13F-HR/A filed by VERTEX ONE ASSET MANAGEMENT INC.
VERTEX ONE ASSET MANAGEMENT INC. filed this 13F-HR/A for the quarter ended 2015-06-30, filed 2015-10-09, with 110 holding rows worth $866,960,000.
- Accession
- 0001062993-15-005350
- Filer
- CIK 1389610
- Filed
- 2015-10-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, amendment of type new holdings, 110 entries on the cover page, a total value of $866,960,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $866,962,000 with VALUE read as thousands by filing date, 13F file number 028-12402. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 4,315,500 | $47,773,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 2,431,500 | $35,330,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 883,343 | $33,804,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 234,800 | $29,221,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 444,600 | $27,156,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 1,077,116 | $26,659,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 296,040 | $26,262,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 502,000 | $25,702,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 256,000 | $24,128,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 77,500 | $23,518,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 658,231 | $20,287,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 856,100 | $18,226,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 125,744 | $17,522,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 238,000 | $17,205,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 186,400 | $16,849,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 166,600 | $15,459,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 487,000 | $14,683,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 357,727 | $14,298,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 291,482 | $14,116,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 269,000 | $13,851,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 385,000 | $13,822,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 750,000 | $13,583,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 135,000 | $13,257,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 634,700 | $12,688,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 95,500 | $12,272,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 138,800 | $11,823,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 65,000 | $11,581,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,645,610 | $11,536,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 445,100 | $11,435,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 102,000 | $10,618,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 521,715 | $10,408,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,364,500 | $10,329,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 336,485 | $10,084,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 125,000 | $9,957,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 203,029 | $9,841,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 85,876 | $9,078,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 864,780 | $8,925,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 231,621 | $8,616,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 3,197,982 | $8,507,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 771,700 | $8,211,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 1,034,540 | $7,449,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 519,006 | $7,328,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 90,022 | $7,095,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 465,400 | $6,990,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 212,933 | $6,757,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 566,595 | $6,556,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 80,400 | $6,178,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 348,655 | $6,091,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 586,600 | $6,077,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 72,050 | $5,783,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 335,217 | $5,159,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 100,000 | $4,880,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 619,700 | $4,860,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 8,751,700 | $4,837,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 100,000 | $4,829,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U200 | UNIT 01/01/2023X | 450,000 | $4,703,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 168,100 | $4,520,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 102,600 | $4,414,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 256,001 | $4,209,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 163,800 | $3,648,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 79,450 | $3,234,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 300,000 | $3,144,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 2,552,903 | $3,038,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 300,000 | $3,006,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 160,850 | $2,995,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 198,300 | $2,976,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 57,912 | $2,963,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 97,900 | $2,876,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 50,600 | $2,846,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 920,500 | $2,772,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 105,592 | $2,725,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 142,812 | $2,687,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 17,055 | $2,627,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 200,000 | $2,532,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 125,571 | $2,528,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 73,166 | $2,095,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 1,950,000 | $1,952,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 57,947 | $1,936,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 115,000 | $1,854,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 35,000 | $1,820,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247206 | UNIT 99/99/9999 | 175,000 | $1,778,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 190,000 | $1,645,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,600,800 | $1,526,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 597,300 | $1,392,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 1,158,300 | $1,188,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 1,000,000 | $1,160,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 1,000,000 | $1,023,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,000,000 | $987,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 1,000,000 | $953,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 160,000 | $928,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 89,372 | $924,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 55,000 | $893,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 1,000,000 | $851,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 200,000 | $830,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 31,500 | $797,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 20,000 | $791,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 25,500 | $722,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 34,500 | $598,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 22,694 | $566,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 48,169 | $561,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 236,800 | $561,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 100,000 | $541,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 130,149 | $537,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 330,000 | $417,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 3,248 | $330,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,000 | $228,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,628 | $216,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 218,000 | $178,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 15,000 | $174,000 | thousands by filing date | |
| BLUE BIRD CORP WARRANTS EXP 01 | 095306114 | com | 53,704 | $78,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-15-004444 | superseded | 2015-08-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001062993-15-004535 | superseded | 2015-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001062993-15-005350 | this filing | 2015-10-09 | acceptance time not in the bulk data set |