filing date | |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 617482Y57 | SR MED TERM NOTE INDEX LNKD | 6 | $8,000 | thousands by filing date | principal |
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| ROYAL BANK OF SCOTLAND GRP PLC SENIOR MEDIUM TERM NOTE MTHLY | 78011RAS2 | SENIOR MEDIUM TERM NOTE MTHLY | 8 | $8,000 | thousands by filing date | principal |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 72 | $7,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 84 | $7,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 299 | $7,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 180 | $7,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 117 | $7,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 235 | $7,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 100 | $7,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 25 | $7,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 148 | $7,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 225 | $7,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 3,521 | $7,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 51 | $7,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,110 | $7,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 253 | $7,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 342 | $7,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 400 | $7,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 700 | $7,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 400 | $7,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 154 | $7,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 183 | $7,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 50 | $7,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 240 | $7,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 216 | $7,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 65 | $7,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 500 | $7,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,200 | $7,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 4,887 | $7,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 41 | $7,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 65 | $7,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 753 | $7,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 33,398 | $7,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 200 | $7,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 3,387 | $7,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 4,235 | $7,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 291 | $7,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 632 | $7,000 | thousands by filing date | |
| CBL & ASSOC PPTYS INC PFD SERI | 124830803 | PFD | 300 | $7,000 | thousands by filing date | |
| ARMOUR RESIDENTIALREIT INC PFD SER B | 042315408 | EQUITIES | 300 | $7,000 | thousands by filing date | |
| INSITE VISION INC | 457660108 | COM | 20,500 | $7,000 | thousands by filing date | |
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| UNION BK CALIF N A SAN FRANCI CD CMDTY LNKD | 90521AMP0 | CD CMDTY LNKD | 7 | $7,000 | thousands by filing date | principal |
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| Honeywell Technologies | 438516106 | COM | 59 | $6,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 67 | $6,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 54 | $6,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 257 | $6,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 325 | $6,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 203 | $6,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 113 | $6,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 189 | $6,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 131 | $6,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 151 | $6,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 200 | $6,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 112 | $6,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 25 | $6,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 200 | $6,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 79 | $6,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 155 | $6,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 435 | $6,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 113 | $6,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 57 | $6,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 543 | $6,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 90 | $6,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,000 | $6,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 130 | $6,000 | thousands by filing date | |
| CLP HOLDINGS LTD SPONS ADR | 18946Q101 | COM | 720 | $6,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 567 | $6,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,472 | $6,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 238 | $6,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 210 | $6,000 | thousands by filing date | |
| Deutsche Bank 8.05% Prp Cl6/18 | 25150l108 | PFD | 230 | $6,000 | thousands by filing date | |
| GLADSTONE INVT PFD A | 376546206 | PREFERR | 250 | $6,000 | thousands by filing date | |
| PEABODY ENERGY CORPGTD FIXED RT SR NT | 704549AH7 | FIXED INCOME | 30 | $6,000 | thousands by filing date | principal |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 233 | $6,000 | thousands by filing date | |
| General Electric Capital Corp Med Term | 36962G2G8 | Corporate SemiU | 6 | $6,000 | thousands by filing date | principal |
| JPMorgan Chase Bank Na Effcnt Plus CD | 48125YPS7 | CD IAM Act/365U | 6 | $6,000 | thousands by filing date | principal |
| SPRINGLEAF FINANCE CORP SENIOR MEDIUM TERM NOTE | 85171RAA2 | SENIOR MEDIUM TERM NOTE | 6 | $6,000 | thousands by filing date | principal |
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| CLARK CNTY WASH SCH DIST NO 1 TAXABLE LTD GO BDS M/W | 181234H24 | TAXABLE LTD GO BDS M/W | 5 | $6,000 | thousands by filing date | principal |
| CITIMORTGAGE ALT LN TR 2006-A5 IIIA-2 | 18974BAT6 | 2006-A5 IIIA-2 | 15 | $6,000 | thousands by filing date | principal |
| CONOCO INC NOTE M/W | 208251AE8 | NOTE M/W | 5 | $6,000 | thousands by filing date | principal |
| TARRANT CNTY TEX CULTURAL ED REV BDS CALLABLE | 87638QLN7 | REV BDS CALLABLE | 5 | $6,000 | thousands by filing date | principal |
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| JP MORGAN CHASE BANK NA CD INDEX LNKD | 48124JXQ6 | CD INDEX LNKD | 6 | $6,000 | thousands by filing date | principal |
| JP MORGAN CHASE & CO CD INDEX LNKD | 48125YPC2 | CD INDEX LNKD | 6 | $6,000 | thousands by filing date | principal |
| JP MORGAN CHASE & CO CD INDEX LNKD | 48125YPV0 | CD INDEX LNKD | 6 | $6,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL VAR | 06740AQM4 | CD ANNL VAR | 6 | $6,000 | thousands by filing date | principal |
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| MORGAN STANLEY SENIOR NOTE CMDTY LNKD | 617482M27 | SENIOR NOTE CMDTY LNKD | 6 | $6,000 | thousands by filing date | principal |
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| CASCADE WTR ALLIANCE WASH WTR REV BDS CALLABLE M/W | 14739HBP5 | REV BDS CALLABLE M/W | 5 | $6,000 | thousands by filing date | principal |
| US TREASURY NOTE | 912828TW0 | NOTE | 6 | $6,000 | thousands by filing date | principal |
| IDAHO HSG & FIN ASSN GRANT & REV ANTIC BDS CLBL M/W | 45129WKB5 | GRANT & REV ANTIC BDS CLBL M/W | 5 | $6,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD SENIOR NOTE M/W | 947075AD9 | SENIOR NOTE M/W | 6 | $6,000 | thousands by filing date | principal |
| GENERAL ELEC CAP CORP SENIOR MEDIUM TERM NOTE | 36966R6W1 | SENIOR MEDIUM TERM NOTE | 5 | $6,000 | thousands by filing date | principal |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 45 | $5,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 37 | $5,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 127 | $5,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 300 | $5,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 120 | $5,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 91 | $5,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 90 | $5,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 155 | $5,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 54 | $5,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 37 | $5,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 186 | $5,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 391 | $5,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 252 | $5,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 128 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 112 | $5,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 172 | $5,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 35 | $5,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 140 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 135 | $5,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 30 | $5,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 182 | $5,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 50 | $5,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 62 | $5,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 191 | $5,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 115 | $5,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 200 | $5,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 1,700 | $5,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 130 | $5,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 415 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 206 | $5,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 308 | $5,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 1,500 | $5,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 903 | $5,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 400 | $5,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 213 | $5,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 100 | $5,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 131 | $5,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 75 | $5,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 171 | $5,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 482 | $5,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 885 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 247 | $5,000 | thousands by filing date | |
| CenturyLink Quest 6.125%Nts Cl | 74913g600 | PFD | 200 | $5,000 | thousands by filing date | |
| SYNOVUS FINL CORPSUB NT | 87161CAG0 | FIXED INCOME | 5 | $5,000 | thousands by filing date | principal |
| US TREASU NT 2.375 08/24UST NOTE DUE 08/15/24 | 912828D56 | FIX | 5 | $5,000 | thousands by filing date | principal |
| GWG HLDGS INC | 36192A109 | COM | 629 | $5,000 | thousands by filing date | |
| NanoFlex Power Corp | 63009W108 | COMMON | 4,000 | $5,000 | thousands by filing date | |
| VERIZON MARYLAN | 92344WAB7 | Convertible/ | 5 | $5,000 | thousands by filing date | principal |
| GREATER ORLANDO AVIATION AUTH | 392274ZX7 | Convertible/ | 5 | $5,000 | thousands by filing date | principal |
| GOLDMAN SACHS BK USA NY CD ANNL VAR | 38143A5W1 | CD ANNL VAR | 5 | $5,000 | thousands by filing date | principal |
| GOLDMAN SACHS BK USA NY CD ANNL VAR | 38143ALK9 | CD ANNL VAR | 5 | $5,000 | thousands by filing date | principal |
| GOLDMAN SACHS BK USA NY CD ANNL VAR | 38147JGS5 | CD ANNL VAR | 5 | $5,000 | thousands by filing date | principal |
| SAN ANTONIO TEX ARPT SYS REV BDS CALLABLE | 796242NS0 | REV BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| CHRIST CMNTY CHURCH HUNTERSVI FIRST MORTGAGE | 17056HAR0 | FIRST MORTGAGE | 5 | $5,000 | thousands by filing date | principal |
| CITIGROUP MTG LN TR 2003-1 IIIA3 | 17307GBS6 | 2003-1 IIIA3 | 5 | $5,000 | thousands by filing date | principal |
| SOUTHERN ILL UNIV REVS REV BDS CALLABLE | 8431462H3 | REV BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| STAFFORD CNTY & STAUNTON VA REV BDS CALLABLE | 852413CR2 | REV BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| CITIZENS PPTY INS CORP FLA REV BDS | 176553CA1 | REV BDS | 5 | $5,000 | thousands by filing date | principal |
| CORN PRODUCTS INTL INC SENIOR NOTE M/W | 219023AD0 | SENIOR NOTE M/W | 5 | $5,000 | thousands by filing date | principal |
| TEMPE ARIZ TRAN EXCISE TAX RE REV REF BDS CALLABLE | 879735CB2 | REV REF BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| DE KALB & KANE CNTYS ILL CMNT GO SCH BLDG BDS | 240361NK7 | GO SCH BLDG BDS | 5 | $5,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JEY1 | SR MED TERM NOTE INDEX LNKD | 4 | $5,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE SCRTY LNKD | 61761JJ42 | SR MED TERM NOTE SCRTY LNKD | 5 | $5,000 | thousands by filing date | principal |
| FEDERAL NATL MTG ASSN GTD 1993-122 M | 31359BPE1 | 1993-122 M | 90 | $5,000 | thousands by filing date | principal |
| NEW JERSEY ST TPK AUTH TPK REV BDS CALLABLE | 646139D85 | REV BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| NEW ORLEANS LA G.O. REF BDS | 6476345C4 | G.O. REF BDS | 5 | $5,000 | thousands by filing date | principal |
| NEW YORK N Y GO BDS CALLABLE | 64966LHL8 | GO BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| NORTH CAROLINA CAP FACS AGY S REV BDS CALLABLE | 65820AAK4 | REV BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| NORTH CAROLINA MED CARE COMMN REV BDS CALLABLE | 65820HG49 | REV BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| PATERSON NEW JERSEY GEN IMPT REF BDS | 7031303X0 | GEN IMPT REF BDS | 5 | $5,000 | thousands by filing date | principal |
| PENNSYLVANIA STATE TURNPIKE REV BDS CALLABLE | 709223RD5 | REV BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| PENNSYLVANIA STATE TURNPIKE REV BDS CALLABLE | 709223U41 | REV BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| PHILADELPHIA PA HOSP/HIGHER ED REV BDS CALLABLE | 717903A99 | REV BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA CD ANNL VAR | 48124JJ41 | CD ANNL VAR | 5 | $5,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA CD ANNL VAR | 48124JV21 | CD ANNL VAR | 5 | $5,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA CD INDEX LNKD | 48124JVL9 | CD INDEX LNKD | 5 | $5,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA CD INDEX LNKD | 48125TMJ1 | CD INDEX LNKD | 5 | $5,000 | thousands by filing date | principal |
| PINAL CNTY ARIZ UNI SCH DIST SCH IMPT BDS CALLABLE | 72220EDC3 | SCH IMPT BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| BANCO MACRO S A NOTE M/W | 05963GAF5 | NOTE M/W | 5 | $5,000 | thousands by filing date | principal |
| KIRTLAND OHIO LOC SCH DIST GO SCH IMPT BDS CALLABLE | 497692DU4 | GO SCH IMPT BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| WHITEHALL COPLAY PA SCH DIST SCH DIST GO BDS CALLABLE | 965000NS7 | SCH DIST GO BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| WHITEHALL COPLAY PA SCH DIST SCH DIST GO BDS CALLABLE | 965000PC0 | SCH DIST GO BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| BANK OF AMERICA CORP SENIOR MEDIUM TERM NOTE | 06050WBQ7 | SENIOR MEDIUM TERM NOTE | 5 | $5,000 | thousands by filing date | principal |
| BANK OF AMERICA CORP SENIOR MEDIUM TERM NOTE | 06050WCF0 | SENIOR MEDIUM TERM NOTE | 5 | $5,000 | thousands by filing date | principal |
| BANK OF AMERICA CORP SUBORDINATED SERIES NOTZ | 06050XWQ2 | SUBORDINATED SERIES NOTZ | 5 | $5,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL VAR | 06740A7A1 | CD ANNL VAR | 5 | $5,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD INDEX LNKD | 06740AL31 | CD INDEX LNKD | 5 | $5,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL VAR | 06740ANA3 | CD ANNL VAR | 5 | $5,000 | thousands by filing date | principal |
| LOS ANGELES CA DEPT ARPTS REV BDS | 544435YE4 | REV BDS | 5 | $5,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD CRNCY LNKD | 06740AVK2 | CD CRNCY LNKD | 5 | $5,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL VAR | 06740AVM8 | CD ANNL VAR | 5 | $5,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL VAR | 06740AYD5 | CD ANNL VAR | 5 | $5,000 | thousands by filing date | principal |
| METROPOLITAN WASHINGTON DC ARP REV BDS CALLABLE | 592646NT6 | REV BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| MIAMI-DADE CNTY FLA AVIATION REV BDS CALLABLE | 59333PNC8 | REV BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| MISSISSIPPI DEV BK REV BDS CALLABLE | 60534P8U0 | REV BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 6174822D5 | SR MED TERM NOTE INDEX LNKD | 5 | $5,000 | thousands by filing date | principal |
| MORGAN STANLEY SENIOR NOTE CMDTY LNKD | 617482P24 | SENIOR NOTE CMDTY LNKD | 5 | $5,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE CMDTY LNKD | 617482P57 | SR MED TERM NOTE CMDTY LNKD | 5 | $5,000 | thousands by filing date | principal |
| GRANT MICH PUB SCHS GO REF BDS CALLABLE | 388154HZ2 | GO REF BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521AJJ8 | CD INDEX LNKD | 5 | $5,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521AKJ6 | CD INDEX LNKD | 5 | $5,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521ALZ9 | CD INDEX LNKD | 5 | $5,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CRNCY LNKD | 90521AMA3 | CD CRNCY LNKD | 5 | $5,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CMDTY LNKD | 90521AMF2 | CD CMDTY LNKD | 5 | $5,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CRNCY LNKD | 90521ANL8 | CD CRNCY LNKD | 5 | $5,000 | thousands by filing date | principal |
| CABRILLO CALIF UNI SCH DIST G.O. BDS | 127127FX1 | G.O. BDS | 5 | $5,000 | thousands by filing date | principal |
| HARVEST-MONROVIA WTR SWR & FI REV BDS CALLABLE | 41754MAS2 | REV BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| HEWLETT PACKARD CO SENIOR NOTE M/W | 428236BW2 | SENIOR NOTE M/W | 5 | $5,000 | thousands by filing date | principal |
| HOWARD CNTY MD GO BDS CALLABLE | 4425652W6 | GO BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| ISTAR INC SENIOR NOTE M/W | 45031UBD2 | SENIOR NOTE M/W | 5 | $5,000 | thousands by filing date | principal |
| US TREASURY TIPS NOTE | 912828QD5 | TIPS NOTE | 5 | $5,000 | thousands by filing date | principal |
| UNIVERSITY N C WILMINGTON CTF COPS CALLABLE | 91472RCN6 | COPS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| ILLINOIS ST GO BDS | 452152KY6 | GO BDS | 5 | $5,000 | thousands by filing date | principal |
| VIRGIN ISLANDS PUB FIN AUTH REV BDS CALLABLE | 927676RL2 | REV BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
| WAYNE CNTY MICH ARPT REV BDS CALLABLE | 944514BW7 | REV BDS CALLABLE | 5 | $5,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-15-005629 | this filing | 2015-10-28 | acceptance time not in the bulk data set |