Skip to content
Disclosery

13F-HR filed by UBS Group AG

UBS Group AG filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-09, with 9,231 holding rows worth $334,075,074,182.

Accession
0000950123-24-001214
Filer
CIK 1610520
Filed
2024-02-09
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2023

A combination report, 18,527 entries on the cover page, a total value of $334,075,074,182 stated on the cover page (in dollars after the unit check, H1), rows summing to $334,075,074,464 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • reports for this filerUBS ASSET MANAGEMENT AMERICAS INC 028-02682
  • reports for this filerUBS OCONNOR LLC 028-06327
  • reports for this filerCREDIT SUISSE AG 028-11379
  • included managerUBS Financial Services Inc 028-11496
  • included managerUBS AG 028-10396
  • included managerUBS Switzerland AG 028-21410
  • included managerUBS Europe SE 028-21431
  • included managerUBS Bank (Canada) 028-22388
  • included managerUBS La Maison de Gestion 028-21440
  • included managerUBS Securities LLC 028-21412
  • included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
PRECIPIO INC74019L602COM7$46dollars as filed
ASSET ENTITIES INC CL B NEW04541A105Stock70$45dollars as filed
SO YOUNG INTERNATIONAL INC83356Q108SPONSORED ADS34$44dollars as filed
VISTRA CORP92840M128COM6,182$44dollars as filed
STRONGHOLD DIGITAL MINING IN86337R202COM6$44dollars as filed
KAZIA THERAPEUTICS LTD48669G105American Depository Shares100$44dollars as filed
FIDELITY MERRIMACK STR TR316188705INVESTMENT GR SE1$43dollars as filed
PROOF ACQUISITION CORP I WT EX74349w112WT389$43dollars as filed
VESTAND INC.98740Y302CL A NEW8$43dollars as filed
PRESTO AUTOMATION INC (U.S.)74113T113COM2,400$43dollars as filed
GORES HOLDINGS IX INC38287A101COM4$42dollars as filed
MOLECULAR TEMPLATES INC608550208COM11$41dollars as filed
CALCIMEDICA INC38942Q202COM NEW14$40dollars as filed
Southland Hldgs Inc W Exp 02/14/20284445C118SPAC Combination95$40dollars as filed
BOA ACQUISITION CORPg8059b119WT9,924$40dollars as filed
ADVISORS SER TR00770X246LOGAN CAP BRD IN1$40dollars as filed
EQUITY UNCOVERED AMERICAN CALL56564V119COM2,116$40dollars as filed
J P MORGAN EXCHANGE TRADED F46654Q880ACTIVE CHINA ETF1$39dollars as filed
NEPHROS INC640671400COM11$38dollars as filed
BLACKSKY TECHNOLOGY INC09263B116W EXP 09/09/202750$38dollars as filed
SOMALOGIC INC83444k113WT317$38dollars as filed
BONDBLOXX ETF TRUST097890107USD HI YLD ENERG1$38dollars as filed
JEFFS BRANDS LTDM61472128SHS NEW12$37dollars as filed
Ecarx Holdings Inc W Exp 99/99/999G29201111SPAC Combination1,200$36dollars as filed
P3 Health Partners Inc W Exp 11/19/202744413113SPAC Combination339$36dollars as filed
Alpha Star Acquisition CorpG0230C116WARRANT5,146$36dollars as filed
LION GROUP HOLDING LTD53620U110*W EXP 06/16/2026,000$36dollars as filed
LEJU HOLDINGS ADR50187J207COM22$36dollars as filed
COLOR STAR TECHNOLOGY CO LTDG2287A209USD CL A ORD SHS98$36dollars as filed
ARRIVALL0423Q124COM NEW31$35dollars as filed
AB CONSERVATIVE BUFFER ETF00039j806INDX FD1$35dollars as filed
ARTS WAY MFG INC043168103COM17$35dollars as filed
OBLONG INC674434204COM178$35dollars as filed
BONDBLOXX ETF TRUST09789C408USD HI YLD HEALT1$34dollars as filed
GRANITESHARES ETF TR38747R868CMN2$32dollars as filed
GEOVAX LABS INC373678119*W EXP 09/29/2021,065$32dollars as filed
Dawson Geophysical Co Ne239360100COM17$31dollars as filed
ACUMEN PHARMACEUTICALS INC00509G209CMN8$31dollars as filed
ICZOOM GROUP INC.G4760B100CL A ORD SHS3$31dollars as filed
WHEELER REAL ESTATE INVT TR963025309CV PFD SER B24$31dollars as filed
UWM HOLDINGS CORPORATION91823B117*W EXP 01/21/202108$31dollars as filed
UTIME LTDG9411M108SHS111$31dollars as filed
WM TECHNOLOGY INC92971A117*W EXP 06/16/2021,000$30dollars as filed
LISTED FDS TR53656F151STF TACTICAL GRW1$29dollars as filed
PHARMACYTE BIOTECH INC71715X203COM NEW13$29dollars as filed
AIRSHIP AI HLDGS INC008940116*W EXP 12/21/202700$29dollars as filed
DONEGAL GROUP INC257701300CL B2$29dollars as filed
ARROW INVTS TR042765685DWA TACT INTL1$29dollars as filed
JOHN HANCOCK EXCHANGE TRADED47804J750INTL HIGH ETF1$28dollars as filed
FAT BRANDS INC30258N600CLASS B COM5$28dollars as filed
NEUBERGER BERMAN ETF TRUST64135A606GLOBAL REAL ESTA1$28dollars as filed
SEASTAR MEDICAL HOLDING CORP81256L112WTS897$27dollars as filed
ISHARES TR46436E189COPPER & METALS1$26dollars as filed
TIDAL TRUST I886364835GOTHAM ENHNCD1$26dollars as filed
USCF ETF TR90290T858DIVIDEND INC FD1$26dollars as filed
Atossa Therapeutics Inc04962H506Common Stock30$26dollars as filed
ATLANTIC COASTAL ACQUISTN CO048453112*W EXP 03/02/2021,000$26dollars as filed
MANAGED PORTFOLIO SERIES56167N423V SHARES US DIV1$26dollars as filed
THEMES ETF TR882927601CMN1$25dollars as filed
ESPORTS ENTMT GROUP INC29667K132*W EXP 03/02/2024,994$25dollars as filed
EIGHTCO HOLDINGS INC22890A203Common Stock47$24dollars as filed
SHARECARE INC81948W112*W EXP 07/01/2021,055$24dollars as filed
JANUS DETROIT STR TR47103U829HENDERSON US REL1$23dollars as filed
DERMATA THERAPEUTICS INC249845116*W EXP 99/99/9993,353$23dollars as filed
CLEVER LEAVES HOLDINGS IN186760203Common Stock11$23dollars as filed
Distoken Acquisition CorpG27740102Warrant1,120$22dollars as filed
PRESURANCE HLDGS INC20731J102EQUITY20$22dollars as filed
ETFIS SER TR I26923G822VIRTUS INFRCAP1$21dollars as filed
HAYMAKER ACQUISITION CORP IVG4375F124UNIT 99/99/99992$21dollars as filed
WELSBACH TECH METALS ACQU CO950415117RIGHT 12/22/2026400$21dollars as filed
SYPRIS SOLUTIONS INC871655106COM10$20dollars as filed
UBS AG LONDON BRANCH90274E174ETRACS 2XM ETN2$20dollars as filed
AUDDIA INC05072K115*W EXP 02/19/2021,358$20dollars as filed
UBS AG LONDON BRANCH90278V602CAL LKD 511$19dollars as filed
INFLECTION PT ACQUISITN CRPG4790U110*W EXP 08/31/202210$19dollars as filed
ETF SER SOLUTIONS26922A586AAM S&P EMRG1$19dollars as filed
CANAAN INC134748102SPONSORED ADS8$18dollars as filed
AVALO THERAPEUTICS INC05338F306COMMON STOCK2$18dollars as filed
ADVENT TECHNOLOGIES HOLDNG I00788A113*W EXP 02/03/202682$18dollars as filed
OUSTER INC68989M129*W EXP 09/29/202722$18dollars as filed
Northern Revival Acquisition CorpG6546R119Warrant1,666$17dollars as filed
PHP VENTURES ACQUISITION-RTS69291C122COM345$17dollars as filed
EDIFY ACQUISITION CORP28059Q111WARR1,215$17dollars as filed
Yatra Online Incorporated Ord SHSG98338109Common Stock10$16dollars as filed
Electriq Power Holdings Inc285046108Equity50$16dollars as filed
ORIGIN MATERIALS INC68622D114*W EXP 06/25/202416$16dollars as filed
ARROWROOT ACQUISITION CORP04282M110WARR200$16dollars as filed
GLOBAL GAS CORP DEL37892P115*W EXP 12/21/202500$16dollars as filed
SES AI CORPORATION WT EXP 12102678397Q117Stock89$15dollars as filed
PARAMOUNT GOLD NEV CORP COM69924M109Stock40$15dollars as filed
STAR EQUITY HOLDINGS INC443787205COM NEW1$15dollars as filed
EMBOTELLADORA ANDINA S A29081P303SPON ADR B1$15dollars as filed
SUNSHINE BIOPHARMA INC867781502*W EXP 99/99/99999$15dollars as filed
WTS MSP Recovery Inc553745118Warrant150$15dollars as filed
ELLOMAY CAPITAL LIMITEDM39927120SHS1$15dollars as filed
FIRST LT ACQUISITION GROUP I320703101CL A10$15dollars as filed
FARADAY FUTRE INTLGT ELCTR I307359505COMMON67$15dollars as filed
APREA THERAPEUTICS INC03836J201COM NEW3$14dollars as filed
UTSTARCOM HOLDINGS CORPG9310A122ORDINARY SHARES4$14dollars as filed
WHERE FOOD COMES FROM INC96327X200COM NEW1$14dollars as filed
EDIBLE GARDEN AG INC28059P113*W EXP 99/99/999645$14dollars as filed
CKX LDS INC12562N104COM1$13dollars as filed
HALL OF FAME RESORT & ENTMT40619L110*W EXP 07/01/2021,008$13dollars as filed
ENVERIC BIOSCIENCES INC29405E208COM NEW10$13dollars as filed
DELCATH SYSTEMS INC24661P807COMMON STOCK3$12dollars as filed
FIRST TR MTG INCOME FD33734E103COM SHS1$12dollars as filed
Plum Acquisition Corp. IIIG63290103Warrant200$12dollars as filed
CBL INTL LTDG1991X109ORDINARY SHARES8$12dollars as filed
OUSTER INC68989M111*W EXP 03/11/202160$12dollars as filed
FRONTIER INVESTMENT CORPG36816109CLASS A ORD SHS1$12dollars as filed
ELECTROMED INC285409108COMMON STOCK1$11dollars as filed
SBC MEDICAL GROUP HOLDINGS I73245B107COMMON STOCK1$11dollars as filed
MICROBOT MED INC59503A204COM NEW7$11dollars as filed
BM TECHNOLOGIES INC05591L115*W EXP 01/04/202328$11dollars as filed
AIB ACQUISITION CORPORATIONG0R45S125UNIT 12/15/20261$11dollars as filed
MARTI TECHNOLOGIES INC573134111*W EXP 12/19/202161$11dollars as filed
LYTUS TECHNOLOGS HLDGS PTV LG5851A109COM100$11dollars as filed
META MATERIALS INC59134N104COM156$10dollars as filed
HENNESSY CAPITAL INVST CORP42600H108CLASS A COM1$10dollars as filed
STEEL CONNECT INC858098205COM1$10dollars as filed
MONTEREY CAP ACQUISITION COR61244M208UNIT 05/10/20271$10dollars as filed
US GOLD CORP90291C201COMMON STOCK2$9dollars as filed
BLOOMIA HOLDINGS INC45765Y204COM NEW2$9dollars as filed
EMPIRE ST RLTY OP L P292102209UNIT LTD PRT 601$9dollars as filed
IRSA INVERSIONES SA WTS EXP 03/25/2026P5880C134CMN22$9dollars as filed
ALIMERA SCIENCES INC016259202COM2$9dollars as filed
GREENWAVE TECHNOLOGY SOLUTIO57630J304USD16$9dollars as filed
ACHIEVE LIFE SCIENCES INC004468500COMMON STOCK2$8dollars as filed
INTEGRAL ACQUISITION 1 CORP45827k119WT116$8dollars as filed
NETCAPITAL INC64113L111*W EXP 07/12/202515$8dollars as filed
AMPIO PHARMACEUTICALS INC03209T307COM4$8dollars as filed
UCOMMUNE INTERNATIONAL LTDG9449A118*W EXP 11/01/2021,199$8dollars as filed
LIXTE BIOTECHNOLOGY HLDGS IN539319111*W EXP 11/30/202210$8dollars as filed
AKERNA CORP00973W110WTS416$8dollars as filed
EDOC ACQUISITION CORPG4000A136COM132$8dollars as filed
LIXTE BIOTECHNOLOGY HLDGS IN539319301COM3$7dollars as filed
PIONEER PWR SOLUTIONS IN723836300COMMON STOCK1$7dollars as filed
ROYALTY MGMT HLDG CORP02369M110*W EXP 10/31/202228$7dollars as filed
SWVL HOLDINGS CORPG86302117*W EXP 99/99/999992$7dollars as filed
BEAM GLOBAL07373B109COM1$7dollars as filed
SCYNEXIS INC811292200COM NEW3$7dollars as filed
ISPECIMEN INC COM NEW45032V108Stock13$7dollars as filed
TRINITY BIOTECH PLC896438306SPON ADR NEW17$7dollars as filed
FINCH THERAPEUTICS GROUP INC31773D200COM NEW2$7dollars as filed
CODA OCTOPUS GROUP INC19188U206COM NEW1$6dollars as filed
HEPION PHARMACEUTICALS INC426897302COM2$6dollars as filed
ALPHA STAR ACQUISITION CORPG0230C132RIGHT 12/13/2026106$6dollars as filed
SILVERBOX CORP III82836N115*W EXP 02/28/20277$6dollars as filed
CHEER HLDG INCG39973113*W EXP 02/13/2021,378$6dollars as filed
JETAI INC47714H118*W EXP 08/10/202144$6dollars as filed
AGRIFY CORP00853E305COM5$6dollars as filed
SECOO HLDG LTD81367P200ADR10$6dollars as filed
Gdev Inc W Exp 99/99/999G6529J118SPAC Combination75$5dollars as filed
SHAPEWAYS HOLDINGS ORD81947T201COMMON STOCK2$5dollars as filed
GINKGO BIOWORKS HOLDINGS INC WT EXP 09162637611X118Stock50$5dollars as filed
ENVVENO MEDICAL CORPORATION29415J106COM1$5dollars as filed
DATA STORAGE CORP23786R110*W EXP 05/18/20240$5dollars as filed
EVE MOBILITY ACQUISITION CORG3218G117*W EXP 12/31/202148$5dollars as filed
CONCORD ACQUISITION CORP III20607V114*W EXP 99/99/99950$5dollars as filed
ADIT EDTECH ACQUISITION CORP007024102COMMON STOCK1$5dollars as filed
APPLIED DNA SCIENCES INC03815U300COMMON8$5dollars as filed
OPGEN INC68373L406COM NEW13$5dollars as filed
TRILOGY METALS INC89621C105COMMON STOCK10$4dollars as filed
60 DEGREES PHARMACEUTICALS I83006G112*W EXP 07/12/202100$4dollars as filed
SOLUNA HOLDINGS INC583543301COM NEW1$4dollars as filed
COMPASS DIGITAL ACQUISITION COg2476c123WT100$4dollars as filed
POP CULTURE GROUP CO LTDG71700119SHS NEW4$4dollars as filed
QTREX QUANTUM LTDM53637118*W EXP 07/16/20223$4dollars as filed
MSP RECOVERY INC553745126*W EXP 05/20/202878$4dollars as filed
RYVYL INC39366L307COM1$4dollars as filed
WINVEST ACQU-RTS EQUITY97655B125COM121$4dollars as filed
VIVAKOR INC92852R403COM4$4dollars as filed
GSE SYS INC36227K205COM NEW2$4dollars as filed
SOUND GROUP INC53933L203SPONSORED ADS1$3dollars as filed
THE MARYGOLD COMPANIES INC57403M104COM3$3dollars as filed
ARMATA PHARMACEUTICALS INC04216R102COM1$3dollars as filed
ClimateRockG2311X118Warrant101$3dollars as filed
Semantix, IncG6332A114Warrant250$3dollars as filed
HUB CYBER SECURITY LTDM6000J119*W EXP 08/22/202102$3dollars as filed
STRYVE FOODS INC863685202COM1$3dollars as filed
SOCIAL LEVERAGE ACQUISN CORP83363K110WARR133$3dollars as filed
URGENTLY INC COM NEW916931108Stock1$3dollars as filed
PROSOMNUS INC50535E116*W EXP 04/20/202100$3dollars as filed
OHMYHOME LTDG6S38M107ORD SHS2$3dollars as filed
Ensysce Biosciences Inc293602405Equity3$3dollars as filed
VIVOPOWER PLCG9376R209CL A ORD SHS1$2dollars as filed
ADAGENE INC005329107CMN1$2dollars as filed
PRENETICS GLOBAL LTDG72245114*W EXP 05/18/202333$2dollars as filed
NEXERA TECHNOLOGIES LTDM61472110*W EXP 08/26/202100$2dollars as filed
BIOFRONTERA INC09077D118*W EXP 10/27/202210$2dollars as filed
COMSOVEREIGN HLDG CORP205650401COMMON STOCK2$2dollars as filed
HH&L ACQUISITION COG39714129WARR89$2dollars as filed
Curiositystream Inc W Exp 10/14/20223130Q115SPAC Combination126$2dollars as filed
BROOGE ENERGY LTDG1611B115*W EXP 12/20/202100$2dollars as filed
NEXIMMUNE INC65344D208COMMON1$2dollars as filed
CASTOR MARITIME INCY1146L125COMMON5$2dollars as filed
ESPORTS ENTMT GROUP INC29667K116*W EXP 04/16/202100$2dollars as filed
BANZAI INTERNATIONAL INC06682J118*W EXP 12/14/20218$1dollars as filed
SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/202681947T110WARR493$1dollars as filed
NIXXY INC75630B113*W EXP 07/02/202134$1dollars as filed
MYSEUMAI INC23816M115*W EXP 08/17/20245$1dollars as filed
MESA AIR GROUP INC590479135COM NEW1$1dollars as filed
INVIVO THERAPEUTICS HLDGS CO46186M605COM1$1dollars as filed
EMCORE CORP290846203COM2$1dollars as filed
Northern Star Investment Corp II66573W115Warrant114$1dollars as filed
PROTAGENIC THERAPEUTICS INC74365N111*W EXP 04/26/202100$1dollars as filed
VISIONSYS AI INC876108200SPONSORED ADS1$1dollars as filed
NEXALIN TECHNOLOGY INC65345B110*W EXP 99/99/999115$1dollars as filed
CAREMAX INC14171W111*W EXP 06/08/202100$1dollars as filed
ASCENT SOLAR TECHNOLOGIES IN043635705COM NEW1$1dollars as filed
VISION SENSING ACQUISITION C92838J111*W EXP 99/99/999100$1dollars as filed
ICORECONNECT INC450958103COM1$1dollars as filed
THERIVA BIOLOGICS INC87164U409COM NEW3$1dollars as filed
GREENLANE HLDGS INC395330301CL A NEW1$1dollars as filed
RESHAPE LIFESCIENCES INC COM76090R200Common Stock2$1dollars as filed
ZW DATA ACTION TECHNOLOGS IN98880R208COMMON1$1dollars as filed
TITAN PHARMACEUTICALS INC DE888314606COMMON2$1dollars as filed
APTEVO THERAPEUTICS INC03835L207COMMON5$1dollars as filed
GROM SOCIAL ENTRPRISES INC39878L126*W EXP 06/21/20285$1dollars as filed
CHINA LIBERAL ED HLDGS LTDG2161Y109ORD6$1dollars as filed
CYCURION INC95758L115*W EXP 02/13/2032$0dollars as filedValue filed as zero, left out of ratios.
BT BRANDS INC0557MQ115*W EXP 11/12/2023$0dollars as filedValue filed as zero, left out of ratios.
027877D11201$0dollars as filedValue filed as zero, left out of ratios.
QIWI PLC74735M108SPON ADR REP B10,472$0dollars as filedValue filed as zero, left out of ratios.
MOOLEC SCIENCE SAL64875112*W EXP 12/30/20210$0dollars as filedValue filed as zero, left out of ratios.
METAL SKY STAR ACQUISITION CG6053N121*W EXP 03/31/20253$0dollars as filedValue filed as zero, left out of ratios.
POWER & DIGITAL INFRASTRUCTU73919C118*W EXP 12/09/20215$0dollars as filedValue filed as zero, left out of ratios.
BIOCARDIA INC09060U119*W EXP 08/06/2021$0dollars as filedValue filed as zero, left out of ratios.
ISUN INC465246106COMMON1$0dollars as filedValue filed as zero, left out of ratios.
INPIXON45790J867COMMON1$0dollars as filedValue filed as zero, left out of ratios.
TREASURE GLOBAL INC89458T106COM1$0dollars as filedValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000950123-24-001214this filing2024-02-09acceptance time not in the bulk data set