13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-14, with 9,448 holding rows worth $459,013,256,203.
- Accession
- 0000950123-24-011557
- Filer
- CIK 1610520
- Filed
- 2024-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A combination report, 22,560 entries on the cover page, a total value of $459,013,256,203 stated on the cover page (in dollars after the unit check, H1), rows summing to $459,013,256,203 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS AM, a distinct business unit of UBS Asset Management Americas LLC 028-02682
- reports for this filerOCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerCredit Suisse International 028-11516
- included managerCredit Suisse Hedging-Griffo Wealth Management S.A. 028-13460
- included managerCredit Suisse Securities (Canada), Inc. 028-13203
- included managerCredit Suisse Securities (USA) LLC 028-11380
- included managerCREDIT SUISSE CAPITAL LLC 028-11477
- included managerCredit Suisse (Italy) S.p.A. 028-13035
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21410
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) S.A. 028-22657
- included managerCredit Suisse (UK) Limited
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74347X849 | INDX FD | 94 | $2,081 | dollars as filed | |
| EVE HLDG INC WTS EXP 05/09/202 | 29970n112 | WT | 18,900 | $2,079 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E205 | COM NEW | 831 | $2,078 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N103 | US EQT PLS CNVEX | 55 | $2,077 | dollars as filed | |
| AUTOZI INTERNET TECHNOLOGY G | G06382108 | SHS CL A | 1,683 | $2,070 | dollars as filed | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 1,500 | $2,069 | dollars as filed | principal |
| JANUS DETROIT STR TR | 47103U795 | INTERN SUSTAINBL | 104 | $2,065 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 102 | $2,063 | dollars as filed | |
| AKSO HEALTH GROUP | 98422P108 | ADS | 1,918 | $2,052 | dollars as filed | |
| ENERGY FOCUS INC | 29268T508 | COM NEW | 1,719 | $2,046 | dollars as filed | |
| ADVISORS INNER CIRCLE FD | 0075W0163 | CAMBIAR AGGRES | 68 | $2,045 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N702 | KING TACT BD ETF | 86 | $2,043 | dollars as filed | |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 1,500 | $2,043 | dollars as filed | principal |
| BANK MONTREAL MEDIUM | 06368L304 | MICROSECTORS LVG | 142 | $2,031 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y434 | FUND | 85 | $2,023 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 1,312 | $2,021 | dollars as filed | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 1,189 | $2,021 | dollars as filed | |
| MSP RECOVERY INC | 553745209 | CL A NEW | 13,398 | $2,010 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 268 | $1,994 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274E174 | ETRACS 2XM ETN | 188 | $1,992 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 75 | $1,991 | dollars as filed | |
| TDH HLDGS INC | G87084110 | SHS NEW | 1,667 | $1,984 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 99 | $1,965 | dollars as filed | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 515 | $1,962 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q690 | ACTI DE MARK ETF | 39 | $1,942 | dollars as filed | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 465 | $1,939 | dollars as filed | |
| PACER FDS TR | 69374H477 | CMN | 66 | $1,917 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y714 | FOCU BLUE CH ETF | 58 | $1,917 | dollars as filed | |
| ULTIMUS MANAGERS TR | 90386K639 | Q3 ALL SEASN ACT | 68 | $1,911 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q258 | BETABLDRS 1-5YR | 39 | $1,899 | dollars as filed | |
| DBX ETF TR | 23306X886 | XTRA SE SELE ETF | 58 | $1,893 | dollars as filed | |
| AVALON GLOBOCARE CORP | 05344R203 | COM NEW | 9,062 | $1,885 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D390 | ETRA BL CO MAT 5 | 72 | $1,870 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 124,300 | $1,865 | dollars as filed | |
| KINDLY MD INC | 49457M114 | *W EXP 05/31/202 | 8,876 | $1,864 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H245 | MONA PROC IN ETF | 61 | $1,853 | dollars as filed | |
| ISHARES ESG AWARE 40/60 MODERATE ALLOCATION ETF | 46436E684 | UIT EXCHANGE TRADED | 65 | $1,851 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N876 | CULTIVAR ETF | 68 | $1,846 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 2,718 | $1,846 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 60 | $1,838 | dollars as filed | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 1,500 | $1,830 | dollars as filed | principal |
| Rafael Holdings Inc Class B | 75062E106 | COM | 943 | $1,829 | dollars as filed | |
| PERFECT CORP | G7006A109 | CL A ORD SHS | 945 | $1,814 | dollars as filed | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 79 | $1,808 | dollars as filed | |
| INVESCO S&P SMALLCAP 600GARP ETF | 46138G441 | ETF | 69 | $1,806 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C762 | BBB RATED 10 YE | 35 | $1,805 | dollars as filed | |
| FREIGHT TECHNOLOGIES INC | G51413139 | COM | 935 | $1,805 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T736 | POLEN CAP INTL G | 181 | $1,799 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 2,222 | $1,796 | dollars as filed | |
| PROSHARES TR ETF ON-DEMAND | 74347G523 | ETF | 55 | $1,793 | dollars as filed | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 90 | $1,792 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 480 | $1,790 | dollars as filed | |
| DBX ETF TR | 23306X209 | CMN | 48 | $1,786 | dollars as filed | |
| THEMES ETF TR | 882927601 | CMN | 57 | $1,784 | dollars as filed | |
| LAVA THERAPEUTICS NV | N51517105 | SHS | 1,072 | $1,780 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 1,600 | $1,776 | dollars as filed | call |
| ALLIANCE ENTERTAINMENT HOLDI | 01861F102 | COM CLASS A | 652 | $1,773 | dollars as filed | |
| MOVING IMAGE TECHNOLOGIES IN | 62464R109 | COMMON STOCK | 3,087 | $1,760 | dollars as filed | |
| CROWN ELECTROKINETICS CORP | 228339404 | COM NEW | 1,430 | $1,759 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 1,500 | $1,757 | dollars as filed | principal |
| Lanzatech Global Inc W Exp 01/01/202 | 51655R119 | SPAC Combination | 14,310 | $1,746 | dollars as filed | |
| 111 INC | 68247Q102 | ADR | 2,303 | $1,741 | dollars as filed | |
| LISTED FDS TR | 53656F144 | TEUCRIUM AGRI ST | 85 | $1,740 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L701 | CMN | 48 | $1,731 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,817 | $1,726 | dollars as filed | |
| SEGALL BRYANT & HAMILL TR | 81580H449 | SEGALL BRYANT | 56 | $1,724 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N715 | MACRO STRATEGY | 80 | $1,714 | dollars as filed | |
| 9F INC | 65442R208 | SPON ADS NEW | 708 | $1,713 | dollars as filed | |
| BARINTHUS BIOTHERAPEUTICS PL | 91864C107 | ADS | 1,432 | $1,704 | dollars as filed | |
| QURATE RETAIL INC | 74915M209 | COM | 398 | $1,703 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 1,000 | $1,700 | dollars as filed | principal |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 61 | $1,688 | dollars as filed | |
| JIANZHI ED TECHNOLOGY GROUP | 47737L203 | SPONSORED ADR | 1,563 | $1,688 | dollars as filed | |
| HARBOR ETF TRUST | 41151J828 | LONG SHO EQU ETF | 62 | $1,685 | dollars as filed | |
| AMPLIFY ETF TR | 032108821 | BLACKSWAN ISWN | 82 | $1,681 | dollars as filed | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 34 | $1,680 | dollars as filed | |
| LISTED FDS TR | 53656F680 | TRUESHARES NOV | 41 | $1,673 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H385 | INSPIRE SML/ MID | 58 | $1,671 | dollars as filed | |
| DATAVAULT AI INC | 86633R609 | COM SHS | 943 | $1,669 | dollars as filed | |
| PYXIS TANKERS INC | Y71726122 | *W EXP 10/13/202 | 1,934 | $1,663 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F359 | FT RAYMOND JAMES | 71 | $1,662 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 457 | $1,659 | dollars as filed | |
| SDCL EDGE ACQUISITION CORP | G79471101 | CL A ORD SHS | 147 | $1,655 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F458 | FT VEST US EQT | 45 | $1,653 | dollars as filed | |
| TIDAL TRUST II | 88634T444 | mc | 101 | $1,653 | dollars as filed | |
| NEW PROVIDENCE ACQSITN CORP | 64823D102 | CLASS A COM | 146 | $1,653 | dollars as filed | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 199 | $1,651 | dollars as filed | |
| DOUBLEDOWN INTERACTIVE CO LT | 25862B109 | ADS | 100 | $1,650 | dollars as filed | |
| NEXALIN TECHNOLOGY INC COM | 65345B201 | Stock | 2,466 | $1,650 | dollars as filed | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 58 | $1,648 | dollars as filed | |
| ANGHAMI INC | G0369L101 | ORD SHS | 1,937 | $1,646 | dollars as filed | |
| VANECK ETF TRUST | 92189H102 | DURABLE HGH DIV | 47 | $1,634 | dollars as filed | |
| MATTHEWS ASIA FDS | 577125735 | CHIN INNO AC ETF | 57 | $1,623 | dollars as filed | |
| THOR FINL TECHNOLOGIES TR | 885155101 | CMN | 56 | $1,621 | dollars as filed | |
| ONCTERNAL THERAPEUTICS INC | 68236P206 | COM NEW | 1,221 | $1,612 | dollars as filed | |
| TIDAL TR II | 88636J436 | OCTANE ALL CAP | 88 | $1,604 | dollars as filed | |
| COCRYSTAL PHARMA INC | 19188J409 | COM NEW | 910 | $1,602 | dollars as filed | |
| ZTO EXPRESS CAYMAN INC | 98980AAB1 | NOTE 1.500% 9/0 | 1,500 | $1,597 | dollars as filed | principal |
| ORGANIGRAM HLDGS INC | 68620P705 | COM | 878 | $1,589 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E831 | INDXX AEROSPACE | 50 | $1,586 | dollars as filed | |
| CRYO-CELL INTL INC | 228895108 | COM | 249 | $1,586 | dollars as filed | |
| Nexxen International LTD | 89484T104 | SPON ADR | 197 | $1,584 | dollars as filed | |
| THE ALGER ETF TRUST | 015564206 | 35 ETF | 71 | $1,583 | dollars as filed | |
| Israel Acquisitions Corp | G49667119 | Warrant | 51,035 | $1,582 | dollars as filed | |
| SkyAI Inc | 82003F119 | *W EXP 4/13/202 | 30,899 | $1,576 | dollars as filed | |
| LISTED FD TR | 53656F607 | COM | 30 | $1,570 | dollars as filed | |
| NEXALIN TECHNOLOGY INC | 65345B110 | *W EXP 99/99/999 | 20,742 | $1,556 | dollars as filed | |
| ASTRONOVA INC | 04638F108 | COM | 115 | $1,548 | dollars as filed | |
| WANG LEE GROUP INC | G9T22C100 | SHS | 1,147 | $1,548 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G161 | DAILY NYSE FANG | 11 | $1,547 | dollars as filed | |
| VERSUS SYSTEMS INC | 92535P147 | *W EXP 01/20/202 | 26,604 | $1,543 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N889 | VOLT TSLA RE ETF | 139 | $1,541 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 44 | $1,540 | dollars as filed | |
| Aurora Innovation Inc W Exp 11/03/202 | 051774115 | SPAC Combination | 1,834 | $1,520 | dollars as filed | |
| ALPHATIME ACQUISITION CORP | G0223V139 | RIGHT 03/01/2028 | 9,254 | $1,518 | dollars as filed | |
| IX ACQUISITION CORP. CMN | G5000D103 | COM | 131 | $1,518 | dollars as filed | |
| SOLARMAX TECHNOLOGY INC | 83419H103 | COM SHS | 2,404 | $1,517 | dollars as filed | |
| CINEVERSE CORP | 172406308 | COM CL A | 1,549 | $1,516 | dollars as filed | |
| INSIGHT ACQUISITION CORP | 45784L118 | *W EXP 08/26/202 | 43,123 | $1,509 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E541 | BANCREEK INT LC | 55 | $1,508 | dollars as filed | |
| PSYENCE BIOMEDICAL LTD | 74449F100 | COM | 15,030 | $1,503 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P454 | SUSTAINABLE INTL | 97 | $1,494 | dollars as filed | |
| ASPIRA WOMENS HEALTH INC | 04537Y208 | COM | 1,845 | $1,494 | dollars as filed | |
| CBDMD INC | 12482W309 | COM | 3,176 | $1,493 | dollars as filed | |
| KRANESHARES TRUST | 500767421 | 100 KWEB JAN 27 | 54 | $1,483 | dollars as filed | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 139 | $1,480 | dollars as filed | |
| FIDELITY GREENWOOD STREET TR | 31624J737 | DYNA BUF EQU ETF | 56 | $1,480 | dollars as filed | |
| HMN FINL INC | 40424G108 | COM | 53 | $1,479 | dollars as filed | |
| GUINNESS ATKINSON FDS | 402031850 | SUSTAINABLE ENER | 50 | $1,475 | dollars as filed | |
| ANEBULO PHARMACEUTICALS INC | 034569103 | COM | 763 | $1,473 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 100 | $1,469 | dollars as filed | call |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 1,500 | $1,468 | dollars as filed | principal |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 1,500 | $1,468 | dollars as filed | principal |
| Bluerock Private Real Estate F | 09631H100 | COM | 98 | $1,465 | dollars as filed | |
| RBC BEARINGS INC | 75524B203 | CONV | 11 | $1,459 | dollars as filed | |
| Virtus Duff & Phelps Clean Energy ETF | 92790A702 | ETP | 73 | $1,447 | dollars as filed | |
| SHIMMICK CORPORATION | 82455M109 | COM | 585 | $1,445 | dollars as filed | |
| DYNAMIC SHARES TRUST | 26800L100 | SHORT SHRT TR VL | 55 | $1,438 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 1,500 | $1,436 | dollars as filed | principal |
| LANVIN GROUP HOLDINGS LIMITE | G5380J100 | SHS | 839 | $1,435 | dollars as filed | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 1,147 | $1,434 | dollars as filed | |
| SYNTEC OPTICS HLDGS INC | 87169M113 | *W EXP 99/99/999 | 20,471 | $1,433 | dollars as filed | |
| ISHARES U S ETF TR | 46431W515 | STRATEGIC METALS | 48 | $1,429 | dollars as filed | |
| EA SERIES TRUST | 02072L839 | ARGENT MID CAP | 40 | $1,414 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X812 | INDXX GLOBAL AGR | 54 | $1,410 | dollars as filed | |
| PROSHARES TR | 74347G325 | CMN | 32 | $1,408 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 52 | $1,403 | dollars as filed | |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 1,500 | $1,390 | dollars as filed | principal |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 41 | $1,390 | dollars as filed | |
| BROOKSTONE DIVIDEND STOCK ETF | 66537J507 | BRO DIV STK ETF | 42 | $1,385 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y632 | PREM INCM 10 BAR | 56 | $1,382 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G138 | *W EXP 12/14/202 | 3,057 | $1,375 | dollars as filed | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 61 | $1,372 | dollars as filed | |
| CLEAN ENERGY TECHNOLOGIES IN | 18452H206 | COM | 1,371 | $1,371 | dollars as filed | |
| HARBOR ETF TRUST | 41151J703 | DIVIDEND GTH LEA | 88 | $1,359 | dollars as filed | |
| TFF PHARMACEUTICALS INC | 87241J203 | COM NEW | 675 | $1,357 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 34 | $1,348 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R702 | 1.25X LNG TESLA | 124 | $1,344 | dollars as filed | |
| GLOBAL X FDS | 37960A479 | MLP EN IN CO ETF | 53 | $1,344 | dollars as filed | |
| AURORA CANNABIS INC COM | 05156X850 | Stock | 228 | $1,341 | dollars as filed | |
| KNOW LABS INC | 499238103 | COM NEW | 4,668 | $1,335 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 1,500 | $1,328 | dollars as filed | principal |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 54 | $1,326 | dollars as filed | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 1,571 | $1,320 | dollars as filed | |
| EA SERIES TRUST | 02072L482 | MORG DEM LAR ETF | 48 | $1,313 | dollars as filed | |
| MUSTANG BIO INC | 62818Q203 | COM | 5,580 | $1,311 | dollars as filed | |
| OWLET INC | 69120X206 | CL A NEW | 291 | $1,306 | dollars as filed | |
| KIORA PHARMACEUTICALS INC | 49721T507 | COM | 354 | $1,295 | dollars as filed | |
| NEUBERGER BERMAN ETF TRUST | 64135A101 | ENERGY TRANSITN | 42 | $1,294 | dollars as filed | |
| GLOBAL X FDS | 37960A503 | NASDAQ 100 RIS | 76 | $1,293 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N601 | S&P 500 BUFFER | 48 | $1,292 | dollars as filed | |
| IT TECH PACKAGING INC | 46527C209 | COM NEW | 4,951 | $1,287 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y145 | INTL DEVELOPED | 50 | $1,279 | dollars as filed | |
| ERAYAK PWR SOLUTION GROUP IN | G3109F103 | CLASS A ORD SHS | 1,801 | $1,272 | dollars as filed | |
| TIDAL TRUST I | 886364793 | SOUND EQUIT ETF | 47 | $1,270 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H760 | US LARCP B10 MAY | 39 | $1,269 | dollars as filed | |
| THEMES ETF TR | 882927866 | US SM CAP CASH | 41 | $1,269 | dollars as filed | |
| SMARTBIRD INC CLASS A | 01675A208 | COMMON STOCK | 107 | $1,263 | dollars as filed | |
| INSIGHT ACQUISITION CORP | 45784L100 | COM | 111 | $1,258 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66537J853 | BROOK YIELD ETF | 47 | $1,255 | dollars as filed | |
| FARMER BROS CO | 307675108 | COM | 632 | $1,251 | dollars as filed | |
| PROSHARES TR | 74347G614 | ULTRASHORT MATER | 195 | $1,244 | dollars as filed | |
| UBS AG LONDON BRANCH | 90278V701 | CAL LKD 51 | 30 | $1,229 | dollars as filed | |
| ALCHEMY INVTS ACQUISITN CORP | G0232F109 | CL A ORD SHS | 113 | $1,228 | dollars as filed | |
| GLOBAL X FDS | 37954Y350 | X EMERGING MKT | 52 | $1,221 | dollars as filed | |
| Counterpoint High Yield Trend ETF | 66538R722 | ETF | 55 | $1,220 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E118 | *W EXP 03/15/202 | 1,935 | $1,219 | dollars as filed | |
| GLOBAL X FDS | 37960A867 | RARE EARTH | 76 | $1,210 | dollars as filed | |
| BIORESTORATIVE THERAPIES INC | 090655606 | COM NEW | 693 | $1,206 | dollars as filed | |
| NULL | 23257B206 | NULL | 309 | $1,202 | dollars as filed | |
| QTREX QUANTUM LTD | M53637100 | SHS | 876 | $1,200 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N848 | SIMPLIFY US EQT | 33 | $1,200 | dollars as filed | |
| LONGEVERON INC | 54303L203 | CL A NEW | 617 | $1,197 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F736 | MACKAY HIGH INCM | 44 | $1,193 | dollars as filed | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 138 | $1,192 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J776 | PFD INCOME ETF | 51 | $1,185 | dollars as filed | |
| AXS GREEN ALPHA ETF | 46144X586 | ETF | 35 | $1,183 | dollars as filed | |
| LISTED FDS TR | 53656G209 | HORZN KINTCS BL | 42 | $1,172 | dollars as filed | |
| PGIM ETF TR | 69344A826 | JENNISON BTR FUT | 19 | $1,170 | dollars as filed | |
| MASTECH HLDGS INC | 57633B100 | COM | 117 | $1,170 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 242 | $1,169 | dollars as filed | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 1,000 | $1,150 | dollars as filed | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 15 | $1,146 | dollars as filed | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765123 | UNIT 09/01/2026 | 114 | $1,145 | dollars as filed | |
| MYNARIC AG | 62857X101 | SPON ADS | 861 | $1,145 | dollars as filed | |
| ISHARES TR | 46438G307 | IBONDS OCT 2024 | 45 | $1,143 | dollars as filed | |
| GLOBAL X FDS | 37960A701 | SOLAR ETF | 100 | $1,140 | dollars as filed | |
| ADVISORS SER TR | 00770X261 | VEGTECH FOOD INN | 64 | $1,136 | dollars as filed | |
| CATHETER PRECISION INC | 74933X609 | COM NEW | 2,870 | $1,134 | dollars as filed | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 27 | $1,133 | dollars as filed | |
| T1 Energy Inc W Exp 07/09/202 | 35834F112 | Warrant | 20,237 | $1,133 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y368 | INNOV PRM INC 15 | 46 | $1,132 | dollars as filed | |
| HUMANKIND BENEFIT CORPORATIO | 444869101 | HUMANKIND US STK | 34 | $1,130 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 35 | $1,112 | dollars as filed | |
| SINTX TECHNOLOGIES INC | 829392703 | COM NEW | 341 | $1,112 | dollars as filed | |
| SHIFTPIXY INC | 82452L401 | COM NEW | 1,338 | $1,111 | dollars as filed | |
| Veea Inc W Exp 09/13/202 | 693489114 | SPAC Combination | 4,617 | $1,108 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T744 | POLE CAP GLO ETF | 96 | $1,102 | dollars as filed | |
| MASON CAPITAL FUND TRUST | 574817102 | FUNDAMENTALS FST | 101 | $1,098 | dollars as filed | |
| EVE MOBILITY ACQUISITION COR | G3218G109 | CL A ORD SHS | 99 | $1,096 | dollars as filed | |
| GLOBAL X FDS | 37960A305 | S&P 500 COLLAR | 34 | $1,094 | dollars as filed | |
| VISIONWAVE HOLDINGS INC COM | 066644105 | Stock | 98 | $1,087 | dollars as filed | |
| SUI GROUP HOLDINGS LIMITED | 59982U200 | COM NEW | 482 | $1,085 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H877 | ALLIANZIM US EQT | 34 | $1,080 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679492 | CAL LKD 43 | 50 | $1,078 | dollars as filed | |
| ZEO ENERGY CORP | 98944F109 | CL A | 634 | $1,071 | dollars as filed | |
| MEDIACO HLDG INC | 58450D104 | CL A | 835 | $1,069 | dollars as filed | |
| BROOKSTONE GROWTH STOCK ETF | 66537J606 | BROOKSTONE GRWTH | 32 | $1,063 | dollars as filed | |
| VS MEDIA HOLDINGS LTD. | G9517U202 | COM CLASS A NEW | 1,190 | $1,063 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 29 | $1,061 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A834 | ALPHAMARK SM | 32 | $1,058 | dollars as filed | |
| INNOVATOR PREMIUM INCOME 15 BUFFER ETF - APRIL | 45783Y319 | ETF | 42 | $1,053 | dollars as filed | |
| CALIDI BIOTHERAPEUTICS INC | 320703309 | COM NEW | 922 | $1,051 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 410 | $1,049 | dollars as filed | |
| URGENTLY INC COM NEW | 916931108 | Stock | 1,534 | $1,043 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 83 | $1,041 | dollars as filed | |
| ZYVERSA THERAPEUTICS INC | 98987D300 | COM | 433 | $1,039 | dollars as filed | |
| INSIGHT ACQUISITION CORP | 45784L209 | UNIT 08/26/2026 | 100 | $1,039 | dollars as filed | |
| EA SERIES TRUST | 02072L474 | BRID CAP TAC ETF | 34 | $1,037 | dollars as filed | |
| NULL | 68620A203 | NULL | 2,036 | $1,036 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A668 | CMN | 53 | $1,035 | dollars as filed | |
| AMPLIFY ETF TR | 032108680 | COWS COV CAL ETF | 40 | $1,035 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q765 | HEALT LEADE ETF | 17 | $1,033 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q550 | FOUNDATIONS DYNM | 82 | $1,033 | dollars as filed | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 253 | $1,032 | dollars as filed | |
| NKGEN BIOTECH INC | 65488A119 | *W EXP 05/31/202 | 14,538 | $1,032 | dollars as filed | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 34 | $1,030 | dollars as filed | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 45 | $1,027 | dollars as filed | |
| LISTED FDS TR | 53656F193 | DIVIDEND PERFMRS | 52 | $1,017 | dollars as filed | |
| AMPLIFY ETF TR | 032108565 | AI POWE EQUI ETF | 27 | $1,013 | dollars as filed | |
| ECO WAVE POWER GLOBAL AB | 27900N103 | SPONSORED ADS | 171 | $1,012 | dollars as filed | |
| SUNCAR TECHNOLOGY GROUP INC | G85727116 | WTS | 4,559 | $1,003 | dollars as filed | |
| ZENAS BIOPHARMA INC COM | 98937L105 | Stock | 59 | $998 | dollars as filed | |
| HARTFORD FDS EXCHANGE TRADED | 41653L883 | LARGE CAP GRWT | 46 | $995 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505681 | ETC 6 MEGA CAP | 22 | $991 | dollars as filed | |
| ATHENA TECHNOLOGY ACQ CORP I | 04687C105 | COM | 84 | $987 | dollars as filed | |
| AGBA GROUP HOLDING LTD | G01212110 | *W EXP 03/15/202 | 4,486 | $987 | dollars as filed | |
| BRIACELL THERAPEUTICS CORP | 107930109 | COM | 794 | $985 | dollars as filed | |
| BLOOMIA HOLDINGS INC | 45765Y204 | COM NEW | 276 | $984 | dollars as filed | |
| TOUCHSTONE ETF TRUST | 89157W707 | CMN | 37 | $984 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A126 | UNIT 07/20/2026 | 24 | $984 | dollars as filed | |
| PROSHARES TR | 74347G275 | ULTRASHORT CONSU | 82 | $970 | dollars as filed | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 283 | $962 | dollars as filed | |
| RIDGETECH INC | G2124G120 | SHS NEW | 430 | $959 | dollars as filed | |
| FTAC EMERALD ACQUISITION COR | 29103K209 | UNIT 10/19/2028 | 88 | $959 | dollars as filed | |
| INTRUSION INC | 46121E304 | COM | 1,113 | $958 | dollars as filed | |
| VIRTUS ETF TR II | 92790A603 | CMN | 39 | $950 | dollars as filed | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 54 | $945 | dollars as filed | |
| DALLASNEWS CORP | 235050101 | COMMON STOCK | 223 | $934 | dollars as filed | |
| WINDTREE THERAPEUTICS INC | 97382D501 | COM NEW | 387 | $925 | dollars as filed | |
| Bitcoin Depot Inc | 09174P105 | Common Stock | 584 | $923 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B659 | VEST 10 YR INTER | 42 | $921 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G532 | ESG NASDAQ NEXT | 39 | $921 | dollars as filed | |
| EVEREST CONSOLIDATOR ACQ COR | 29978K102 | COM | 81 | $921 | dollars as filed | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 676 | $919 | dollars as filed | |
| UNIFIED SER TR | 90470L295 | ONEA ENH SMA ETF | 33 | $916 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188887 | SUSTAINABLE CORE | 19 | $916 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635116 | *W EXP 04/05/202 | 7,446 | $916 | dollars as filed | |
| Karooooo Ltd | Y4600W108 | COM | 23 | $911 | dollars as filed | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 81 | $911 | dollars as filed | |
| NANOVIBRONIX INC | 63008J603 | COM NEW | 1,487 | $910 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 49 | $904 | dollars as filed | |
| LEMONADE INC | 52567D115 | *W EXP 02/09/202 | 28,194 | $902 | dollars as filed | |
| UCOMMUNE INTERNATIONAL LTD | G9449A134 | ORD SHS CL A NEW | 604 | $900 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y475 | INNOVATOR US EQ | 28 | $887 | dollars as filed | |
| TIDAL TR II | 88636J808 | CNIC ICE US CARB | 42 | $885 | dollars as filed | |
| ROUNDHILL MEMORY ETF | 77926X106 | SHS | 30 | $884 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 1,708 | $884 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y723 | POWER BUFFER SET | 28 | $883 | dollars as filed | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 705 | $874 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G524 | ALERIAN GLXY BLK | 41 | $874 | dollars as filed | |
| BLEUACACIA LTD | G11728105 | CLASS A ORD SHS | 80 | $874 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 443 | $873 | dollars as filed | |
| TEAM INC | 878155308 | COM NEW | 57 | $869 | dollars as filed | |
| RBB FD INC | 74933W577 | SGI DIVERSI TAC | 28 | $868 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U110 | *W EXP 08/31/202 | 3,629 | $867 | dollars as filed | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 2,795 | $856 | dollars as filed | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 74 | $853 | dollars as filed | |
| ABOVE FOOD INGREDIENTS INC | 00373V118 | *W EXP 06/28/202 | 47,317 | $852 | dollars as filed | |
| TIDAL ETF TR | 886364579 | NEWDAY OCN HEALT | 33 | $850 | dollars as filed | |
| Cingulate Inc W Exp 12/10/202 | 17248W113 | Warrant | 12,297 | $848 | dollars as filed | |
| HARBOR ETF TRUST | 41151J307 | DISRUPTIVE INNOV | 53 | $847 | dollars as filed | |
| TIDAL TRUST I | 886364389 | CMN | 41 | $846 | dollars as filed | |
| WINVEST ACQUISITION CORP (U.S.) | 97655B109 | COM | 74 | $842 | dollars as filed | |
| PULMATRIX INC | 74584P301 | COM | 392 | $839 | dollars as filed | |
| COLUMBIA SHRT DUR HI YLD ETF | 19761L847 | COM | 41 | $831 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | G6363K106 | CL A | 78 | $831 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524664 | ARIEL OPPOR ETF | 31 | $823 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y269 | INNOVATOR GW 100 | 31 | $819 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F417 | FT VEST U.S | 35 | $818 | dollars as filed | |
| AMPLIFY ETF TR | 032108797 | mc | 37 | $816 | dollars as filed | |
| THEMES ETF TR | 882927205 | CLOUD COMPUTING | 29 | $815 | dollars as filed | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 34 | $810 | dollars as filed | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 54 | $805 | dollars as filed | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 495 | $802 | dollars as filed | |
| NORTHERN LTS FD TR II | 66538F199 | BEACON UNIFIED C | 27 | $801 | dollars as filed | |
| TIDAL TRUST I | 886364660 | ZEGA BUY HED ETF | 39 | $799 | dollars as filed | |
| GLOBAL X FDS | 37960A560 | BRAZIL ACTVE ETF | 32 | $794 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 86 | $791 | dollars as filed | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 81 | $786 | dollars as filed | |
| THE9 LTD | 88337K401 | SPON ADS | 116 | $783 | dollars as filed | |
| AGRICULTURE & NAT SOL ACQ CO | G0131Y100 | SHS CL A | 75 | $776 | dollars as filed | |
| KEEN VISION ACQUISITION CORP | G52443119 | SHS | 72 | $775 | dollars as filed | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 41 | $768 | dollars as filed | |
| ISHARES TR | 46436E692 | ESG AWARE 30/70 | 29 | $768 | dollars as filed | |
| LISTED FDS TR | 53656F268 | WAHED DOW JONES | 30 | $766 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | G6363K114 | *W EXP 09/01/202 | 8,464 | $762 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092279 | SUSTAINABLE U S | 28 | $759 | dollars as filed | |
| Better Home & Finance Holdin W Exp 08/22/202 | 08774B110 | SPAC Combination | 10,834 | $758 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66537J838 | MONARCH SEL SUBS | 26 | $754 | dollars as filed | |
| CN HEALTHY FOOD TECH GROUP C | 462837105 | COM | 74 | $754 | dollars as filed | |
| Adagio Med Hldgs Inc Com | 00534B100 | Common Stock | 291 | $751 | dollars as filed | |
| DBX ETF TR | 233051127 | XTRACKERS S&P MD | 24 | $741 | dollars as filed | |
| SPINNAKER ETF SERIES | 84858T855 | NORTH SHORE EQTY | 69 | $741 | dollars as filed | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 100 | $739 | dollars as filed | call |
| EXCHANGE LISTED FDS TR | 30151E715 | ETC CABANA TARGT | 29 | $737 | dollars as filed | |
| CAMBRIA ETF TR | 132061839 | TRINITY | 28 | $736 | dollars as filed | |
| GLOBAL X FDS | 37960A404 | NASDAQ 100 TAI | 24 | $728 | dollars as filed | |
| FREIGHTOS LTD ORD | g51405101 | COM | 505 | $727 | dollars as filed | |
| ETFIS SER TR I | 26923G848 | VIRTUS WMC INTNL | 25 | $725 | dollars as filed | |
| HENNESSY FDS TR | 42588P692 | SUSTAINABLE ETF | 23 | $720 | dollars as filed | |
| PROCESSA PHARMACEUTICALS INC | 74275C304 | COM SHS | 521 | $714 | dollars as filed | |
| GLOBAL X FDS | 37960A750 | HEALTH CARE COVR | 27 | $708 | dollars as filed | |
| FUEL TECH INC | 359523107 | COM | 673 | $707 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H828 | ALLIANZIM US EQT | 21 | $692 | dollars as filed | |
| LIXTE BIOTECHNOLOGY HLDGS IN | 539319301 | COM | 367 | $686 | dollars as filed | |
| NRX PHARMACEUTICALS INC | 629444118 | *W EXP 05/24/202 | 15,251 | $686 | dollars as filed | |
| ADVISOR MANAGED PORTFOLIOS | 00777X553 | MILL VA LEVE ETF | 22 | $685 | dollars as filed | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 25 | $678 | dollars as filed | |
| TIDAL TRUST II | 88636J501 | DGA CO PL AB ETF | 29 | $672 | dollars as filed | |
| QTREX QUANTUM LTD | M53637118 | *W EXP 07/16/202 | 2,312 | $670 | dollars as filed | |
| GRIID INFRASTRUCTURE INC | 398501114 | *W EXP 12/29/202 | 19,498 | $663 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N629 | T REX 2X LNG APP | 19 | $657 | dollars as filed | |
| ARCADIA BIOSCIENCES INC | 039014303 | COM | 239 | $652 | dollars as filed | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 131 | $650 | dollars as filed | |
| INDAPTUS THERAPEUTICS INC (US) Old | 45339J105 | COM | 522 | $647 | dollars as filed | |
| SWVL HOLDINGS CORP | G86302125 | CLASS A ORD NEW | 222 | $644 | dollars as filed | |
| FAT BRANDS INC | 30258N121 | *W EXP 07/16/202 | 268 | $643 | dollars as filed | |
| NETCAPITAL INC | 64113L202 | COM NEW | 403 | $641 | dollars as filed | |
| EXELA TECHNOLOGIES INC | 30162V607 | CONV | 400 | $640 | dollars as filed | |
| FRESH2 GROUP INC | 03635R305 | COM | 497 | $636 | dollars as filed | |
| TIDAL TRUST I | 886364850 | LEATHERBACK LNG | 23 | $635 | dollars as filed | |
| PACER FDS TR | 69374H840 | WEALTHSHIELD | 20 | $632 | dollars as filed | |
| GAMESQUARE HLDGS INC | 36468G103 | Common Stock | 856 | $625 | dollars as filed | |
| INTERLINK ELECTRS INC | 458751302 | COM NEW | 172 | $624 | dollars as filed | |
| GENERATION INCOME PPTYS INC | 37149D113 | *W EXP 99/99/999 | 2,600 | $624 | dollars as filed | |
| MULLEN AUTOMOTIVE INC (US) Old | 62526P505 | COM NEW | 198 | $624 | dollars as filed | |
| AYTU BIOPHARMA INC | 054754858 | COM | 260 | $611 | dollars as filed | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 57 | $611 | dollars as filed | |
| PROSHARES TR | 74347G630 | ULTRASHORT CONSM | 53 | $610 | dollars as filed | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 500 | $610 | dollars as filed | |
| FISCALNOTE HOLDINGS INC | 337655112 | *W EXP 07/29/202 | 5,508 | $606 | dollars as filed | |
| GROVE COLLABORATIVE HOLDINGS | 39957D201 | Common Stock | 444 | $599 | dollars as filed | |
| CYCURION INC | 95758L115 | *W EXP 02/13/203 | 28,328 | $595 | dollars as filed | |
| ISHARES BREAKTHROUGH ENVIRONMENTAL SOLUTIONS ETF | 46436E197 | ETF | 26 | $590 | dollars as filed | |
| INFOBIRD CO LTD | G47724300 | COM NEW | 262 | $590 | dollars as filed | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 610 | $586 | dollars as filed | |
| GREENLAND MINES LTD | 49876K111 | *W EXP 06/21/202 | 14,574 | $583 | dollars as filed | |
| STARBOARD INVT TR | 85521B775 | RH TACTICAL ROT | 37 | $582 | dollars as filed | |
| VISIONARY HOLDINGS INC | 92838F200 | COM NEW | 241 | $578 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 1,872 | $577 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 2,501 | $575 | dollars as filed | |
| THE ALGER ETF TRUST | 015564305 | WEATHERBIE END | 23 | $574 | dollars as filed | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 85 | $573 | dollars as filed | |
| NOCO NOCO INC | G7243P117 | *W EXP 08/25/202 | 81,591 | $571 | dollars as filed | |
| WISDOMTREE TR | 97717Y436 | US SMAL QU GR FD | 21 | $570 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L581 | ADAPTIVE CORE | 26 | $569 | dollars as filed | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 20 | $569 | dollars as filed | |
| ELECTRO-SENSORS INC | 285233102 | COM | 146 | $569 | dollars as filed | |
| UNITY BIOTECHNOLOGY INC COM NEW | 91381U200 | Stock | 387 | $569 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AD2 | NOTE 1.250% 9/1 | 500 | $567 | dollars as filed | principal |
| COLLABORATIVE INVESTMNT SER | 19423L573 | GOOS HOL TAC ETF | 19 | $566 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J305 | COM SHS | 651 | $566 | dollars as filed | |
| AUDDIA INC | 05072K115 | *W EXP 02/19/202 | 12,252 | $564 | dollars as filed | |
| COMPASS DIGITAL ACQUISITN CO | G2476C107 | CLASS A ORD | 52 | $564 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L107 | WTS | 2,850 | $559 | dollars as filed | |
| HUB CYBER SECURITY LTD | M6000J127 | WTS | 39,769 | $557 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 11 | $553 | dollars as filed | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 8 | $552 | dollars as filed | |
| WHERE FOOD COMES FROM INC | 96327X200 | COM NEW | 51 | $550 | dollars as filed | |
| NUTRIBAND INC | 67092M125 | *W EXP 99/99/999 | 415 | $548 | dollars as filed | |
| PACER FDS TR | 69374H691 | mc | 14 | $547 | dollars as filed | |
| STEAKHOLDER FOODS LTD | 583435201 | COM | 181 | $543 | dollars as filed | |
| ADVISORS SER TR | 00770X246 | LOGAN CAP BRD IN | 11 | $538 | dollars as filed | |
| BIOAFFINITY TECHNOLOGIES INC | 09076W117 | *W EXP 09/07/202 | 467 | $537 | dollars as filed | |
| OKYO PHARMA LTD | G6724L116 | SHS NEW | 525 | $536 | dollars as filed | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 2,800 | $532 | dollars as filed | |
| FEDERATED HERMES SHORT DURATION HIGH YIELD ETF | 31423L206 | ETF | 23 | $532 | dollars as filed | |
| NULL | 09071M205 | NULL | 984 | $527 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 9 | $526 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 9 | $526 | dollars as filed | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 23 | $524 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 500 | $522 | dollars as filed | principal |
| TIDAL TRUST I | 886364595 | UPAR ULTRA RISK | 35 | $519 | dollars as filed | |
| MADISON ETFS TRUST | 557441201 | SHOR TERM ST ETF | 25 | $518 | dollars as filed | |
| MORGAN STANLEY ETF TR | 61774R874 | ETFs | 18 | $517 | dollars as filed | |
| ILEARNINGENGINES INC | 45175Q114 | WARR | 1,951 | $517 | dollars as filed | |
| THEMES ETF TR | 882927882 | US CASH FLOW ETF | 17 | $513 | dollars as filed | |
| OLB GROUP INC | 67086U406 | COM | 200 | $512 | dollars as filed | |
| Leuthold Core ETF | 527289789 | ETF | 14 | $496 | dollars as filed | |
| LONGEVITY HEALTH HLDGS INC | 142922111 | WT | 8,976 | $494 | dollars as filed | |
| DBX ETF TR | 23306X803 | XTRACKERS CYBER | 15 | $488 | dollars as filed | |
| FOCUS IMPACT ACQUISITION COR | 34417L109 | COM | 41 | $487 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 412 | $482 | dollars as filed | |
| TEXAS COMMUNITY BANCSHARES I | 88231Q108 | COM | 32 | $472 | dollars as filed | |
| HERITAGE GLOBAL INC | 42727E103 | COM | 276 | $469 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N533 | MULTI QIS ALTERN | 19 | $467 | dollars as filed | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 4 | $466 | dollars as filed | |
| BANK MONTREAL MEDIUM C | 06368L205 | ALL LKD 41 | 27 | $466 | dollars as filed | |
| INVESTMENT MANAGERS SER TR I | 46144X438 | AXS REAL ESTATE | 19 | $463 | dollars as filed | |
| PALLADYNE AI CORP | 80359A205 | COMMON STOCK | 257 | $460 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 61 | $460 | dollars as filed | |
| AEYE INC | 008183113 | *W EXP 09/30/202 | 57,438 | $460 | dollars as filed | |
| GLOBAL X FDS | 37960A727 | BLOCKCHAIN & BIT | 7 | $458 | dollars as filed | |
| AIRSHIP AI HLDGS INC | 008940116 | *W EXP 12/21/202 | 2,178 | $457 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N121 | *W EXP 03/31/202 | 56,978 | $456 | dollars as filed | |
| IPOWER INC | 46265P107 | CL A | 250 | $453 | dollars as filed | |
| PROSHARES TR | 74347B284 | SHT MSCI NEW | 30 | $450 | dollars as filed | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 50,006 | $450 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 121 | $448 | dollars as filed | |
| BIODESIX INC | 09075X108 | COM | 250 | $445 | dollars as filed | |
| GLOBAL X CLEAN WATER ETF | 37954Y186 | ETF | 24 | $444 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 10 | $436 | dollars as filed | |
| CARTESIAN GROWTH CORP II | G19305112 | COM | 38 | $436 | dollars as filed | |
| USCF ETF TR | 90290T841 | SUSTAINABLE BAT | 30 | $428 | dollars as filed | |
| EVOKE PHARMA INC | 30049G302 | COM | 90 | $428 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751202 | COM | 46 | $426 | dollars as filed | |
| RIGEL RESOURCE ACQ CORP | G7573M106 | CL A ORD SHS | 37 | $426 | dollars as filed | |
| COLISEUM ACQUISITION CORP | G2263T123 | COM | 38 | $422 | dollars as filed | |
| ATIF HOLDINGS LIMITED | G0602B209 | ORD SHS NEW | 409 | $417 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R306 | HIPS US HIGH INC | 32 | $415 | dollars as filed | |
| Pearl Holdings Acquisition Corp | G44525114 | Warrant | 16,440 | $411 | dollars as filed | |
| WTS/CIIG CAPITAL PARTNERS II INC 0.0000EXP03/03/20 | G9889X115 | COM | 40,845 | $408 | dollars as filed | |
| ICORECONNECT INC | 450958103 | COM | 1,161 | $406 | dollars as filed | |
| CEA INDUSTRIES INC | 86887P119 | *W EXP 02/11/202 | 56,907 | $398 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 63 | $397 | dollars as filed | |
| PUTNAM ETF TRUST | 746729706 | PANAGORA ESG | 17 | $395 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 681 | $395 | dollars as filed | |
| GAXOS.AI INC | 62911P300 | COM | 244 | $388 | dollars as filed | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 12 | $386 | dollars as filed | |
| CENNTRO INC | 150964104 | cs | 330 | $386 | dollars as filed | |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 7,709 | $385 | dollars as filed | |
| NIOCORP DEVS LTD | 654484153 | *W EXP 03/17/202 | 3,061 | $383 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N624 | PROPE OPPOR ETF | 16 | $383 | dollars as filed | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 546 | $382 | dollars as filed | |
| CARDIO DIAGNOSTICS HOLDGS IN | 14159C111 | *W EXP 10/25/202 | 9,737 | $380 | dollars as filed | |
| KRANESHARES TRUST | 500767454 | GLOBAL LUXURY ID | 15 | $379 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y722 | REAL EST ACT ETF | 14 | $377 | dollars as filed | |
| Cyclerion Therapeutics Inc | 23255M204 | COM | 145 | $376 | dollars as filed | |
| LISATA THERAPEUTICS INC | 128058302 | COM | 125 | $375 | dollars as filed | |
| SALARIUS PHARMACEUTICALS INC | 79400X404 | COM | 260 | $375 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 480 | $373 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 68 | $372 | dollars as filed | |
| BITWISE FUNDS TRUST | 091748103 | WEB3 ETF | 8 | $372 | dollars as filed | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 8,023 | $369 | dollars as filed | |
| PUTNAM ETF TRUST | 746729805 | BIOREVOLUTION | 11 | $364 | dollars as filed | |
| GORILLA TECHNOLOGY GROUP INC | G4000K118 | *W EXP 99/99/999 | 8,651 | $363 | dollars as filed | |
| REZOLVE AI PLC | G75398118 | *W EXP 08/15/202 | 2,004 | $361 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A347 | AAM S&P DEV MK | 15 | $361 | dollars as filed | |
| Ess Tech Inc W Exp 10/08/202 | 26916J114 | SPAC Combination | 9,613 | $356 | dollars as filed | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 21 | $355 | dollars as filed | |
| TIDAL TRUST II | 88636J261 | CMN | 14 | $354 | dollars as filed | |
| PACER FDS TR | 69374H410 | BLUESTAR ENG THE | 16 | $353 | dollars as filed | |
| BYNORDIC ACQUISITION CL A ORD | 124420100 | COM | 31 | $352 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188804 | SUSTAINABLE LOW | 7 | $352 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q725 | ANFIELD DYNAMIC | 40 | $351 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D770 | STRUCTURED CR IN | 17 | $350 | dollars as filed | |
| CBDMD INC | 12482W200 | 8% SER A CUM PFD | 580 | $348 | dollars as filed | |
| ENVERIC BIOSCIENCES INC | 29405E208 | COM NEW | 731 | $346 | dollars as filed | |
| ROBO.AI INC. CLASS B ORD SHS | G6693P106 | Stock | 474 | $341 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 51 | $341 | dollars as filed | |
| NULL | 103197208 | NULL | 638 | $338 | dollars as filed | |
| GCT SEMICONDUCTOR HLDG INC | 36170N115 | W EXP 03/01/202 | 2,572 | $334 | dollars as filed | |
| STRYVE FOODS INC | 863685111 | COM | 47,776 | $334 | dollars as filed | |
| VANECK ETF TRUST | 92189H854 | MOODYS ANLYT BBB | 15 | $331 | dollars as filed | |
| RELIANCE GLOBAL GROUP INC | 75946W116 | *W EXP 02/01/202 | 7,335 | $330 | dollars as filed | |
| OXBRIDGE RE HLDGS LTD | G6856M114 | *W EXP 03/26/202 | 2,742 | $329 | dollars as filed | |
| DIGITAL BRANDS GROUP INC | 25401N127 | *W EXP 05/18/202 | 29 | $328 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 80 | $324 | dollars as filed | |
| JAYUD GLOBAL LOGISTICS LTD | G5084H103 | ORD SHS CL A | 394 | $319 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-24-011557 | this filing | 2024-11-14 | acceptance time not in the bulk data set |