13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-09, with 9,231 holding rows worth $334,075,074,182.
- Accession
- 0000950123-24-001214
- Filer
- CIK 1610520
- Filed
- 2024-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A combination report, 18,527 entries on the cover page, a total value of $334,075,074,182 stated on the cover page (in dollars after the unit check, H1), rows summing to $334,075,074,464 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT AMERICAS INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- reports for this filerCREDIT SUISSE AG 028-11379
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 151,191 | $4,089,717 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 129,526 | $4,085,250 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 296,667 | $4,076,204 | dollars as filed | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 13,291 | $4,074,090 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 98,969 | $4,073,564 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 45,000 | $4,058,100 | dollars as filed | call |
| BELDEN INC COM | 077454106 | Stock | 52,503 | $4,055,857 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 256,869 | $4,048,256 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 363,666 | $4,047,602 | dollars as filed | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 151,292 | $4,045,548 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 169,703 | $4,033,840 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 187,354 | $4,007,502 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 253,641 | $4,002,456 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 62,781 | $4,002,289 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 166,651 | $3,994,625 | dollars as filed | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 115,275 | $3,989,668 | dollars as filed | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 80,221 | $3,988,588 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 50,000 | $3,988,500 | dollars as filed | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 141,100 | $3,986,075 | dollars as filed | put |
| CAPITAL GRP FIXED INCM ETF T | 14020Y300 | US MULTI-SECTOR | 147,347 | $3,976,896 | dollars as filed | |
| HALLIBURTON CO COM | 406216101 | Stock | 110,000 | $3,976,500 | dollars as filed | put |
| HALLIBURTON CO COM | 406216101 | Stock | 110,000 | $3,976,500 | dollars as filed | call |
| TELADOC HEALTH INC | 87918A105 | COM | 184,500 | $3,975,975 | dollars as filed | put |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 24,044 | $3,974,714 | dollars as filed | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 46,911 | $3,971,486 | dollars as filed | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 189,314 | $3,968,022 | dollars as filed | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 127,074 | $3,965,980 | dollars as filed | call |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 84,058 | $3,964,175 | dollars as filed | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 141,229 | $3,962,886 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 622,841 | $3,955,041 | dollars as filed | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 72,808 | $3,954,931 | dollars as filed | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 108,379 | $3,953,667 | dollars as filed | |
| CSG SYSTEMS | 126349109 | COM | 74,289 | $3,952,918 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 64,491 | $3,952,653 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 85,955 | $3,951,352 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 360,599 | $3,944,953 | dollars as filed | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 58,570 | $3,942,932 | dollars as filed | |
| KOSMOS ENERGY LTD | 500688106 | COM | 586,548 | $3,935,737 | dollars as filed | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 248,516 | $3,931,523 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 36,684 | $3,926,656 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 220,000 | $3,916,000 | dollars as filed | put |
| TENNANT CO | 880345103 | COM | 42,240 | $3,915,225 | dollars as filed | |
| VALMONT INDS INC COM | 920253101 | Stock | 16,765 | $3,914,795 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 94,704 | $3,914,116 | dollars as filed | |
| SCHRODINGER INC COM | 80810D103 | Stock | 109,220 | $3,910,076 | dollars as filed | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 143,546 | $3,907,323 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 385,696 | $3,907,100 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 41,900 | $3,903,404 | dollars as filed | put |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 113,096 | $3,901,812 | dollars as filed | |
| COVISTA INC | 00737L103 | COM | 66,163 | $3,900,309 | dollars as filed | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 111,975 | $3,888,892 | dollars as filed | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 90,266 | $3,883,244 | dollars as filed | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 66,943 | $3,880,685 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 866,219 | $3,880,662 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 288,635 | $3,879,255 | dollars as filed | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 23,800 | $3,877,258 | dollars as filed | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 23,800 | $3,877,258 | dollars as filed | call |
| SHARKNINJA INC COM SHS | G8068L108 | Stock | 75,671 | $3,872,085 | dollars as filed | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 97,516 | $3,848,957 | dollars as filed | |
| RINGCENTRAL INC | 76680R206 | CL A | 113,362 | $3,848,641 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 173,710 | $3,844,203 | dollars as filed | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 81,380 | $3,843,578 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 19,227 | $3,835,979 | dollars as filed | |
| TRANSCAT INC | 893529107 | COM | 35,086 | $3,835,952 | dollars as filed | |
| MOOG INC CL A | 615394202 | Stock | 26,400 | $3,822,192 | dollars as filed | |
| BRADY CORP | 104674106 | CL A | 65,071 | $3,819,017 | dollars as filed | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 30,760 | $3,816,086 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 231,276 | $3,806,803 | dollars as filed | |
| GENTEX CORP COM | 371901109 | Stock | 116,556 | $3,806,719 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 44,165 | $3,801,283 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 176,100 | $3,794,955 | dollars as filed | call |
| CARGURUS INC COM CL A | 141788109 | Stock | 156,742 | $3,786,886 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 369,372 | $3,786,063 | dollars as filed | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 111,216 | $3,778,008 | dollars as filed | |
| MASIMO CORP COM | 574795100 | Stock | 32,124 | $3,765,254 | dollars as filed | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 65,377 | $3,762,447 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 621,769 | $3,761,703 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 113,060 | $3,761,506 | dollars as filed | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 5,395 | $3,757,725 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 2,113,344 | $3,740,619 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 400,000 | $3,740,000 | dollars as filed | call |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 380,708 | $3,738,553 | dollars as filed | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 125,298 | $3,735,134 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 299,005 | $3,728,593 | dollars as filed | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 111,968 | $3,728,534 | dollars as filed | |
| ARMOUR RESIDENTIAL REIT INC COM SHS | 042315705 | REIT | 192,921 | $3,727,233 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 68,869 | $3,725,125 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 247,778 | $3,724,103 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 758,000 | $3,721,780 | dollars as filed | put |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 734,022 | $3,721,492 | dollars as filed | |
| ENPRO INC | 29355X107 | COM | 23,708 | $3,715,992 | dollars as filed | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 55,063 | $3,715,651 | dollars as filed | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 86,219 | $3,713,453 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 237,258 | $3,713,088 | dollars as filed | |
| ARDELYX INC | 039697107 | COM | 598,650 | $3,711,630 | dollars as filed | |
| STANTEC INC COM | 85472N109 | Stock | 46,221 | $3,706,462 | dollars as filed | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 157,011 | $3,703,890 | dollars as filed | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 73,011 | $3,701,658 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 117,896 | $3,701,580 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 75,000 | $3,700,500 | dollars as filed | put |
| MARQETA INC | 57142B104 | CLASS A COM | 530,000 | $3,699,400 | dollars as filed | call |
| KOHLS CORP | 500255104 | COM | 128,897 | $3,696,765 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 88,952 | $3,692,398 | dollars as filed | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 95,076 | $3,689,900 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 305,638 | $3,689,356 | dollars as filed | |
| AAR CORP | 000361105 | COM | 59,050 | $3,684,720 | dollars as filed | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 55,296 | $3,684,372 | dollars as filed | |
| HUB GROUP INC | 443320106 | CL A | 40,042 | $3,681,462 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 25,000 | $3,673,750 | dollars as filed | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 87,697 | $3,669,242 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 76,752 | $3,659,535 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,328 | $3,658,545 | dollars as filed | call |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 70,396 | $3,656,368 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 812,500 | $3,656,250 | dollars as filed | call |
| RESMED INC COM | 761152107 | Stock | 21,250 | $3,655,425 | dollars as filed | call |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 357,215 | $3,654,309 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 367,541 | $3,649,682 | dollars as filed | |
| XPENG INC ADS | 98422D105 | ADR | 250,000 | $3,647,500 | dollars as filed | put |
| QUAKER HOUGHTON | 747316107 | COM | 17,085 | $3,646,281 | dollars as filed | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 72,581 | $3,637,397 | dollars as filed | |
| HAMILTON LANE INC | 407497106 | CL A | 32,062 | $3,637,113 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 50,000 | $3,633,000 | dollars as filed | put |
| BLOCK H & R INC COM | 093671105 | Stock | 75,000 | $3,627,750 | dollars as filed | put |
| AXOSFINLINC | 05465C100 | STOK | 66,224 | $3,615,830 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,300 | $3,614,542 | dollars as filed | put |
| SPIRIT AIRLS INC | 848577102 | COM | 220,356 | $3,611,635 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 33,880 | $3,601,782 | dollars as filed | |
| DIODES INC COM | 254543101 | Stock | 44,720 | $3,600,854 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 570,771 | $3,595,858 | dollars as filed | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 171,310 | $3,595,797 | dollars as filed | |
| ARCBEST CORP COM | 03937C105 | Stock | 29,882 | $3,592,115 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 129,652 | $3,590,063 | dollars as filed | |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 258,033 | $3,586,659 | dollars as filed | |
| WD 40 CO COM | 929236107 | Stock | 14,989 | $3,583,421 | dollars as filed | |
| AXONICS INC | 05465P101 | COM | 57,548 | $3,581,212 | dollars as filed | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 36,569 | $3,577,545 | dollars as filed | |
| NUTANIX INC CL A | 67059N108 | Stock | 75,000 | $3,576,750 | dollars as filed | put |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 122,152 | $3,574,168 | dollars as filed | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 152,994 | $3,569,350 | dollars as filed | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 130,093 | $3,568,451 | dollars as filed | |
| INVESCO LTD SHS | G491BT108 | Stock | 200,000 | $3,568,000 | dollars as filed | put |
| KILROY REALTY CORP COM | 49427F108 | REIT | 89,192 | $3,553,410 | dollars as filed | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 49,536 | $3,551,236 | dollars as filed | |
| GORMAN RUPP CO COM | 383082104 | Stock | 99,859 | $3,547,991 | dollars as filed | |
| QUIDELORTHO CORP COM | 219798105 | Stock | 48,135 | $3,547,549 | dollars as filed | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 263,060 | $3,543,417 | dollars as filed | |
| TRI POINTE HOMES INC | 87265H109 | COM | 100,052 | $3,541,841 | dollars as filed | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 263,347 | $3,536,750 | dollars as filed | |
| CREDICORP LTD | G2519Y108 | COM | 23,577 | $3,534,900 | dollars as filed | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 19,316 | $3,531,352 | dollars as filed | |
| CHURCHILL DOWNS INC | 171484108 | COM | 26,169 | $3,530,984 | dollars as filed | |
| NEOGEN CORP | 640491106 | COM | 175,578 | $3,530,874 | dollars as filed | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 54,532 | $3,523,858 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 995,348 | $3,523,532 | dollars as filed | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 27,927 | $3,517,406 | dollars as filed | |
| TWO HBRS INVT CORP | 90187B804 | COM | 252,053 | $3,511,098 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 129,900 | $3,507,300 | dollars as filed | put |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 94,488 | $3,503,615 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 86,705 | $3,501,148 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 118,541 | $3,499,330 | dollars as filed | |
| CREDO TECHNOLOGY GROUP HOLDING ORDINARY SHARES | G25457105 | Stock | 179,698 | $3,498,720 | dollars as filed | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 74,621 | $3,495,248 | dollars as filed | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 20,884 | $3,490,551 | dollars as filed | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 45,360 | $3,489,998 | dollars as filed | call |
| ISHARES TR | 46436E759 | COM | 54,625 | $3,489,445 | dollars as filed | |
| EVERPURE INC CL A | 74624M102 | Stock | 97,800 | $3,487,548 | dollars as filed | put |
| EVERPURE INC CL A | 74624M102 | Stock | 97,800 | $3,487,548 | dollars as filed | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 109,640 | $3,484,359 | dollars as filed | |
| STATE STR CORP COM | 857477103 | Stock | 44,900 | $3,477,954 | dollars as filed | call |
| ARTIVION INC | 228903100 | COM | 194,433 | $3,476,462 | dollars as filed | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 124,414 | $3,471,151 | dollars as filed | |
| AGREE RLTY CORP COM | 008492100 | REIT | 55,129 | $3,470,370 | dollars as filed | |
| KLAVIYO INC COM SER A | 49845K101 | Stock | 124,900 | $3,469,722 | dollars as filed | call |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 11,200 | $3,466,624 | dollars as filed | call |
| BED BATH & BEYOND INC | 690370101 | COM | 125,000 | $3,461,250 | dollars as filed | put |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 150,867 | $3,459,380 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 199,479 | $3,458,966 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 92,400 | $3,458,532 | dollars as filed | call |
| CRH PLC ORD | G25508105 | Stock | 50,000 | $3,458,000 | dollars as filed | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 315,561 | $3,455,393 | dollars as filed | |
| NOVANTA INC | 67000B104 | COM | 20,509 | $3,453,921 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 86,290 | $3,442,108 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 72,616 | $3,441,563 | dollars as filed | |
| WEX INC | 96208T104 | COM | 17,689 | $3,441,395 | dollars as filed | |
| DANA INC | 235825205 | COM | 234,938 | $3,432,444 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 17,000 | $3,430,260 | dollars as filed | call |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 29,281 | $3,426,756 | dollars as filed | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 51,913 | $3,416,395 | dollars as filed | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 10,191 | $3,413,068 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 232,921 | $3,412,293 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 83,466 | $3,410,421 | dollars as filed | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 15,000 | $3,409,350 | dollars as filed | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 205,623 | $3,409,230 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 1,068,048 | $3,407,073 | dollars as filed | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 100,045 | $3,398,528 | dollars as filed | |
| VERICEL CORP | 92346J108 | COM | 95,382 | $3,396,553 | dollars as filed | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 532,023 | $3,394,307 | dollars as filed | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 61,754 | $3,393,382 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 49,890 | $3,390,974 | dollars as filed | |
| WISDOMTREE TR | 97717Y691 | CMN | 96,836 | $3,384,418 | dollars as filed | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 1,004,200 | $3,384,154 | dollars as filed | call |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 47,798 | $3,384,098 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 340,966 | $3,382,382 | dollars as filed | |
| VERINT SYS INC | 92343X100 | COM | 125,054 | $3,380,210 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 154,109 | $3,378,069 | dollars as filed | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 67,323 | $3,377,595 | dollars as filed | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 12,400 | $3,377,388 | dollars as filed | put |
| RALPH LAUREN CORP | 751212101 | CL A | 23,400 | $3,374,280 | dollars as filed | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 7,200 | $3,370,608 | dollars as filed | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 108,990 | $3,368,880 | dollars as filed | |
| KOLIBRI GLOBAL ENERGY INC | 50043K406 | COMMON STOCK | 897,815 | $3,366,806 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 78,093 | $3,366,589 | dollars as filed | |
| AIR LEASE CORP | 00912X302 | CL A | 80,189 | $3,363,127 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 339,067 | $3,353,373 | dollars as filed | |
| LIBERTY GLOBAL LTD | G61188127 | COM CL C | 179,696 | $3,349,533 | dollars as filed | |
| ALBANY INTL CORP | 012348108 | CL A | 34,099 | $3,349,204 | dollars as filed | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 194,893 | $3,348,262 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 86,500 | $3,344,090 | dollars as filed | call |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 145,616 | $3,343,343 | dollars as filed | |
| MADDEN STEVEN LTD | 556269108 | COM | 79,550 | $3,341,100 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 669,155 | $3,339,084 | dollars as filed | |
| JBT MAREL CORPORATION | 477839104 | COM | 33,570 | $3,338,537 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 44,907 | $3,338,387 | dollars as filed | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 358,036 | $3,333,315 | dollars as filed | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 75,886 | $3,328,360 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 343,461 | $3,324,702 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 5,768 | $3,322,945 | dollars as filed | call |
| ELASTIC N V ORD SHS | N14506104 | Stock | 29,434 | $3,317,212 | dollars as filed | |
| UPWORK INC | 91688F104 | COM | 222,834 | $3,313,542 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 101,588 | $3,312,277 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 82,558 | $3,309,750 | dollars as filed | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 180,000 | $3,308,400 | dollars as filed | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 64,837 | $3,304,742 | dollars as filed | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 229,347 | $3,302,596 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 83,526 | $3,301,783 | dollars as filed | |
| AZEK CO INC | 05478C105 | CL A | 86,224 | $3,298,069 | dollars as filed | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 79,660 | $3,291,551 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 104,923 | $3,291,434 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 45,000 | $3,290,850 | dollars as filed | put |
| SYSCOCORP | 871829107 | COM | 45,000 | $3,290,850 | dollars as filed | call |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 20,048 | $3,290,779 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 70,000 | $3,290,000 | dollars as filed | call |
| DOUGLAS EMMETT INC | 25960P109 | COM | 226,874 | $3,289,674 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 17,500 | $3,288,425 | dollars as filed | put |
| GOLAR LNG LTD | G9456A100 | SHS | 143,002 | $3,287,616 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 358,408 | $3,286,601 | dollars as filed | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 41,200 | $3,286,524 | dollars as filed | call |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 84,322 | $3,282,656 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 163,800 | $3,282,552 | dollars as filed | call |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 100,000 | $3,281,000 | dollars as filed | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 568,000 | $3,277,360 | dollars as filed | put |
| RLJ LODGING TR COM | 74965L101 | REIT | 279,274 | $3,273,091 | dollars as filed | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 602,366 | $3,270,847 | dollars as filed | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 40,911 | $3,270,016 | dollars as filed | |
| RXO, Inc. | 74982T103 | Common Stock, $0.01 par value | 140,529 | $3,268,705 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 34,345 | $3,266,553 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 226,458 | $3,265,524 | dollars as filed | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 138,241 | $3,265,253 | dollars as filed | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 98,309 | $3,264,842 | dollars as filed | |
| RAYONIER INC COM | 754907103 | REIT | 97,695 | $3,263,990 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 130,169 | $3,263,337 | dollars as filed | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 25,000 | $3,258,750 | dollars as filed | put |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 111,770 | $3,253,624 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 112,500 | $3,249,000 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 77,483 | $3,248,862 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 205,817 | $3,247,792 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 245,137 | $3,245,614 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 225,000 | $3,244,500 | dollars as filed | put |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 30,932 | $3,240,437 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 115,511 | $3,237,773 | dollars as filed | |
| LANTHEUS HLDGS INC | 516544103 | COM | 52,198 | $3,236,276 | dollars as filed | |
| MORNINGSTAR INC COM | 617700109 | Stock | 11,303 | $3,235,371 | dollars as filed | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 68,600 | $3,235,176 | dollars as filed | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 82,800 | $3,234,996 | dollars as filed | put |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 42,488 | $3,231,638 | dollars as filed | |
| MYRIAD GENETICS INC | 62855J104 | COM | 168,816 | $3,231,138 | dollars as filed | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 50,000 | $3,231,000 | dollars as filed | put |
| SAVERS VALUE VLG INC | 80517M109 | COM | 185,845 | $3,229,987 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 149,862 | $3,222,034 | dollars as filed | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 85,524 | $3,216,558 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 120,900 | $3,215,940 | dollars as filed | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 87,646 | $3,215,732 | dollars as filed | |
| ADEIA INC | 00676P107 | COM | 259,296 | $3,212,678 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 26,063 | $3,206,269 | dollars as filed | |
| M/I HOMES INC | 55305B101 | COM | 23,245 | $3,201,767 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 173,312 | $3,197,607 | dollars as filed | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 77,143 | $3,196,265 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 40,125 | $3,193,549 | dollars as filed | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 60,427 | $3,192,358 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 120,000 | $3,192,000 | dollars as filed | call |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 1,659,583 | $3,186,399 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 25,000 | $3,185,000 | dollars as filed | put |
| URBAN OUTFITTERS INC | 917047102 | COM | 89,188 | $3,183,119 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 203,977 | $3,182,041 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 36,300 | $3,178,428 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 40,263 | $3,177,959 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 284,497 | $3,177,831 | dollars as filed | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 135,823 | $3,175,542 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 120,886 | $3,172,049 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 318,241 | $3,166,498 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 146,308 | $3,166,105 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 104,069 | $3,162,656 | dollars as filed | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 106,156 | $3,159,203 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 87,700 | $3,158,077 | dollars as filed | call |
| LUCID GROUP INC | 549498103 | COM | 748,100 | $3,149,501 | dollars as filed | put |
| FRONTLINE PLC COM | M46528101 | Stock | 157,072 | $3,149,293 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 138,645 | $3,147,241 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 158,380 | $3,143,843 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 158,701 | $3,142,280 | dollars as filed | |
| EVERTEC INC | 30040P103 | COM | 76,727 | $3,141,203 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 43,772 | $3,139,328 | dollars as filed | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 72,233 | $3,135,635 | dollars as filed | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 143,864 | $3,133,358 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 40,000 | $3,125,200 | dollars as filed | call |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 76,725 | $3,124,242 | dollars as filed | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 143,386 | $3,122,947 | dollars as filed | |
| STOCK YDS BANCORP INC | 861025104 | COM | 60,548 | $3,117,617 | dollars as filed | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 206,767 | $3,111,843 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 308,408 | $3,105,669 | dollars as filed | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 162,484 | $3,103,444 | dollars as filed | |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 79,281 | $3,099,094 | dollars as filed | |
| EXTREME NETWORKS INC | 30226D106 | COM | 175,542 | $3,096,561 | dollars as filed | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 105,968 | $3,096,385 | dollars as filed | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 199,494 | $3,090,163 | dollars as filed | |
| COURSERA INC COM | 22266M104 | Stock | 159,360 | $3,086,803 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 370,500 | $3,086,265 | dollars as filed | call |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 50,500 | $3,085,550 | dollars as filed | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 26,797 | $3,084,067 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 47,859 | $3,084,034 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 298,030 | $3,078,650 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 119,871 | $3,074,691 | dollars as filed | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 168,119 | $3,073,215 | dollars as filed | |
| INHIBRX INC | 45720L107 | COM | 80,785 | $3,069,830 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 62,618 | $3,067,656 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 111,200 | $3,066,896 | dollars as filed | put |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 132,201 | $3,060,454 | dollars as filed | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 430,307 | $3,059,483 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 5,400 | $3,054,510 | dollars as filed | put |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 51,945 | $3,051,769 | dollars as filed | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 18,816 | $3,049,885 | dollars as filed | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 91,673 | $3,047,211 | dollars as filed | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 27,444 | $3,046,559 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 264,625 | $3,045,834 | dollars as filed | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 61,818 | $3,045,031 | dollars as filed | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 91,199 | $3,044,223 | dollars as filed | |
| STIFEL FINL CORP | 860630102 | COM | 44,017 | $3,043,777 | dollars as filed | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 132,112 | $3,042,539 | dollars as filed | |
| GERON CORP | 374163103 | COM | 1,441,603 | $3,041,782 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 184,693 | $3,038,199 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 673,670 | $3,031,516 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 222,328 | $3,030,331 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 150,000 | $3,018,000 | dollars as filed | call |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 69,334 | $3,017,416 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 136,465 | $3,017,241 | dollars as filed | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 249,490 | $3,016,334 | dollars as filed | |
| INTEGER HLDGS CORP | 45826H109 | COM | 30,415 | $3,013,519 | dollars as filed | |
| 1ST FINL BANCORP | 320209109 | COM | 126,859 | $3,012,902 | dollars as filed | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 26,585 | $3,012,080 | dollars as filed | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 59,794 | $3,007,638 | dollars as filed | |
| THE ODP CORP | 88337F105 | COM | 53,314 | $3,001,578 | dollars as filed | |
| CAMECO CORP COM | 13321L108 | Stock | 69,600 | $2,999,760 | dollars as filed | put |
| FIVE BELOW INC COM | 33829M101 | Stock | 14,065 | $2,998,095 | dollars as filed | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 28,000 | $2,997,120 | dollars as filed | put |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 155,932 | $2,993,895 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 50,000 | $2,991,500 | dollars as filed | call |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 52,812 | $2,988,631 | dollars as filed | |
| RLI CORP COM | 749607107 | Stock | 22,437 | $2,986,814 | dollars as filed | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 34,870 | $2,986,616 | dollars as filed | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 59,722 | $2,985,503 | dollars as filed | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 47,177 | $2,980,171 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 210,000 | $2,979,900 | dollars as filed | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 13,600 | $2,979,080 | dollars as filed | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 840,700 | $2,976,078 | dollars as filed | put |
| CONMED CORP COM | 207410101 | Stock | 27,168 | $2,975,168 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 130,644 | $2,973,458 | dollars as filed | |
| BANKUNITED INC | 06652K103 | COM | 91,600 | $2,970,587 | dollars as filed | |
| BOOT BARN HLDGS INC | 099406100 | COM | 38,687 | $2,969,615 | dollars as filed | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 18,921 | $2,965,867 | dollars as filed | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 175,844 | $2,964,730 | dollars as filed | |
| IDACORP INC | 451107106 | COM | 30,133 | $2,962,676 | dollars as filed | |
| RH | 74967X103 | COM | 10,151 | $2,958,814 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 97,733 | $2,958,085 | dollars as filed | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 114,708 | $2,957,172 | dollars as filed | |
| THOR INDS INC | 885160101 | COM | 25,000 | $2,956,250 | dollars as filed | call |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 66,363 | $2,956,140 | dollars as filed | |
| GREENBRIER COS INC | 393657101 | COM | 66,910 | $2,956,084 | dollars as filed | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 303,500 | $2,953,055 | dollars as filed | call |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 42,658 | $2,952,787 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 67,088 | $2,951,872 | dollars as filed | |
| GLAUKOS CORP COM | 377322102 | Stock | 37,115 | $2,950,272 | dollars as filed | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 76,554 | $2,944,267 | dollars as filed | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 300,000 | $2,943,000 | dollars as filed | call |
| COHERENT CORP COM | 19247G107 | Stock | 67,608 | $2,942,976 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 136,953 | $2,940,381 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 287,226 | $2,938,322 | dollars as filed | |
| ROCKET COS INC | 77311W101 | COM CL A | 202,900 | $2,937,992 | dollars as filed | call |
| CONSTELLIUM SE | F21107101 | CL A SHS | 147,055 | $2,935,218 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 264,341 | $2,934,185 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 389,543 | $2,933,259 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 38,052 | $2,933,048 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 70,698 | $2,931,847 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 66,617 | $2,930,482 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 157,352 | $2,929,894 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 651,000 | $2,929,500 | dollars as filed | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 177,500 | $2,925,200 | dollars as filed | call |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 202,957 | $2,918,521 | dollars as filed | |
| RH | 74967X103 | COM | 10,000 | $2,914,800 | dollars as filed | put |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 121,014 | $2,912,808 | dollars as filed | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 25,699 | $2,911,954 | dollars as filed | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 102,900 | $2,904,867 | dollars as filed | call |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 33,237 | $2,900,160 | dollars as filed | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 47,170 | $2,898,125 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 130,409 | $2,897,036 | dollars as filed | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 10,159 | $2,894,197 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 455,006 | $2,889,289 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 147,851 | $2,889,008 | dollars as filed | |
| INTERPARFUMS INC COM | 458334109 | Stock | 20,051 | $2,887,545 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 46,705 | $2,881,698 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 229,900 | $2,880,647 | dollars as filed | call |
| INARI MED INC | 45332Y109 | COM | 44,341 | $2,878,618 | dollars as filed | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 146,784 | $2,868,160 | dollars as filed | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 305,207 | $2,865,893 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 49,900 | $2,865,258 | dollars as filed | put |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 61,155 | $2,862,666 | dollars as filed | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 52,719 | $2,862,642 | dollars as filed | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 89,300 | $2,861,172 | dollars as filed | call |
| HOLOGIC INC | 436440101 | COM | 40,000 | $2,858,000 | dollars as filed | call |
| HERCULES CAPITAL INC | 427096508 | COM | 171,399 | $2,857,221 | dollars as filed | |
| GMS INC | 36251C103 | COM | 34,606 | $2,852,573 | dollars as filed | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 406,469 | $2,849,348 | dollars as filed | |
| SLM CORP COM | 78442P106 | Stock | 148,769 | $2,844,464 | dollars as filed | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 16,266 | $2,844,436 | dollars as filed | |
| CVB FINL CORP COM | 126600105 | Stock | 140,726 | $2,841,258 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 248,963 | $2,840,668 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 245,981 | $2,838,621 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 100,000 | $2,837,000 | dollars as filed | put |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 100,000 | $2,837,000 | dollars as filed | call |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 272,400 | $2,835,684 | dollars as filed | call |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 203,351 | $2,834,713 | dollars as filed | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 142,539 | $2,827,974 | dollars as filed | |
| BANK HAWAII CORP | 062540109 | COM | 38,995 | $2,825,577 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 132,613 | $2,816,700 | dollars as filed | |
| MERIT MED SYS INC COM | 589889104 | Stock | 37,073 | $2,816,065 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 188,214 | $2,815,682 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 316,100 | $2,813,290 | dollars as filed | put |
| TE CONNECTIVITY LTD | H84989104 | SHS | 20,000 | $2,810,000 | dollars as filed | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 500,000 | $2,810,000 | dollars as filed | put |
| FLOWERS FOODS INC COM | 343498101 | Stock | 124,800 | $2,809,248 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 78,000 | $2,808,780 | dollars as filed | put |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 58,976 | $2,808,143 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 30,000 | $2,808,000 | dollars as filed | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 66,400 | $2,806,728 | dollars as filed | call |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 65,000 | $2,805,400 | dollars as filed | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 77,074 | $2,799,327 | dollars as filed | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 27,454 | $2,796,739 | dollars as filed | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 8,900 | $2,786,501 | dollars as filed | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 8,900 | $2,786,501 | dollars as filed | call |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 134,086 | $2,786,308 | dollars as filed | |
| PHINIA INC | 71880K101 | COMMON STOCK | 91,965 | $2,785,621 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 262,951 | $2,784,651 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 196,371 | $2,784,541 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 44,057 | $2,780,878 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 33,744 | $2,780,506 | dollars as filed | |
| ACUITY INC COM | 00508Y102 | Stock | 13,574 | $2,780,362 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679534 | MICROSECTORS FAN | 11,934 | $2,779,309 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 14,500 | $2,775,445 | dollars as filed | put |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 57,821 | $2,765,001 | dollars as filed | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 401,384 | $2,761,522 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 30,600 | $2,759,508 | dollars as filed | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 150,000 | $2,757,000 | dollars as filed | call |
| CLARIVATE PLC | G21810109 | ORD SHS | 296,711 | $2,747,544 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 168,102 | $2,745,105 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 25,401 | $2,733,402 | dollars as filed | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 63,730 | $2,731,468 | dollars as filed | |
| BANCFIRST CORP | 05945F103 | COM | 28,059 | $2,730,982 | dollars as filed | |
| ORION S.A. | L72967109 | COM | 98,461 | $2,730,324 | dollars as filed | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 218,679 | $2,729,114 | dollars as filed | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 233,519 | $2,725,167 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 37,500 | $2,724,750 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 35,789 | $2,723,543 | dollars as filed | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 48,255 | $2,722,065 | dollars as filed | |
| CACTUS INC | 127203107 | CL A | 59,871 | $2,718,144 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 252,462 | $2,716,492 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 46,306 | $2,713,763 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 200,000 | $2,710,000 | dollars as filed | call |
| VALLEY NATL BANCORP | 919794107 | COM | 249,300 | $2,707,398 | dollars as filed | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 47,152 | $2,706,053 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 117,576 | $2,705,423 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 130,235 | $2,701,074 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 100,000 | $2,697,000 | dollars as filed | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 86,835 | $2,694,490 | dollars as filed | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 87,918 | $2,690,291 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 32,200 | $2,689,666 | dollars as filed | call |
| DIREXION SHARES ETF TRUST | 25461A726 | DIREXION HCM | 100,993 | $2,689,444 | dollars as filed | |
| JELD-WEN HLDG INC | 47580P103 | COM | 142,159 | $2,683,962 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 137,394 | $2,680,557 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 70,000 | $2,680,300 | dollars as filed | put |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 33,326 | $2,679,744 | dollars as filed | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 118,143 | $2,679,483 | dollars as filed | |
| VINFAST AUTO LTD | Y9390M103 | SHS | 319,500 | $2,674,215 | dollars as filed | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-24-001214 | this filing | 2024-02-09 | acceptance time not in the bulk data set |