13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 13,668 holding rows worth $481,209,729,000.
- Accession
- 0000950123-21-015522
- Filer
- CIK 1423053
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 16,770 entries on the cover page, a total value of $481,209,729,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $481,209,729,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Securities GP LLC 028-18870
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PLANET GREEN HLDGS CORP | 72703U102 | COM | 25,224 | $34,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 52,494 | $34,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 15,100 | $34,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 15,900 | $33,000 | thousands by filing date | call |
| NEW PAC METALS CORP | 64782A107 | COM | 10,000 | $33,000 | thousands by filing date | put |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 15,700 | $33,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 31,800 | $33,000 | thousands by filing date | call |
| 36KR HOLDINGS INC SPONSORED ADR | 88429K103 | ADR | 20,788 | $33,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 15,184 | $33,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 48,848 | $33,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 21,865 | $33,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 15,200 | $33,000 | thousands by filing date | put |
| SADOT GROUP INC | 627333107 | COM | 29,145 | $33,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 25,700 | $33,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 10,300 | $32,000 | thousands by filing date | put |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 12,021 | $32,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 11,200 | $32,000 | thousands by filing date | put |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 58,390 | $32,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 21,213 | $32,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 16,800 | $32,000 | thousands by filing date | call |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 32,983 | $32,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 20,748 | $32,000 | thousands by filing date | |
| PAINREFORM LTD | M77798102 | SHS | 11,637 | $32,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 27,548 | $31,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 22,245 | $31,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 15,500 | $31,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 24,399 | $31,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 11,000 | $31,000 | thousands by filing date | call |
| HIPPO HLDGS INC | 433539111 | *W EXP 08/02/202 | 32,837 | $31,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F128 | *W EXP 99/99/999 | 33,211 | $31,000 | thousands by filing date | |
| INMED PHARMACEUTICALS INC | 457637502 | COM NEW | 17,942 | $31,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 11,100 | $31,000 | thousands by filing date | call |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 79,500 | $31,000 | thousands by filing date | call |
| Galiano Gold Inc | 36352H100 | COM | 41,387 | $30,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 13,525 | $30,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 21,900 | $30,000 | thousands by filing date | put |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 13,123 | $30,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 10,300 | $30,000 | thousands by filing date | put |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 32,001 | $30,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 20,394 | $30,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 17,200 | $30,000 | thousands by filing date | call |
| AETERNA ZENTARIS INC | 007975402 | COM | 40,013 | $30,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 15,900 | $30,000 | thousands by filing date | call |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 19,200 | $29,000 | thousands by filing date | put |
| S&W SEED COMPANY COM | 785135104 | COM | 11,001 | $29,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126111 | *W EXP 03/04/202 | 30,159 | $29,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 45,691 | $29,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 13,700 | $29,000 | thousands by filing date | put |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 65,337 | $29,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 41,666 | $29,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 14,876 | $29,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 21,300 | $28,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 26,900 | $28,000 | thousands by filing date | put |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 12,200 | $28,000 | thousands by filing date | call |
| ADITX THERAPEUTICS INC | 007025109 | COM | 16,942 | $28,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 10,519 | $28,000 | thousands by filing date | |
| LUMIRADX LTD | g5709l117 | WT | 21,745 | $27,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 16,000 | $27,000 | thousands by filing date | call |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 17,600 | $27,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 20,044 | $27,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 18,067 | $27,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 41,909 | $27,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 25,200 | $27,000 | thousands by filing date | put |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 22,600 | $27,000 | thousands by filing date | call |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 15,424 | $27,000 | thousands by filing date | |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 43,864 | $27,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 64,821 | $26,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 11,400 | $26,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 25,609 | $26,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 23,000 | $26,000 | thousands by filing date | call |
| ASTROTECH CORP | 046484200 | COM NEW | 24,595 | $26,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 20,341 | $26,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 15,264 | $26,000 | thousands by filing date | |
| SOUNDHOUND AI INC WT EXP 042627 | 039562111 | Stock | 37,500 | $26,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 34,440 | $26,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 31,318 | $26,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 18,147 | $25,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 10,200 | $25,000 | thousands by filing date | put |
| SILEXION THERAPEUTICS CORP WT EXP 081529 | G6S23K124 | Stock | 42,495 | $25,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 16,600 | $25,000 | thousands by filing date | put |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 31,758 | $25,000 | thousands by filing date | |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 20,000 | $25,000 | thousands by filing date | put |
| Axonics | 88875G101 | COM | 16,900 | $25,000 | thousands by filing date | call |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 25,600 | $25,000 | thousands by filing date | put |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 15,936 | $25,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 11,086 | $24,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 11,700 | $24,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 13,500 | $24,000 | thousands by filing date | put |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 14,800 | $24,000 | thousands by filing date | call |
| QUOTIENT LTD | G73268107 | SHS | 10,400 | $24,000 | thousands by filing date | put |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 35,357 | $24,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 19,046 | $24,000 | thousands by filing date | |
| CODE CHAIN NEW CONTINENT LTD | 19200A105 | COM | 18,889 | $24,000 | thousands by filing date | |
| WEIDAI LTD | 94861A108 | SPONS ADS | 31,291 | $24,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 16,621 | $23,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 18,433 | $23,000 | thousands by filing date | |
| UCOMMUNE INTERNATIONAL LTD | G9449A100 | COM | 26,495 | $23,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 11,997 | $22,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 24,800 | $22,000 | thousands by filing date | put |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 15,643 | $22,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 36,004 | $22,000 | thousands by filing date | |
| TOKEN CAT LTD SPONSORED ADR | 89856T203 | ADR | 10,183 | $22,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 27,884 | $22,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 16,927 | $21,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 10,367 | $21,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 10,500 | $20,000 | thousands by filing date | put |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 43,708 | $20,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 12,400 | $20,000 | thousands by filing date | call |
| SECOO HLDG LTD | 81367P101 | ADR | 16,100 | $20,000 | thousands by filing date | put |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 14,900 | $19,000 | thousands by filing date | call |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 29,431 | $19,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 27,900 | $19,000 | thousands by filing date | put |
| PYXIS TANKERS INC | Y71726106 | COM | 25,274 | $19,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 27,914 | $19,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 21,100 | $19,000 | thousands by filing date | call |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 12,880 | $18,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 10,088 | $18,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 29,755 | $18,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 32,789 | $18,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 34,872 | $18,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 12,200 | $17,000 | thousands by filing date | put |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 14,514 | $17,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 22,900 | $17,000 | thousands by filing date | put |
| CELSION CORP | 15117N503 | COM PAR NEW | 18,500 | $17,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 10,800 | $17,000 | thousands by filing date | put |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 29,224 | $17,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115117 | *W EXP 07/25/202 | 18,875 | $17,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 25,399 | $16,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 20,509 | $16,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 13,300 | $16,000 | thousands by filing date | put |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 11,761 | $15,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 13,700 | $15,000 | thousands by filing date | call |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 1,412 | $14,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 26,007 | $14,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 35,461 | $14,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 10,000 | $13,000 | thousands by filing date | put |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 10,100 | $13,000 | thousands by filing date | call |
| AGILETHOUGHT INC 11.5000EXP01/10/2025 | 00857F118 | WARR | 12,834 | $13,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M114 | WARR | 24,296 | $13,000 | thousands by filing date | |
| LDH GROWTH CORP I | G54094126 | *W EXP 03/17/202 | 17,497 | $13,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 18,622 | $13,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q113 | *W EXP 11/30/202 | 24,845 | $13,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 12,100 | $12,000 | thousands by filing date | call |
| EVO ACQUISITION CORP | 30052G116 | WARR | 22,291 | $12,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 21,846 | $12,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 19,100 | $12,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 24,294 | $11,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 17,900 | $11,000 | thousands by filing date | call |
| CHINA SXT PHARMACEUTICALS IN | G2161P116 | ORD SHS NEW | 10,754 | $11,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 16,400 | $10,000 | thousands by filing date | put |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 19,351 | $10,000 | thousands by filing date | |
| FLJ GROUP LIMITED SPON ADS | 74738J102 | ADR | 15,045 | $10,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H114 | *W EXP 01/05/202 | 15,289 | $10,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 20,100 | $9,000 | thousands by filing date | put |
| CELSION CORP | 15117N503 | COM PAR NEW | 10,200 | $9,000 | thousands by filing date | put |
| FORESIGHT ACQUISITION CORP | 34552Y114 | *W EXP 01/29/202 | 10,560 | $9,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 13,100 | $8,000 | thousands by filing date | put |
| WTS/ACKRELL SPAC PARTNERS I CO. EXP12/01/2026 | 00461L113 | COM | 17,985 | $8,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 21,600 | $8,000 | thousands by filing date | put |
| PUXIN LTD | 74704P108 | ADS | 14,600 | $8,000 | thousands by filing date | put |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 10,798 | $7,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 14,200 | $7,000 | thousands by filing date | call |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 17,588 | $6,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 19,700 | $4,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G116 | *W EXP 11/14/202 | 10,805 | $2,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 11,467 | $2,000 | thousands by filing date | |
| ANGEL OAK FINL STRATEGIES IN | 03464A118 | RIGHT 10/14/2021 | 11,435 | $2,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G156 | RIGHT 10/01/2021 | 93,467 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-015522 | this filing | 2021-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-22-003427 | added | 2022-03-11 | acceptance time not in the bulk data set |