13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-14, with 9,448 holding rows worth $459,013,256,203.
- Accession
- 0000950123-24-011557
- Filer
- CIK 1610520
- Filed
- 2024-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A combination report, 22,560 entries on the cover page, a total value of $459,013,256,203 stated on the cover page (in dollars after the unit check, H1), rows summing to $459,013,256,203 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS AM, a distinct business unit of UBS Asset Management Americas LLC 028-02682
- reports for this filerOCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 028-06327
- included managerUBS Financial Services Inc 028-11496
- included managerCredit Suisse International 028-11516
- included managerCredit Suisse Hedging-Griffo Wealth Management S.A. 028-13460
- included managerCredit Suisse Securities (Canada), Inc. 028-13203
- included managerCredit Suisse Securities (USA) LLC 028-11380
- included managerCREDIT SUISSE CAPITAL LLC 028-11477
- included managerCredit Suisse (Italy) S.p.A. 028-13035
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21410
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
- included managerUBS (Monaco) S.A. 028-22657
- included managerCredit Suisse (UK) Limited
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AXIL BRANDS INC | 76151R206 | COM NEW | 1,399 | $6,016 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C855 | ISHA LA CORE ETF | 187 | $6,015 | dollars as filed | |
| MOOG INC | 615394301 | CL B | 30 | $6,012 | dollars as filed | |
| BELITE BIO INC | 07782B104 | CMN | 128 | $6,001 | dollars as filed | |
| VERSUS SYSTEMS INC | 92535P873 | COM NEW | 5,017 | $5,995 | dollars as filed | |
| HEALTHY CHOICE WELLNESS CLASS A | 42227T105 | COMMON STOCK | 2,404 | $5,986 | dollars as filed | |
| THEMES ETF TR | 882927304 | CYBERSECURITY | 206 | $5,984 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 103 | $5,974 | dollars as filed | |
| CDT ENVIRONMENTAL TECHNOLOGY | G2030P107 | SHS | 1,636 | $5,971 | dollars as filed | |
| IZEA WORLDWIDE INC | 46604H204 | CMN | 2,169 | $5,965 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B642 | APTUS ENHANCED | 257 | $5,965 | dollars as filed | |
| FIRSTSUN CAP BANCORP | 33767U107 | COM | 140 | $5,964 | dollars as filed | |
| AMPLIFY ETF TR | 032108532 | WEIG LO DRUG ETF | 222 | $5,950 | dollars as filed | |
| TURNSTONE BIOLOGICS CORP | 90042W100 | COM | 10,643 | $5,929 | dollars as filed | |
| JACOB FDS INC | 469785703 | FORWARD ETF | 549 | $5,918 | dollars as filed | |
| CISO GLOBAL INC | 15672X201 | COM NEW | 8,446 | $5,913 | dollars as filed | |
| AURELION INC | G7244A119 | USD CL A ORD SHS | 7,097 | $5,862 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 6,000 | $5,854 | dollars as filed | principal |
| BOGOTA FINL CORP | 097235105 | COM | 706 | $5,853 | dollars as filed | |
| NEUBERGER BERMAN ETF TRUST | 64135A606 | GLOBAL REAL ESTA | 195 | $5,844 | dollars as filed | |
| INCANNEX HEALTHCARE INC | 45333F109 | EQUITY | 2,935 | $5,841 | dollars as filed | |
| SENSTAR TECHNOLOGIES CORP | 81728N100 | CMN | 3,672 | $5,838 | dollars as filed | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M304 | SPONSORED ADR | 1,959 | $5,838 | dollars as filed | |
| GABELLI ETFS TRUST | 36261K301 | GLOB TEC LEA ETF | 220 | $5,830 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 127 | $5,814 | dollars as filed | |
| PHIO PHARMACEUTICALS CORP | 71880W501 | COM NEW | 1,685 | $5,813 | dollars as filed | |
| PARAZERO TECHNOLOGIES LTD | M7S13T102 | SHS | 9,390 | $5,803 | dollars as filed | |
| NeuroMetrix Inc (US) OLD | 641255880 | COM | 1,458 | $5,788 | dollars as filed | |
| PIERIS PHARMACEUTICALS INC | 720795202 | COM | 348 | $5,770 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 99 | $5,762 | dollars as filed | |
| TIDAL TRUST II | 88636J873 | BLUE CH ASSE ETF | 232 | $5,754 | dollars as filed | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 575 | $5,744 | dollars as filed | |
| NOVA MINERALS LTD | 66982D112 | *W EXP 07/24/202 | 4,555 | $5,739 | dollars as filed | |
| PROSHARES TR | 74347G721 | ULSHRT UTILS NEW | 761 | $5,738 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 6,000 | $5,718 | dollars as filed | principal |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 3,650 | $5,658 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 51 | $5,656 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 185 | $5,655 | dollars as filed | |
| JIN MED INTL LTD. | G5140V112 | SHS NEW | 2,096 | $5,638 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 6,570 | $5,611 | dollars as filed | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 8,896 | $5,604 | dollars as filed | |
| CEPTON INC | 15673X200 | COM | 1,792 | $5,591 | dollars as filed | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 2,357 | $5,586 | dollars as filed | |
| RIGETTI COMPUTING INC | 76655K111 | *W EXP 03/02/202 | 60,654 | $5,580 | dollars as filed | |
| NKGen Biotech Inc | 65488A101 | Equity | 14,646 | $5,536 | dollars as filed | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 132 | $5,533 | dollars as filed | |
| MOBIX LABS INC | 60743G100 | COM CL A | 5,213 | $5,526 | dollars as filed | |
| CELLECTAR BIOSCIENCES INC | 15117F807 | COM | 2,577 | $5,515 | dollars as filed | |
| COLUMBIA ETF TR I | 19761L706 | RESH ENHNC COR | 162 | $5,493 | dollars as filed | |
| CHENGHE ACQUISITION II CO | G20873124 | UNIT 05/30/2031 | 545 | $5,477 | dollars as filed | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 191 | $5,470 | dollars as filed | |
| TOP FINANCIAL GROUP LTD | G989A6102 | SHS CL A | 2,825 | $5,452 | dollars as filed | |
| RBB FD INC | 74933W528 | US TREAS 7 YR NT | 110 | $5,441 | dollars as filed | |
| NEUBERGER BERMAN ETF TRUST | 64135A507 | CHINA EQUITY ETF | 203 | $5,418 | dollars as filed | |
| INFLECTION PT ACQUISITN CRP | G4790U128 | UNIT 08/29/2031 | 500 | $5,415 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 145 | $5,414 | dollars as filed | |
| PGIM ETF TR | 69344A784 | SHRT DUR HGH YLD | 106 | $5,413 | dollars as filed | |
| ENLIVEX LTD | M4130Y106 | CMN | 3,217 | $5,405 | dollars as filed | |
| NEOS ETF TRUST | 78433H683 | MAST GLOBAL BATT | 200 | $5,372 | dollars as filed | |
| Avantis Emerging Markets Value ETF | 025072372 | SHS | 103 | $5,370 | dollars as filed | |
| GOLDMAN SACHS ETF TRUST II | 38150W107 | MARKETBETA US EQ | 108 | $5,362 | dollars as filed | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 45 | $5,357 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H836 | US LRGCP B10 DEC | 168 | $5,353 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F334 | FT VEST U.S. | 159 | $5,348 | dollars as filed | |
| IF BANCORP INC | 44951J105 | COM | 265 | $5,345 | dollars as filed | |
| DBX ETF TR | 233051226 | CMN | 187 | $5,322 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2,000 | $5,320 | dollars as filed | call |
| ISHARES TR LIFEPATH TGT2060 | 46438G752 | UIT EXCHANGE TRADED | 165 | $5,310 | dollars as filed | |
| JVSPAC ACQUISITION CORP | G5212E139 | COM | 500 | $5,300 | dollars as filed | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 1,977 | $5,298 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 5,500 | $5,294 | dollars as filed | principal |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 2,900 | $5,278 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25461A106 | CMN | 258 | $5,276 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 11,828 | $5,276 | dollars as filed | |
| HEARTBEAM INC | 42238H116 | *W EXP 10/31/202 | 8,767 | $5,260 | dollars as filed | |
| KRANESHARES TRUST | 500767561 | EUROPEAN CARBON | 228 | $5,259 | dollars as filed | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 2,650 | $5,247 | dollars as filed | |
| TRIO TECH INTL | 896712205 | COM NEW | 937 | $5,191 | dollars as filed | |
| STRATEGY SHS | 86280R886 | NEWFOUND RESLV | 165 | $5,189 | dollars as filed | |
| CHECK CAP LTD | M2361E179 | SHS | 4,102 | $5,169 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 1,500 | $5,154 | dollars as filed | principal |
| UNIFIED SER TR | 90470L527 | ONEASCENT LARGE | 176 | $5,147 | dollars as filed | |
| ATI PHYSICAL THERAPY INC | 00216W208 | Common Stock | 843 | $5,142 | dollars as filed | |
| READING INTL INC | 755408200 | CL B | 624 | $5,123 | dollars as filed | |
| LI-CYCLE HLDGS CORP F | 50202P204 | FOREIGN CANADIAN | 2,338 | $5,120 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 75 | $5,112 | dollars as filed | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,980 | $5,108 | dollars as filed | |
| LISTED FDS TR | 53656F888 | SHARES SML CAP | 141 | $5,102 | dollars as filed | |
| Yalla Group Ltd | 98459U103 | COM | 1,121 | $5,089 | dollars as filed | |
| Greenlane Holdings Inc | 395330400 | CL A NEW | 1,036 | $5,076 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072521 | QUALITY CONVER | 113 | $5,072 | dollars as filed | |
| WISDOMTREE TR | 97717Y675 | TARGET RANGE FD | 205 | $5,068 | dollars as filed | |
| FLAG SHIP ACQUISITION CORP | G3530C133 | UNIT 05/22/2029 | 500 | $5,055 | dollars as filed | |
| ENGLOBAL CORP | 293306205 | COMMON | 3,979 | $5,054 | dollars as filed | |
| ENDAVA PLC ADS | 29260V105 | ADR | 197 | $5,031 | dollars as filed | |
| PINSTRIPES HOLDINGS INC CL A COM | 06690B107 | Stock | 6,558 | $5,030 | dollars as filed | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 103 | $5,029 | dollars as filed | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 225 | $5,029 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C623 | EMERGING MKT PWR | 187 | $5,026 | dollars as filed | |
| INNOVATION BEVERAGE GROUP LT | Q4933C117 | SHS NEW | 2,515 | $5,017 | dollars as filed | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 87 | $5,016 | dollars as filed | |
| JERASH HLDGS US INC | 47632P101 | CMN | 1,661 | $5,000 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y129 | GROW 100 PWR AUG | 200 | $4,997 | dollars as filed | |
| LIVE VENTURES INC | 538142308 | COM NEW | 326 | $4,978 | dollars as filed | |
| SB FINL GROUP INC | 78408D105 | COM | 242 | $4,976 | dollars as filed | |
| NATERA INC | 632307AB0 | BOND | 1,500 | $4,964 | dollars as filed | principal |
| NEURONETICS INC | 64131A105 | COM | 6,510 | $4,947 | dollars as filed | |
| LONGEVITY HEALTH HLDGS INC | 142922103 | COM | 12,282 | $4,937 | dollars as filed | |
| BELLEVUE LIFE SCNCS AQSTN CO | 079174207 | UNIT 02/09/2028 | 500 | $4,925 | dollars as filed | |
| NULL | 301505525 | NULL | 255 | $4,915 | dollars as filed | |
| X3 HOLDINGS CO LTD SHS NEW | G72007126 | Stock | 24,957 | $4,892 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q126 | RLTY INCOME ETF | 96 | $4,890 | dollars as filed | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 1,906 | $4,861 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 2,762 | $4,861 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B255 | NYLI GLO R&D ETF | 160 | $4,840 | dollars as filed | |
| SUPERX AI TECHNOLOGY LTD USD ORD SHS NEW | G5294K110 | Stock | 1,056 | $4,836 | dollars as filed | |
| CEA INDUSTRIES INC | 86887P309 | COM | 678 | $4,834 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER ETF JUNE | 45782C730 | ETF | 145 | $4,818 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,872 | $4,811 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 8,566 | $4,797 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q807 | BETA EM MKTS ETF | 86 | $4,784 | dollars as filed | |
| TIDAL TRUST I | 886364272 | AZTLA NORTH ETF | 211 | $4,774 | dollars as filed | |
| MEXCO ENERGY CORP | 592770101 | COM | 393 | $4,771 | dollars as filed | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 423 | $4,767 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H604 | FUND | 127 | $4,766 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 193 | $4,763 | dollars as filed | |
| AVEPOINT INC | 053604112 | *W EXP 09/18/202 | 1,785 | $4,730 | dollars as filed | |
| LQR HSE INC | 50215C208 | COM NEW | 8,616 | $4,730 | dollars as filed | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 1,554 | $4,724 | dollars as filed | |
| WISDOMTREE TR | 97717Y592 | BATTERY VL CHAIN | 173 | $4,724 | dollars as filed | |
| EXPION360 INC | 30218B100 | COM | 90,726 | $4,718 | dollars as filed | |
| BRANCHOUT FOOD INC | 105230106 | COM | 2,947 | $4,715 | dollars as filed | |
| INKT | 603693102 | Stock | 6,212 | $4,659 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X754 | BLOOMBERG EMMKT | 195 | $4,645 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 5,957 | $4,623 | dollars as filed | |
| HITEK GLOBAL INC | G45139105 | USD CL A SHS | 3,279 | $4,591 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013104 | COM | 406 | $4,580 | dollars as filed | |
| LGL GROUP INC | 50186A108 | COM | 745 | $4,567 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y509 | CMN | 127 | $4,556 | dollars as filed | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 2,595 | $4,543 | dollars as filed | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 160 | $4,511 | dollars as filed | |
| PGIM ETF TR | 69344A859 | PORTFLIO BALLAST | 150 | $4,452 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI SPONSORED ADS | 20441B704 | ADR | 710 | $4,438 | dollars as filed | |
| MORGAN STANLEY ETF TRUST | 61774R700 | EATO VA ULTR ETF | 87 | $4,413 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 163 | $4,401 | dollars as filed | |
| ADIAL PHARMACEUTICALS INC | 00688A205 | COM NEW | 4,404 | $4,400 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 272 | $4,391 | dollars as filed | |
| RETO ECO SOLUTIONS INC | G75271125 | COM CL A | 2,906 | $4,388 | dollars as filed | |
| ICAD INC | 44934S206 | COM NEW | 2,800 | $4,382 | dollars as filed | |
| BROOKSTONE VALUE STOCK ETF | 66537J705 | BROO VALU ST ETF | 138 | $4,358 | dollars as filed | |
| ATIXFY COMMUNICATIONS LTD | M82363124 | ORD SHS | 6,150 | $4,348 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y201 | QUALITY ETF | 61 | $4,341 | dollars as filed | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 646 | $4,322 | dollars as filed | |
| ISHARES U S ETF TR | 46431W580 | INFLATION HEDG | 161 | $4,316 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 117 | $4,302 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 109 | $4,301 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N106 | S&P 500 BUFFER | 153 | $4,301 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 81 | $4,293 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T826 | GLOBAL INFRASCTR | 132 | $4,290 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 100 | $4,277 | dollars as filed | call |
| STATE STREET SPDR BLOOMBERG EMERGING MARKETS USD BOND ETF | 78468R515 | ETF | 170 | $4,269 | dollars as filed | |
| Elicio Therapeutics Inc Com | 28657F103 | LST Equity Option | 848 | $4,266 | dollars as filed | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 764 | $4,255 | dollars as filed | |
| SPDR SERIES TRUST | 78468R630 | SP KENSHO FINAL | 84 | $4,252 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072141 | AVA MAR SMA ETF | 72 | $4,237 | dollars as filed | |
| ALPHA ARCHITECT TAIL RISK ETF | 02072L516 | ETF | 49 | $4,237 | dollars as filed | |
| Jowell Global Ltd | G5194C119 | COM | 2,412 | $4,223 | dollars as filed | |
| CSP INC | 126389105 | CMN | 325 | $4,222 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 79 | $4,209 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F751 | WINSLOW FOCUSED | 91 | $4,204 | dollars as filed | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 84 | $4,200 | dollars as filed | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 86 | $4,183 | dollars as filed | |
| MOTORSPORT GAMES INC | 62011B201 | CL A NEW | 2,699 | $4,183 | dollars as filed | |
| MONEYHERO LIMTED | G6202B101 | ORD SHS | 3,837 | $4,182 | dollars as filed | |
| ARB IOT GROUP LTD | G0447T100 | ORD SHS | 14,977 | $4,179 | dollars as filed | |
| MICROCLOUD HOLOGRAM INC | G55032208 | ORD SHS NEW | 11,602 | $4,177 | dollars as filed | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 3,611 | $4,153 | dollars as filed | |
| ATERIAN INC | 02156U200 | COM NEW | 1,441 | $4,151 | dollars as filed | |
| NULL | 83006G203 | NULL | 3,311 | $4,139 | dollars as filed | |
| Youdao Inc - Adr | 98741T104 | COM | 994 | $4,125 | dollars as filed | |
| BIOFRONTERA INC | 09077D209 | COM NEW | 3,099 | $4,122 | dollars as filed | |
| ISHARES TR | 46438G778 | LIFEPATH TGT2050 | 128 | $4,112 | dollars as filed | |
| TIDAL TRUST I | 886364637 | FOLI AL RATE ETF | 121 | $4,110 | dollars as filed | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 8,481 | $4,105 | dollars as filed | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 1,849 | $4,086 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G433 | MSCI CLIMATE 500 | 154 | $4,082 | dollars as filed | |
| TRAILBLAZER MERGER CORP I | 89278D109 | CL A | 371 | $4,081 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B733 | LHA MKT ST TCT Q | 123 | $4,068 | dollars as filed | |
| ABLE VIEW GLOBAL INC | G1149B108 | CL B ORD SHS | 4,249 | $4,037 | dollars as filed | |
| NANOVIRICIDES INC | 630087302 | COM | 2,687 | $4,031 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 2,439 | $4,024 | dollars as filed | |
| ELECTROVAYA INC | 28617B606 | COM | 1,725 | $4,019 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66537J846 | MONA DI PLUS ETF | 150 | $4,016 | dollars as filed | |
| CHICAGO ATLANTIC BDC INC | 828174102 | COM | 377 | $4,011 | dollars as filed | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L107 | CLASS A COM | 380 | $4,001 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 4,000 | $4,000 | dollars as filed | principal |
| BRIGHT MINDS BIOSCIENCES INC | 10919W405 | COMMON STOCK | 3,407 | $3,986 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 2,258 | $3,974 | dollars as filed | |
| DBX ETF TR | 233051259 | XTRACKERS HIGH | 93 | $3,972 | dollars as filed | |
| UNIFIED SER TR | 90470L550 | BALLAST SMLMD CP | 103 | $3,967 | dollars as filed | |
| Ontrak Inc. | 683373401 | COM | 1,630 | $3,961 | dollars as filed | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 1,334 | $3,935 | dollars as filed | |
| NORTHERN LIGHTS FD TR | 66538J738 | TOEWS AGLTY DNYM | 170 | $3,918 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 464 | $3,898 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 4,500 | $3,895 | dollars as filed | principal |
| TEVOGEN BIO HLDGS INC | 88165K101 | COM | 10,580 | $3,893 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 9,606 | $3,890 | dollars as filed | |
| Avantis International Large Cap Val ETF | 025072364 | SHS | 69 | $3,874 | dollars as filed | |
| PREDICTIVE ONCOLOGY INC | 74039M309 | COM | 4,908 | $3,868 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y525 | PREM INC 20 BARR | 162 | $3,865 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W500 | INNOV LEADE ETF | 115 | $3,865 | dollars as filed | |
| BIOMX INC | 09090D301 | COM | 3,785 | $3,861 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 2,571 | $3,857 | dollars as filed | |
| SEI EXCHANGE TRADED FUNDS | 81589A403 | QIM US LARGE VOL | 130 | $3,854 | dollars as filed | |
| USCF ETF TR | 90290T817 | ALUMINUM STRTGY | 116 | $3,846 | dollars as filed | |
| DBX ETF TR | 23306X100 | XTRACKERS RISK M | 160 | $3,845 | dollars as filed | |
| CLASS WORKSHOP GROUP LTD | 63903R106 | SPONSORED ADS | 2,451 | $3,828 | dollars as filed | |
| BTCS INC | 05581M404 | CMN | 3,295 | $3,822 | dollars as filed | |
| ADVISORSHARES TR | 00768Y487 | DORSY FSM US | 81 | $3,822 | dollars as filed | |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 303 | $3,818 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L877 | ROYCE QUANT SML | 90 | $3,781 | dollars as filed | |
| TEMA ETF TRUST | 87975E602 | US MANUFACTURING | 100 | $3,768 | dollars as filed | |
| PROFESIONALLY MANAGED PORTFO | 74316P637 | CMN | 114 | $3,767 | dollars as filed | |
| EVOTEC SE FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 30050E105 | Equity | 1,030 | $3,760 | dollars as filed | |
| BAKKT INC | 05759B305 | COMMON STOCK | 390 | $3,732 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V567 | GLOBAL CR ETF | 68 | $3,729 | dollars as filed | |
| MORGAN STANLEY ETF TRUST | 61774R809 | EATO VA YIEL ETF | 69 | $3,722 | dollars as filed | |
| AB U S | 00039J301 | MF Closed and MF Open | 53 | $3,718 | dollars as filed | |
| FINANCE OF AMERICA COS INC A | 31738L206 | COMMON STOCK | 321 | $3,714 | dollars as filed | |
| BARNES NOBLE EDUCATION INC | 06777U200 | COMMON STOCK | 400 | $3,704 | dollars as filed | |
| TRAWS PHARMA INC | 68232V884 | COM NEW | 630 | $3,704 | dollars as filed | |
| GENERATIONS BANCORP NY INC | 37149G108 | COM | 235 | $3,701 | dollars as filed | |
| TIGO ENERGY INC | 88675P103 | CMN | 2,176 | $3,699 | dollars as filed | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 58 | $3,691 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416870 | HART DI EQUI ETF | 66 | $3,670 | dollars as filed | |
| TIDAL TR II | 88636J196 | DEFIANCE DAILY T ADDED | 253 | $3,667 | dollars as filed | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 70 | $3,665 | dollars as filed | |
| BRENMILLER ENERGY LTD | M2R43K362 | SHS NEW | 4,517 | $3,654 | dollars as filed | |
| NOVONIX LIMITED | 67010L100 | SPONSORED ADS | 1,985 | $3,652 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 2,992 | $3,650 | dollars as filed | |
| CHARLES & COLVARD LTD | 159765205 | COM NEW | 2,110 | $3,650 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 88 | $3,634 | dollars as filed | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 4,721 | $3,630 | dollars as filed | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 122 | $3,622 | dollars as filed | |
| HYZON MOTORS INC | 44951Y201 | CL A NEW | 1,483 | $3,604 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 94 | $3,595 | dollars as filed | |
| CHEMOMAB THERAPEUTICS LTD | 16385C104 | SPONSORED ADS | 2,288 | $3,592 | dollars as filed | |
| AMESITE INC | 031094204 | CMN | 1,461 | $3,579 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33719L106 | NASDAQ LUX DIGI | 210 | $3,577 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 104 | $3,574 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N660 | IDX DY FI IN ETF | 149 | $3,567 | dollars as filed | |
| ISHARES TR | 46429B515 | CMN | 94 | $3,561 | dollars as filed | |
| SCILEX HOLDING CO | 80880W106 | COM | 3,849 | $3,560 | dollars as filed | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 47 | $3,556 | dollars as filed | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 74 | $3,545 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C507 | USD HI YLD TELEC | 101 | $3,542 | dollars as filed | |
| VIVOPOWER PLC | G9376R209 | CL A ORD SHS | 3,541 | $3,541 | dollars as filed | |
| TIDAL TRUST I | 886364843 | ATAC US ROTATION | 204 | $3,539 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092188 | METAVERSE ETF | 115 | $3,481 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 69 | $3,468 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 1,375 | $3,465 | dollars as filed | |
| WESTERN ASSET GBL HIGH INC F | 95766B117 | RIGHT 10/08/2024 | 314,572 | $3,460 | dollars as filed | |
| MONOPAR THERAPEUTICS INC | 61023L207 | COMMON STOCK | 512 | $3,451 | dollars as filed | |
| LARGO INC | 517097101 | COM | 1,651 | $3,451 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y202 | FUND | 100 | $3,450 | dollars as filed | |
| PACER FDS TR | 69374H451 | SWAN SOS FLEX | 122 | $3,444 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F391 | FT VEST U.S | 102 | $3,441 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B725 | GRAYSCALE FUTURE | 185 | $3,432 | dollars as filed | |
| CHEETAH MOBILE INC | 163075203 | CMN | 799 | $3,412 | dollars as filed | |
| POLAR PWR INC | 73102V105 | COM | 7,143 | $3,407 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y285 | INTL DE PW JUNE | 130 | $3,397 | dollars as filed | |
| SHF HOLDINGS INC | 824430102 | CLASS A COM | 6,142 | $3,397 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430164 | CMN | 70 | $3,371 | dollars as filed | |
| FLYEXCLUSIVE INC | 343928115 | *W EXP 99/99/999 | 13,428 | $3,370 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 98 | $3,366 | dollars as filed | |
| CONTEXT THERAPEUTICS INC | 21077P108 | COM | 1,717 | $3,365 | dollars as filed | |
| DOUBLELINE ETF TRUST | 25861R501 | COMMO STRAT ETF | 133 | $3,364 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 1,500 | $3,356 | dollars as filed | principal |
| SANGOMA TECHNOLOGIES CORP | 80100R408 | COM NEW | 623 | $3,352 | dollars as filed | |
| ADVISOR MANAGED PORTFOLIOS | 00777X538 | OPTI ST INDE ETF | 117 | $3,349 | dollars as filed | |
| PROSHARES TR | 74347G473 | SMART MATLS ETF | 98 | $3,346 | dollars as filed | |
| THERATECHNOLOGIES INC | 88338H704 | COM | 2,692 | $3,338 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 3,000 | $3,333 | dollars as filed | principal |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 2,313 | $3,331 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H307 | ALLIANZIM US EQ | 86 | $3,327 | dollars as filed | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 578 | $3,324 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N550 | VCTRYSHS INTL MO | 66 | $3,310 | dollars as filed | |
| ALAUNOS THERAPEUTICS INC | 98973P309 | COM NEW | 1,028 | $3,310 | dollars as filed | |
| LISTED FD TR | 53656F714 | TRUESHARES STRUC | 85 | $3,306 | dollars as filed | |
| HEARTSCIENCES INC | 42254E302 | COM | 681 | $3,303 | dollars as filed | |
| CAPTIVISION INC | G18932106 | USD ORD SHS | 1,676 | $3,293 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G856 | CMN | 73 | $3,292 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505475 | RANG NUCL RE ETF | 89 | $3,291 | dollars as filed | |
| TAO SYNERGIES INC | 87167T300 | COM | 1,087 | $3,283 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC | 046513206 | COM NEW | 402 | $3,268 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 169 | $3,267 | dollars as filed | |
| PROFESIONALLY MANAGED PORTFO | 74316P645 | CONG SMID GR ETF | 109 | $3,260 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 1,887 | $3,255 | dollars as filed | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 239 | $3,226 | dollars as filed | |
| Sharplink Gaming Inc | 820014108 | COM | 4,344 | $3,219 | dollars as filed | |
| AEYE INC | 008183204 | CL A NEW | 2,804 | $3,197 | dollars as filed | |
| PROCURE ETF TRUST II | 74280R304 | DISASTER REC STR | 82 | $3,195 | dollars as filed | |
| DT CLOUD STAR ACQUISITION CO | G2853N122 | UNIT 99/99/9999 | 316 | $3,188 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y699 | UNCAPPED ACCLRTD | 80 | $3,164 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072240 | AVANTIS INFLATIN | 49 | $3,159 | dollars as filed | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 92 | $3,152 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W754 | BLOOMBERG CLEAN | 82 | $3,152 | dollars as filed | |
| GDEV INC | G6529J209 | ORD SHS NEW | 128 | $3,137 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 200 | $3,126 | dollars as filed | put |
| TRIVAGO N V | 89686D303 | SPON ADS A SHS N | 1,805 | $3,123 | dollars as filed | |
| AI Transportation Acquisition Corp | G01490112 | COM | 298 | $3,123 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092238 | DIGITAL HLTH ETF | 151 | $3,120 | dollars as filed | |
| PROSHARES TR | 74347G515 | S&P KENSHO CLEA | 135 | $3,116 | dollars as filed | |
| NANO LABS LTD | G6391Y110 | COM | 4,031 | $3,103 | dollars as filed | |
| SPORTS ENTMT GAMING GLOBAL COM | 54570M207 | Stock | 5,164 | $3,093 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 307 | $3,076 | dollars as filed | |
| EA SERIES TRUST | 02072L730 | AOT GRWT AND INV | 74 | $3,058 | dollars as filed | |
| MDXHEALTH SA | B5950S113 | SHS NEW | 1,470 | $3,058 | dollars as filed | |
| ISHARES TR | 46436E247 | FUTU META TE ETF | 89 | $3,054 | dollars as filed | |
| AUBURN NATL BANCORP | 050473107 | COM | 133 | $3,046 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W111 | *W EXP 08/29/202 | 1,846 | $3,046 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 62 | $3,040 | dollars as filed | |
| HARBOR ETF TRUST | 41151J208 | ARES SYSTEMATIC | 68 | $3,033 | dollars as filed | |
| LEAD REAL ESTATE CO LTD | 52168R109 | COM | 1,926 | $3,026 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C814 | ISHA US SELE ETF | 100 | $3,021 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N868 | KINGS DIVID ETF | 100 | $3,018 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q584 | CONDCTR GBL EQTY | 222 | $3,013 | dollars as filed | |
| FAT BRANDS INC | 30258N600 | CLASS B COM | 621 | $3,012 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 3,000 | $2,987 | dollars as filed | principal |
| THE MARYGOLD COMPANIES INC | 57403M104 | COM | 2,052 | $2,975 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 68 | $2,974 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C243 | INVTOR 2 PLS 5 | 141 | $2,969 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 67 | $2,963 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 728 | $2,963 | dollars as filed | |
| KIDPIK CORP | 49382L207 | COM NEW | 1,376 | $2,958 | dollars as filed | |
| NULL | 62956D204 | NULL | 11,902 | $2,952 | dollars as filed | |
| SIMPPLE LTD | G8192U107 | SHS | 8,415 | $2,945 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 338 | $2,944 | dollars as filed | |
| EA SERIES TRUST | 02072L466 | EUCL FUN VAL ETF | 86 | $2,942 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 94 | $2,936 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 1,038 | $2,917 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505616 | ETC 6 QUALITY G | 95 | $2,913 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 3,000 | $2,913 | dollars as filed | principal |
| KANDI TECHNOLOGIES GROUP INC | G5214E103 | USD ORD SHS | 1,410 | $2,905 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66537J879 | BROOK ACTIV ETF | 95 | $2,902 | dollars as filed | |
| PROSHARES TR | 74347G317 | SUPPLY CHAIN LOG | 69 | $2,894 | dollars as filed | |
| PACER FDS TR | 69374H394 | BLUESTAR DIG ENT | 117 | $2,888 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 77 | $2,884 | dollars as filed | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 71 | $2,882 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T728 | POLEN CAP CHINA | 239 | $2,875 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 3,783 | $2,867 | dollars as filed | |
| DARE BIOSCIENCE INC | 23666P200 | COM NEW | 885 | $2,867 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 3,000 | $2,864 | dollars as filed | principal |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 358 | $2,864 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072539 | QUALITY PREFER | 75 | $2,858 | dollars as filed | |
| DBX ETF TR | 23306X852 | XTRACKERS CALIF | 112 | $2,845 | dollars as filed | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635804 | COM NEW | 1,106 | $2,831 | dollars as filed | |
| NUSHARES ETF TR | 67092P789 | GLOBAL NET ZERO | 85 | $2,828 | dollars as filed | |
| MORGAN STANLEY ETF TRUST | 61774R403 | CMN | 47 | $2,827 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 770 | $2,826 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 3,289 | $2,818 | dollars as filed | |
| Avantis Moderate Allocation ETF | 025072182 | SHS | 47 | $2,810 | dollars as filed | |
| ALPHA TAU MEDICAL LTD | M0740A108 | ORDINARY SHARES | 1,179 | $2,806 | dollars as filed | |
| GABELLI ETFS TRUST | 36261K103 | LOVE OUR PLANET | 100 | $2,806 | dollars as filed | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 95 | $2,794 | dollars as filed | |
| ADVISOR MANAGED PORTFOLIOS | 00777X660 | CMN | 66 | $2,780 | dollars as filed | |
| ADVISORS INNER CIRCLE FD III | 00775Y728 | RAYLIANT NXTGEN | 90 | $2,778 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 1,500 | $2,775 | dollars as filed | principal |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 151 | $2,769 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 89 | $2,768 | dollars as filed | |
| PROSHARES TR | 74348A566 | MERGER ETF | 66 | $2,760 | dollars as filed | |
| ENGENE HOLDINGS INC | 29286M113 | W EXP 10/31/2028 | 3,208 | $2,759 | dollars as filed | |
| GEOVAX LABS INC | 373678606 | COM SHS | 1,141 | $2,750 | dollars as filed | |
| BAOSHENG MEDIA GROUP HLDNG | G08908124 | SHS NEW | 1,018 | $2,749 | dollars as filed | |
| LISTED FD TR | 53656F672 | TRUESHARES DEC | 74 | $2,749 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L207 | CMN | 89 | $2,744 | dollars as filed | |
| Cango Inc/KY | 137586103 | ADS | 1,541 | $2,743 | dollars as filed | |
| CBL INTL LTD | G1991X109 | ORDINARY SHARES | 4,414 | $2,741 | dollars as filed | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 70 | $2,740 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 2,342 | $2,740 | dollars as filed | |
| ISHARES TR | 46436E395 | EMERGNT FD & AGT | 130 | $2,736 | dollars as filed | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 896 | $2,733 | dollars as filed | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 1,000 | $2,730 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C128 | GROWTH ACCELRTD | 97 | $2,711 | dollars as filed | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 57 | $2,697 | dollars as filed | |
| TIAN RUIXIANG HOLDINGS LTD (US) OLD | G8884K128 | CL A ORD SHS NEW | 1,266 | $2,697 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N678 | IDX DYNAMIC INNO | 96 | $2,696 | dollars as filed | |
| AXON ENTERPRISE INC | 05464CAB7 | NOTE 0.500%12/1 | 1,500 | $2,690 | dollars as filed | principal |
| INTELLIGENT BIO SOLUTIONS IN | 36151G600 | COM | 1,551 | $2,683 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 38149W598 | MAR 1000 GRO ETF | 52 | $2,673 | dollars as filed | |
| Advisors Inner /strategas Macro Mom | 00775Y363 | STRATEGAS MACRO | 100 | $2,673 | dollars as filed | |
| ARBE ROBOTICS LTD | M1R95N118 | *W EXP 99/99/999 | 12,802 | $2,663 | dollars as filed | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,000 | $2,660 | dollars as filed | put |
| AIM ETF PRODUCTS TRUST | 00888H638 | ALLIA U S 5 ETF | 95 | $2,647 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 3,000 | $2,642 | dollars as filed | principal |
| NULL | 301505749 | NULL | 86 | $2,635 | dollars as filed | |
| TOUCHSTONE ETF TRUST | 89157W608 | DYNAMIC INTL ETF | 86 | $2,634 | dollars as filed | |
| SPARK I ACQUISITION CORP | G8316B126 | UNIT 09/28/2028 | 250 | $2,633 | dollars as filed | |
| NORTHERN LIGHTS FD TR | 66538J324 | OCEAN PK INTL | 100 | $2,632 | dollars as filed | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 168 | $2,631 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y384 | FUND | 106 | $2,610 | dollars as filed | |
| HCW BIOLOGICS INC | 40423R105 | COM | 4,831 | $2,604 | dollars as filed | |
| NORTHERN LIGHTS FD TR | 66538J282 | OCEA PK DIVE ETF | 100 | $2,602 | dollars as filed | |
| Bio-Path Holdings Inc (US) | 09057N409 | COM NEW | 2,856 | $2,599 | dollars as filed | |
| VICTORYSHARES U S | 92647N576 | MF Closed and MF Open | 32 | $2,587 | dollars as filed | |
| Monarch Volume Factor Dividnd ETF | 66537J820 | ETF | 98 | $2,586 | dollars as filed | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 1,416 | $2,583 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J437 | INTL DEV DYNAMIC | 101 | $2,576 | dollars as filed | |
| VIRTUS ETF TR II | 92790A801 | STONE HARBOR EMG | 93 | $2,571 | dollars as filed | |
| TURBO ENERGY S A | 899924104 | SPON ADS | 1,893 | $2,559 | dollars as filed | |
| LENSAR INC | 52634L108 | COM | 554 | $2,537 | dollars as filed | |
| FORAFRIC GLOBAL PLC | X3R81D110 | *W EXP 06/09/202 | 1,900 | $2,535 | dollars as filed | |
| YOTTA ACQUISITION CORPORATIO | 98741Y103 | COM | 229 | $2,533 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092154 | DISRUPTIVE FIN E | 76 | $2,525 | dollars as filed | |
| GYRODYNE LLC | 403829104 | COM | 324 | $2,511 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y798 | GRWT ACCLTD PLUS | 103 | $2,511 | dollars as filed | |
| MEDALIST DIVERSIFIED INC | 58403P402 | COM | 207 | $2,486 | dollars as filed | |
| OUTSET MEDICAL INC | 690145107 | COM | 3,663 | $2,480 | dollars as filed | |
| GLOBAL X FDS | 37960A628 | S&P 500 ESG COVE | 93 | $2,480 | dollars as filed | |
| RBB FD INC | 74933W627 | MOTLEY FOOL MID | 85 | $2,478 | dollars as filed | |
| EVE MOBILITY ACQUISITION COR | G3218G125 | UNIT 99/99/9999 | 225 | $2,475 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N858 | S&P 500 BUFFER | 94 | $2,474 | dollars as filed | |
| BUZZFEED INC | 12430A110 | *W EXP 12/03/202 | 24,729 | $2,473 | dollars as filed | |
| RBB FD INC | 74933W254 | SGI ENHA CORE ET | 95 | $2,472 | dollars as filed | |
| DERMATA THERAPEUTICS INC | 249845405 | COM | 1,497 | $2,455 | dollars as filed | |
| PROSHARES TR | 74347G788 | ULTR NASDAQCMPTG | 90 | $2,453 | dollars as filed | |
| U-BX TECHNOLOGY LTD | G9161K104 | ORD SHS | 3,502 | $2,451 | dollars as filed | |
| PROSHARES TR | 74347G358 | ULTRASHORT ENRGY | 243 | $2,442 | dollars as filed | |
| COLLABORATIVE INVESTMNT SER | 19423L490 | GOOSE HOLLOW MUL | 91 | $2,434 | dollars as filed | |
| INNOVATOR EQUITY DEFINED PROTECTION ETF - 6MO JAN/JUL | 45783Y244 | ETF | 91 | $2,428 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 888 | $2,424 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74349Y845 | ETF | 100 | $2,423 | dollars as filed | call |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 8,053 | $2,416 | dollars as filed | |
| QUANTUM CORPORATION | 747906600 | COM | 689 | $2,412 | dollars as filed | |
| STARBOX GROUP HLDGS LTD. | G8437S115 | COM | 19,281 | $2,410 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B535 | APTUS LARGE CAP | 76 | $2,408 | dollars as filed | |
| BLUE STAR FOODS CORP | 09606H309 | COM SHS | 4,522 | $2,397 | dollars as filed | |
| LISTED FDS TR | 53656F573 | OVERLAY SHS SHRT | 105 | $2,396 | dollars as filed | |
| KRANESHARES TRUST | 500767363 | PUBLIC-PRIVATE A | 94 | $2,388 | dollars as filed | |
| MATTHEWS INTL FDS | 577130594 | JAPAN ACTIVE ETF | 74 | $2,382 | dollars as filed | |
| TENAX THERAPEUTICS INC | 88032L605 | COM NEW | 688 | $2,380 | dollars as filed | |
| INSIGHT MOLECULAR DIA INC | 68235C206 | COM NEW | 835 | $2,380 | dollars as filed | |
| BELLEVUE LIFE SCNCS AQSTN CO | 079174108 | COM | 219 | $2,376 | dollars as filed | |
| LISTED FDS TR | 53656F151 | STF TACTICAL GRW | 71 | $2,374 | dollars as filed | |
| NUSHARES ETF TR | 67092P706 | CMN | 70 | $2,374 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X788 | IPOX EUROPE EQ | 89 | $2,370 | dollars as filed | |
| RENOVORX INC | 75989R107 | COM NEW | 2,236 | $2,370 | dollars as filed | |
| COLUMBIA U.S. EQUITY INCOME ETF | 19761L854 | ETF | 50 | $2,367 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,130 | $2,362 | dollars as filed | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 3,459 | $2,353 | dollars as filed | |
| GUINNESS ATKINSON ETF FDS DIVIDEND BUILDER | 402031835 | ETF | 78 | $2,351 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R647 | S NE ST GA ETF | 89 | $2,349 | dollars as filed | |
| RBB FD INC | 74933W544 | US TREAS 20YR BD | 49 | $2,344 | dollars as filed | |
| HEARTCORE ENTERPRISES INC | 42240Q104 | COM | 2,752 | $2,339 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C565 | US EQTY ULTRA BU | 69 | $2,338 | dollars as filed | |
| LISTED FD TR | 53656G100 | RIVERNRT ENH PRE | 87 | $2,336 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H620 | ALLIANZIM US EQT | 86 | $2,332 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 1,740 | $2,332 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 2,500 | $2,326 | dollars as filed | principal |
| TIDAL TRUST II | 88636J857 | GRIZZ GROWT ETF | 74 | $2,325 | dollars as filed | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 42 | $2,319 | dollars as filed | |
| SK GROWTH OPPORTUNITIES CORP | G8192N111 | *W EXP 06/28/202 | 10,957 | $2,301 | dollars as filed | |
| CALAMOS ETF TR | 12811T878 | NASD 100 ST JUNE | 94 | $2,300 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 1,000 | $2,294 | dollars as filed | principal |
| PROFESSIONAL DVRSTY NTWORK I | 74312Y301 | COM | 5,212 | $2,293 | dollars as filed | |
| VESTAND INC. | 98740Y302 | CL A NEW | 304 | $2,292 | dollars as filed | |
| VENUS CONCEPT INC | 92332W204 | COM NEW | 3,752 | $2,289 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F342 | FT VEST U.S | 100 | $2,288 | dollars as filed | |
| BV FINANCIAL INC | 05603E208 | COMMON STOCK | 149 | $2,287 | dollars as filed | |
| US GOLDMINING INC | 90291W108 | COMMON STOCK | 278 | $2,280 | dollars as filed | |
| CITIUS ONCOLOGY INC | 17331Y109 | COM | 1,632 | $2,268 | dollars as filed | |
| ISHARES TR | 46436E155 | CMN | 33 | $2,262 | dollars as filed | |
| Adlai Nortye | 00704R109 | SPONSORED ADS | 1,138 | $2,259 | dollars as filed | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 153 | $2,242 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y715 | HEDGED TESLA ETF | 77 | $2,226 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 1,000 | $2,217 | dollars as filed | principal |
| Semilux International Ltd | G8021C104 | Equity | 1,779 | $2,215 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647x863 | CORE PLUS BD ETF | 99 | $2,202 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A853 | HIGH YIELD SYSTE | 97 | $2,201 | dollars as filed | |
| SKY HARBOUR GROUP CORPORATIO | 83085C115 | *W EXP 01/25/202 | 971 | $2,185 | dollars as filed | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 451 | $2,183 | dollars as filed | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 107 | $2,178 | dollars as filed | |
| INNOVATOR TR ETF EQUITY DEFINED 2YR PROTECTION APRIL 2028 | 45783Y335 | ETF | 83 | $2,176 | dollars as filed | |
| AMTD DIGITAL INC | 00180N101 | SPONSORED ADS | 642 | $2,170 | dollars as filed | |
| WISDOMTREE TR | 97717Y725 | MORTGAGE PLUS BD | 48 | $2,164 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66537J861 | BROOK OPPOR ETF | 72 | $2,156 | dollars as filed | |
| WISDOMTREE TR | 97717Y444 | US MIDC QU GR FD | 78 | $2,155 | dollars as filed | |
| GLOBAL X FDS | 37960A800 | WIND ENERGY ETF | 162 | $2,155 | dollars as filed | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 951 | $2,149 | dollars as filed | |
| MURAL ONCOLOGY PUB LTD CO | G63365103 | ORD SHS | 685 | $2,144 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 1,554 | $2,129 | dollars as filed | |
| XWELL INC | 98420U802 | COM NEW | 1,230 | $2,128 | dollars as filed | |
| FATHOM HOLDINGS | 31189V109 | COM | 819 | $2,121 | dollars as filed | |
| DBX ETF TR | 233051135 | CMN | 21 | $2,116 | dollars as filed | |
| NULL | 02008G102 | NULL | 3,452 | $2,116 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 117 | $2,111 | dollars as filed | |
| ETF OPPORTUNITIES TRUST | 26923N835 | T REX 2X LONG | 111 | $2,100 | dollars as filed | |
| FEDERATED HERMES ETF TRUST | 31423L404 | TOTA RETU BD ETF | 81 | $2,090 | dollars as filed | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 1,811 | $2,083 | dollars as filed | |
| FRESHPET INC | 358039AB1 | NOTE 3.000% 4/0 | 1,000 | $2,082 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-24-011557 | this filing | 2024-11-14 | acceptance time not in the bulk data set |