Skip to content
Disclosery

13F-HR filed by UBS Group AG

UBS Group AG filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-14, with 9,448 holding rows worth $459,013,256,203.

Accession
0000950123-24-011557
Filer
CIK 1610520
Filed
2024-11-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2024

A combination report, 22,560 entries on the cover page, a total value of $459,013,256,203 stated on the cover page (in dollars after the unit check, H1), rows summing to $459,013,256,203 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • reports for this filerUBS AM, a distinct business unit of UBS Asset Management Americas LLC 028-02682
  • reports for this filerOCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 028-06327
  • included managerUBS Financial Services Inc 028-11496
  • included managerCredit Suisse International 028-11516
  • included managerCredit Suisse Hedging-Griffo Wealth Management S.A. 028-13460
  • included managerCredit Suisse Securities (Canada), Inc. 028-13203
  • included managerCredit Suisse Securities (USA) LLC 028-11380
  • included managerCREDIT SUISSE CAPITAL LLC 028-11477
  • included managerCredit Suisse (Italy) S.p.A. 028-13035
  • included managerUBS AG 028-10396
  • included managerUBS Switzerland AG 028-21410
  • included managerUBS Europe SE 028-21431
  • included managerUBS Bank (Canada) 028-22388
  • included managerUBS La Maison de Gestion 028-21440
  • included managerUBS Securities LLC 028-21410
  • included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
  • included managerUBS (Monaco) S.A. 028-22657
  • included managerCredit Suisse (UK) Limited

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
GREAT ELM GROUP INC COM NEW39037G109COM NEW166$317dollars as filed
MILESTONE PHARMACEUTICALS IN59935P209COM NEW344$313dollars as filed
Enzo Biochem Inc294100102Common Stock278$311dollars as filed
INTELLIGENT GROUP LIMITEDG48047107SHS CL A311$311dollars as filed
FIRST TR EXCHNG TRADED FD VI33740F235VEST US EQUITY B10$309dollars as filed
KEZAR LIFE SCIENCES INC49372L100COM398$308dollars as filed
VALKYRIE ETF TRUST II91917A207COINSHARES BITCN16$304dollars as filed
ORIGIN AGRITECH LIMITEDG67828205SHS NEW100$304dollars as filed
CITIUS PHARMACEUTICALS INC17322U207COM605$303dollars as filed
ISRAEL ACQUISITIONS CORPG49667101CLASS A ORD27$302dollars as filed
ETF SER SOLUTIONS26922B527BAHL GA GROW ETF10$300dollars as filed
T ROWE PRICE EXCHANGE-TRADED87283Q701ULTRA SHRT TRM6$299dollars as filed
Momentus Inc W Exp 08/12/20260879E119SPAC Combination29,850$299dollars as filed
PROTALIX BIOTHERAPEUTICS INC74365A309COMMON STOCK292$298dollars as filed
PRENETICS GLOBAL LTDG72245114*W EXP 05/18/20226,995$297dollars as filed
OPTINOSE INC68404V100COM441$295dollars as filed
PROSHARES TR II74347W395FUND17$295dollars as filed
MULTISENSOR AI HOLDINGS INC456948108COM136$294dollars as filed
ISHARES TR46436E239ESG AWARE MSCI7$290dollars as filed
Spring Valley Acquisition Corp IIG83752116Warrant7,725$286dollars as filed
DP CAP ACQUISITION CORP IG2R05B100CLASS A ORD25$286dollars as filed
NOODLES & CO65540B105COM CL A236$283dollars as filed
CF ACQUISITION CORP VII12521H107COM25$278dollars as filed
COMPASS DIGITAL ACQUISITION COg2476c123WT4,495$274dollars as filed
DBX ETF TR23306X837XTRACKERS RREEF10$273dollars as filed
VAXART INC NEW92243A200COM318$270dollars as filed
FALCON S BEYOND GLOBAL INC A306121104COMMON STOCK27$268dollars as filed
AMPLIFY ETF TR032108698CASH FLOW DIVID9$267dollars as filed
ABRDN ETFS003261609BBG INDUSTRL MET11$265dollars as filed
Yotta Acquisition Corp98741Y111Warrant12,600$265dollars as filed
ARES ACQUISITION CORP IIG33033104SHS CLASS A24$260dollars as filed
STRAN & COMPANY INC86260J110*W EXP 99/99/9999,985$260dollars as filed
FURY GOLD MINES LTD36117T100COM595$259dollars as filed
COMSCORE INC20564W204COM NEW38$258dollars as filed
LIFEVANTAGE CORP53222K205COMMON STOCK21$254dollars as filed
MARTI TECHNOLOGIES INC573134103COM128$253dollars as filed
WELSBACH TECH METALS ACQU CO950415109COM23$253dollars as filed
Vivid Seats Inc W Exp 10/18/20292854T118SPAC Combination1,096$252dollars as filed
SIMPLIFY EXCHANGE TRADED FUN82889N566COMM ST NO K ETF10$252dollars as filed
Clene Inc185634110CLENE INC -CW257,626$252dollars as filed
PUTNAM ETF TRUST746729607ESG CORE BOND5$250dollars as filed
COLISEUM ACQUISITION CORPG2263T115UNIT 08/22/202825$250dollars as filed
STRATEGY SHS86280R829DAY HAGAN SMART8$245dollars as filed
INOTIV INC45783Q100COM140$238dollars as filed
AMPLITECH GROUP INC03211Q119*W EXP 02/26/2025,902$236dollars as filed
ISHARES TR46438G703IBONDS OCT 20289$235dollars as filed
WTS/EVERGREEN CORPORATION EXP 02/15/2027G3312W117COM7,839$235dollars as filed
VROOM INC92918V208COM25$234dollars as filed
CURIS INC231269309COM42$226dollars as filed
USCF ETF TR90290T874ENER COM RETU FD6$226dollars as filed
REDWIRE CORPORATION75776W111*W EXP 05/27/202181$224dollars as filed
GOLDENSTONE ACQUISITION LTD38136Y110*W EXP 07/15/2028,890$222dollars as filed
NOVA VISION ACQUISITION CORPG6759A134RIGHT 99/99/9999905$222dollars as filed
PINSTRIPES HOLDINGS INC06690B115*W EXP 09/30/20220,000$220dollars as filed
HELIX ACQUISITION CORP IIG4444H101CL A ORD SHS21$219dollars as filed
Vsee Health Inc W Exp 99/99/99992919Y110SPAC Combination5,458$218dollars as filed
BRILLIANT EARTH GROUP INC109504100CMN102$218dollars as filed
RENEW ENERGY GLOBAL PLCG7500M120WTS652$217dollars as filed
Jaws Mustang Acquisition CorpG50737124Warrant9,377$216dollars as filed
AMPRIUS TECHNOLOGIES INC03214Q116*W EXP 09/14/2021,546$216dollars as filed
DevvStream Corp34417L117Warrant6,472$214dollars as filed
CARISMA THERAPEUTICS INC14216R101COM218$214dollars as filed
T3 Defense Inc W Exp 12/22/20267054R112SPAC Combination23,630$213dollars as filed
NETCAPITAL INC64113L111*W EXP 07/12/20211,705$211dollars as filed
Akoustis Technologies Inc00973N102COM2,373$211dollars as filed
KELLY SVCS INC488152307CL B10$210dollars as filed
Brand Engagement Network Inc W Exp 03/14/202104932116SPAC Combination2,967$208dollars as filed
NEPHROS INC640671400COM121$207dollars as filed
WISEKEY INTERNATIONAL HLDS L97727L408SPON ADR89$206dollars as filed
VIVOS THERAPEUTICS INC92859E207COM NEW78$204dollars as filed
INVESCO EXCH TRADED FD TR II46138G581500 QVM MULTI6$204dollars as filed
LISTED FDS TR53656G514HORI KI ENER ETF7$204dollars as filed
FUNDX INVT TR360876866FLEXIBLE ETF8$204dollars as filed
GCM GROSVENOR INC36831E116W EXP 11/17/202232$204dollars as filed
ALTSHARES TRUST02210T207EVENT-DRIVEN ETF19$201dollars as filed
NEOVOLTA INC640655114*W EXP 04/01/202499$200dollars as filed
BLEUACACIA LTDG11728121UNIT 10/30/202620$200dollars as filed
TIDEWATER INC NEW88642R174*W EXP 11/14/202454$200dollars as filed
SUNSHINE BIOPHARMA INC867781502*W EXP 99/99/9991,889$198dollars as filed
BLEUACACIA LTDG11728113*W EXP 10/30/2027,309$197dollars as filed
FEDERATED HERMES ETF TRUST31423L107SHOR DU CORP ETF8$195dollars as filed
KALA BIO INC483119202COM NEW34$193dollars as filed
DIGIASISIA WARRANTSg27617110WT1,011$192dollars as filed
LOTUS TECHNOLOGY INC54572F119W EXP 02/22/202633$190dollars as filed
PRESIDIO PPTY TR INC74102L113*W EXP 01/24/2025,736$189dollars as filed
EXCHANGE LISTED FDS TR30151E558BANC US LARG ETF6$184dollars as filed
CYPHERPUNK TECHNOLOGIES INC52187K200COM NEW71$183dollars as filed
QUANTUM SI INC74765K113*W EXP 06/10/2022,084$181dollars as filed
LibityG49219127Warrant2,999$180dollars as filed
PAVMED INC70387R122*W EXP 04/30/2028,457$178dollars as filed
BRISTOL-MYERS SQUIBB CO110122140RIGHT 12/30/20303,667$176dollars as filed
ALVOTECHL01800116*W EXP 99/99/99964$173dollars as filed
EKSO BIONICS HLDGS INC282644301COM148$172dollars as filed
THE LION ELECTRIC COMPANY536221112*W EXP 05/06/20211,475$172dollars as filed
VINCERX PHARMA INC92731L106COM NEW238$171dollars as filed
EA SERIES TRUST02072L847FREEDOM DAY5$170dollars as filed
BOREALIS FOODS INC09973D113*W EXP 02/07/2022,648$169dollars as filed
HYCROFT MINING HOLDING CORP44862P133*W EXP 10/06/2026,199$167dollars as filed
PROCAPS GROUP SAL7756P110*W EXP 09/29/2026,682$167dollars as filed
ADVENT TECHNOLOGIES HOLDNG I00788A204COM NEW75$162dollars as filed
SEALSQ CORPG79483106CMN365$161dollars as filed
BLACKROCK ETF TRUST09290C798ISHA LA GROW ETF5$160dollars as filed
SR BANCORP INC85227J106COMMON STOCK14$156dollars as filed
BRIGHT SCHOLAR ED HLDGS LTD109199208SPON ADS NEW77$156dollars as filed
FIDELITY COVINGTON TRUST316092220ELEC VEHS & FUTR11$155dollars as filed
GLOBAL STAR ACQUISITION INC37962G110*W EXP 07/15/20214,059$155dollars as filed
TWO RDS SHARED TR90214Q543FNDTNS DYNAMIC G12$155dollars as filed
TWO RDS SHARED TR90214Q527FNDTNS DYN INCOM16$154dollars as filed
ELEVATION SERIES TRUST210322400TRUSHARES BULL6$152dollars as filed
OCEAN BIOMEDICAL ORD67644C104COM152$149dollars as filed
ETF OPPORTUNITIES TRUST26923N769LAFFER TEN EQ IN5$149dollars as filed
READING INTL INC755408101CL A91$148dollars as filed
Solid Power Inc W Exp 12/08/20283422N113SPAC Combination1,403$147dollars as filed
NORTHERN LTS FD TR II66538F157GGM MAC ALI ETF5$147dollars as filed
LEGG MASON ETF INVT52468L786WESTN AST SHRT6$146dollars as filed
Evgo Inc W Exp 07/01/20230052F118SPAC Combination466$145dollars as filed
BIOFRONTERA INC09077D118*W EXP 10/27/2026,324$145dollars as filed
SILVERBOX CORP III82836N115*W EXP 02/28/2021,443$144dollars as filed
TOUCHSTONE ETF TRUST89157W400US LRG CAP FOC4$143dollars as filed
CARPARTS COM INC14427M107COM158$143dollars as filed
REE AUTOMOTIVE LTDM8287R202SHS CL A NEW20$141dollars as filed
MATTHEWS INTL FDS577130578PAC TIGE ACT ETF5$141dollars as filed
ETF SER SOLUTIONS26922A727CLEARSHS OCIO4$137dollars as filed
OSTIN TECHNOLOGY GROUP CO LTG67927106ORD SHS CL A365$137dollars as filed
CLPS INCORPORATIONG31642104COM97$136dollars as filed
LISTED FDS TR53656F581OVERLAY SHARES4$135dollars as filed
DIRECT DIGITAL HOLDINGS INC25461T105CLASS A COM62$131dollars as filed
GLOBAL BLUE GROUP HOLDING AGH33700115*W EXP 08/28/2021,551$130dollars as filed
EPICQUEST EDUCATN GRP INTL LG3104J100COM189$129dollars as filed
TAITRON COMPONENTS INC874028103CL A44$128dollars as filed
NOMURA ETF TR555927300TAX FREE USA SRT5$127dollars as filed
GLOBAL STAR ACQUISITION INC37962G128RIGHT 99/99/9999969$126dollars as filed
BIOMX INC09090D400UNIT 10/28/202497$126dollars as filed
INNOVATOR ETFS TRUST45783Y137US SMALL CAP PWR5$125dollars as filed
IKENA ONCOLOGY INC45175G108COM72$125dollars as filed
NOCERA INC655186500COM107$124dollars as filed
ALPHAVEST ACQUISITION CORPG0283A108ORDINARY SHARES11$123dollars as filed
The Oncology Institute Inc W Exp 99/99/99968236X118SPAC Combination6,083$122dollars as filed
ALIGOS THERAPEUTICS INC01626L204COM NEW14$121dollars as filed
ADVISORS INNER CIRCLE FD III00775Y652STRATEGAS GBL PO4$120dollars as filed
ZAPATA COMPUTING HLDGS INC98906V118WARR3,343$120dollars as filed
OCEAN PWR TECHNOLOGIES I674870506Equity750$117dollars as filed
EVANS BANCORP INC29911Q208COM3$117dollars as filed
DIREXION SHS ETF TR25460E521FUND28$116dollars as filed
SATELLOGIC INCG7823S119*W EXP 01/25/2022,798$115dollars as filed
Sim Acquisition Corp. I W Exp 06/01/203G8431T119SPACS Warrant1,250$113dollars as filed
MICROVAST HOLDINGS INC COM59516C106Stock450$112dollars as filed
RF ACQUISITION CORP74954L104COM10$112dollars as filed
PALISADE BIO INC696389402COMMON STOCK31$110dollars as filed
LAZYDAYS HLDGS INC52110H100COM73$110dollars as filed
GLOBAL BLOCKCHAIN ACQUI CORP37961B104COMMON STOCK10$110dollars as filed
INTERACTIVE STRENGTH INC45840Y203COM NEW667$109dollars as filed
ClimateRockG2311X118Warrant4,649$107dollars as filed
NEUROONE MED TECHNOLOGIES CORP COM64130M209Stock108$107dollars as filed
ZK INTL GROUP CO LTD SHS NEWG9892K100Stock205$106dollars as filed
SCINAI IMMUNOTHERAPEUTICS LT09073Q303SPONSORED ADR30$104dollars as filed
BLACK HAWK ACQUISITION CORPG1148A101CMN10$102dollars as filed
RAVE RESTAURANT GROUP INC754198109COM50$102dollars as filed
TRISALUS LIFE SCIENCES INC89680M101COM22$101dollars as filed
ABOVE FOOD INGREDIENTS INC00373V100COM169$98dollars as filed
WILLAMETTE VY VINEYARD I969136100COMMON STOCK28$97dollars as filed
CYTOMED THERAPEUTICS LIMITEDY1R80M106SHS61$96dollars as filed
GLOBAL BLK-CW27 EQUITY37961B120COM4,800$96dollars as filed
CAMBIUM NETWORKS CORPORATIONG17766109COMMON STOCK-FO51$93dollars as filed
THEMES US R&D CHAMPIONS ETF882927874ETF3$93dollars as filed
BIGBEAR AI HLDGS INC08975B117*W EXP 12/08/202660$92dollars as filed
TECTONIC THERAPEUTIC INC878972108COMMON STOCK3$91dollars as filed
OUSTER INC68989M129*W EXP 09/29/2023,516$91dollars as filed
ONFOLIO HOLDINGS INC68277K124*W EXP 01/02/202529$90dollars as filed
ZJK INDL CO. LTD.G98Y9E102ORD SHS CL A18$90dollars as filed
EVIVA PHARMACEUTCLS HLDGS I76152G118*W EXP 12/25/202666$90dollars as filed
EXCHANGE LISTED FDS TR30151E806SABA INT RATE4$89dollars as filed
INTERCURE LTDM549GJ111COM NEW44$88dollars as filed
Rigel Resource Acquisition CorpG7573M114WARRANT252$88dollars as filed
GLOBAL X FDS37960A511GLOBAL X DOW 303$87dollars as filed
P3 HEALTH PARTNERS INC744413105COM CL A225$87dollars as filed
Grace Therapeutics Inc00430K865COM28$84dollars as filed
PIXELWORKS INC72581M305COM NEW116$82dollars as filed
SYSTEM1 INC87200P117W EXP 01/27/2021,125$81dollars as filed
NEW PROVIDENCE ACQSITN CORP64823D110*W EXP 11/09/2022,695$81dollars as filed
BLACKSKY TECHNOLOGY INC09263B116W EXP 09/09/2022,661$80dollars as filed
ORIENTAL CULTURE HOLDING LTDG6796W115SHS NEW66$80dollars as filed
CAREMAX INC14171W111*W EXP 06/08/2027,941$79dollars as filed
XCF Global Inc22677T110Warrant1,900$78dollars as filed
GENERATION ASIA I ACQUISITIOG38258102CL A ORD SHS7$78dollars as filed
GRANITESHARES ETF TR38747R8012X LONG COIN ETF3$75dollars as filed
5E ADVANCED MATERIALS INC33830Q109COMMON STOCK138$75dollars as filed
ACTIVESHARES ETF TR00509W105CLRBRDG FCS ESG2$75dollars as filed
TIDAL TRUST II88636J154DEFIANCE NASDAQ2$73dollars as filed
TEXAS CAPITAL FUNDS TRUST88224A300TEXAS OIL INDEX3$73dollars as filed
DIREXION SHARES ETF TRUST25490K869DAIL CSI 300 ETF4$73dollars as filed
SKYX PLATFORMS CORP78471E105COM85$72dollars as filed
ACQUIRERS SMALL AND MICRO DEEP VALUE ETF26922A701ETF2$72dollars as filed
VINCE HLDG CORP92719W207COM NEW39$72dollars as filed
BEYOND AIR INC08862L103COM183$71dollars as filed
VAST RENEWABLES LIMITEDQ9379E113*W EXP 07/01/2021,421$71dollars as filed
PGIM ETF TR69344A867JENNISON FOC VAL1$70dollars as filed
KWESST MICRO SYSTEMS INC501506133*W EXP 09/01/2025,400$70dollars as filed
NEW YORK LIFE INVESTMENTS ET45409B289NYLI CLEAN OCEAN3$70dollars as filed
CALIDI BIOTHERAPEUTICS INC320703119*W EXP 03/14/2025,398$70dollars as filed
NUVECTIS PHARMA INC67080T108COMMON STOCK11$69dollars as filed
ACCELERATE DIAGNOSTICS INC00430H201COM40$68dollars as filed
PATRIOT NATL BANCORP INC70336F203COM NEW35$67dollars as filed
DIREXION SHARES ETF TRUST25459W755CMN5$67dollars as filed
AMERICAN RES CORP02927U208CL A73$66dollars as filed
CALCIMEDICA INC38942Q202COM NEW15$66dollars as filed
GLOBAL X FDS37950E259GB MSCI AR ETF1$66dollars as filed
CULP INC230215105CMN10$66dollars as filed
OMNIAB INC68218J111*W EXP 99/99/999204$66dollars as filed
WELSBACH TECH METALS ACQU CO950415117RIGHT 12/22/2026600$66dollars as filed
DBX ETF TR23306X407XTRACKRS S&P 1002$65dollars as filed
FLEXSHARES TR33939L738REAL ASST IDX2$65dollars as filed
UWM HOLDINGS CORPORATION91823B117*W EXP 01/21/202108$65dollars as filed
NRX PHARMACEUTICALS INC629444209COM NEW38$64dollars as filed
NEWGENIVF GROUP LIMITEDG0544E113*W EXP 04/03/2023,692$63dollars as filed
TWO RDS SHARED TR90214Q535FNDTNS DYN VALUE5$63dollars as filed
Evolv Technologies Hldngs In W Exp 07/16/20230049H110SPAC Combination163$62dollars as filed
FORESIGHT AUTONOMOUS HLDGS L345523203SPONSORED ADR87$62dollars as filed
TRUESHARES STRUCTURED OUTCOME (JUNE) ETF53656F771ETF2$61dollars as filed
PGIM ETF TR69344A818JENNISON INT OPP1$58dollars as filed
ENERGY SVCS ACQUISITION CORP29271Q103COM6$57dollars as filed
PARAMOUNT GOLD NEV CORP COM69924M109Stock140$56dollars as filed
TRUESHARES PATRIOT DEFENSE ETF53656F227ETF2$56dollars as filed
ALTENERGY ACQUISITION CORP02157M108COM5$56dollars as filed
EDIBLE GARDEN AG INC28059P303COM NEW210$56dollars as filed
EMPIRE ST RLTY OP L P292102308UNIT LTD PRT 2505$55dollars as filed
BIOVIE INC09074F405CL A45$54dollars as filed
GLOBAL X FDS37960A610NASDAQ 100 ESG2$54dollars as filed
GRANITESHARES ETF TR38747R868CMN2$53dollars as filed
HECLA MINING COMPANY422704205PFD CV SER B1$53dollars as filed
AGEAGLE AERIAL SYSTEMS INCORPORATED NEW COM NEW00848K200COM NEW564$53dollars as filed
MARBLEGATE ACQUISITION CORP56608A204UNIT 08/31/20285$53dollars as filed
US VEGAN CLIMATE ETF26922A297ETF1$52dollars as filed
AB ACTIVE ETFS INC00039J871TAX AWA LONG ETF2$52dollars as filed
BIG TREE CLOUD HLDGS LTDG1263B116*W EXP 05/31/2021,533$52dollars as filed
GLOBAL X FDS37960A776RUSSE GROWT ETF2$52dollars as filed
PUTNAM ETF TRUST746729201SUSTAINABLE FUTU2$50dollars as filed
ONECONNECT FINL TECHNOLOGY C68248T204SPONSORED ADS18$50dollars as filed
ZOOZ PWR LTDM2573A106SHARE25$50dollars as filed
ELECTRA BATTERY MATERIALS CO28474P201COM87$50dollars as filed
NULL38149W648NULL1$50dollars as filed
APPLIED DNA SCIENCES INC03815U409COM NEW76$49dollars as filed
Cresud S A C I F Y A Warrant Exp 03/09/202P3311R259Warrant97$48dollars as filed
AIRJOULE TECHNOLOGIES CORP612160101CL A8$46dollars as filed
BONE BIOLOGICS CORP098070154*W EXP 10/13/20240$46dollars as filed
COMPNHIA ENRG C204409882SPONSORED ADR17$45dollars as filed
TIDAL TRUST II88636J147DEF 500 WEE ETF1$44dollars as filed
GOLDMAN SACHS ETF TR381430388ACCESS EMNG MKTS1$43dollars as filed
PROSHARES TR74347G770ULTRA CYBRSCURTY1$43dollars as filed
Cheche Group Inc W Exp 10/01/203G20707116SPAC Combination2,449$42dollars as filed
FARADAY FUTURE INTLGT ELEC I307359117*W EXP 07/21/2021,829$42dollars as filed
DERMATA THERAPEUTICS INC249845116*W EXP 99/99/9994,242$42dollars as filed
GORES HOLDINGS IX INC38287A101COM4$42dollars as filed
TLGY ACQUISITION CORPORATION Wg8656t125WT1,367$41dollars as filed
Revelation Biosciences Inc W Exp 01/10/20276135L119SPAC Combination2,668$40dollars as filed
ERMENEGILDO ZEGNA NVN30577105COMMON STOCK4$39dollars as filed
IB ACQUISITION CORP44934N116RIGHT 09/28/2026449$38dollars as filed
NIXXY INC75630B113*W EXP 07/02/2029,582$38dollars as filed
CLENE INC185634201COM NEW8$37dollars as filed
GOLD ROYALTY CORP38071H122*W EXP 05/31/202141$37dollars as filed
SRIVARU HOLDING LIMITEDG8403L110*W EXP 12/08/2022,443$37dollars as filed
BONDBLOXX ETF TRUST09789C408USD HI YLD HEALT1$36dollars as filed
DRAGONFLY ENERGY HOLDINGS CO26145B106COM67$36dollars as filed
INNOVATOR ETFS TRUST45782C649US EQTY ULTRA B1$35dollars as filed
BIONANO GENOMICS INC09075f305COM76$35dollars as filed
NATIXIS ETF TRUST II63875W208VAUGHAN NELSN SL1$34dollars as filed
ETF SER SOLUTIONS26922B840HOYA CAPT HI DIV3$34dollars as filed
BNY MELLON ETF TRUST09661T792WOMENS OPPORT1$34dollars as filed
MONEYHERO LIMITEDG6202B119*W EXP 09/13/2021,000$33dollars as filed
Freightos Ltd W Exp 99/99/999G51405119SPAC Combination473$33dollars as filed
GUINNESS ATKINSON FDS402031843ASIA PAC ETF2$33dollars as filed
JOBY AVIATION INCG65163118*W EXP 08/10/20252$33dollars as filed
SPDR SERIES TRUST78468R473STATE STREET SPD1$33dollars as filed
SOS LIMITED83587W205ADR42$33dollars as filed
SO YOUNG INTERNATIONAL INC83356Q108SPONSORED ADS34$32dollars as filed
Everest Consolidator Acquisition Corp29978K110Warrant1,074$32dollars as filed
CAREMAX INC14171W202COM18$31dollars as filed
KOSS CORP500692108COM4$30dollars as filed
FIRST TR EXCH TRADED FD III33739P202EME MRK BD ETF1$29dollars as filed
CORECARD CORPORATION45816D100COM2$29dollars as filed
UBS AG LONDON BRANCH90278V602CAL LKD 511$29dollars as filed
GOLDEN STAR ACQUISITION CORPG4023C119RIGHT 03/30/202584$29dollars as filed
NOMURA ETF TR555927102GLOB LIS INF ETF1$28dollars as filed
NEUROSENSE THERAPEUTICS LTDM74240116*W EXP 11/10/202200$28dollars as filed
ENERGOUS CORP29272C202COM48$28dollars as filed
Apollomics Inc W Exp 04/01/202G0411D115SPAC Combination3,348$27dollars as filed
CALAMOS ETF TR12811T506CMN1$27dollars as filed
VYNE THERAPEUTICS INC92941V308COM14$26dollars as filed
ISHARES IBONDS OCT 2031 TERM TIPS ETF46438G877ETF1$26dollars as filed
CAPITOL SER TR14064D485THE NIGHTVIEW FD1$26dollars as filed
TENON MEDICAL INC88066N113*W EXP 06/16/202861$26dollars as filed
REDHILL BIOPHARMA LTD757468301SPONSORED ADR3$26dollars as filed
HALL OF FAME RESORT & ENTMT40619L110*W EXP 07/01/2022,590$26dollars as filed
DIREXION SHARES ETF TRUST25460G328CMN2$23dollars as filed
IRSA INVERSIONES SA WTS EXP 03/25/2026P5880C134CMN26$23dollars as filed
SIMPLIFY EXCHANGE TRADED FUN82889N863N VOLATILITY PREM1$22dollars as filed
NAUTICUS ROBOTICS INC63911H116WTS1,496$22dollars as filed
VIRTUS ETF TR II92790A207VIRTUS NEWFLEET1$22dollars as filed
KATAPULT HOLDINGS INC485859110*W EXP 06/09/2023,692$22dollars as filed
VIRACTA THERAPEUTICS INC92765F108COM95$22dollars as filed
IMUNON INC15117N602COM21$22dollars as filed
PALATIN TECHNOLOGIES INC696077502COM NEW25$22dollars as filed
RCF ACQUISITION CORPG7330C110*W EXP 99/99/999431$22dollars as filed
MULTIMETAVERSE HOLDINGS LTDG6360J136*W EXP 01/04/202377$22dollars as filed
PEARL HOLDINGS ACQUISITN CORG44525122UNIT 12/15/20262$22dollars as filed
Beneficient W Exp 06/07/20208178Q119SPAC Combination2,318$21dollars as filed
EMERSON RADIO CORP291087203COM NEW41$21dollars as filed
TERRITORAL BANCORP INC88145X108COMMON STOCK2$21dollars as filed
DIREXION SHS ETF TR25460G146DAILY ELECTRIC1$21dollars as filed
TC BIOPHARM HOLDINGS PLC87807D111*W EXP 02/10/2021,181$21dollars as filed
NCS MULTISTAGE HLDGS INC628877201COM NEW1$20dollars as filed
LIFEZONE METALS LIMITEDG5568L117WTS31$20dollars as filed
WTS MSP Recovery Inc553745118Warrant500$20dollars as filed
DIREXION SHS ETF TR25460G625DAILY CLUD BUL2X2$20dollars as filed
BROADWAY FINL CORP DEL111444709CL A NEW3$19dollars as filed
SPHERE 3D CORP NEW84841L407COM NEW21$19dollars as filed
DIREXION SHARES ETF TRUST25461A692DAILY AI AND BIG1$19dollars as filed
BROOGE ENERGY LTDG1611B115*W EXP 12/20/2024,786$19dollars as filed
TIDAL ETF TR886364553IONIC INFLATION1$19dollars as filed
EDESA BIOTECH INC27966L306COM NEW4$18dollars as filed
ZEVIA PBC98955K104CL A16$17dollars as filed
Mkdwell Tech Inc W Exp 06/10/202G6209W116SPAC Combination932$17dollars as filed
INCOME OPPORTUNITY RLTY INVS452926108COM1$17dollars as filed
DIH HLDG US INC23290B106CL A9$17dollars as filed
ADVISORSHARES TR00768Y495PURE CANNABIS5$16dollars as filed
FINWISE BANCORP31813A109COMMON STOCK1$16dollars as filed
FRIEDMAN INDUSTRIES358435105COMMON STOCK1$16dollars as filed
RF ACQUISITION CORP IIG75389117RIGHT 05/01/2026250$16dollars as filed
STAR EQUITY HOLDINGS INC443787205COM NEW1$16dollars as filed
PROSHARES TR74347G366SHRT RL EST FD1$16dollars as filed
DIREXION SHS ETF TR25460G666DAILY DJ BEAR3$16dollars as filed
PROSHARES TR74347G838ULTST NASD NW201$15dollars as filed
DIREXION SHARES ETF TRUST25460E281DAIL MS MEXI ETF1$14dollars as filed
JOHN HANCOCK EXCHANGE TRADED47804J735FUNDAMENTAL ALL1$14dollars as filed
WALLBOX NVN94209116*W EXP 10/01/202143$14dollars as filed
Curiositystream Inc W Exp 10/14/20223130Q115SPAC Combination477$14dollars as filed
RENEW ENERGY GLOBAL PLC CL A SHSG7500M104Stock2$13dollars as filed
SOLUNA HOLDINGS INC583543301COM NEW4$13dollars as filed
TEUCRIUM COMMODITY TR88166A409SUGAR FD1$13dollars as filed
ALLURION TECHNOLOGIES INC WT EXP 08013002008G110Stock313$13dollars as filed
HHG CAPITAL CORPORATIONG4R23P145RIGHT 02/25/2026211$13dollars as filed
EXCHANGE TRADED CONCEPTS TR301505491KPOP AND KOREAN1$13dollars as filed
Kairous Acquisition Corp LtdG52131110Equity1$12dollars as filed
NINE ENERGY SERVICE INC65441V101COM11$12dollars as filed
22nd Century Group Inc OLD90137F301COM58$12dollars as filed
NULLG3312W109NULL1$12dollars as filed
HENNESSY CAPITAL INVST CORP42600H108CLASS A COM1$12dollars as filed
HENNESSY CAPITAL INVST CORP42600H207UNIT 99/99/99991$12dollars as filed
Shf Holdings Inc W Exp 09/28/202824430110SPAC Combination310$11dollars as filed
INTELLINETICS INC45825X204COM1$11dollars as filed
URBAN ONE INC91705J204CL D NON VTG10$11dollars as filed
PAVMED INC70387R403COM NEW9$11dollars as filed
COLOMBIER ACQUISITION CORP IG2283U118WARRANT33$11dollars as filed
BATTERY FUTURE ACQUISITION CG0888J116UNIT 99/99/99991$11dollars as filed
ELEDON PHARMACEUTICALS INC28617k101COM4$10dollars as filed
GRAF GLOBAL CORPG4036C106ORD SHS CL A1$10dollars as filed
IX ACQUISITION CORPg5000d111WT134$10dollars as filed
BAYVIEW ACQUISITION CORP07323B100ORD SHS1$10dollars as filed
GREAT ELM CAP CORP390320703COM NEW1$10dollars as filed
PYXIS TANKERS INCY71726130COM NEW2$10dollars as filed
ENLIGHTIFY INC COM NEW16943W204Stock4$10dollars as filed
SHL TELEMEDICINE LTD SPONSORED ADS78423T200ADR3$10dollars as filed
AMERICAN BATTERY TECHNOLOGY02451V309COM NEW8$9dollars as filed
CREXENDO INC226552107COMMON STOCK2$9dollars as filed
ADVISORSHARES MSOS DAILY LEVERAGED ETF00768Y313ETF4$9dollars as filed
CCSC TECHNOLOGY INTL HLDGS L CL A OG1993R100RD SHS5$9dollars as filed
CEPTON INC15673X119*W EXP 06/01/202683$9dollars as filed
APREA THERAPEUTICS INC03836J201COM NEW3$8dollars as filed
SUMMIT ST BK SANTA ROSA CALI866264203COM1$8dollars as filed
ICZOOM GROUP INC.G4760B100CL A ORD SHS3$8dollars as filed
MSP RECOVERY INC553745126*W EXP 05/20/2023,779$8dollars as filed
GSE SYS INC36227K205COM NEW2$8dollars as filed
BRASKEM S A SP ADR PFD A105532105ADR1$7dollars as filed
CODA OCTOPUS GROUP INC19188U206COM NEW1$7dollars as filed
ATLAS LITHIUM CORP105861306COM1$7dollars as filed
SERINA THERAPEUTICS INC81751A108COM SHS1$7dollars as filed
FARADAY FUTURE INTLGT ELEC I307359885COM NEW CL A2$6dollars as filed
Cdt Equity Inc W Exp 09/22/20220678X114SPAC Combination516$6dollars as filed
WALDENCAST PLCG9503X111*W EXP 07/27/20240$6dollars as filed
IMPACT BIOMEDICAL INC45259L205COMMON STOCK3$6dollars as filed
Vivani Medical Inc - US92854B109Equity5$6dollars as filed
EVE MOBILITY ACQUISITION CORG3218G117*W EXP 12/31/202148$6dollars as filed
SPRUCE BIOSCIENCES INC85209E109COM13$6dollars as filed
ReShape Lifesciences Inc (US) Old76090R309COM1$6dollars as filed
AIM IMMUNOTECH INC00901B105COM21$6dollars as filed
PSQ HOLDINGS INC693691107CL A2$5dollars as filed
SPAR GROUP INC784933103COM2$5dollars as filed
AQUABOUNTY TECHNOLOGIES INC03842K309COM4$5dollars as filed
GLOBAL BLUE GROUP HOLDING AG ORD SHSH33700107Stock1$5dollars as filed
SONDER HOLDINGS INC83542D110*W EXP 01/18/202400$5dollars as filed
BANNIX ACQUISITION CORP066644121RIGHT 07/31/202687$5dollars as filed
OCEANPAL INCY6430L202COM3$5dollars as filed
NOVA VISION ACQUISITION CORPG6759A118*W EXP 12/31/202100$5dollars as filed
Bakkt Inc W Exp 10/25/20205759B115SPAC Combination38$4dollars as filed
Ecarx Holdings Inc W Exp 99/99/999G29201111SPAC Combination200$4dollars as filed
SURF AIR MOBILITY INC868927203CMN3$4dollars as filed
REVOLUTION MEDICINES INC76155X118*W EXP 12/17/20228$4dollars as filed
WTS PYROPHYTE ACQUISITIONg7308p127WT64$4dollars as filed
ZW DATA ACTION TECHNOLOGS IN98880R307COM1$4dollars as filed
METAL SKY STAR ACQUISITION CG6053N113RIGHT 12/31/202589$4dollars as filed
60 DEGREES PHARMACEUTICALS I83006G112*W EXP 07/12/20280$3dollars as filed
PALLADYNE AI CORP80359A114*W EXP 09/24/20291$3dollars as filed
SONIM TECHNOLOGIES INC83548F309COM1$3dollars as filed
ADVANTAGE SOLUTIONS INC00791N110*W EXP 10/28/20299$3dollars as filed
GOGORO INCG9491K105ORDINARY SHARES5$3dollars as filed
CELULARITY INC151190113*W EXP 07/16/202168$2dollars as filed
LUCID DIAGNOSTICS INC54948X109COM2$2dollars as filed
Yatra Online Incorporated Ord SHSG98338109Common Stock1$2dollars as filed
SOUND GROUP INC53933L203SPONSORED ADS1$2dollars as filed
BROADWIND INC11161T207CMN1$2dollars as filed
IBIO INC451033708CMN1$2dollars as filed
HEPION PHARMACEUTICALS INC426897302COM3$2dollars as filed
SOLAI LIMITED055474209SPON ADR1$2dollars as filed
Distoken Acquisition CorpG27740102Warrant119$2dollars as filed
Papaya Growth Opportunity Corp I69882P110Warrant66$2dollars as filed
ACLARION INC655187110*W EXP 04/21/20258$2dollars as filed
T2 BIOSYSTEMS INC89853L302COM NEW1$2dollars as filed
027877D1120101$2dollars as filed
DARIOHEALTH CORP23725P209COM2$2dollars as filed
0G3034H141018$2dollars as filed
SES AI CORPORATION WT EXP 12102678397Q117Stock36$1dollars as filed
COEPTIS THERAPEUTICS HLDGS I19207A116*W EXP 10/28/20244$1dollars as filed
Invest Acquisition CorpG4923T113Warrant100$1dollars as filed
MOBILICOM LTD60742B110*W EXP 08/31/2028$1dollars as filed
ITERUM THERAPEUTICS PLCG6333L200COM1$1dollars as filed
RAIL VISION LTDM8186D114*W EXP 03/27/20238$1dollars as filed
MESA AIR GROUP INC590479135COM NEW1$1dollars as filed
TALKSPACE INC87427V111*W EXP 06/21/2029$1dollars as filed
RYVYL INC39366L307COM1$1dollars as filed
MOLECULAR TEMPLATES INC608550208COM1$1dollars as filed
SUPER LEAGUE ENTERPRISE INC86804F301COM1$1dollars as filed
Northern Star Investment Corp II66573W115Warrant133$1dollars as filed
ETHZILLA CORPORATION68236V112*W EXP 11/06/202165$1dollars as filed
CROWN LNG HLDGS LTDG268AP109SHS2$1dollars as filed
LION GROUP HOLDING LTD53620U110*W EXP 06/16/202113$1dollars as filed
CONNECTM TECHNOLOGY SOLUTION207944109COM1$1dollars as filed
NATURES MIRACLE HLDG INC63903P118*W EXP 02/15/20240$1dollars as filed
SAVERONE 2014 LTD80516T113*W EXP 06/02/2025$0dollars as filedValue filed as zero, left out of ratios.
AMERICAN REBEL HOLDINGS INC02919L117*W EXP 01/20/20216$0dollars as filedValue filed as zero, left out of ratios.
XTI Aerospace Inc OLD98423K108COM2$0dollars as filedValue filed as zero, left out of ratios.
SIYATA MOBILE INC83013Q152*W EXP 09/24/20211$0dollars as filedValue filed as zero, left out of ratios.
ENTERO THERAPEUTICS INC33749P408COM NEW1$0dollars as filedValue filed as zero, left out of ratios.
HYZON MOTORS INC44951Y110*W EXP 10/02/20221$0dollars as filedValue filed as zero, left out of ratios.
UNICYCIVE THERAPEUTICS INC90466Y103CMN1$0dollars as filedValue filed as zero, left out of ratios.
CSLM ACQUISITION CORPG2365L119*W EXP 99/99/9994$0dollars as filedValue filed as zero, left out of ratios.
HHG CAPITAL CORPORATIONG4R23P129*W EXP 02/25/20287$0dollars as filedValue filed as zero, left out of ratios.
APTEVO THERAPEUTICS INC03835L306COM1$0dollars as filedValue filed as zero, left out of ratios.
CHINA LIBERAL ED HLDGS LTDG2161Y117ORD SHS NEW1$0dollars as filedValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000950123-24-011557this filing2024-11-14acceptance time not in the bulk data set