13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-02-09, with 9,231 holding rows worth $334,075,074,182.
- Accession
- 0000950123-24-001214
- Filer
- CIK 1610520
- Filed
- 2024-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A combination report, 18,527 entries on the cover page, a total value of $334,075,074,182 stated on the cover page (in dollars after the unit check, H1), rows summing to $334,075,074,464 with VALUE read as dollars as filed, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT AMERICAS INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- reports for this filerCREDIT SUISSE AG 028-11379
- included managerUBS Financial Services Inc 028-11496
- included managerUBS AG 028-10396
- included managerUBS Switzerland AG 028-21410
- included managerUBS Europe SE 028-21431
- included managerUBS Bank (Canada) 028-22388
- included managerUBS La Maison de Gestion 028-21440
- included managerUBS Securities LLC 028-21412
- included managerUBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 148,100 | $11,191,917 | dollars as filed | put |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 327,400 | $11,190,532 | dollars as filed | put |
| TELADOC HEALTH INC | 87918A105 | COM | 517,498 | $11,152,081 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 150,000 | $11,131,500 | dollars as filed | call |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 325,600 | $11,129,008 | dollars as filed | call |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 225,900 | $11,100,726 | dollars as filed | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 29,100 | $11,053,053 | dollars as filed | put |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 68,841 | $11,049,669 | dollars as filed | |
| REVVITY INC | 714046109 | COM | 100,944 | $11,034,189 | dollars as filed | |
| BIO-TECHNE CORP | 09073M104 | COM | 142,949 | $11,029,945 | dollars as filed | |
| ADIENT PLC | G0084W101 | ORD SHS | 303,287 | $11,027,516 | dollars as filed | |
| SHOCKWAVE MED INC | 82489T104 | COM | 57,861 | $11,025,992 | dollars as filed | |
| OWENS CORNING NEW | 690742101 | COM | 74,281 | $11,010,673 | dollars as filed | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 87,169 | $10,986,780 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 345,843 | $10,983,974 | dollars as filed | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 340,859 | $10,968,842 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 19,100 | $10,952,322 | dollars as filed | put |
| ACM RESH INC COM CL A | 00108J109 | Stock | 560,250 | $10,947,285 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 28,152 | $10,942,119 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 1,487,739 | $10,905,126 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 75,864 | $10,897,105 | dollars as filed | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 273,511 | $10,858,387 | dollars as filed | |
| TELEFLEX INCORPORATED | 879369106 | COM | 43,460 | $10,836,316 | dollars as filed | |
| ALBEMARLE CORP | 012653101 | COM | 75,000 | $10,836,000 | dollars as filed | call |
| WENDYS CO COM | 95058W100 | Stock | 555,718 | $10,825,387 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 772,792 | $10,819,088 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 32,299 | $10,817,581 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 165,000 | $10,812,450 | dollars as filed | put |
| ALPS ETF TR | 00162Q387 | OSHARES US QUALT | 234,156 | $10,792,250 | dollars as filed | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 160,001 | $10,782,468 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 137,700 | $10,779,156 | dollars as filed | call |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,221,864 | $10,727,966 | dollars as filed | |
| CAPITAL GROUP CORE EQUITY ET | 14020V108 | SHS CREAT UNIT | 378,769 | $10,719,163 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 161,999 | $10,691,934 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 477,453 | $10,690,173 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 35,000 | $10,675,000 | dollars as filed | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 444,537 | $10,664,443 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 220,293 | $10,655,573 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 417,400 | $10,652,048 | dollars as filed | call |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 107,512 | $10,645,838 | dollars as filed | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 307,115 | $10,626,180 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 750,210 | $10,607,970 | dollars as filed | |
| ARVINAS INC | 04335A105 | COM | 256,986 | $10,577,544 | dollars as filed | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 413,600 | $10,555,072 | dollars as filed | put |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 1,036,791 | $10,554,532 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 48,133 | $10,543,535 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,359,000 | $10,532,250 | dollars as filed | call |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 292,311 | $10,511,503 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 1,148,610 | $10,509,782 | dollars as filed | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 110,906 | $10,501,689 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 45,000 | $10,483,650 | dollars as filed | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 160,000 | $10,483,200 | dollars as filed | call |
| PUTNAM ETF TRUST | 746729300 | FOCUSED LAR CAP | 331,418 | $10,452,924 | dollars as filed | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 956,389 | $10,434,204 | dollars as filed | |
| VAXCYTE INC COM | 92243G108 | Stock | 166,034 | $10,426,936 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 520,000 | $10,415,600 | dollars as filed | put |
| CROCS INC COM | 227046109 | Stock | 111,267 | $10,393,451 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 479,926 | $10,366,402 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 327,142 | $10,360,587 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 382,200 | $10,357,620 | dollars as filed | put |
| AUTOZONE INC COM | 053332102 | Stock | 4,000 | $10,342,440 | dollars as filed | call |
| STAG INDUSTRIAL INC | 85254J102 | COM | 263,303 | $10,337,276 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 66,850 | $10,334,342 | dollars as filed | |
| ISHARES TR | 46436E312 | IBONDS DEC 2032 | 409,336 | $10,327,547 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 515,141 | $10,323,426 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 88,300 | $10,321,387 | dollars as filed | call |
| UFP INDUSTRIES INC | 90278Q108 | COM | 82,195 | $10,319,582 | dollars as filed | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 363,128 | $10,301,941 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 117,521 | $10,293,664 | dollars as filed | |
| SOVOS BRANDS INC | 84612U107 | COM | 466,676 | $10,280,873 | dollars as filed | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 300,993 | $10,275,901 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 75,000 | $10,268,250 | dollars as filed | put |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 75,000 | $10,268,250 | dollars as filed | call |
| CROCS INC COM | 227046109 | Stock | 109,900 | $10,265,759 | dollars as filed | call |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 402,302 | $10,263,126 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,066,686 | $10,250,852 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 2,099,500 | $10,245,560 | dollars as filed | put |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 368,924 | $10,215,506 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 335,908 | $10,214,962 | dollars as filed | |
| NETAPP INC COM | 64110D104 | Stock | 115,700 | $10,200,112 | dollars as filed | call |
| BELLRING BRANDS INC COMMON STOCK | 07831C103 | Stock | 183,941 | $10,195,850 | dollars as filed | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 618,710 | $10,183,966 | dollars as filed | |
| PROSHARES TR | 74347G804 | K-1 FREE CRD OIL | 241,825 | $10,180,833 | dollars as filed | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 105,177 | $10,165,357 | dollars as filed | |
| CMB.TECH NV SHS | B38564108 | Stock | 577,688 | $10,161,532 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 73,400 | $10,157,826 | dollars as filed | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 240,280 | $10,156,636 | dollars as filed | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 203,040 | $10,135,757 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 468,500 | $10,086,805 | dollars as filed | put |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 249,900 | $10,038,483 | dollars as filed | put |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 147,515 | $10,029,545 | dollars as filed | |
| GENTHERM INC | 37253A103 | COM | 191,002 | $10,000,865 | dollars as filed | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 71,013 | $9,987,268 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 369,141 | $9,981,573 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 54,800 | $9,978,532 | dollars as filed | call |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 631,591 | $9,972,822 | dollars as filed | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 60,254 | $9,970,530 | dollars as filed | |
| MURPHY USA INC COM | 626755102 | Stock | 27,936 | $9,960,860 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 132,442 | $9,952,354 | dollars as filed | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 169,056 | $9,943,874 | dollars as filed | |
| VISTEON CORP | 92839U206 | COM NEW | 79,584 | $9,940,042 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,705,622 | $9,926,719 | dollars as filed | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 520,781 | $9,910,463 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 240,000 | $9,902,400 | dollars as filed | call |
| CAVCO INDS INC DEL | 149568107 | COM | 28,506 | $9,880,750 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 774,816 | $9,847,911 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 37,900 | $9,841,493 | dollars as filed | put |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 47,548 | $9,829,122 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 198,016 | $9,803,772 | dollars as filed | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 603,579 | $9,802,123 | dollars as filed | |
| ASSURANT INC COM | 04621X108 | Stock | 58,172 | $9,801,400 | dollars as filed | |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 822,005 | $9,790,080 | dollars as filed | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 388,802 | $9,778,370 | dollars as filed | |
| VWO | 922042858 | SHS | 237,900 | $9,777,690 | dollars as filed | put |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 174,588 | $9,771,690 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 485,500 | $9,768,260 | dollars as filed | put |
| COHERENT CORP COM | 19247G107 | Stock | 224,400 | $9,768,132 | dollars as filed | call |
| SIGMA LITHIUM CORPORATION COM | 826599102 | Stock | 309,800 | $9,767,994 | dollars as filed | put |
| TAPESTRY INC COM | 876030107 | Stock | 265,175 | $9,761,092 | dollars as filed | |
| NEXTPOWER INC CLASS A COM | 65290E101 | Stock | 207,983 | $9,744,003 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,255,934 | $9,733,489 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 197,604 | $9,720,142 | dollars as filed | |
| FASTENAL CO COM | 311900104 | Stock | 150,000 | $9,715,500 | dollars as filed | call |
| LIBERTY MEDIA CORP DEL | 531229722 | COM LBTY LIV S C | 259,278 | $9,694,405 | dollars as filed | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 88,069 | $9,692,875 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 295,659 | $9,690,519 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 179,600 | $9,653,500 | dollars as filed | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 134,762 | $9,651,654 | dollars as filed | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 564,836 | $9,647,399 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 651,800 | $9,640,122 | dollars as filed | call |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 407,398 | $9,626,815 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 349,032 | $9,626,303 | dollars as filed | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 307,359 | $9,623,410 | dollars as filed | |
| VALE S A | 91912E105 | SPONSORED ADS | 605,100 | $9,596,886 | dollars as filed | put |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 93,956 | $9,587,270 | dollars as filed | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 183,178 | $9,583,873 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 444,339 | $9,566,618 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 70,300 | $9,557,285 | dollars as filed | put |
| ROYAL GOLD INC | 780287108 | COM | 79,003 | $9,556,204 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 320,862 | $9,555,271 | dollars as filed | |
| TWILIO INC CL A | 90138F102 | Stock | 125,842 | $9,547,633 | dollars as filed | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 956,829 | $9,539,585 | dollars as filed | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 819,046 | $9,533,696 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 515,600 | $9,512,820 | dollars as filed | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 113,800 | $9,505,714 | dollars as filed | put |
| BARINGS BDC INC | 06759L103 | COM | 1,107,746 | $9,504,460 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 449,366 | $9,499,597 | dollars as filed | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 108,631 | $9,470,451 | dollars as filed | |
| VARONIS SYS INC | 922280102 | COM | 209,106 | $9,468,320 | dollars as filed | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 144,128 | $9,444,708 | dollars as filed | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 60,000 | $9,433,800 | dollars as filed | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 902,444 | $9,421,515 | dollars as filed | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 51,065 | $9,364,300 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 149,172 | $9,344,134 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 43,866 | $9,336,001 | dollars as filed | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 220,321 | $9,326,188 | dollars as filed | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 300,181 | $9,302,610 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 28,237 | $9,297,879 | dollars as filed | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 48,564 | $9,286,408 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 2,854,441 | $9,276,933 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,053,892 | $9,263,710 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 69,500 | $9,253,230 | dollars as filed | call |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 218,120 | $9,248,288 | dollars as filed | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 128,200 | $9,244,502 | dollars as filed | put |
| LAMB WESTON HLDGS INC | 513272104 | COM | 85,400 | $9,230,886 | dollars as filed | call |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 199,325 | $9,230,741 | dollars as filed | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 52,889 | $9,229,660 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P769 | FRANKLIN INDIA | 264,389 | $9,221,888 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 39,000 | $9,218,820 | dollars as filed | call |
| ISHARES TR | 464287192 | US TRSPRTION | 35,116 | $9,215,491 | dollars as filed | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 360,160 | $9,209,291 | dollars as filed | |
| COMERICAINC | 200340107 | COM | 164,987 | $9,207,925 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 299,036 | $9,177,415 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 110,000 | $9,158,600 | dollars as filed | put |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 289,496 | $9,130,704 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 155,359 | $9,124,234 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,185,447 | $9,116,087 | dollars as filed | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 147,947 | $9,109,097 | dollars as filed | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 477,986 | $9,081,734 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 201,552 | $9,071,855 | dollars as filed | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 173,744 | $9,065,963 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 183,077 | $9,062,312 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 647,911 | $9,057,795 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 163,489 | $9,052,386 | dollars as filed | |
| KNIFE RIVER CORP COMMON STOCK | 498894104 | Stock | 136,505 | $9,033,900 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 387,641 | $9,020,406 | dollars as filed | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 52,713 | $9,016,559 | dollars as filed | |
| GLOBUS MED INC CL A | 379577208 | Stock | 169,172 | $9,015,176 | dollars as filed | |
| GARMIN LTD SHS | H2906T109 | Stock | 70,100 | $9,010,654 | dollars as filed | call |
| NEW JERSEY RES CORP | 646025106 | COM | 201,401 | $8,978,457 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 243,900 | $8,977,959 | dollars as filed | call |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 608,234 | $8,977,534 | dollars as filed | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 971,466 | $8,976,346 | dollars as filed | |
| SQUARESPACE INC | 85225A107 | CLASS A | 271,617 | $8,966,077 | dollars as filed | |
| STEPAN CO | 858586100 | COM | 94,783 | $8,961,732 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 351,797 | $8,940,921 | dollars as filed | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 30,362 | $8,937,054 | dollars as filed | |
| MCGRATH RENTCORP | 580589109 | COM | 74,639 | $8,928,318 | dollars as filed | |
| LENNAR CORP CL A | 526057104 | Stock | 59,900 | $8,927,496 | dollars as filed | call |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 115,087 | $8,918,091 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 92,452 | $8,914,221 | dollars as filed | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 159,467 | $8,898,259 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 496,842 | $8,843,788 | dollars as filed | |
| WAYFAIR INC | 94419L101 | CL A | 143,000 | $8,823,100 | dollars as filed | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 100,000 | $8,822,000 | dollars as filed | put |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 704,032 | $8,821,521 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 271,142 | $8,817,538 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 982,058 | $8,799,240 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 141,139 | $8,798,605 | dollars as filed | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 306,558 | $8,792,083 | dollars as filed | |
| NNN REIT INC COM | 637417106 | REIT | 203,631 | $8,776,496 | dollars as filed | |
| OKTAINCCLASSA | 679295105 | STOK | 96,900 | $8,772,357 | dollars as filed | put |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 718,628 | $8,760,075 | dollars as filed | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 131,089 | $8,746,258 | dollars as filed | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 667,639 | $8,712,689 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 313,700 | $8,686,353 | dollars as filed | call |
| SELECTIVE INS GROUP INC | 816300107 | COM | 87,302 | $8,684,803 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 128,900 | $8,681,415 | dollars as filed | put |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 307,976 | $8,675,684 | dollars as filed | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 181,234 | $8,666,610 | dollars as filed | |
| BlackRock Flexible Income ETF | 092528603 | SHS | 165,778 | $8,665,216 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 196,057 | $8,655,917 | dollars as filed | |
| KBHOME | 48666K109 | COM | 137,800 | $8,606,988 | dollars as filed | put |
| CONAGRA FOODS INC | 205887102 | COM | 300,000 | $8,598,000 | dollars as filed | call |
| LAMB WESTON HLDGS INC | 513272104 | COM | 79,500 | $8,593,155 | dollars as filed | put |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 563,188 | $8,588,618 | dollars as filed | |
| JACK IN THE BOX INC | 466367109 | COM | 105,203 | $8,587,721 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 39,900 | $8,579,697 | dollars as filed | call |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 368,476 | $8,574,437 | dollars as filed | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 114,500 | $8,573,760 | dollars as filed | |
| TANGER INC | 875465106 | COM | 308,640 | $8,555,500 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 896,700 | $8,545,551 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 114,571 | $8,544,705 | dollars as filed | |
| POLARIS INC COM | 731068102 | Stock | 90,000 | $8,529,300 | dollars as filed | call |
| VICI PPTYS INC COM | 925652109 | REIT | 267,500 | $8,527,900 | dollars as filed | call |
| NEXTDECADE CORP | 65342K105 | COM | 1,786,125 | $8,519,816 | dollars as filed | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 300,000 | $8,517,000 | dollars as filed | call |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 159,853 | $8,502,581 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 172,740 | $8,498,808 | dollars as filed | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 287,763 | $8,465,987 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 229,900 | $8,462,619 | dollars as filed | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 344,652 | $8,461,206 | dollars as filed | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 101,600 | $8,459,216 | dollars as filed | call |
| TEREX CORP NEW COM | 880779103 | Stock | 147,149 | $8,455,182 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 248,600 | $8,452,400 | dollars as filed | put |
| BLOOM ENERGY CORP | 093712107 | COM | 570,880 | $8,449,024 | dollars as filed | |
| FORTINET INC COM | 34959E109 | Stock | 144,200 | $8,440,026 | dollars as filed | put |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 90,300 | $8,415,057 | dollars as filed | put |
| Altria Group Inc | 02209S103 | COM | 208,500 | $8,410,890 | dollars as filed | call |
| LINDSAY CORPORATION | 535555106 | COM | 65,021 | $8,398,112 | dollars as filed | |
| CACI INTL INC CL A | 127190304 | Stock | 25,930 | $8,397,690 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 153,100 | $8,397,535 | dollars as filed | call |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 250,393 | $8,393,173 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 52,435 | $8,389,600 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 453,388 | $8,374,076 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 246,200 | $8,370,800 | dollars as filed | call |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 274,524 | $8,370,236 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 136,200 | $8,344,974 | dollars as filed | call |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 153,000 | $8,341,560 | dollars as filed | call |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 636,759 | $8,341,543 | dollars as filed | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 156,346 | $8,341,059 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 588,999 | $8,340,226 | dollars as filed | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 87,403 | $8,331,254 | dollars as filed | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 56,174 | $8,314,875 | dollars as filed | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 541,624 | $8,313,929 | dollars as filed | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 53,332 | $8,299,526 | dollars as filed | |
| EQT CORP COM | 26884L109 | Stock | 214,566 | $8,295,122 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 275,355 | $8,288,186 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 100,000 | $8,285,000 | dollars as filed | call |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 135,367 | $8,279,045 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 115,000 | $8,275,400 | dollars as filed | call |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 113,300 | $8,270,900 | dollars as filed | call |
| BRINKS CO | 109696104 | COM | 93,958 | $8,263,607 | dollars as filed | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 125,409 | $8,250,659 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 16,000 | $8,238,560 | dollars as filed | call |
| IMPINJ INC | 453204109 | COM | 91,409 | $8,229,553 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 63,536 | $8,227,277 | dollars as filed | call |
| ONTO INNOVATION INC COM | 683344105 | Stock | 53,731 | $8,215,470 | dollars as filed | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 153,796 | $8,214,245 | dollars as filed | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 21,500 | $8,166,345 | dollars as filed | call |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 323,259 | $8,165,522 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 107,015 | $8,152,403 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 280,800 | $8,109,504 | dollars as filed | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 273,095 | $8,108,190 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 244,100 | $8,089,474 | dollars as filed | put |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 159,739 | $8,081,197 | dollars as filed | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 86,621 | $8,069,612 | dollars as filed | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 35,563 | $8,067,466 | dollars as filed | |
| MOELIS & CO | 60786M105 | CL A | 143,711 | $8,066,498 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 195,353 | $8,056,358 | dollars as filed | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 131,382 | $8,043,206 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229771 | COM LBTY ONE S A | 138,576 | $8,034,637 | dollars as filed | |
| SPX TECHNOLOGIES INC | 78473E103 | COM | 79,466 | $8,026,861 | dollars as filed | |
| FORTIS INC | 349553107 | COM | 194,666 | $8,006,613 | dollars as filed | |
| TERRENO RLTY CORP | 88146M101 | COM | 127,707 | $8,003,397 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 340,800 | $7,995,168 | dollars as filed | call |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 570,640 | $7,977,548 | dollars as filed | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 377,577 | $7,959,324 | dollars as filed | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 288,748 | $7,957,895 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 517,791 | $7,942,914 | dollars as filed | |
| COCA COLA CONS INC | 191098102 | COM | 8,535 | $7,923,894 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 75,382 | $7,917,371 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 367,500 | $7,912,275 | dollars as filed | call |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 110,000 | $7,910,100 | dollars as filed | call |
| RBB FD INC | 74933W460 | US TRSRY 6 MNTH | 158,069 | $7,898,708 | dollars as filed | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 469,316 | $7,889,203 | dollars as filed | |
| FULL TRUCK ALLIANCE CO LTD SPONSORED ADS | 35969L108 | ADR | 1,125,000 | $7,886,250 | dollars as filed | call |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 95,869 | $7,878,514 | dollars as filed | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 213,467 | $7,868,394 | dollars as filed | |
| AES CORP COM | 00130H105 | Stock | 408,745 | $7,868,342 | dollars as filed | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 306,033 | $7,865,048 | dollars as filed | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 176,624 | $7,859,769 | dollars as filed | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 624,979 | $7,855,986 | dollars as filed | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 135,039 | $7,852,518 | dollars as filed | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 179,554 | $7,844,714 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 124,332 | $7,839,133 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 543,331 | $7,834,833 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 160,000 | $7,809,600 | dollars as filed | call |
| ISHARES TR | 464287846 | DOW JONES US ETF | 66,972 | $7,804,247 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 342,705 | $7,803,393 | dollars as filed | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 518,620 | $7,789,673 | dollars as filed | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 38,571 | $7,782,856 | dollars as filed | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 130,000 | $7,777,900 | dollars as filed | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 753,500 | $7,776,120 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 40,565 | $7,758,462 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 60,000 | $7,754,400 | dollars as filed | call |
| SEI INVTS CO COM | 784117103 | Stock | 121,969 | $7,751,130 | dollars as filed | |
| EASTGROUP PPTYS INC | 277276101 | COM | 42,208 | $7,746,857 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 221,611 | $7,725,359 | dollars as filed | |
| VIRTUS DIVIDEND, INTEREST & PR | 92840R101 | COM | 613,115 | $7,725,249 | dollars as filed | |
| LEGGETT & PLATT INC | 524660107 | COM | 294,628 | $7,710,415 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 87,361 | $7,699,125 | dollars as filed | |
| AMER STATES WTR CO COM | 029899101 | Stock | 95,385 | $7,670,862 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 881,517 | $7,651,568 | dollars as filed | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 300,463 | $7,649,788 | dollars as filed | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 36,660 | $7,637,744 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 276,129 | $7,634,967 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 25,000 | $7,625,000 | dollars as filed | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 145,200 | $7,624,452 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 147,057 | $7,621,964 | dollars as filed | |
| MARZETTI COMPANY | 513847103 | COM | 45,791 | $7,619,165 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 325,100 | $7,607,340 | dollars as filed | put |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 792,694 | $7,594,009 | dollars as filed | |
| IVLU | 46435G409 | COM | 285,966 | $7,580,959 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 126,166 | $7,553,559 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 76,788 | $7,542,885 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 611,563 | $7,540,572 | dollars as filed | |
| ALKERMES PLC | G01767105 | SHS | 271,757 | $7,538,540 | dollars as filed | |
| HELMERICH & PAYNE INC | 423452101 | COM | 207,557 | $7,517,715 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 181,300 | $7,504,007 | dollars as filed | call |
| OLD NATL BANCORP IND | 680033107 | COM | 444,001 | $7,499,177 | dollars as filed | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 101,000 | $7,495,210 | dollars as filed | put |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 64,394 | $7,471,636 | dollars as filed | |
| COTY INC | 222070203 | COM CL A | 600,000 | $7,452,000 | dollars as filed | put |
| EA SERIES TRUST | 02072L680 | STRIVE 500 ETF | 243,651 | $7,448,411 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 90,400 | $7,447,152 | dollars as filed | put |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 437,692 | $7,418,880 | dollars as filed | |
| CADENCE BANK | 12740C103 | COM | 250,433 | $7,410,313 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 421,277 | $7,406,050 | dollars as filed | |
| FORTIVE CORP COM | 34959J108 | Stock | 100,000 | $7,363,000 | dollars as filed | call |
| KKR & CO INC | 48251W104 | COM | 88,800 | $7,357,080 | dollars as filed | put |
| PEABODY ENGR CORP | 704551100 | COM | 302,395 | $7,354,246 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 80,218 | $7,352,782 | dollars as filed | |
| B & G FOODS INC | 05508R106 | COM | 700,100 | $7,351,050 | dollars as filed | put |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 6,147 | $7,349,476 | dollars as filed | |
| M & T BK CORP COM | 55261F104 | Stock | 53,600 | $7,347,488 | dollars as filed | put |
| ENOVIX CORPORATION COM | 293594107 | Stock | 586,734 | $7,345,909 | dollars as filed | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,115,143 | $7,304,187 | dollars as filed | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 107,533 | $7,282,135 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 164,919 | $7,277,876 | dollars as filed | |
| ENSIGN GROUP INC | 29358P101 | COM | 64,828 | $7,274,350 | dollars as filed | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 106,325 | $7,270,504 | dollars as filed | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 82,027 | $7,248,726 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 251,377 | $7,247,199 | dollars as filed | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 239,068 | $7,243,761 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 40,852 | $7,241,426 | dollars as filed | call |
| APTARGROUP INC COM | 038336103 | Stock | 58,423 | $7,222,252 | dollars as filed | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 285,043 | $7,220,139 | dollars as filed | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 35,565 | $7,214,004 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 365,195 | $7,212,602 | dollars as filed | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 181,385 | $7,211,868 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 39,600 | $7,210,764 | dollars as filed | put |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 396,163 | $7,206,205 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 52,423 | $7,202,396 | dollars as filed | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 240,536 | $7,185,291 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 469,569 | $7,184,406 | dollars as filed | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 113,281 | $7,176,351 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 157,369 | $7,155,568 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 738,405 | $7,155,145 | dollars as filed | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 101,000 | $7,153,830 | dollars as filed | call |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 130,931 | $7,152,760 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 869,446 | $7,146,846 | dollars as filed | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 47,180 | $7,143,996 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 80,000 | $7,124,800 | dollars as filed | put |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 685,107 | $7,118,261 | dollars as filed | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 98,672 | $7,099,451 | dollars as filed | |
| TPG INC COM CL A | 872657101 | Stock | 164,374 | $7,096,026 | dollars as filed | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 78,974 | $7,092,655 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 260,500 | $7,090,809 | dollars as filed | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 210,362 | $7,087,096 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 837,882 | $7,080,103 | dollars as filed | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 229,480 | $7,079,457 | dollars as filed | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 120,500 | $7,079,375 | dollars as filed | put |
| INNOSPEC INC | 45768S105 | COM | 57,410 | $7,075,208 | dollars as filed | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 272,473 | $7,067,950 | dollars as filed | |
| LEAR CORP COM NEW | 521865204 | Stock | 50,000 | $7,060,500 | dollars as filed | call |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 224,302 | $7,058,784 | dollars as filed | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 301,200 | $7,048,080 | dollars as filed | call |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 499,400 | $7,036,546 | dollars as filed | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 40,352 | $7,029,318 | dollars as filed | |
| BRUNSWICK CORP | 117043109 | COM | 72,540 | $7,018,245 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 666,285 | $7,015,981 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 122,796 | $7,011,651 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 526,676 | $7,010,058 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 115,434 | $7,004,535 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 174,092 | $6,993,276 | dollars as filed | |
| TORO CO | 891092108 | COM | 72,702 | $6,978,666 | dollars as filed | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 566,670 | $6,970,041 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 857,308 | $6,969,914 | dollars as filed | |
| BXP INC COM | 101121101 | REIT | 99,191 | $6,960,232 | dollars as filed | |
| CABOT CORP | 127055101 | COM | 83,355 | $6,960,143 | dollars as filed | |
| THOMSON REUTERS CORP COM | 884903808 | Stock | 47,589 | $6,958,464 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 160,955 | $6,946,817 | dollars as filed | |
| ALLETE INC | 018522300 | COM NEW | 113,570 | $6,945,942 | dollars as filed | |
| GREIF INC | 397624107 | CL A | 105,819 | $6,940,669 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 305,150 | $6,936,060 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 300,942 | $6,933,704 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 390,200 | $6,929,951 | dollars as filed | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 128,602 | $6,925,217 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 189,644 | $6,893,559 | dollars as filed | |
| Vital Energy Inc | 516806205 | Common Stock | 150,903 | $6,864,577 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 155,651 | $6,864,209 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,397,417 | $6,861,318 | dollars as filed | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 104,811 | $6,852,544 | dollars as filed | |
| SENTINELONE INC | 81730H109 | CL A | 249,256 | $6,839,584 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 105,719 | $6,838,962 | dollars as filed | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 118,620 | $6,838,443 | dollars as filed | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 93,471 | $6,823,383 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 691,911 | $6,822,242 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 472,049 | $6,821,108 | dollars as filed | |
| OAKTREE SPECIALTY LENDING | 67401P405 | COM | 333,263 | $6,805,231 | dollars as filed | |
| AVIDXCHANGE HOLDINGS INC | 05368X102 | COM | 548,954 | $6,801,539 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586506 | COM SER N | 96,374 | $6,788,585 | dollars as filed | |
| AUTONATION INC COM | 05329W102 | Stock | 45,191 | $6,786,785 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 163,800 | $6,779,682 | dollars as filed | put |
| NIO INC SPON ADS | 62914V106 | ADR | 746,121 | $6,767,317 | dollars as filed | call |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 306,410 | $6,753,276 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 33,173 | $6,748,383 | dollars as filed | |
| WESTLAKE CORPORATION | 960413102 | COM | 48,169 | $6,741,734 | dollars as filed | |
| EXPONENT INC | 30214U102 | COM | 76,565 | $6,740,782 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 134,549 | $6,732,832 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 218,297 | $6,725,731 | dollars as filed | |
| RAMBUS INC DEL COM | 750917106 | Stock | 98,500 | $6,722,625 | dollars as filed | call |
| GAP INC COM | 364760108 | Stock | 320,700 | $6,705,837 | dollars as filed | put |
| TENABLE HLDGS INC | 88025T102 | COM | 145,555 | $6,704,263 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 734,658 | $6,692,734 | dollars as filed | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 384,440 | $6,689,256 | dollars as filed | |
| PRICESMART INC COM | 741511109 | Stock | 88,015 | $6,669,776 | dollars as filed | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 173,394 | $6,665,265 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 333,901 | $6,661,325 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 113,957 | $6,660,787 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 260,219 | $6,659,004 | dollars as filed | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 194,393 | $6,657,961 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 300,000 | $6,630,000 | dollars as filed | put |
| MANULIFE FINL CORP | 56501R106 | COM | 300,000 | $6,630,000 | dollars as filed | call |
| KANZHUN LIMITED | 48553T106 | SPONSORED ADS | 399,061 | $6,628,403 | dollars as filed | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 64,970 | $6,593,805 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 393,842 | $6,592,915 | dollars as filed | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 186,051 | $6,563,879 | dollars as filed | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 272,946 | $6,561,622 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 99,712 | $6,557,061 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 150,683 | $6,556,217 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 55,000 | $6,551,050 | dollars as filed | call |
| UIPATH INC | 90364P105 | CL A | 263,621 | $6,548,345 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 109,671 | $6,539,681 | dollars as filed | |
| IMMUNOVANT INC | 45258J102 | COM | 155,082 | $6,533,604 | dollars as filed | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 596,245 | $6,528,883 | dollars as filed | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 275,100 | $6,528,123 | dollars as filed | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 228,602 | $6,526,587 | dollars as filed | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 406,576 | $6,521,479 | dollars as filed | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 401,500 | $6,508,315 | dollars as filed | call |
| NEOGAMES S A | L6673X107 | COM | 227,236 | $6,505,767 | dollars as filed | |
| HERC HLDGS INC COM | 42704L104 | Stock | 43,605 | $6,492,349 | dollars as filed | |
| PREMIER INC | 74051N102 | CL A | 290,132 | $6,487,352 | dollars as filed | |
| H2O AMERICA | 784305104 | COM | 99,117 | $6,477,297 | dollars as filed | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 133,591 | $6,472,484 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 463,587 | $6,471,675 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 106,315 | $6,463,952 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 141,100 | $6,449,681 | dollars as filed | put |
| KROGER CO COM | 501044101 | Stock | 141,100 | $6,449,681 | dollars as filed | call |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 189,788 | $6,439,507 | dollars as filed | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 793,156 | $6,432,495 | dollars as filed | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 243,825 | $6,424,789 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 745,772 | $6,421,097 | dollars as filed | |
| ICF INTL INC | 44925C103 | COM | 47,793 | $6,408,563 | dollars as filed | |
| DISCOVER FINL SVCS | 254709108 | COM | 57,000 | $6,406,800 | dollars as filed | call |
| ZURN ELKAY WATER SOLNS CORP COM | 98983L108 | Stock | 217,525 | $6,397,410 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 346,507 | $6,393,054 | dollars as filed | |
| WARRIOR MET COAL INC | 93627C101 | COM | 104,846 | $6,392,460 | dollars as filed | |
| MURPHY OIL CORP COM | 626717102 | Stock | 149,788 | $6,389,956 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-24-001214 | this filing | 2024-02-09 | acceptance time not in the bulk data set |