13F-HR filed by Brookstone Capital Management
Brookstone Capital Management filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-28, with 2,243 holding rows worth $551,485,000.
- Accession
- 0001062993-15-005629
- Filer
- CIK 1599584
- Filed
- 2015-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 2,247 entries on the cover page, a total value of $551,485,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $551,438,000 with VALUE read as thousands by filing date, 13F file number 028-15771. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HARRIS NATL ASSN CHICAGO ILL CD VAR | 41456TPG8 | CD VAR | 37 | $39,000 | thousands by filing date | principal |
| FOLSOM CORDOVA CALIF SCH GO BDS | 34440KAQ5 | GO BDS | 50 | $39,000 | thousands by filing date | principal |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 611 | $38,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 208 | $38,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 526 | $38,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 3,166 | $38,000 | thousands by filing date | |
| GOLDMAN SACHS BK USA NY CD INDEX LNKD | 38143ARV9 | CD INDEX LNKD | 33 | $38,000 | thousands by filing date | principal |
| BANK OF AMERICA CORP SENIOR MEDIUM TERM NOTE | 06050WES0 | SENIOR MEDIUM TERM NOTE | 35 | $38,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL VAR | 06740AA66 | CD ANNL VAR | 41 | $38,000 | thousands by filing date | principal |
| MONTGOMERY ALA GO WTS | 613035D68 | GO WTS | 35 | $38,000 | thousands by filing date | principal |
| MORGAN STANLEY DEBENTURE CMDTY LNKD | 617482N26 | DEBENTURE CMDTY LNKD | 39 | $38,000 | thousands by filing date | principal |
| ILLINOIS DEV FIN AUTH REV REV BDS | 45189FHV9 | REV BDS | 40 | $38,000 | thousands by filing date | principal |
| AUTODESK INC COM | 052769106 | Stock | 835 | $37,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,012 | $37,000 | thousands by filing date | |
| AFLAC INC 5.5%52SUB DE | 001055300 | pfd | 1,500 | $37,000 | thousands by filing date | |
| FREEPORT-MCMORAN COPPER & | 35671DBG9 | Fixed Income | 45 | $37,000 | thousands by filing date | principal |
| CHICAGO ILL BRD ED G.O. SCH BDS | 167501WS0 | G.O. SCH BDS | 40 | $37,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL VAR | 06740AXK0 | CD ANNL VAR | 40 | $37,000 | thousands by filing date | principal |
| GENERAL ELEC CAP CORP SENIOR MEDIUM TERM NOTE | 36966R4F0 | SENIOR MEDIUM TERM NOTE | 35 | $37,000 | thousands by filing date | principal |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,565 | $36,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 6,820 | $36,000 | thousands by filing date | |
| Berkshire Income Realty Inc Cl A PFD | 084690205 | Pfd Stk | 1,417 | $36,000 | thousands by filing date | |
| JPMorgan Chase preferred | 48127X542 | PFD | 1,450 | $36,000 | thousands by filing date | |
| TRANSOCEAN SEDCO FOREX INC | 893830BD0 | Fixed Income | 40 | $36,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP SR MED TERM NOTE INDEX LNKD | 38143U3A7 | SR MED TERM NOTE INDEX LNKD | 29 | $36,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD INDEX LNKD | 06740AF95 | CD INDEX LNKD | 35 | $36,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CRNCY LNKD | 90521AER5 | CD CRNCY LNKD | 35 | $36,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CRNCY LNKD | 90521ANY0 | CD CRNCY LNKD | 37 | $36,000 | thousands by filing date | principal |
| ILLINOIS ST G.O. BDS | 452150HN8 | G.O. BDS | 40 | $36,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP SENIOR NOTE M/W | 35906AAB4 | SENIOR NOTE M/W | 35 | $36,000 | thousands by filing date | principal |
| Deere & Company | 244199105 | COM | 479 | $35,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 950 | $35,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 947 | $35,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.125% $1.53125 PFD | 38145X111 | PREFERRED | 1,400 | $35,000 | thousands by filing date | |
| GENERAL ELECTRI 587538 DUE 011438 | 36962G3P7 | Treas | 28 | $35,000 | thousands by filing date | principal |
| Petrobras Global Finance BV | 71645WAN1 | GLOBAL | 43 | $35,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA CD INDEX LNKD | 48124J2T4 | CD INDEX LNKD | 37 | $35,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC SR MTN INDEX LNKD ANNL VAR | 06741T3X3 | SR MTN INDEX LNKD ANNL VAR | 35 | $35,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC SR MTN INDEX LNKD CLBL | 06741TB48 | SR MTN INDEX LNKD CLBL | 37 | $35,000 | thousands by filing date | principal |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 5,573 | $34,000 | thousands by filing date | |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JKZ1 | SR MED TERM NOTE INDEX LNKD | 36 | $34,000 | thousands by filing date | principal |
| FAIRFAX FINL HLDGS LTD NOTE | 303901AG7 | NOTE | 31 | $34,000 | thousands by filing date | principal |
| JPMORGAN CHASE BK NA OHIO CD INDEX LNKD | 48123YX50 | CD INDEX LNKD | 35 | $34,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD CRNCY LNKD | 06740ATX7 | CD CRNCY LNKD | 35 | $34,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 6174823L6 | SR MED TERM NOTE INDEX LNKD | 31 | $34,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CRNCY LNKD | 90521ALG1 | CD CRNCY LNKD | 36 | $34,000 | thousands by filing date | principal |
| HORACE MANN EDUCATORS CORP SENIOR NOTE M/W | 440327AJ3 | SENIOR NOTE M/W | 33 | $34,000 | thousands by filing date | principal |
| ROYAL BK OF SCOTLAND SENIOR NOTE | 78009PCC3 | SENIOR NOTE | 33 | $34,000 | thousands by filing date | principal |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,032 | $33,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 707 | $33,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 819 | $33,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 390 | $33,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 611 | $33,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 800 | $33,000 | thousands by filing date | |
| Spire Inc | 505597500 | CONVERTIBLE PREFERRED STOCK | 635 | $33,000 | thousands by filing date | |
| GOLDMAN SACHS BK USA NY CD INDEX LNKD VAR | 38148D5L4 | CD INDEX LNKD VAR | 35 | $33,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE SCRTY LNKD | 61761JE96 | SR MED TERM NOTE SCRTY LNKD | 37 | $33,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CRNCY LNKD | 90521AHJ0 | CD CRNCY LNKD | 33 | $33,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521ALC0 | CD INDEX LNKD | 32 | $33,000 | thousands by filing date | principal |
| ADIRONDACK N Y CENT SCH DIST REF BDS | 006896EC4 | REF BDS | 30 | $33,000 | thousands by filing date | principal |
| CSX Corporation | 126408103 | COM | 1,206 | $32,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 458 | $32,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 557 | $32,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 1,253 | $32,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 589 | $32,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 1,243 | $32,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 8,687 | $32,000 | thousands by filing date | |
| GOLDMAN SACHS BK USA CD | 381426YU3 | CD | 32 | $32,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC SR MTN INDEX LNKD MTHLY VAR | 38147QKN5 | SR MTN INDEX LNKD MTHLY VAR | 35 | $32,000 | thousands by filing date | principal |
| JPMORGAN CHASE BK NA OHIO CD ANNL VAR | 48123YPZ3 | CD ANNL VAR | 31 | $32,000 | thousands by filing date | principal |
| J P MORGAN CHASE BANK SR MED TERM NOTE INDEX LNKD | 48125UQK1 | SR MED TERM NOTE INDEX LNKD | 35 | $32,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL | 06740AA58 | CD ANNL | 30 | $32,000 | thousands by filing date | principal |
| TRANSOCEAN INC NOTE M/W | 893830AK5 | NOTE M/W | 34 | $32,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521AKC1 | CD INDEX LNKD | 27 | $32,000 | thousands by filing date | principal |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 480 | $31,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 614 | $31,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,553 | $31,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 4,147 | $31,000 | thousands by filing date | |
| MORGAN STANLEY CP TR III $0.0625 PFD | 617460209 | PREFERRED | 1,230 | $31,000 | thousands by filing date | |
| CHICAGO ILL BRD ED GO REF BDS | 167505AA4 | GO REF BDS | 30 | $31,000 | thousands by filing date | principal |
| J P MORGAN CHASE BANK SR MED TERM NOTE INDEX LNKD | 48125UVW9 | SR MED TERM NOTE INDEX LNKD | 34 | $31,000 | thousands by filing date | principal |
| MORGAN STANLEY SENIOR NOTE | 617482X25 | SENIOR NOTE | 29 | $31,000 | thousands by filing date | principal |
| HARRIS NATL ASSN CHICAGO ILL CD ANNL VAR | 41456TKF5 | CD ANNL VAR | 31 | $31,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC SENIOR NOTE M/W | 01741RAC6 | SENIOR NOTE M/W | 29 | $31,000 | thousands by filing date | principal |
| QORVO INC COM | 74736K101 | Stock | 677 | $30,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 300 | $30,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 489 | $30,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 1,405 | $30,000 | thousands by filing date | |
| STOCKTON CALIF PUB FING AUTH LEASE REV BDS CALLABLE | 861394AS3 | LEASE REV BDS CALLABLE | 30 | $30,000 | thousands by filing date | principal |
| MORGAN STANLEY SR DEB INDEX LNKD QTRLY VAR | 61761JBN8 | SR DEB INDEX LNKD QTRLY VAR | 30 | $30,000 | thousands by filing date | principal |
| FINANCING CORP DEBENTURE | 317705AD3 | DEBENTURE | 25 | $30,000 | thousands by filing date | principal |
| JPMORGAN CHASE BK NA OHIO CD ANNL VAR | 48123Y4Z6 | CD ANNL VAR | 30 | $30,000 | thousands by filing date | principal |
| JPMORGAN CHASE BK NA OHIO CD ANNL VAR | 48123YPV2 | CD ANNL VAR | 31 | $30,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA CD ANNL VAR | 48124JN20 | CD ANNL VAR | 30 | $30,000 | thousands by filing date | principal |
| BAIDU INC SENIOR NOTE M/W | 056752AC2 | SENIOR NOTE M/W | 29 | $30,000 | thousands by filing date | principal |
| KINROSS GOLD CORP SENIOR NOTE M/W | 496902AH0 | SENIOR NOTE M/W | 30 | $30,000 | thousands by filing date | principal |
| WICHITA KS HOSP REV WESLEY REV BDS CALLABLE | 967250UX7 | REV BDS CALLABLE | 25 | $30,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL VAR | 06740ASB6 | CD ANNL VAR | 32 | $30,000 | thousands by filing date | principal |
| BARRICK NORTH AMERICA FIN LLC SENIOR NOTE M/W | 06849RAB8 | SENIOR NOTE M/W | 27 | $30,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521AJV1 | CD INDEX LNKD | 27 | $30,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521AND6 | CD INDEX LNKD | 30 | $30,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521APY8 | CD INDEX LNKD | 30 | $30,000 | thousands by filing date | principal |
| FLEET FINL GROUP INC SUBORDINATED DEBENTURE | 338915AH4 | SUBORDINATED DEBENTURE | 25 | $30,000 | thousands by filing date | principal |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,091 | $29,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 148 | $29,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 4,535 | $29,000 | thousands by filing date | |
| TGT PIPELINE LLC NOTE M/W | 87243BAB5 | NOTE M/W | 29 | $29,000 | thousands by filing date | principal |
| JPMORGAN CHASE BK NA OHIO CD INDEX LNKD | 48123YK96 | CD INDEX LNKD | 29 | $29,000 | thousands by filing date | principal |
| PROTECTIVE LIFE CORP SENIOR NOTE M/W | 743674AX1 | SENIOR NOTE M/W | 25 | $29,000 | thousands by filing date | principal |
| MILTON-UNION OH EXEMPTED VLG SCH DIST GO LTD TAX REF SCH IMPT | 602142CN9 | GO LTD TAX REF SCH IMPT | 30 | $29,000 | thousands by filing date | principal |
| BIRMINGHAM ALA SPL CARE FACS REV BDS CALLABLE | 090929FU9 | REV BDS CALLABLE | 25 | $29,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CRNCY LNKD | 90521AGQ5 | CD CRNCY LNKD | 28 | $29,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CRNCY LNKD | 90521AQB7 | CD CRNCY LNKD | 30 | $29,000 | thousands by filing date | principal |
| Amgen Inc. | 031162100 | COM | 203 | $28,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 229 | $28,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 237 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 584 | $28,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 269 | $28,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 1,139 | $28,000 | thousands by filing date | |
| GOLDMAN SACHS BK USA NY CD ANNL VAR | 38143AY74 | CD ANNL VAR | 30 | $28,000 | thousands by filing date | principal |
| ASHLAND KY MED CTR REV REV BDS | 044293AJ7 | REV BDS | 25 | $28,000 | thousands by filing date | principal |
| JP MORGAN CHASE & CO CD INDEX LNKD | 48125YJN5 | CD INDEX LNKD | 30 | $28,000 | thousands by filing date | principal |
| MORGAN STANLEY DEAN W MS SENIOR MEDIUM TERM NOTE M/W | 61747YCM5 | SENIOR MEDIUM TERM NOTE M/W | 25 | $28,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521AEF1 | CD INDEX LNKD | 24 | $28,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521AHV3 | CD INDEX LNKD | 22 | $28,000 | thousands by filing date | principal |
| GENERAL ELEC CAP CORP SENIOR MEDIUM TERM NOTE | 36966RW77 | SENIOR MEDIUM TERM NOTE | 25 | $28,000 | thousands by filing date | principal |
| ISHARES TR | 464287168 | COM | 374 | $27,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 982 | $27,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 69 | $27,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 700 | $27,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 984 | $27,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 98 | $27,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 321 | $27,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 1,014 | $27,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,168 | $27,000 | thousands by filing date | |
| AT&T BROADBAND CORP NOTE | 00209TAB1 | NOTE | 19 | $27,000 | thousands by filing date | principal |
| BB&T CORP | 054937AF4 | Convertible/ | 24 | $27,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP SENIOR NOTE M/W | 165167BS5 | SENIOR NOTE M/W | 30 | $27,000 | thousands by filing date | principal |
| CHICAGO ILL GO BONDS | 1674844M3 | GO BONDS | 25 | $27,000 | thousands by filing date | principal |
| CORPUS CHRISTI TEX GO BDS | 220112H90 | GO BDS | 25 | $27,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61762GDA9 | SR MED TERM NOTE INDEX LNKD | 32 | $27,000 | thousands by filing date | principal |
| JARDEN CORP SR SUBORDINATED NOTE CLBL M/W | 471109AB4 | SR SUBORDINATED NOTE CLBL M/W | 25 | $27,000 | thousands by filing date | principal |
| BARCLAYS BK PLC SENIOR MED TERM NOTE CLBL VAR | 06740PYE0 | SENIOR MED TERM NOTE CLBL VAR | 35 | $27,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC SR MTN INDEX LNKD CLBL MTHLY | 06741TXX0 | SR MTN INDEX LNKD CLBL MTHLY | 28 | $27,000 | thousands by filing date | principal |
| MOHAVE CNTY ARIZ BEN INT CTFS REV BDS CALLABLE | 608048BT0 | REV BDS CALLABLE | 25 | $27,000 | thousands by filing date | principal |
| US TREASURY STRIP STRIPPED ISSUES | 912833KN9 | STRIPPED ISSUES | 27 | $27,000 | thousands by filing date | principal |
| GENERAL ELEC CAP CORP SENIOR MEDIUM TERM NOTE | 36966TCG5 | SENIOR MEDIUM TERM NOTE | 25 | $27,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 522 | $26,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 321 | $26,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 460 | $26,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 2,000 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 736 | $26,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 500 | $26,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP $1.625 PFD | 38144G184 | PREFERRED | 1,000 | $26,000 | thousands by filing date | |
| QWEST CORP | 74913G501 | PFD | 1,000 | $26,000 | thousands by filing date | |
| Golman Sachs Group Inc (38141geu4) | 38141GEU4 | BOND | 25 | $26,000 | thousands by filing date | principal |
| CHICAGO ILL GO BDS | 167486LU1 | GO BDS | 25 | $26,000 | thousands by filing date | principal |
| STAFFORD TWP NJ GO BDS | 852529NE2 | GO BDS | 25 | $26,000 | thousands by filing date | principal |
| EDINBURG TEX COMB TAX AND REV CTFS OB | 280767YA6 | COMB TAX AND REV CTFS OB | 25 | $26,000 | thousands by filing date | principal |
| NEW JERSEY ST TRANSN TR FD TRANS SYS BDS | 646136N49 | TRANS SYS BDS | 25 | $26,000 | thousands by filing date | principal |
| FIRST INTERNET BANK CD | 32056GCK4 | CD | 25 | $26,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA CD INDEX LNKD | 48124JAT5 | CD INDEX LNKD | 27 | $26,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC MED TERM NOTE INDEX LNKD CLBL | 06741TTW7 | MED TERM NOTE INDEX LNKD CLBL | 27 | $26,000 | thousands by filing date | principal |
| TROY ALA PUB EDL BLDG AUTH DO REV BDS CALLABLE | 897325AY2 | REV BDS CALLABLE | 25 | $26,000 | thousands by filing date | principal |
| ALABAMA ST PORT AUTH DOCKS REV BDS CALLABLE | 010604BE5 | REV BDS CALLABLE | 25 | $26,000 | thousands by filing date | principal |
| INTERNATIONAL LEASE FIN CORP SENIOR NOTE | 459745GH2 | SENIOR NOTE | 24 | $26,000 | thousands by filing date | principal |
| INTERNATIONAL LEASE FIN CORP SENIOR NOTE | 459745GP4 | SENIOR NOTE | 26 | $26,000 | thousands by filing date | principal |
| WELLS FARGO BANK NA CD | 949748P35 | CD | 27 | $26,000 | thousands by filing date | principal |
| ROYAL BK SCOTLAND GRP PLC SENIOR SUBORDINATED NOTE | 780097AM3 | SENIOR SUBORDINATED NOTE | 25 | $26,000 | thousands by filing date | principal |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 553 | $25,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 659 | $25,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 500 | $25,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 1,201 | $25,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,818 | $25,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 355 | $25,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 3,415 | $25,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 300 | $25,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 1,097 | $25,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 2,558 | $25,000 | thousands by filing date | |
| Citigroup 5.8% B1 Call 4/18 QD | 172967366 | PFD | 1,000 | $25,000 | thousands by filing date | |
| SEARS ROEBUCK ACCEPTANCE DEBENTURE M/W | 812404AY7 | DEBENTURE M/W | 26 | $25,000 | thousands by filing date | principal |
| COFFEE CNTY GA HOSP AUTH REV BDS CALLABLE | 192137DG9 | REV BDS CALLABLE | 25 | $25,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JAG4 | SR MED TERM NOTE INDEX LNKD | 22 | $25,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JEZ8 | SR MED TERM NOTE INDEX LNKD | 25 | $25,000 | thousands by filing date | principal |
| MORGAN STANLEY MEDIUM TERM NOTE INDEX LNKD | 61761JMZ9 | MEDIUM TERM NOTE INDEX LNKD | 25 | $25,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA CD CALLABLE STEPPED 2.25%-10% | 48124JAC2 | CD CALLABLE STEPPED 2.25%-10% | 25 | $25,000 | thousands by filing date | principal |
| KENILWORTH N J GEN IMPT BDS | 489044CL9 | GEN IMPT BDS | 25 | $25,000 | thousands by filing date | principal |
| PREFERRED APT COMMUNITIES INC PFD 6% DIV MNTHLY PERP/CALL | 74039L533 | PFD 6% DIV MNTHLY PERP/CALL | 25 | $25,000 | thousands by filing date | |
| PRESCOTT VY ARIZ MUNI PPTY CORP WTR S REV BDS | 74080NAH0 | REV BDS | 25 | $25,000 | thousands by filing date | principal |
| MANDAN N D REF IMPT BDS | 562570S93 | REF IMPT BDS | 25 | $25,000 | thousands by filing date | principal |
| MARYLAND ST CMNTY DEV ADMIN REV BDS | 57419PQX0 | REV BDS | 25 | $25,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD INDEX LNKD ANNL | 06740ATD1 | CD INDEX LNKD ANNL | 23 | $25,000 | thousands by filing date | principal |
| HARRIS NATL ASSN CHICAGO ILL CD INDEX LNKD | 41456TPY9 | CD INDEX LNKD | 24 | $25,000 | thousands by filing date | principal |
| ILLINOIS ST G.O. BDS | 452150HK4 | G.O. BDS | 25 | $25,000 | thousands by filing date | principal |
| WARREN MICH DOWNTOWN LTD GO BDS CALLABLE | 935324G31 | LTD GO BDS CALLABLE | 25 | $25,000 | thousands by filing date | principal |
| WELLS FARGO BANK NA CD CRNCY LNKD | 949748J40 | CD CRNCY LNKD | 24 | $25,000 | thousands by filing date | principal |
| GENERAL ELECTRIC CAPITAL CORP SENIOR MEDIUM TERM NOTE | 36962G7G3 | SENIOR MEDIUM TERM NOTE | 25 | $25,000 | thousands by filing date | principal |
| GENON ESCROW CORP SENIOR NOTE M/W | 37244DAC3 | SENIOR NOTE M/W | 27 | $25,000 | thousands by filing date | principal |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 122 | $24,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 149 | $24,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 587 | $24,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 432 | $24,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 666 | $24,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,880 | $24,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,056 | $24,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 662 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 1,280 | $24,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 2,624 | $24,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46637G124 | COM | 1,000 | $24,000 | thousands by filing date | |
| ALLY FINL INC 831 DUE 110131 | 370425RZ5 | Treas | 20 | $24,000 | thousands by filing date | principal |
| Dow Chemical Co/The | 260543BX0 | GLOBAL | 20 | $24,000 | thousands by filing date | principal |
| CITIGROUP FUNDING INC SR MED TERM NOTE CLBL MTHLY | 1730T0RC5 | SR MED TERM NOTE CLBL MTHLY | 25 | $24,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD QTRLY VAR | 61762GCT9 | SR MTN INDEX LNKD QTRLY VAR | 30 | $24,000 | thousands by filing date | principal |
| WELLS FARGO & CO MEDIUM TERM NOTE QTRLY VAR | 94986RJK8 | MEDIUM TERM NOTE QTRLY VAR | 25 | $24,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD SCRTY LNKD | 06740AMK2 | CD SCRTY LNKD | 25 | $24,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL VAR | 06740AYS2 | CD ANNL VAR | 25 | $24,000 | thousands by filing date | principal |
| HARRIS NATL ASSN CHICAGO ILL CD INDEX LNKD | 41456TQN2 | CD INDEX LNKD | 24 | $24,000 | thousands by filing date | principal |
| ILLINOIS ST G.O. BDS | 452150HL2 | G.O. BDS | 25 | $24,000 | thousands by filing date | principal |
| ILLINOIS ST G.O. BDS | 452150HM0 | G.O. BDS | 25 | $24,000 | thousands by filing date | principal |
| ROWAN COS INC SENIOR NOTE M/W | 779382AN0 | SENIOR NOTE M/W | 24 | $24,000 | thousands by filing date | principal |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 98 | $23,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 259 | $23,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,497 | $23,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 163 | $23,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 484 | $23,000 | thousands by filing date | |
| CITIGROUP INC. | 172967EV9 | Convertible/ | 19 | $23,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD CLBL | 61761JYC7 | SR MTN INDEX LNKD CLBL | 29 | $23,000 | thousands by filing date | principal |
| PENSACOLA FLA REDEV REV REV BDS CALLABLE | 709515CL2 | REV BDS CALLABLE | 20 | $23,000 | thousands by filing date | principal |
| PETROBRAS INTL FINANCE SENIOR NOTE M/W | 71645WAT8 | SENIOR NOTE M/W | 23 | $23,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD INDEX LNKD | 06740A4F3 | CD INDEX LNKD | 24 | $23,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CRNCY LNKD | 90521ADC9 | CD CRNCY LNKD | 22 | $23,000 | thousands by filing date | principal |
| MORGAN STANLEY SENIOR MED TERM NOTE MTHLY VAR | 617482QQ0 | SENIOR MED TERM NOTE MTHLY VAR | 20 | $23,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 617482W75 | SR MED TERM NOTE INDEX LNKD | 19 | $23,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521AMR6 | CD INDEX LNKD | 23 | $23,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521AMV7 | CD INDEX LNKD | 23 | $23,000 | thousands by filing date | principal |
| IDAHO HSG & FIN ASSN ECONOMIC DEV REV REV BDS CALLABLE | 45130CAL5 | REV BDS CALLABLE | 20 | $23,000 | thousands by filing date | principal |
| GENERAL ELEC CAP CORP SENIOR MEDIUM TERM NOTE | 36966R6A9 | SENIOR MEDIUM TERM NOTE | 21 | $23,000 | thousands by filing date | principal |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 198 | $22,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 196 | $22,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 2,046 | $22,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,856 | $22,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 756 | $22,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 1,797 | $22,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 437 | $22,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625HGY0 | Convertible/ | 20 | $22,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC SR MED TERM NOTE INDEX LNKD | 38141GNB6 | SR MED TERM NOTE INDEX LNKD | 20 | $22,000 | thousands by filing date | principal |
| GOLDMAN SACHS BK USA NY CD INDEX LNKD | 38147J4F6 | CD INDEX LNKD | 23 | $22,000 | thousands by filing date | principal |
| GOLDMAN SACHS BK USA NY CD | 38147JSH6 | CD | 22 | $22,000 | thousands by filing date | principal |
| CREDIT SUISSE SR MTN INDEX LNKD CLBL | 22547QNZ5 | SR MTN INDEX LNKD CLBL | 27 | $22,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA CD ANNL VAR | 48124JB72 | CD ANNL VAR | 23 | $22,000 | thousands by filing date | principal |
| BMO HARRIS BK NATL ASSN CHICA CD 0% | 05573JFY5 | CD 0% | 23 | $22,000 | thousands by filing date | principal |
| BIBB CNTY ALA HLTH CARE AUTH REV BDS CALLABLE | 088672AM2 | REV BDS CALLABLE | 20 | $22,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 617482J39 | SR MED TERM NOTE INDEX LNKD | 16 | $22,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521AJY5 | CD INDEX LNKD | 19 | $22,000 | thousands by filing date | principal |
| AMERICAN GENERAL FINANCE SENIOR MEDIUM TERM NOTE | 02635PTC7 | SENIOR MEDIUM TERM NOTE | 22 | $22,000 | thousands by filing date | principal |
| GE CAP RETAIL BK DRAPER UTAH CD | 36157QUR6 | CD | 22 | $22,000 | thousands by filing date | principal |
| GILBERT ARIZ GO BDS CALLABLE | 375280KC7 | GO BDS CALLABLE | 20 | $22,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887109 | COM | 157 | $21,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,248 | $21,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 415 | $21,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,621 | $21,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 192 | $21,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 307 | $21,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 151 | $21,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 683 | $21,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,168 | $21,000 | thousands by filing date | |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 800 | $21,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC NOTE MTHLY | 38141E2E8 | NOTE MTHLY | 20 | $21,000 | thousands by filing date | principal |
| Allstate 6.625 | 020002879 | PFD | 800 | $21,000 | thousands by filing date | |
| Bank Of America Internotes Be Monthly | 06050XA94 | CorporateMthlyU | 20 | $21,000 | thousands by filing date | principal |
| GOLDMAN SACHS BK USA NY CD ANNL VAR | 38147JKF8 | CD ANNL VAR | 22 | $21,000 | thousands by filing date | principal |
| COMMERCIAL METALS CO SENIOR NOTE M/W | 201723AJ2 | SENIOR NOTE M/W | 20 | $21,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD CLBL | 61761JYB9 | SR MTN INDEX LNKD CLBL | 25 | $21,000 | thousands by filing date | principal |
| JPMORGAN CHASE BK NA OHIO CD INDEX LNKD | 48123Y4E3 | CD INDEX LNKD | 22 | $21,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA CD INDEX LNKD | 48124JPG7 | CD INDEX LNKD | 23 | $21,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA CD INDEX LNKD | 48124JZT8 | CD INDEX LNKD | 23 | $21,000 | thousands by filing date | principal |
| MARYLAND ST HEALTH & HIGHER ED REV BDS CALLABLE | 574217P33 | REV BDS CALLABLE | 20 | $21,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC NEW YORK BR SR MTN INDEX LNKD CLBL | 06741URF3 | SR MTN INDEX LNKD CLBL | 30 | $21,000 | thousands by filing date | principal |
| GREATER JOHNSTOWN PA SCH DIST GO NTS | 392023QD2 | GO NTS | 20 | $21,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CRNCY LNKD | 90521AHW1 | CD CRNCY LNKD | 21 | $21,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521AKE7 | CD INDEX LNKD | 19 | $21,000 | thousands by filing date | principal |
| UNIVERSITY ALA AT BIRMINGHAM REV BDS CALLABLE | 91402JBX8 | REV BDS CALLABLE | 20 | $21,000 | thousands by filing date | principal |
| Texas Instruments Incorporated | 882508104 | COM | 413 | $20,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 175 | $20,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 78 | $20,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 660 | $20,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 313 | $20,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 207 | $20,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 967 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 443 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 456 | $20,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 400 | $20,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 200 | $20,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 2,111 | $20,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 1,011 | $20,000 | thousands by filing date | |
| Lucid Inc | 54948Q104 | com | 39,400 | $20,000 | thousands by filing date | |
| CIT BANK CD | 17284AFJ2 | CD | 20 | $20,000 | thousands by filing date | principal |
| CITIBANK N A CD INDEX LNKD | 172986BX8 | CD INDEX LNKD | 20 | $20,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 61761JGY9 | SR MTN INDEX LNKD MTHLY VAR | 20 | $20,000 | thousands by filing date | principal |
| ELIZABETH TWP PA SAN AUTH SWR REV BDS | 286767EK0 | REV BDS | 20 | $20,000 | thousands by filing date | principal |
| ELIZABETH TWP PA SAN AUTH SWR REV BDS CALLABLE | 286767EM6 | REV BDS CALLABLE | 20 | $20,000 | thousands by filing date | principal |
| KLEINWOOD MUN UTIL DIST TEX REF GO BDS | 498575HD4 | REF GO BDS | 20 | $20,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD SCRTY LNKD | 06740A2B4 | CD SCRTY LNKD | 20 | $20,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL | 06740ANX3 | CD ANNL | 20 | $20,000 | thousands by filing date | principal |
| BAYSHORE HSG CORP FLA HSG REV REV BDS CALLABLE | 073119AW9 | REV BDS CALLABLE | 35 | $20,000 | thousands by filing date | principal |
| BRAZORIA-FORT BEND CNTY TEX M ULTD TAX REF BDS | 106147GC9 | ULTD TAX REF BDS | 20 | $20,000 | thousands by filing date | principal |
| MORGAN STANLEY NOTE INDEX LNKD | 617482F41 | NOTE INDEX LNKD | 14 | $20,000 | thousands by filing date | principal |
| GRANITE FALLS MINN GO BDS CALLABLE | 387370XH7 | GO BDS CALLABLE | 20 | $20,000 | thousands by filing date | principal |
| GREATER JOHNSTOWN PA SCH DIST GO NTS | 392023PZ4 | GO NTS | 20 | $20,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CMDTY LNKD | 90521AMW5 | CD CMDTY LNKD | 20 | $20,000 | thousands by filing date | principal |
| CAPITAL TRUST AGENCY REV BDS CALLABLE | 14052TCH5 | REV BDS CALLABLE | 20 | $20,000 | thousands by filing date | principal |
| ROYAL BANK OF SCOTLAND GRP PLC SENIOR MEDIUM TERM NOTE MTHLY | 78011RAN3 | SENIOR MEDIUM TERM NOTE MTHLY | 20 | $20,000 | thousands by filing date | principal |
| Vanguard S&P 500 ETF | 922908363 | COM | 106 | $19,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 135 | $19,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 413 | $19,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 330 | $19,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 325 | $19,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 174 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 135 | $19,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 498 | $19,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 744 | $19,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 500 | $19,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 850 | $19,000 | thousands by filing date | |
| CREDIT SUISSE SR MTN INDEX LNKD CLBL | 22547QNW2 | SR MTN INDEX LNKD CLBL | 27 | $19,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JHE2 | SR MED TERM NOTE INDEX LNKD | 20 | $19,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JVV8 | SR MED TERM NOTE INDEX LNKD | 20 | $19,000 | thousands by filing date | principal |
| NABORS INDS INC SENIOR NOTE M/W | 629568AV8 | SENIOR NOTE M/W | 20 | $19,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD SCRTY LNKD ANNL VAR | 06740A6T1 | CD SCRTY LNKD ANNL VAR | 20 | $19,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL VAR | 06740AMQ9 | CD ANNL VAR | 19 | $19,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD CRNCY LNKD | 06740AWG0 | CD CRNCY LNKD | 19 | $19,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 345 | $18,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 880 | $18,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 453 | $18,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 245 | $18,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 360 | $18,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 266 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 815 | $18,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 427 | $18,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 1,110 | $18,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,237 | $18,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,096 | $18,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 566 | $18,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 145 | $18,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 620 | $18,000 | thousands by filing date | |
| MERRILL LYNCH CAP TR III 7.375% PFD SHS MA | 59025d207 | PREFERRED EQUITY | 700 | $18,000 | thousands by filing date | |
| GOLDMAN SACHS BK USA NY CD INDEX LNKD | 38147JTK8 | CD INDEX LNKD | 18 | $18,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JCC1 | SR MED TERM NOTE INDEX LNKD | 16 | $18,000 | thousands by filing date | principal |
| FED HM LN BANK DEBENTURE | 3133M8YS7 | DEBENTURE | 15 | $18,000 | thousands by filing date | principal |
| JPMORGAN CHASE BK NA OHIO CD INDEX LNKD | 48123Y5L6 | CD INDEX LNKD | 19 | $18,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA CD CRNCY LNKD | 48125TRN7 | CD CRNCY LNKD | 18 | $18,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD SCRTY LNKD ANNL VAR | 06740A6P9 | CD SCRTY LNKD ANNL VAR | 19 | $18,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD INDEX LNKD ANNL | 06740AL72 | CD INDEX LNKD ANNL | 18 | $18,000 | thousands by filing date | principal |
| HARRIS NATL ASSN CHICAGO ILL CD INDEX LNKD | 41456TNL9 | CD INDEX LNKD | 17 | $18,000 | thousands by filing date | principal |
| UNITED RENTALS INC COM | 911363109 | Stock | 280 | $17,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 505 | $17,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 215 | $17,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 253 | $17,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,252 | $17,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 767 | $17,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 341 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 124 | $17,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 900 | $17,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 135 | $17,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 1,252 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 464 | $17,000 | thousands by filing date | |
| Merrill Lynch PFD Cap TR Iiitoprs 7% | 59021F206 | Pfd Stk | 675 | $17,000 | thousands by filing date | |
| GENERAL ELECTRI | 36962G3U6 | Convertible/ | 15 | $17,000 | thousands by filing date | principal |
| GREAT PLAI | 391164209 | Preferred Stock | 200 | $17,000 | thousands by filing date | |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 61761JVQ9 | SR MTN INDEX LNKD MTHLY VAR | 20 | $17,000 | thousands by filing date | principal |
| MORGAN STANLEY SENIOR MED TERM NOTE MTHLY VAR | 61761JVR7 | SENIOR MED TERM NOTE MTHLY VAR | 20 | $17,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JZQ5 | SR MED TERM NOTE INDEX LNKD | 20 | $17,000 | thousands by filing date | principal |
| FED HOME LOAN BANK DEBENTURE | 3133M2JU2 | DEBENTURE | 15 | $17,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA CD INDEX LNKD | 48124JCB2 | CD INDEX LNKD | 18 | $17,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA CD INDEX LNKD | 48125TFE0 | CD INDEX LNKD | 18 | $17,000 | thousands by filing date | principal |
| KANSAS ST DEV FIN AUTH HOSP REV BDS CALLABLE | 48542ABV2 | REV BDS CALLABLE | 15 | $17,000 | thousands by filing date | principal |
| KING CNTY WASH LTD TAX GO BDS AND SWR R CLBL | 49474ET45 | LTD TAX GO BDS AND SWR R CLBL | 15 | $17,000 | thousands by filing date | principal |
| BANK OF AMERICA CORP SENIOR MEDIUM TERM NOTE | 06050WEK7 | SENIOR MEDIUM TERM NOTE | 15 | $17,000 | thousands by filing date | principal |
| Progressive Corporation | 743315103 | COM | 528 | $16,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 223 | $16,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 152 | $16,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 249 | $16,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 238 | $16,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 494 | $16,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 544 | $16,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 136 | $16,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,250 | $16,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 626 | $16,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,010 | $16,000 | thousands by filing date | |
| STORA ENSO OYJ - SPONS ADR | 86210M106 | COM | 2,160 | $16,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 611 | $16,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 566 | $16,000 | thousands by filing date | |
| CHICAGO ILL G.O. REF BDS | 167484MU5 | G.O. REF BDS | 15 | $16,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JAE9 | SR MED TERM NOTE INDEX LNKD | 15 | $16,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE SCRTY LNKD | 61761JWK1 | SR MED TERM NOTE SCRTY LNKD | 49 | $16,000 | thousands by filing date | principal |
| NEW JERSEY ST HIGHER ED ASST REV BDS | 646080KQ3 | REV BDS | 15 | $16,000 | thousands by filing date | principal |
| NEW JERSEY ST HIGHER ED ASST REV BDS | 646080ME8 | REV BDS | 15 | $16,000 | thousands by filing date | principal |
| OWENSBORO KY WTR REV REV BDS CALLABLE | 691106GB8 | REV BDS CALLABLE | 15 | $16,000 | thousands by filing date | principal |
| PADUCAH KY ELEC PLANT BRD REV REV BDS CALLABLE | 695317DD6 | REV BDS CALLABLE | 15 | $16,000 | thousands by filing date | principal |
| PITTSBURGH & ALLEGHENY CNTY P REV BDS | 724799AY7 | REV BDS | 15 | $16,000 | thousands by filing date | principal |
| BMO HARRIS BK NATL ASSN CHICA CD ANNL VAR | 05573JPH1 | CD ANNL VAR | 18 | $16,000 | thousands by filing date | principal |
| BALTIMORE MD CTFS PARTN REF COPS | 059195MQ7 | REF COPS | 15 | $16,000 | thousands by filing date | principal |
| WELLS FARGO BANK NA CD INDEX LNKD | 949748SG3 | CD INDEX LNKD | 14 | $16,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD INDEX LNKD VAR | 06740A6E4 | CD INDEX LNKD VAR | 17 | $16,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD INDEX LNKD VAR | 06740A6G9 | CD INDEX LNKD VAR | 17 | $16,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD SCRTY LNKD ANNL VAR | 06740A6U8 | CD SCRTY LNKD ANNL VAR | 16 | $16,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD INDEX LNKD ANNL VAR | 06740ARM3 | CD INDEX LNKD ANNL VAR | 17 | $16,000 | thousands by filing date | principal |
| MIDDLE TWP N J SCH DIST REF SCH BDS | 596017FW8 | REF SCH BDS | 15 | $16,000 | thousands by filing date | principal |
| HOUSTON TEX INDPT SCH DIST G O LTD TAX REF BDS CALLABLE | 442403BU4 | G O LTD TAX REF BDS CALLABLE | 15 | $16,000 | thousands by filing date | principal |
| UNIVERSITY NC CHAPEL HILL REV REV BDS CALLABLE | 914713A28 | REV BDS CALLABLE | 15 | $16,000 | thousands by filing date | principal |
| ILLINOIS ST GO BDS | 452152CE9 | GO BDS | 15 | $16,000 | thousands by filing date | principal |
| INDEPENDENCE KANS CMNTY COLLE COPS CALLABLE | 453497BD0 | COPS CALLABLE | 15 | $16,000 | thousands by filing date | principal |
| REYNOLDS AMERICAN INC SENIOR NOTE M/W | 761713AU0 | SENIOR NOTE M/W | 15 | $16,000 | thousands by filing date | principal |
| NIKE,Inc. Class B | 654106103 | COM | 122 | $15,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 259 | $15,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 162 | $15,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 177 | $15,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,700 | $15,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 205 | $15,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,169 | $15,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,468 | $15,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 105 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 686 | $15,000 | thousands by filing date | |
| MORGAN STANLEY 2.8 06/16/2020 | 61761JB32 | Corp Bond | 15 | $15,000 | thousands by filing date | principal |
| EXTERRAN HLDGS INC | 30225X103 | COM | 841 | $15,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 884 | $15,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 105 | $15,000 | thousands by filing date | |
| COLONY FINL INC PFD SER A 8. | 19624R205 | PFD | 600 | $15,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 798 | $15,000 | thousands by filing date | |
| MORGAN STANLEY | 61747YDW2 | Fixed Income | 15 | $15,000 | thousands by filing date | principal |
| Qwest 8.375% 05/01/2016 | 74913GAW5 | FNON | 14 | $15,000 | thousands by filing date | principal |
| GOLDMAN SACHS BK USA NY CD INDEX LNKD | 38143AXC4 | CD INDEX LNKD | 14 | $15,000 | thousands by filing date | principal |
| GOLDMAN SACHS BK USA NY CD VAR | 38147JYU0 | CD VAR | 15 | $15,000 | thousands by filing date | principal |
| CHICAGO ILL GO BDS | 167486HA0 | GO BDS | 15 | $15,000 | thousands by filing date | principal |
| JOHN DEERE CAPITAL CORP MEDIUM TERM NOTE | 24424CBS9 | MEDIUM TERM NOTE | 15 | $15,000 | thousands by filing date | principal |
| DISTRICT COLUMBIA CTFS PARTN COPS CALLABLE | 254761CB3 | COPS CALLABLE | 15 | $15,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JKD0 | SR MED TERM NOTE INDEX LNKD | 13 | $15,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JKG3 | SR MED TERM NOTE INDEX LNKD | 13 | $15,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61762GDW1 | SR MED TERM NOTE INDEX LNKD | 22 | $15,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA CD INDEX LNKD | 48124JAP3 | CD INDEX LNKD | 15 | $15,000 | thousands by filing date | principal |
| BANK OF AMERICA CORP SENIOR MEDIUM TERM NOTE | 06050WDF9 | SENIOR MEDIUM TERM NOTE | 14 | $15,000 | thousands by filing date | principal |
| BANK OF AMERICA CORP SENIOR MEDIUM TERM NOTE | 06050WEC5 | SENIOR MEDIUM TERM NOTE | 15 | $15,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 6174823A0 | SR MED TERM NOTE INDEX LNKD | 14 | $15,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 617482R89 | SR MED TERM NOTE INDEX LNKD | 10 | $15,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CRNCY LNKD | 90521AGX0 | CD CRNCY LNKD | 15 | $15,000 | thousands by filing date | principal |
| HOME DEPOT INC SENIOR NOTE M/W | 437076AS1 | SENIOR NOTE M/W | 12 | $15,000 | thousands by filing date | principal |
| UNION PAC CORP NOTE M/W | 907818DD7 | NOTE M/W | 13 | $15,000 | thousands by filing date | principal |
| Adobe Inc | 00724F101 | COM | 173 | $14,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 277 | $14,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 140 | $14,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 448 | $14,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 203 | $14,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 359 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 229 | $14,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 760 | $14,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 925 | $14,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 286 | $14,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 781 | $14,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 616 | $14,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 178 | $14,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 135 | $14,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 311 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 600 | $14,000 | thousands by filing date | |
| ING GROEP N V | 456837400 | PRF | 550 | $14,000 | thousands by filing date | |
| WELLS FARGO & CO | 94974BGM6 | Convertible/ | 14 | $14,000 | thousands by filing date | principal |
| MORGAN STANLEY MEDIUM TERM NOTE INDEX LNKD | 61761JKJ7 | MEDIUM TERM NOTE INDEX LNKD | 13 | $14,000 | thousands by filing date | principal |
| GOLDMAN SACHS BK USA NY CD INDEX LNKD | 38148DBU7 | CD INDEX LNKD | 15 | $14,000 | thousands by filing date | principal |
| CHICAGO ILL GO BDS CALLABLE | 167485PH8 | GO BDS CALLABLE | 15 | $14,000 | thousands by filing date | principal |
| MORGAN STANLEY NOTE INDEX LNKD | 617482X90 | NOTE INDEX LNKD | 12 | $14,000 | thousands by filing date | principal |
| WALT DISNEY CO SENIOR MEDIUM TERM NOTE | 25468PBW5 | SENIOR MEDIUM TERM NOTE | 10 | $14,000 | thousands by filing date | principal |
| JPMORGAN CHASE BK NA OHIO CD INDEX LNKD | 48123Y7C4 | CD INDEX LNKD | 13 | $14,000 | thousands by filing date | principal |
| PUERTO RICO ELEC PWR AUTH PWR REV BDS CALLABLE | 74526QES7 | REV BDS CALLABLE | 15 | $14,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL VAR | 06740A7G8 | CD ANNL VAR | 14 | $14,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 617482Q72 | SR MED TERM NOTE INDEX LNKD | 10 | $14,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521ALT3 | CD INDEX LNKD | 14 | $14,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521AML9 | CD INDEX LNKD | 14 | $14,000 | thousands by filing date | principal |
| ILLINOIS DEV FIN AUTH REV REV BDS | 45189FJA3 | REV BDS | 15 | $14,000 | thousands by filing date | principal |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 18 | $13,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 130 | $13,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 160 | $13,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 138 | $13,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 200 | $13,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 29 | $13,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 190 | $13,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 228 | $13,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 162 | $13,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 247 | $13,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 135 | $13,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 412 | $13,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 182 | $13,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 339 | $13,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,000 | $13,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 416 | $13,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 734 | $13,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 312 | $13,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,126 | $13,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 725 | $13,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 500 | $13,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 500 | $13,000 | thousands by filing date | |
| The Goldman Sachs | 38141ES34 | Convertible/ | 12 | $13,000 | thousands by filing date | principal |
| ALLSTATE CORP 675 1688 PFD | 020002606 | COMMON | 500 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-15-005629 | this filing | 2015-10-28 | acceptance time not in the bulk data set |