13F-HR filed by VERTEX ONE ASSET MANAGEMENT INC.
VERTEX ONE ASSET MANAGEMENT INC. filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-13, with 109 holding rows worth $831,631,000.
- Accession
- 0001062993-15-004444
- Filer
- CIK 1389610
- Filed
- 2015-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 109 entries on the cover page, a total value of $831,631,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $831,632,000 with VALUE read as thousands by filing date, 13F file number 028-12402. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RESTAURANT BRANDS INTL INC | 76131D903 | COM | 4,315,500 | $47,773,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 883,343 | $33,804,000 | thousands by filing date | |
| ON DECK CAP INC | 682163950 | PUT | 234,800 | $29,221,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 444,600 | $27,156,000 | thousands by filing date | |
| ISHARES TR | 464288953 | PUT | 1,077,116 | $26,659,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 296,040 | $26,262,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 502,000 | $25,702,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 256,000 | $24,128,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 77,500 | $23,518,000 | thousands by filing date | |
| SUPERVALU INC | 868536953 | COM | 658,231 | $20,287,000 | thousands by filing date | |
| ISHARES TR | 464287951 | S&P 100 ETF | 856,100 | $18,226,000 | thousands by filing date | |
| SP PLUS CORP | 78469C953 | COM | 125,744 | $17,522,000 | thousands by filing date | |
| CHARLES & COLVARD LTD | 159765906 | CALL | 238,000 | $17,205,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 186,400 | $16,849,000 | thousands by filing date | |
| COSTCO WHOLESALE CORPORATION | 22160K955 | CALL | 166,600 | $15,459,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A908 | COM | 487,000 | $14,683,000 | thousands by filing date | |
| FINISAR CORP | 31787A957 | COM | 357,727 | $14,298,000 | thousands by filing date | |
| WEYERHAEUSER CO | 962166954 | PUT | 291,482 | $14,116,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692903 | COM | 269,000 | $13,851,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723900 | COM | 385,000 | $13,822,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 750,000 | $13,583,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 135,000 | $13,257,000 | thousands by filing date | |
| UTI WORLDWIDE INC (UTIW) 68.97 | 90349LAB0 | CONV | 634,700 | $12,688,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 95,500 | $12,272,000 | thousands by filing date | |
| DHI GROUP INC | 23331S900 | CALL | 138,800 | $11,823,000 | thousands by filing date | |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 65,000 | $11,581,000 | thousands by filing date | |
| AMERICAN APPAREL INC | 023850950 | COM | 1,645,610 | $11,536,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 445,100 | $11,435,000 | thousands by filing date | |
| SAP SE | 803054904 | CALL | 102,000 | $10,618,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 521,715 | $10,408,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 1,364,500 | $10,329,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 336,485 | $10,084,000 | thousands by filing date | |
| HARMONY GOLD MNG LTD | 413216950 | SPONSORED ADR | 125,000 | $9,957,000 | thousands by filing date | |
| HILLENBRAND INC | 431571908 | Cmn | 203,029 | $9,841,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 85,876 | $9,078,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC | 681936950 | COM | 864,780 | $8,925,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 231,621 | $8,616,000 | thousands by filing date | |
| HMG COURTLAND PPTYS INC | 404232100 | COM | 3,197,982 | $8,507,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 771,700 | $8,211,000 | thousands by filing date | |
| INVESCO LTD | G491BT908 | CALL | 1,034,540 | $7,449,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS INC | 866082950 | COM | 519,006 | $7,328,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 90,022 | $7,095,000 | thousands by filing date | |
| ISHARES TR | 46429B901 | MSCI CHINA ETF | 465,400 | $6,990,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696909 | COM | 212,933 | $6,757,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 566,595 | $6,556,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E838 | GLB X BRZ FINL | 80,400 | $6,178,000 | thousands by filing date | |
| SCHNITZER STL INDS | 78355W950 | CL A | 348,655 | $6,091,000 | thousands by filing date | |
| QUMU CORP | 749063953 | PUT | 586,600 | $6,077,000 | thousands by filing date | |
| PROSHARES TR | 74347X950 | PUT | 72,050 | $5,783,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 335,217 | $5,159,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 100,000 | $4,880,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 619,700 | $4,860,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639908 | CALL | 8,751,700 | $4,837,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 100,000 | $4,829,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 450,000 | $4,703,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 168,100 | $4,520,000 | thousands by filing date | |
| STORE CAP CORP | 862121950 | PUT | 102,600 | $4,414,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V951 | COM | 256,001 | $4,209,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R955 | COM UNIT | 163,800 | $3,648,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483902 | CALL | 79,450 | $3,234,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 300,000 | $3,144,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,552,903 | $3,038,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 300,000 | $3,006,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 160,850 | $2,995,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 198,300 | $2,976,000 | thousands by filing date | |
| KENNAMETAL INC | 489170900 | CALL | 57,912 | $2,963,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG COR | 099502906 | CL A | 97,900 | $2,876,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315901 | COM | 50,600 | $2,846,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 920,500 | $2,772,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831907 | Cmn | 105,592 | $2,725,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275908 | CALL | 142,812 | $2,687,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 17,055 | $2,627,000 | thousands by filing date | |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 200,000 | $2,532,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 125,571 | $2,528,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD | 008474908 | CALL | 73,166 | $2,095,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,950,000 | $1,952,000 | thousands by filing date | |
| STERIS CORP CMN STK | 859152900 | Cmn | 57,947 | $1,936,000 | thousands by filing date | |
| TORCHMARK CORP | 891027904 | COM | 115,000 | $1,854,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 35,000 | $1,820,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 175,000 | $1,778,000 | thousands by filing date | |
| NORTHWEST PIPE CO CMN STOCK | 667746901 | Cmn | 190,000 | $1,645,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829902 | CALL | 1,600,800 | $1,526,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 597,300 | $1,392,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 1,158,300 | $1,188,000 | thousands by filing date | |
| REALD INC | 75604L905 | Cmn | 1,000,000 | $1,160,000 | thousands by filing date | |
| WARREN RESOURCES INC. COMMON STOCK | 93564A950 | Cmn | 1,000,000 | $1,023,000 | thousands by filing date | |
| ISHARES TR | 464288902 | US HOME CONS ETF | 1,000,000 | $987,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q951 | PUT | 1,000,000 | $953,000 | thousands by filing date | |
| XEROX CORP | 984121953 | COM | 160,000 | $928,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 89,372 | $924,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 55,000 | $893,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 1,000,000 | $851,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 200,000 | $830,000 | thousands by filing date | |
| ZYNGA INC - CL A | 98986T908 | COM | 31,500 | $797,000 | thousands by filing date | |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 20,000 | $791,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 25,500 | $722,000 | thousands by filing date | |
| ST JUDE MEDICAL INC | 790849903 | COM | 34,500 | $598,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 22,694 | $566,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 236,800 | $561,000 | thousands by filing date | |
| BLACKROCK MUN 2030 TAR TERM | 09257P955 | PUT | 48,169 | $561,000 | thousands by filing date | |
| PRETIUM RES INC | 73935X956 | COM | 100,000 | $541,000 | thousands by filing date | |
| PROSHARES TR | 74347X954 | PUT | 130,149 | $537,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525202 | PFD CV SER A | 330,000 | $417,000 | thousands by filing date | |
| RPC INC | 749660906 | COM | 3,248 | $330,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,000 | $228,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 11,628 | $216,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 218,000 | $178,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D906 | COM SHS | 15,000 | $174,000 | thousands by filing date | |
| AUTOMATIC DATA PROCESSING IN | 053015953 | PUT | 53,704 | $78,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-15-004444 | this filing | 2015-08-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001062993-15-004535 | superseded | 2015-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001062993-15-005350 | base | 2015-10-09 | acceptance time not in the bulk data set |