13F-HR filed by Brookstone Capital Management
Brookstone Capital Management filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-28, with 2,243 holding rows worth $551,485,000.
- Accession
- 0001062993-15-005629
- Filer
- CIK 1599584
- Filed
- 2015-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 2,247 entries on the cover page, a total value of $551,485,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $551,438,000 with VALUE read as thousands by filing date, 13F file number 028-15771. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 719,154 | $137,811,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 464,393 | $39,469,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 976,061 | $27,876,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 557,213 | $17,547,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 157,277 | $17,503,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 1,055,790 | $17,241,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7,189 | $17,015,000 | thousands by filing date | put |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 564,142 | $16,857,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 673,423 | $16,499,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 110,398 | $16,341,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 711,681 | $16,105,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 237,703 | $16,050,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 202,621 | $15,047,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 376,368 | $14,400,000 | thousands by filing date | |
| VTI | 922908769 | COM | 63,055 | $6,225,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 67,312 | $5,411,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 43,598 | $4,598,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 117,337 | $4,529,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 48,094 | $3,940,000 | thousands by filing date | |
| Nasdaq-100 Index | 12490H104 | Nasdaq-100 Inde | 3,804 | $3,176,000 | thousands by filing date | put |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 45,756 | $3,030,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 26,570 | $2,941,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 63,538 | $2,841,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 25,517 | $2,753,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 28,966 | $2,694,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 31,706 | $2,667,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 8,133 | $2,467,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 19,129 | $2,110,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 15,907 | $2,074,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 26,728 | $1,987,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 53,053 | $1,891,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 28,147 | $1,825,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 50,094 | $1,632,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 63,948 | $1,613,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 13,532 | $1,461,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 14,775 | $1,379,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 15,457 | $1,284,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 19,609 | $1,282,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 40,670 | $1,136,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 21,629 | $1,115,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 38,352 | $1,052,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 22,308 | $997,000 | thousands by filing date | |
| INTERNATIONAL LEASE FIN CORP SENIOR DEBENTURE | 459745GJ8 | SENIOR DEBENTURE | 964 | $978,000 | thousands by filing date | principal |
| VWO | 922042858 | SHS | 28,757 | $952,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 11,114 | $882,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 49,101 | $874,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 19,681 | $856,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7,227 | $835,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 9,762 | $817,000 | thousands by filing date | |
| CLEAR CHANNEL COMMUNICATIONS SENIOR NOTE M/W | 184502AX0 | SENIOR NOTE M/W | 794 | $738,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 33,454 | $713,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 9,408 | $695,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 20,755 | $652,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 7,772 | $620,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 5,028 | $616,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 6,042 | $604,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 14,511 | $582,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,045 | $579,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,548 | $571,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 6,599 | $571,000 | thousands by filing date | |
| Pitney Bowes Inc Global Med Term Note | 72447XAC1 | Corporate SemiU | 525 | $565,000 | thousands by filing date | principal |
| Visa Inc | 92826C839 | COM | 7,949 | $554,000 | thousands by filing date | |
| MORGAN STANLEY SR MTN INDEX LNKD QTRLY VAR | 61761JJ83 | SR MTN INDEX LNKD QTRLY VAR | 554 | $554,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,247 | $547,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 7,727 | $533,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 15,122 | $524,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,828 | $523,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 4,445 | $519,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 37,093 | $514,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,773 | $514,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,353 | $509,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 6,282 | $509,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 6,423 | $509,000 | thousands by filing date | |
| CREDIT SUISSE SR MTN INDEX LNKD CLBL | 22547QGK6 | SR MTN INDEX LNKD CLBL | 533 | $500,000 | thousands by filing date | principal |
| PPG INDS INC COM | 693506107 | Stock | 5,558 | $487,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,334 | $479,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES INC SR NOTE M/W CREDIT SENSITIVE | 18683KAF8 | SR NOTE M/W CREDIT SENSITIVE | 862 | $453,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 5,654 | $446,000 | thousands by filing date | |
| MASCO CORP SENIOR NOTE M/W | 574599BF2 | SENIOR NOTE M/W | 424 | $442,000 | thousands by filing date | principal |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4,122 | $439,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 13,034 | $435,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,594 | $433,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 7,120 | $428,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10,723 | $424,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 6,903 | $422,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 74,141 | $417,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 8,342 | $416,000 | thousands by filing date | |
| MORGAN STANLEY SR MTN INDEX LNKD QTRLY VAR | 61761JF38 | SR MTN INDEX LNKD QTRLY VAR | 422 | $411,000 | thousands by filing date | principal |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 9,298 | $403,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 17,580 | $398,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC SR MTN INDEX LNKD CLBL MTHLY | 38147QDB9 | SR MTN INDEX LNKD CLBL MTHLY | 448 | $397,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 8,368 | $395,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,836 | $392,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,262 | $384,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 31,777 | $384,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,636 | $382,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 9,520 | $380,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,138 | $379,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,650 | $364,000 | thousands by filing date | |
| RRI Energy 7.875 6/15/2017 | 74971XAC1 | B | 379 | $355,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 11,555 | $348,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,668 | $346,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 4,045 | $343,000 | thousands by filing date | |
| J P MORGAN CHASE BANK SR MED TERM NOTE INDEX LNKD | 48125UV25 | SR MED TERM NOTE INDEX LNKD | 352 | $343,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,770 | $339,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,045 | $339,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,557 | $335,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,439 | $332,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 5,899 | $331,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,679 | $330,000 | thousands by filing date | |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61762GEB6 | SR MED TERM NOTE INDEX LNKD | 373 | $328,000 | thousands by filing date | principal |
| Arcelormittal SA Luxembourg Note BE | 03938LAW4 | Corporate SemiU | 330 | $327,000 | thousands by filing date | principal |
| 38259p508 | COM | 510 | $326,000 | thousands by filing date | ||
| Alcoa Inc Note BE | 013817AP6 | Corporate SemiU | 313 | $324,000 | thousands by filing date | principal |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,481 | $320,000 | thousands by filing date | |
| J P MORGAN CHASE BANK SR MTN INDEX LNKD MTHLY | 48125UV33 | SR MTN INDEX LNKD MTHLY | 324 | $316,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE SCRTY LNKD | 61761JVK2 | SR MED TERM NOTE SCRTY LNKD | 352 | $308,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 5,651 | $307,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 8,189 | $305,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,317 | $302,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 4,356 | $299,000 | thousands by filing date | |
| J P MORGAN CHASE BANK SR MED TERM NOTE INDEX LNKD | 48125UF31 | SR MED TERM NOTE INDEX LNKD | 304 | $298,000 | thousands by filing date | principal |
| INTERNATIONAL LEASE FIN CORP SENIOR NOTE | 459745GE9 | SENIOR NOTE | 270 | $295,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503403 | COM NEW | 237 | $293,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 21,529 | $292,000 | thousands by filing date | |
| INTL LEASE FINANCE CORP | 459745GG4 | CORP | 272 | $292,000 | thousands by filing date | principal |
| MORGAN STANLEY SR NOTE INDEX LNKD MTHLY VAR | 617482S70 | SR NOTE INDEX LNKD MTHLY VAR | 260 | $287,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 617482U93 | SR MTN INDEX LNKD MTHLY VAR | 252 | $281,000 | thousands by filing date | principal |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 5,241 | $280,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC SR MTN IDX LNKD MTHLY STP 7-9 | 38147QBY1 | SR MTN IDX LNKD MTHLY STP 7-9 | 333 | $279,000 | thousands by filing date | principal |
| Duke Energy Corporation | 26441C204 | COM | 3,859 | $278,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 11,082 | $276,000 | thousands by filing date | |
| INTL GAME TECH | 459902AR3 | FTAX | 261 | $275,000 | thousands by filing date | principal |
| MORGAN STANLEY SENIOR DEBENTURE INDEX LNKD | 61762GDP6 | SENIOR DEBENTURE INDEX LNKD | 314 | $271,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 617482S39 | SR MED TERM NOTE INDEX LNKD | 240 | $271,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,714 | $268,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,918 | $265,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC SR MTN INDEX LNKD CLBL MTHLY | 38147QKS4 | SR MTN INDEX LNKD CLBL MTHLY | 286 | $264,000 | thousands by filing date | principal |
| Oracle Corporation | 68389X105 | COM | 7,289 | $263,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,426 | $262,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 882 | $262,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,208 | $260,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,926 | $259,000 | thousands by filing date | |
| CREDIT SUISSE SR MTN INDEX LNKD CLBL | 22547QHT6 | SR MTN INDEX LNKD CLBL | 278 | $258,000 | thousands by filing date | principal |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,553 | $252,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,453 | $246,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,735 | $246,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 9,977 | $245,000 | thousands by filing date | |
| J P MORGAN CHASE BANK SR MED TERM NOTE INDEX LNKD | 48125UZA3 | SR MED TERM NOTE INDEX LNKD | 262 | $245,000 | thousands by filing date | principal |
| ALLSTATE CORP COM | 020002101 | Stock | 4,171 | $243,000 | thousands by filing date | |
| PARKWAY UTIL DIST TEX COMB ULTD TAX AND REV RE | 701600LZ9 | COMB ULTD TAX AND REV RE | 240 | $242,000 | thousands by filing date | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 1,666 | $241,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 9,091 | $239,000 | thousands by filing date | |
| WELLS FARGO BANK NA CD CMDTY LNKD | 949748G50 | CD CMDTY LNKD | 251 | $239,000 | thousands by filing date | principal |
| PPL CORP COM | 69351T106 | Stock | 7,158 | $235,000 | thousands by filing date | |
| BARCLAYS BANK PLC SR MTN SCRTY LNKD CLBL | 06741TP92 | SR MTN SCRTY LNKD CLBL | 455 | $235,000 | thousands by filing date | principal |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 2,980 | $234,000 | thousands by filing date | |
| ALCOA | 013817AS0 | FTAX | 217 | $233,000 | thousands by filing date | principal |
| K HOVNANIAN ENTERPRISES SENIOR NOTE M/W | 442488BA9 | SENIOR NOTE M/W | 243 | $232,000 | thousands by filing date | principal |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,717 | $229,000 | thousands by filing date | |
| MORGAN STANLEY SENIOR MEDIUM TERM NOTE MTHLY | 617482E83 | SENIOR MEDIUM TERM NOTE MTHLY | 200 | $229,000 | thousands by filing date | principal |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,558 | $226,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 7,785 | $222,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 10,840 | $214,000 | thousands by filing date | |
| NATIXIS MEDIUM TERM NOTE QTRLY VAR | 63873HLL6 | MEDIUM TERM NOTE QTRLY VAR | 242 | $214,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JAV1 | SR MED TERM NOTE INDEX LNKD | 206 | $213,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61762GDQ4 | SR MED TERM NOTE INDEX LNKD | 292 | $213,000 | thousands by filing date | principal |
| Cisco Systems,Inc. | 17275R102 | COM | 8,089 | $212,000 | thousands by filing date | |
| BNP PARIBAS MEDIUM TERM NOTE QTRLY VAR | 05574LHA9 | MEDIUM TERM NOTE QTRLY VAR | 211 | $209,000 | thousands by filing date | principal |
| Transocean Inc | 893830AS8 | CORP | 227 | $208,000 | thousands by filing date | principal |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 11,837 | $207,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,750 | $203,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,054 | $202,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,060 | $199,000 | thousands by filing date | |
| GOL FINANCE SENIOR NOTE M/W | 38045UAC4 | SENIOR NOTE M/W | 231 | $198,000 | thousands by filing date | principal |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,450 | $197,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $195,000 | thousands by filing date | |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521AHP6 | CD INDEX LNKD | 166 | $195,000 | thousands by filing date | principal |
| GENWORTH FINANCIAL INC SENIOR NOTE M/W | 37247DAL0 | SENIOR NOTE M/W | 187 | $195,000 | thousands by filing date | principal |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 10,808 | $193,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 4,367 | $193,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,571 | $186,000 | thousands by filing date | |
| TRANSOCEAN INC SR NOTE M/W CREDIT SENSITIVE | 893830BA6 | SR NOTE M/W CREDIT SENSITIVE | 187 | $185,000 | thousands by filing date | principal |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,458 | $181,000 | thousands by filing date | |
| MASCO CORP 6.125% 10/03/2016 | 574599BD7 | FNON | 174 | $181,000 | thousands by filing date | principal |
| AFLAC INC COM | 001055102 | Stock | 3,075 | $179,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,750 | $178,000 | thousands by filing date | |
| RR DONNELLEY & SONS SENIOR NOTE M/W | 257867AV3 | SENIOR NOTE M/W | 168 | $176,000 | thousands by filing date | principal |
| CME Group Inc. Class A | 12572Q105 | COM | 1,890 | $175,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,338 | $174,000 | thousands by filing date | |
| HSBC BANK USA NA CD ANNL VAR | 40431GPV5 | CD ANNL VAR | 150 | $173,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 61761JAR0 | SR MTN INDEX LNKD MTHLY VAR | 167 | $171,000 | thousands by filing date | principal |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,580 | $168,000 | thousands by filing date | |
| JC PENNEY CORP INC | 708160BJ4 | FIXED INCOME | 162 | $167,000 | thousands by filing date | principal |
| PETROBRAS INTL FINANCE SENIOR NOTE M/W | 71645WAM3 | SENIOR NOTE M/W | 203 | $167,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD CMDTY LNKD | 06740ANF2 | CD CMDTY LNKD | 166 | $166,000 | thousands by filing date | principal |
| GOOGLE INC | 38259P706 | CL C | 270 | $164,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 3,297 | $164,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,312 | $163,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,805 | $161,000 | thousands by filing date | |
| BARCLAYS BANK PLC SR MTN INDEX LNKD CLBL QTRLY | 06741TYA9 | SR MTN INDEX LNKD CLBL QTRLY | 165 | $161,000 | thousands by filing date | principal |
| PITNEY BOWES INC | 72447XAA5 | NOTE 4.75% 1/15/2016 | 158 | $160,000 | thousands by filing date | principal |
| Wells Fargo & Co New | 949746366 | COM | 6,200 | $157,000 | thousands by filing date | |
| HARSCO CORP SENIOR NOTE M/W | 415864AJ6 | SENIOR NOTE M/W | 156 | $157,000 | thousands by filing date | principal |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 3,763 | $156,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,443 | $154,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 8,544 | $154,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,202 | $153,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,506 | $153,000 | thousands by filing date | |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 617482Y24 | SR MTN INDEX LNKD MTHLY VAR | 139 | $153,000 | thousands by filing date | principal |
| PETROBRAS INTL FINANCE SENIOR NOTE M/W | 71645WAU5 | SENIOR NOTE M/W | 172 | $153,000 | thousands by filing date | principal |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,139 | $151,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 10,225 | $151,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 16,368 | $151,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,835 | $150,000 | thousands by filing date | |
| CENTURYLINK INC SENIOR NOTE M/W | 156700AL0 | SENIOR NOTE M/W | 146 | $150,000 | thousands by filing date | principal |
| PHILLIPS 66 COM | 718546104 | Stock | 1,945 | $149,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 4,078 | $148,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 4,836 | $147,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,538 | $144,000 | thousands by filing date | |
| MORGAN STANLEY SR MED TERM NOTE SCRTY LNKD | 61761JXV6 | SR MED TERM NOTE SCRTY LNKD | 204 | $144,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC SR MTN CMDTY LNKD CLBL | 06741TW29 | SR MTN CMDTY LNKD CLBL | 230 | $144,000 | thousands by filing date | principal |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 2,949 | $142,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,934 | $141,000 | thousands by filing date | |
| CREDIT SUISSE SR MED TERM NOTE INDEX LNKD | 22547QK88 | SR MED TERM NOTE INDEX LNKD | 153 | $140,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC SR MTN SCRTY LNKD CLBL | 06741TH34 | SR MTN SCRTY LNKD CLBL | 223 | $140,000 | thousands by filing date | principal |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,139 | $139,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 2,298 | $136,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,244 | $134,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC SR MTN IDX LNKD MTHLY STP 6-9 | 38147QB54 | SR MTN IDX LNKD MTHLY STP 6-9 | 150 | $134,000 | thousands by filing date | principal |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,156 | $133,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,786 | $132,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,354 | $131,000 | thousands by filing date | |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JAW9 | SR MED TERM NOTE INDEX LNKD | 127 | $131,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61762GDJ0 | SR MED TERM NOTE INDEX LNKD | 145 | $131,000 | thousands by filing date | principal |
| Danaher Corporation | 235851102 | COM | 1,504 | $128,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 1,751 | $128,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 600 | $127,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 3,080 | $126,000 | thousands by filing date | |
| MORGAN STANLEY SENIOR MEDIUM TERM NOTE MTHLY | 617482G57 | SENIOR MEDIUM TERM NOTE MTHLY | 106 | $125,000 | thousands by filing date | principal |
| IJH | 464287507 | COM | 906 | $124,000 | thousands by filing date | |
| Newmont Mining Corp Note | 651639AL0 | Corporate SemiU | 117 | $124,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 617482W34 | SR MTN INDEX LNKD MTHLY VAR | 105 | $121,000 | thousands by filing date | principal |
| Avon Products Inc Note | 054303AW2 | Corporate SemiU | 138 | $119,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC SR MTN INDEX LNKD CLBL | 06741TH26 | SR MTN INDEX LNKD CLBL | 122 | $118,000 | thousands by filing date | principal |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 8,220 | $117,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 1,575 | $117,000 | thousands by filing date | |
| ILLINOIS DEV FIN AUTH REV BDS | 451913AH0 | REV BDS | 150 | $117,000 | thousands by filing date | principal |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,809 | $116,000 | thousands by filing date | |
| ALCOA INC SENIOR NOTE M/W | 013817AL5 | SENIOR NOTE M/W | 112 | $115,000 | thousands by filing date | principal |
| EBAY INC. COM | 278642103 | Stock | 4,682 | $114,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 2,253 | $114,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 3,031 | $114,000 | thousands by filing date | |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61762GEH3 | SR MED TERM NOTE INDEX LNKD | 115 | $113,000 | thousands by filing date | principal |
| EXELON CORP COM | 30161N101 | Stock | 3,782 | $112,000 | thousands by filing date | |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JCU1 | SR MED TERM NOTE INDEX LNKD | 110 | $112,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC SR MTN INDEX LNKD CLBL MTHLY | 06741TWU7 | SR MTN INDEX LNKD CLBL MTHLY | 116 | $112,000 | thousands by filing date | principal |
| CENTURYLINK INC SENIOR NOTE M/W | 156700AN6 | SENIOR NOTE M/W | 112 | $111,000 | thousands by filing date | principal |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,443 | $110,000 | thousands by filing date | |
| PACTIV CORPORATION SENIOR NOTE M/W | 695257AB1 | SENIOR NOTE M/W | 109 | $109,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JJM2 | SR MED TERM NOTE INDEX LNKD | 112 | $107,000 | thousands by filing date | principal |
| NABORS INDS INC SENIOR NOTE M/W | 629568AQ9 | SENIOR NOTE M/W | 102 | $107,000 | thousands by filing date | principal |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,553 | $105,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,105 | $105,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 897 | $104,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,167 | $104,000 | thousands by filing date | |
| SPECTRUM MGMT HOLDING CO LLC NOTE M/W CLBL | 88732JAW8 | NOTE M/W CLBL | 97 | $104,000 | thousands by filing date | principal |
| CITIGROUP FUNDING INC SR MTN INDEX LNKD CLBL QTRLY | 1730T0SF7 | SR MTN INDEX LNKD CLBL QTRLY | 113 | $104,000 | thousands by filing date | principal |
| Medtronic Plc | G5960L103 | COM | 1,540 | $103,000 | thousands by filing date | |
| CREDIT SUISSE SR MTN INDEX LNKD CLBL | 22547QKU9 | SR MTN INDEX LNKD CLBL | 116 | $103,000 | thousands by filing date | principal |
| US STEEL CORP 7.000 2/01/18 | 912656AG0 | CORPORATE BONDS AND NOTES | 114 | $102,000 | thousands by filing date | principal |
| CIT BK SALT LAKE CITY UT CD | 17284CRU0 | CD | 100 | $102,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CRNCY LNKD | 90521AHQ4 | CD CRNCY LNKD | 101 | $102,000 | thousands by filing date | principal |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,000 | $101,000 | thousands by filing date | |
| GENWORTH FINL INC SRNT | 37247DAK2 | FIXED INCOME | 100 | $101,000 | thousands by filing date | principal |
| CREDIT SUISSE NEW YORK BRANCH SR MTN CLBL MTHLY STEP 7.5%-9% | 22546T3T6 | SR MTN CLBL MTHLY STEP 7.5%-9% | 105 | $101,000 | thousands by filing date | principal |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 4,858 | $100,000 | thousands by filing date | |
| HSBC BANK USA NA CD SCRTY LNKD ANNL VAR | 40431GUW7 | CD SCRTY LNKD ANNL VAR | 100 | $100,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61762GDY7 | SR MED TERM NOTE INDEX LNKD | 135 | $99,000 | thousands by filing date | principal |
| BANK OF AMERICA NA SUBORDINATED MEDIUM TERM NOTE | 06050TJP8 | SUBORDINATED MEDIUM TERM NOTE | 96 | $99,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 617482R22 | SR MED TERM NOTE INDEX LNKD | 84 | $98,000 | thousands by filing date | principal |
| HERSHEY CO COM | 427866108 | Stock | 1,040 | $96,000 | thousands by filing date | |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 61761JXX2 | SR MTN INDEX LNKD MTHLY VAR | 109 | $96,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JKE8 | SR MED TERM NOTE INDEX LNKD | 100 | $95,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD SCRTY LNKD ANNL VAR | 06740AW96 | CD SCRTY LNKD ANNL VAR | 100 | $95,000 | thousands by filing date | principal |
| Dow Chemical Company | 260543103 | COM | 2,217 | $94,000 | thousands by filing date | |
| J P MORGAN CHASE BANK SR MED TERM NOTE INDEX LNKD | 48125ULK6 | SR MED TERM NOTE INDEX LNKD | 101 | $94,000 | thousands by filing date | principal |
| WELLS FARGO BANK NA CD ANNL VAR | 949748P84 | CD ANNL VAR | 96 | $94,000 | thousands by filing date | principal |
| NUCOR CORP COM | 670346105 | Stock | 2,461 | $92,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 5,178 | $91,000 | thousands by filing date | |
| BARCLAYS BANK PLC NEW YORK BR SR MED TERM NOTE INDEX LNKD | 06741UVP6 | SR MED TERM NOTE INDEX LNKD | 100 | $91,000 | thousands by filing date | principal |
| ARCELORMITTAL CL A SR NOTE M/W CREDIT SENSITIVE | 03938LAT1 | SR NOTE M/W CREDIT SENSITIVE | 89 | $90,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC SR MTN CMDTY LNKD CLBL | 06741T2Q9 | SR MTN CMDTY LNKD CLBL | 130 | $90,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC SR MTN INDEX LNKD CLBL | 06741TNX1 | SR MTN INDEX LNKD CLBL | 92 | $90,000 | thousands by filing date | principal |
| HARRIS NATL ASSN CHICAGO ILL CD INDEX LNKD | 41456TNB1 | CD INDEX LNKD | 83 | $90,000 | thousands by filing date | principal |
| Vanguard Real Estate | 922908553 | SHS | 1,182 | $89,000 | thousands by filing date | |
| CREDIT SUISSE LONDON SR MED TERM NOTE INDEX LNKD | 22546V4P8 | SR MED TERM NOTE INDEX LNKD | 111 | $89,000 | thousands by filing date | principal |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,225 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,379 | $88,000 | thousands by filing date | |
| PETROBRAS INTL FINANCE NOTE | 71645WAH4 | NOTE | 103 | $88,000 | thousands by filing date | principal |
| Applied Materials,Inc. | 038222105 | COM | 5,914 | $87,000 | thousands by filing date | |
| BARCLAYS BANK PLC MED TERM NOTE SCRTY LNKD CLBL | 06741TB55 | MED TERM NOTE SCRTY LNKD CLBL | 159 | $87,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 2,680 | $84,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,095 | $84,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 2,041 | $84,000 | thousands by filing date | |
| TENNECO PACKAGING INC DEBENTURE M/W | 880394AD3 | DEBENTURE M/W | 78 | $83,000 | thousands by filing date | principal |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1,716 | $82,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 782 | $82,000 | thousands by filing date | |
| HOSPIRA INC NOTE M/W | 441060AJ9 | NOTE M/W | 77 | $82,000 | thousands by filing date | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 827 | $81,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,931 | $81,000 | thousands by filing date | |
| CHICAGO ILL BRD ED GO BDS | 167505ER3 | GO BDS | 80 | $81,000 | thousands by filing date | principal |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 5,604 | $79,000 | thousands by filing date | |
| HARRIS NATL ASSN CHICAGO ILL CD INDEX LNKD | 41456TKQ1 | CD INDEX LNKD | 76 | $79,000 | thousands by filing date | principal |
| iShares Russell Midcap ETF | 464287499 | SHS | 500 | $78,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 778 | $78,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 10,054 | $78,000 | thousands by filing date | |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JCT4 | SR MED TERM NOTE INDEX LNKD | 78 | $78,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD INDEX LNKD ANNL | 06740ANM7 | CD INDEX LNKD ANNL | 73 | $78,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,784 | $77,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 3,274 | $76,000 | thousands by filing date | |
| STAUNTON HOTEL LCC PART CTF 144A29 CALLABLE VAR | 857751AA9 | PART CTF 144A29 CALLABLE VAR | 76 | $76,000 | thousands by filing date | principal |
| KB HOME INCOME SENIOR NOTE M/W | 48666KAQ2 | SENIOR NOTE M/W | 72 | $76,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 6174822P8 | SR MTN INDEX LNKD MTHLY VAR | 70 | $76,000 | thousands by filing date | principal |
| LEXMARK INTL | 529772AE5 | Convertible | 68 | $75,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC RGE ACCRL7.25%28 | 38147QFN1 | RGE ACCRL7.25%28 | 80 | $75,000 | thousands by filing date | principal |
| NEWARK NJ QUALIFIED SCH REF BDS | 650367DT9 | QUALIFIED SCH REF BDS | 70 | $75,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311107 | CL A | 761 | $74,000 | thousands by filing date | |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JXG9 | SR MED TERM NOTE INDEX LNKD | 95 | $74,000 | thousands by filing date | principal |
| NORTHSTAR REIT | 66704R704 | Common Stock | 5,919 | $73,000 | thousands by filing date | |
| MORGAN STANLEY SR MED TERM NOTE SCRTY LNKD | 61761JYP8 | SR MED TERM NOTE SCRTY LNKD | 84 | $73,000 | thousands by filing date | principal |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,200 | $72,000 | thousands by filing date | |
| DELL INC SENIOR NOTE M/W | 24702RAE1 | SENIOR NOTE M/W | 69 | $72,000 | thousands by filing date | principal |
| HARRIS NATL ASSN CHICAGO ILL CD INDEX LNKD | 41456TMC0 | CD INDEX LNKD | 67 | $72,000 | thousands by filing date | principal |
| iShares MBS ETF | 464288588 | SHS | 638 | $70,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,270 | $70,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 651 | $70,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 999 | $70,000 | thousands by filing date | |
| BANK AMER CORP MARKET INDEX TARGET TERM SECS LKD TO DOW JONES INDUSTRIAL EXP 10/30/15 | 06052K836 | Equity | 5,000 | $70,000 | thousands by filing date | |
| AVON PRODUCTS INC NOTE M/W | 054303AU6 | NOTE M/W | 77 | $70,000 | thousands by filing date | principal |
| MARYLAND ST HEALTH & HIGHER ED REV BDS CALLABLE | 5742163J4 | REV BDS CALLABLE | 60 | $70,000 | thousands by filing date | principal |
| Stryker Corporation | 863667101 | COM | 720 | $68,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 4,980 | $68,000 | thousands by filing date | |
| ALUMINUM CO AMER DEBENTURE M/W | 022249BA3 | DEBENTURE M/W | 64 | $68,000 | thousands by filing date | principal |
| FASTENAL CO COM | 311900104 | Stock | 1,838 | $67,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 834 | $67,000 | thousands by filing date | |
| JPMORGAN CHASE BK NA OHIO CD INDEX LNKD | 48123YP42 | CD INDEX LNKD | 68 | $67,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 6174822Y9 | SR MED TERM NOTE INDEX LNKD | 64 | $67,000 | thousands by filing date | principal |
| MORGAN STANLEY SENIOR MEDIUM TERM NOTE MTHLY | 617482D43 | SENIOR MEDIUM TERM NOTE MTHLY | 59 | $66,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 262 | $65,000 | thousands by filing date | |
| RR DONNELLEY & SONS CO | 257867AT8 | Convertible | 64 | $65,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 61761JB65 | SR MTN INDEX LNKD MTHLY VAR | 70 | $65,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE SCRTY LNKD | 61761JZM4 | SR MED TERM NOTE SCRTY LNKD | 75 | $65,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 6174822Q6 | SR MTN INDEX LNKD MTHLY VAR | 59 | $65,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 617482G73 | SR MED TERM NOTE INDEX LNKD | 50 | $65,000 | thousands by filing date | principal |
| EXPEDIA INC | 30212PAB1 | Convertible/ | 57 | $64,000 | thousands by filing date | principal |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 575 | $63,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 634 | $63,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 575 | $63,000 | thousands by filing date | |
| MORGAN STANLEY SR MED TERM NOTE SCRTY LNKD | 61761JYQ6 | SR MED TERM NOTE SCRTY LNKD | 66 | $63,000 | thousands by filing date | principal |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,509 | $62,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 927 | $62,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 820 | $62,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 590 | $62,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 3,126 | $62,000 | thousands by filing date | |
| MORGAN STANLEY SENIOR NOTE INDEX LNKD | 617482X41 | SENIOR NOTE INDEX LNKD | 59 | $62,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 6174822V5 | SR MED TERM NOTE INDEX LNKD | 60 | $62,000 | thousands by filing date | principal |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,200 | $61,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC RGE ACCRL 8%28 | 38147QKW5 | RGE ACCRL 8%28 | 62 | $61,000 | thousands by filing date | principal |
| NVIDIA Corp | 67066G104 | COM | 2,436 | $60,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,050 | $60,000 | thousands by filing date | |
| GOLDMAN SACHS 5.95% PFD SER I | 38145G209 | PRD | 2,400 | $60,000 | thousands by filing date | |
| PETROBRAS INTL FINANCE SENIOR NOTE M/W | 71645WAP6 | SENIOR NOTE M/W | 80 | $60,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD CMDTY LNKD | 06740ANL9 | CD CMDTY LNKD | 62 | $60,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,000 | $59,000 | thousands by filing date | |
| JEFFERIES GROUP INC SENIOR NOTE M/W | 472319AF9 | SENIOR NOTE M/W | 50 | $59,000 | thousands by filing date | principal |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 3,060 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 2,348 | $58,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 5,456 | $58,000 | thousands by filing date | |
| BARCLAYS BANK PLC NEW YORK BR SR MTN SCRTY LNKD CLBL | 06741UDK7 | SR MTN SCRTY LNKD CLBL | 105 | $58,000 | thousands by filing date | principal |
| BAXTER INTL INC | 071813109 | COM | 1,734 | $57,000 | thousands by filing date | |
| UNION BK CALIF N A SAN FRANCI CD CRNCY LNKD | 90521ADP0 | CD CRNCY LNKD | 55 | $57,000 | thousands by filing date | principal |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 5,195 | $56,000 | thousands by filing date | |
| Advanced Micro Devices | 007903AZ0 | CORP | 81 | $56,000 | thousands by filing date | principal |
| MORGAN STANLEY DEAN WITTER SENIOR MEDIUM TERM NOTE MTHLY | 61745E7D7 | SENIOR MEDIUM TERM NOTE MTHLY | 50 | $56,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 3,550 | $55,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 503 | $55,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,025 | $55,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,000 | $55,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,556 | $55,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 297 | $55,000 | thousands by filing date | |
| AMERICAN GENERAL FINANCE SENIOR MEDIUM TERM NOTE | 02635PTG8 | SENIOR MEDIUM TERM NOTE | 54 | $55,000 | thousands by filing date | principal |
| CORNING INC | 219350105 | COM | 3,168 | $54,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,575 | $54,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 1,722 | $54,000 | thousands by filing date | |
| United States Treas Nts | 912828HZ6 | TB | 50 | $54,000 | thousands by filing date | principal |
| CENTURYLINK INC SENIOR NOTE M/W | 156700AQ9 | SENIOR NOTE M/W | 53 | $54,000 | thousands by filing date | principal |
| PLATINUM UNDERWRITERS FIN INC NOTE M/W | 72766CAD8 | NOTE M/W | 50 | $54,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CMDTY LNKD | 90521AEY0 | CD CMDTY LNKD | 56 | $54,000 | thousands by filing date | principal |
| ANSYS INC COM | 03662Q105 | COM | 600 | $53,000 | thousands by filing date | |
| RR DONNELLEY & SONS SENIOR NOTE M/W | 257867AX9 | SENIOR NOTE M/W | 50 | $53,000 | thousands by filing date | principal |
| JPMORGAN CHASE BK NA OHIO CD INDEX LNKD | 48123Y2U9 | CD INDEX LNKD | 54 | $53,000 | thousands by filing date | principal |
| BANK AMER N A 06/02/2017 | 06051A383 | 06/02/2017 | 5,500 | $53,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,413 | $52,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 7,051 | $52,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 1,266 | $52,000 | thousands by filing date | |
| Rowan Companies Inc | 779382AK6 | CORP | 52 | $52,000 | thousands by filing date | principal |
| CHICAGO ILL BRD ED G.O. SCH BDS | 167501XC4 | G.O. SCH BDS | 100 | $52,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 99 | $51,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,185 | $51,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 1,112 | $51,000 | thousands by filing date | |
| SHASLA PUB UTIL DIST TEX ULTD TAX REF BDS | 820131FK1 | ULTD TAX REF BDS | 50 | $51,000 | thousands by filing date | principal |
| TECH DATA CORP SENIOR NOTE M/W | 878237AF3 | SENIOR NOTE M/W | 50 | $51,000 | thousands by filing date | principal |
| PETROBRAS INTL FINANCE SENIOR NOTE M/W | 71645WAL5 | SENIOR NOTE M/W | 53 | $51,000 | thousands by filing date | principal |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 200 | $50,000 | thousands by filing date | |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JAY5 | SR MED TERM NOTE INDEX LNKD | 45 | $50,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JJL4 | SR MED TERM NOTE INDEX LNKD | 50 | $50,000 | thousands by filing date | principal |
| PREFERRED APT CMNTYS INC PFD | 74039E703 | PFD | 50 | $50,000 | thousands by filing date | |
| BARCLAYS BK DEL WILMINGTON CD ANNL VAR | 06740A5W5 | CD ANNL VAR | 52 | $50,000 | thousands by filing date | principal |
| TUTOR PERINI CORPORATION SENIOR DEBENTURE CALLABLE M/W | 901109AB4 | SENIOR DEBENTURE CALLABLE M/W | 50 | $50,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI SUBORDINATED CD CMDTY LNKD | 90521AFT0 | SUBORDINATED CD CMDTY LNKD | 53 | $50,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521AJD1 | CD INDEX LNKD | 45 | $50,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CMDTY LNKD | 90521ALH9 | CD CMDTY LNKD | 51 | $50,000 | thousands by filing date | principal |
| FIRSTENERGY CORP | 337932107 | COM | 1,550 | $49,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,064 | $49,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 3,825 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 4,962 | $49,000 | thousands by filing date | |
| CITIGROUP FUNDING INC SR MTN INDEX LNKD CLBL MTHLY | 1730T0ZS1 | SR MTN INDEX LNKD CLBL MTHLY | 50 | $49,000 | thousands by filing date | principal |
| SUMMIT CNTY OHIO PORT AUTH RE REV BDS | 86606DAP3 | REV BDS | 50 | $49,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD CRNCY LNKD | 06740AUY3 | CD CRNCY LNKD | 50 | $49,000 | thousands by filing date | principal |
| NextEra Energy,Inc. | 65339F101 | COM | 488 | $48,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 736 | $48,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,301 | $48,000 | thousands by filing date | |
| MORGAN STANLEY SENIOR NOTE | 617482U44 | SENIOR NOTE | 44 | $48,000 | thousands by filing date | principal |
| ETF | 26923A106 | EXCHANGE TRADED | 739 | $47,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 3,894 | $47,000 | thousands by filing date | |
| CITIGROUP FUNDING INC SENIOR MEDIUM TERM NOTE CLBL | 1730T0SB6 | SENIOR MEDIUM TERM NOTE CLBL | 50 | $47,000 | thousands by filing date | principal |
| NATIXIS UNSECURED VARIABLE RATE | 63873HKE3 | UNSECURED VARIABLE RATE | 50 | $47,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 6174822Z6 | SR MED TERM NOTE INDEX LNKD | 44 | $47,000 | thousands by filing date | principal |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 941 | $46,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 542 | $46,000 | thousands by filing date | |
| Lincoln Natl Corp Ind Sr (534187AY5) | 534187AY5 | BOND | 40 | $46,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC SR MED TERM NOTE MTHLY VARIABL | 38147QC38 | SR MED TERM NOTE MTHLY VARIABL | 50 | $46,000 | thousands by filing date | principal |
| CREDIT SUISSE SR MTN INDEX LNKD CLBL | 22547Q7B6 | SR MTN INDEX LNKD CLBL | 50 | $46,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JCE7 | SR MED TERM NOTE INDEX LNKD | 45 | $46,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL VAR | 06740AV48 | CD ANNL VAR | 48 | $46,000 | thousands by filing date | principal |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 6,515 | $45,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 2,215 | $45,000 | thousands by filing date | |
| MORGAN STANLEY SENIOR NOTE M/W | 61746SBR9 | SENIOR NOTE M/W | 45 | $45,000 | thousands by filing date | principal |
| BUCKEYE TOBACCO ST FIN AUTH TOBACCO SETTLEMENT ASSET CLBL | 118217AT5 | TOBACCO SETTLEMENT ASSET CLBL | 50 | $45,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521AQG6 | CD INDEX LNKD | 46 | $45,000 | thousands by filing date | principal |
| METLIFE INC COM | 59156R108 | Stock | 932 | $44,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,456 | $44,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 1,680 | $44,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 1,994 | $44,000 | thousands by filing date | |
| NASDAQ INC SENIOR NOTE M/W | 631103AD0 | SENIOR NOTE M/W | 40 | $44,000 | thousands by filing date | principal |
| CREDIT SUISSE SR MTN INDEX LNKD CLBL | 22547QK96 | SR MTN INDEX LNKD CLBL | 50 | $44,000 | thousands by filing date | principal |
| YUM BRANDS INC COM | 988498101 | Stock | 532 | $43,000 | thousands by filing date | |
| Time Warner Cable Inc | 88732JAL2 | CB | 39 | $43,000 | thousands by filing date | principal |
| TIME WARNER CABLE 8.25% 04/01/19 | 88732JAS7 | FTAX | 37 | $43,000 | thousands by filing date | principal |
| MORGAN STANLEY SENIOR MEDIUM TERM NOTE | 61761JBA6 | SENIOR MEDIUM TERM NOTE | 46 | $43,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 61761JBP3 | SR MTN INDEX LNKD MTHLY VAR | 42 | $43,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL VAR | 06740AMX4 | CD ANNL VAR | 44 | $43,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521ANP9 | CD INDEX LNKD | 42 | $43,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521ANQ7 | CD INDEX LNKD | 42 | $43,000 | thousands by filing date | principal |
| KROGER CO COM | 501044101 | Stock | 1,160 | $42,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 6,519 | $42,000 | thousands by filing date | |
| SUPERVALU INC | 868536AT0 | NOTE 8.00% 5/1/2016 | 42 | $42,000 | thousands by filing date | principal |
| SOUTH CAROLINA ST PUB SVC AUTH REV BDS | 8371477Z4 | REV BDS | 40 | $42,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL VAR | 06740AB24 | CD ANNL VAR | 42 | $42,000 | thousands by filing date | principal |
| BOARDWALK PIPELINES LP SENIOR NOTE M/W | 096630AB4 | SENIOR NOTE M/W | 40 | $42,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CMDTY LNKD | 90521AGE2 | CD CMDTY LNKD | 45 | $42,000 | thousands by filing date | principal |
| Waste Management, Inc. | 94106L109 | COM | 826 | $41,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1,440 | $41,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 3,780 | $41,000 | thousands by filing date | |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 61761JMB2 | SR MTN INDEX LNKD MTHLY VAR | 50 | $41,000 | thousands by filing date | principal |
| MORGAN STANLEY MEDIUM TERM NOTE INDEX LNKD | 6174823N2 | MEDIUM TERM NOTE INDEX LNKD | 38 | $41,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521ALU0 | CD INDEX LNKD | 40 | $41,000 | thousands by filing date | principal |
| SYSCOCORP | 871829107 | COM | 1,020 | $40,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 2,190 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 706 | $40,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 3,000 | $40,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 6,830 | $40,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,603 | $40,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 2,516 | $40,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 1,660 | $40,000 | thousands by filing date | |
| ML PFD CAPITAL TRUST V PFD | 59021K205 | PFD | 1,575 | $40,000 | thousands by filing date | |
| ARKANSAS DEVELOPMENT FINANCE REV BDS CALLABLE | 04109HAQ7 | REV BDS CALLABLE | 40 | $40,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CRNCY LNKD | 90521AFF0 | CD CRNCY LNKD | 39 | $40,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521AHH4 | CD INDEX LNKD | 32 | $40,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521AHL5 | CD INDEX LNKD | 36 | $40,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD SENIOR NOTE M/W | 947075AF4 | SENIOR NOTE M/W | 37 | $40,000 | thousands by filing date | principal |
| Elevance Health, Inc. | 036752103 | COM | 280 | $39,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 175 | $39,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 236 | $39,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 806 | $39,000 | thousands by filing date | |
| AT&T INC. 6.3 38 DUE 01/15/38 | 00206RAG7 | CORPORATE BONDS | 35 | $39,000 | thousands by filing date | principal |
| BAZAARVOICE INC | 073271108 | COM | 8,625 | $39,000 | thousands by filing date | |
| AUTONATION INC SENIOR NOTE M/W | 05329WAK8 | SENIOR NOTE M/W | 36 | $39,000 | thousands by filing date | principal |
| BAKER FLA CORRECTIONAL DEV REV BDS CALLABLE | 05714TAC6 | REV BDS CALLABLE | 50 | $39,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-15-005629 | this filing | 2015-10-28 | acceptance time not in the bulk data set |