13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 13,668 holding rows worth $481,209,729,000.
- Accession
- 0000950123-21-015522
- Filer
- CIK 1423053
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 16,770 entries on the cover page, a total value of $481,209,729,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $481,209,729,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Securities GP LLC 028-18870
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PHAXIAM THERAPEUTICS S A | 29604W108 | SPONSORED ADR | 14,565 | $84,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 40,824 | $84,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 15,131 | $84,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 20,700 | $84,000 | thousands by filing date | call |
| REMARK HLDGS INC | 75955K102 | COM | 79,800 | $84,000 | thousands by filing date | put |
| BIT ORIGIN LTD | G21621100 | SHS | 78,355 | $84,000 | thousands by filing date | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 13,400 | $83,000 | thousands by filing date | put |
| SAVARA INC | 805111101 | COM | 59,800 | $83,000 | thousands by filing date | call |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 12,400 | $83,000 | thousands by filing date | call |
| NEURONETICS INC | 64131A105 | COM | 12,693 | $83,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 11,500 | $83,000 | thousands by filing date | put |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 40,100 | $83,000 | thousands by filing date | put |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 16,100 | $83,000 | thousands by filing date | put |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 13,698 | $83,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 26,100 | $83,000 | thousands by filing date | put |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 90,300 | $83,000 | thousands by filing date | put |
| BORR DRILLING LTD | G1466R207 | SHS | 98,483 | $83,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 12,665 | $82,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 42,900 | $82,000 | thousands by filing date | call |
| INSPIREMD INC | 45779A846 | COM | 19,977 | $82,000 | thousands by filing date | |
| Draganfly Inc | 26142Q205 | COM | 24,600 | $82,000 | thousands by filing date | call |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 11,300 | $82,000 | thousands by filing date | call |
| TROIKA MEDIA GROUP INC | 89689F305 | COM | 62,339 | $82,000 | thousands by filing date | |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 26,683 | $82,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 25,400 | $82,000 | thousands by filing date | put |
| DIGITAL BRANDS GROUP INC | 25401N101 | COM | 26,937 | $82,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 48,800 | $82,000 | thousands by filing date | call |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 88,200 | $82,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 11,500 | $81,000 | thousands by filing date | put |
| BROADWIND INC | 11161T207 | CMN | 31,526 | $81,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 58,920 | $81,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 10,200 | $81,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 60,300 | $81,000 | thousands by filing date | call |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 21,625 | $81,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 16,852 | $81,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 77,506 | $81,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 14,100 | $80,000 | thousands by filing date | call |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 12,900 | $80,000 | thousands by filing date | call |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 26,300 | $80,000 | thousands by filing date | call |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 17,300 | $80,000 | thousands by filing date | call |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 14,100 | $80,000 | thousands by filing date | put |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 30,940 | $80,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 42,300 | $80,000 | thousands by filing date | put |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 14,100 | $80,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | 500688106 | COM | 26,800 | $79,000 | thousands by filing date | call |
| HIGH TIDE INC | 42981E401 | COM | 12,600 | $79,000 | thousands by filing date | put |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 26,823 | $79,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 21,422 | $79,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196118 | *W EXP 02/16/202 | 87,678 | $79,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 37,992 | $79,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 31,400 | $79,000 | thousands by filing date | call |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 12,700 | $78,000 | thousands by filing date | put |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 10,000 | $78,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911107 | COM | 30,354 | $78,000 | thousands by filing date | |
| INSPIREMD INC | 45779A846 | COM | 19,000 | $78,000 | thousands by filing date | call |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 11,420 | $78,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 21,000 | $78,000 | thousands by filing date | call |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 11,636 | $78,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L103 | ORDINARY SHARES | 16,300 | $78,000 | thousands by filing date | put |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 28,114 | $78,000 | thousands by filing date | |
| ORIENTAL CULTURE HOLDING LTD | G6796W107 | ORD SHS | 19,840 | $78,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895118 | *W EXP 12/10/202 | 51,581 | $78,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 66,017 | $78,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 22,600 | $77,000 | thousands by filing date | call |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 13,500 | $77,000 | thousands by filing date | put |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 10,800 | $77,000 | thousands by filing date | call |
| Fluent Co | 34380C102 | COM | 34,100 | $77,000 | thousands by filing date | put |
| NEXTPLAT CORP | 68557F209 | COM NEW | 15,062 | $77,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 18,900 | $77,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 60,500 | $77,000 | thousands by filing date | call |
| TANTECH HLDGS LTD | G8675X107 | COM | 117,022 | $77,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 10,900 | $76,000 | thousands by filing date | put |
| SACHEM CAP CORP | 78590A109 | COM | 14,000 | $76,000 | thousands by filing date | put |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 10,900 | $76,000 | thousands by filing date | call |
| WORKSPORT LTD | 98139q209 | COM | 12,200 | $76,000 | thousands by filing date | put |
| CALYXT INC | 13173L107 | COM | 22,500 | $76,000 | thousands by filing date | call |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 20,968 | $75,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 12,337 | $75,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 100,600 | $75,000 | thousands by filing date | put |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 21,000 | $75,000 | thousands by filing date | call |
| GENPREX INC | 372446104 | COM | 27,800 | $75,000 | thousands by filing date | call |
| AXCELLA HEALTH INC | 05454B105 | COM | 25,155 | $75,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 32,009 | $75,000 | thousands by filing date | |
| LIQUID MEDIA GROUP LTD NEW | 53634Q204 | COM NEW | 47,100 | $75,000 | thousands by filing date | call |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 23,841 | $75,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 15,300 | $74,000 | thousands by filing date | put |
| EQUILLIUM INC | 29446K106 | COM | 10,909 | $74,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 31,729 | $74,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 11,600 | $74,000 | thousands by filing date | put |
| Renovaro Inc | 29350E104 | Common Stock | 11,000 | $74,000 | thousands by filing date | put |
| ISPECIMEN INC COM NEW | 45032V108 | Stock | 12,755 | $74,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 40,877 | $74,000 | thousands by filing date | |
| NEXTERS INC | G6529J100 | COM | 11,184 | $74,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 42,137 | $74,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A117 | WTS | 125,413 | $74,000 | thousands by filing date | |
| AULT GLOBAL HOLDINGS INC | 05150X104 | COM | 30,414 | $74,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 21,700 | $73,000 | thousands by filing date | call |
| RENOVORX INC | 75989R107 | COM NEW | 12,010 | $73,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 28,000 | $73,000 | thousands by filing date | call |
| PAE INC | 69290Y109 | COM CL A | 12,200 | $73,000 | thousands by filing date | put |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 96,119 | $73,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 33,400 | $73,000 | thousands by filing date | call |
| ACASTI PHARMA INC | 00430K873 | CL A | 36,571 | $73,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 21,902 | $72,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 10,000 | $72,000 | thousands by filing date | put |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 125,680 | $72,000 | thousands by filing date | |
| PROTAGENIC THERAPEUTICS INC | 74365N103 | COM | 38,712 | $72,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 30,600 | $72,000 | thousands by filing date | call |
| MOSYS INC | 619718307 | COM | 14,500 | $72,000 | thousands by filing date | put |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 31,267 | $72,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 78,000 | $71,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 18,400 | $71,000 | thousands by filing date | put |
| SIEBERT FINL CORP | 826176109 | COM | 21,071 | $71,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 24,800 | $71,000 | thousands by filing date | call |
| SKILLFUL CRAFTSMAN ED TECH L | G8211A108 | ORD SHS | 57,913 | $71,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 17,800 | $71,000 | thousands by filing date | call |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 17,600 | $71,000 | thousands by filing date | call |
| MERCURITY FINTECH HOLDING IN | 58936H109 | SPONSORED ADS | 31,601 | $71,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 22,700 | $71,000 | thousands by filing date | put |
| GAUCHO GROUP HLDGS INC COM NEW | 36809R206 | Stock | 23,000 | $71,000 | thousands by filing date | put |
| CORMEDIX INC COM | 21900C308 | Stock | 15,000 | $70,000 | thousands by filing date | put |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 12,823 | $70,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 46,593 | $70,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 38,700 | $70,000 | thousands by filing date | put |
| FIRST HIGH SCH ED GROUP CO L | 320505100 | ADR | 22,879 | $70,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 20,900 | $70,000 | thousands by filing date | put |
| NEW FOUND GOLD CORP | 64440N103 | COM | 11,316 | $69,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 19,200 | $69,000 | thousands by filing date | put |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 12,700 | $69,000 | thousands by filing date | put |
| BEST INC | 08653C106 | SPONSORED ADS | 41,500 | $69,000 | thousands by filing date | put |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 16,737 | $69,000 | thousands by filing date | |
| PARTS ID INC | 702141102 | COM | 13,273 | $69,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 44,551 | $69,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 152,200 | $69,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 23,100 | $69,000 | thousands by filing date | put |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 107,915 | $69,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 26,256 | $69,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 76,256 | $69,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 14,258 | $68,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 14,262 | $68,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 12,700 | $68,000 | thousands by filing date | put |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 21,300 | $68,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 66,403 | $68,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 20,059 | $68,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 12,200 | $68,000 | thousands by filing date | put |
| ONCOSEC MED INC | 68234L306 | COM | 32,212 | $68,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 40,200 | $68,000 | thousands by filing date | call |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 31,159 | $68,000 | thousands by filing date | |
| NDACW US 31 Dec 27 C11.5 | 65413D113 | *W EXP 02/26/202 | 79,519 | $68,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 19,100 | $67,000 | thousands by filing date | call |
| NEWAGE INC | 650194103 | COMMON STOCK | 48,049 | $67,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 13,800 | $67,000 | thousands by filing date | put |
| GLOBAL BLUE GROUP HOLDING AG ORD SHS | H33700107 | Stock | 10,444 | $67,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 10,200 | $67,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 18,500 | $67,000 | thousands by filing date | put |
| GENPREX INC | 372446104 | COM | 25,278 | $67,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 28,000 | $67,000 | thousands by filing date | call |
| LIZHI INC | 53933L104 | ADS | 21,000 | $67,000 | thousands by filing date | call |
| RA MED SYS INC | 74933X203 | COM | 21,377 | $67,000 | thousands by filing date | |
| ECMOHO LTD | 27888P104 | COM | 110,185 | $67,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 22,539 | $67,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 13,300 | $66,000 | thousands by filing date | call |
| KAMADA LTD | M6240T109 | SHS | 12,465 | $66,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 20,500 | $66,000 | thousands by filing date | put |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 12,078 | $66,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 21,698 | $66,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 21,300 | $66,000 | thousands by filing date | call |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 27,800 | $66,000 | thousands by filing date | call |
| CBDMD INC | 12482W101 | COM | 31,500 | $66,000 | thousands by filing date | call |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 40,758 | $66,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 21,500 | $66,000 | thousands by filing date | put |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 12,200 | $66,000 | thousands by filing date | call |
| QILIAN INTL HLDG GROUP LTD | G7307E107 | COM | 16,275 | $66,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 16,424 | $66,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 18,900 | $66,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 11,500 | $65,000 | thousands by filing date | call |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 14,000 | $65,000 | thousands by filing date | call |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 12,393 | $65,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 26,200 | $65,000 | thousands by filing date | call |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 21,749 | $65,000 | thousands by filing date | |
| CREATD INC | 225265107 | COM | 24,100 | $65,000 | thousands by filing date | call |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 100,122 | $65,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 47,294 | $65,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 18,000 | $65,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 13,400 | $65,000 | thousands by filing date | call |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 41,300 | $65,000 | thousands by filing date | put |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 12,992 | $64,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 13,700 | $64,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 18,100 | $64,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 86,815 | $64,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 43,175 | $64,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 10,300 | $64,000 | thousands by filing date | put |
| GREEN GIANT INC | 16948W209 | COM NEW | 42,314 | $64,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 89,210 | $64,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 15,800 | $64,000 | thousands by filing date | put |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 39,200 | $64,000 | thousands by filing date | call |
| BIO-PATH HLDGS INC | 09057N300 | COM | 12,404 | $64,000 | thousands by filing date | |
| UTIME LTD | G9411M108 | SHS | 12,403 | $64,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 29,500 | $64,000 | thousands by filing date | put |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 103,808 | $64,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 11,189 | $64,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 21,718 | $64,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 24,500 | $63,000 | thousands by filing date | call |
| HUADI INTERNATIONAL GRP CO L | G4645E105 | SHS | 14,455 | $63,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 22,500 | $63,000 | thousands by filing date | put |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 18,700 | $63,000 | thousands by filing date | call |
| CUENTAS INC | 229794201 | COM | 21,807 | $63,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 14,900 | $62,000 | thousands by filing date | call |
| TALKSPACE INC | 87427V103 | COM | 16,900 | $62,000 | thousands by filing date | put |
| Draganfly Inc | 26142Q205 | COM | 18,557 | $62,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 20,189 | $62,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 13,300 | $62,000 | thousands by filing date | put |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 17,600 | $62,000 | thousands by filing date | put |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 11,600 | $62,000 | thousands by filing date | put |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 103,100 | $62,000 | thousands by filing date | call |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 27,100 | $62,000 | thousands by filing date | call |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 37,770 | $62,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 18,800 | $61,000 | thousands by filing date | call |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 17,600 | $61,000 | thousands by filing date | put |
| SEACHANGE INTL INC | 811699107 | COM | 57,300 | $61,000 | thousands by filing date | put |
| Accelerate Diagnostics | 00430H102 | COM | 10,400 | $61,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 36,600 | $61,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 35,100 | $61,000 | thousands by filing date | put |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 29,700 | $61,000 | thousands by filing date | put |
| FLORA GROWTH CORP | 339764102 | COM | 10,882 | $61,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 19,284 | $61,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 55,620 | $61,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 31,900 | $60,000 | thousands by filing date | call |
| NEXTDECADE CORP | 65342K105 | COM | 21,635 | $60,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 22,700 | $60,000 | thousands by filing date | put |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 17,103 | $60,000 | thousands by filing date | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 10,466 | $60,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 11,300 | $60,000 | thousands by filing date | put |
| VYNE THERAP. | 92941V209 | COM | 42,900 | $60,000 | thousands by filing date | call |
| CTI BIOPHARMA CORP | 12648L601 | COM | 20,200 | $60,000 | thousands by filing date | call |
| CEMTREX INC | 15130G600 | COM | 51,561 | $60,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 116,895 | $60,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 10,500 | $60,000 | thousands by filing date | call |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 13,000 | $59,000 | thousands by filing date | put |
| COMSCORE INC | 20564W105 | COM | 15,000 | $59,000 | thousands by filing date | put |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 10,600 | $59,000 | thousands by filing date | put |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 14,199 | $59,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 19,075 | $59,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 28,204 | $59,000 | thousands by filing date | |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 64,323 | $59,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 143,000 | $59,000 | thousands by filing date | call |
| BIOFRONTERA AG ADR | 09075G105 | COM | 10,716 | $59,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 35,100 | $59,000 | thousands by filing date | put |
| Figure Acquisition Corp I | 302438114 | Warrant | 56,427 | $59,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 20,278 | $58,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 16,075 | $58,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 75,947 | $58,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 26,400 | $58,000 | thousands by filing date | put |
| LIPOCINE INC NEW | 53630X104 | CMN | 53,300 | $58,000 | thousands by filing date | put |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 24,900 | $58,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 63,400 | $57,000 | thousands by filing date | call |
| STEALTHGAS INC | Y81669106 | COM | 21,100 | $57,000 | thousands by filing date | call |
| JIAYIN GROUP INC | 47737C104 | CMN | 15,213 | $57,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 112,385 | $57,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 57,908 | $57,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 27,900 | $57,000 | thousands by filing date | call |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 25,641 | $57,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 73,893 | $57,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 12,300 | $57,000 | thousands by filing date | put |
| STARTEK INC | 85569C107 | COM | 10,400 | $57,000 | thousands by filing date | put |
| BRICKELL BIOTECH INC | 10802T105 | COM | 79,549 | $57,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 10,500 | $57,000 | thousands by filing date | put |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 18,300 | $57,000 | thousands by filing date | call |
| AUTOWEB INC | 05335B100 | COM | 20,400 | $57,000 | thousands by filing date | put |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 61,158 | $57,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 10,500 | $56,000 | thousands by filing date | call |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 10,300 | $56,000 | thousands by filing date | call |
| SPAR GROUP INC | 784933103 | COM | 40,134 | $56,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 13,422 | $56,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 17,366 | $56,000 | thousands by filing date | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 96,423 | $56,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 22,800 | $56,000 | thousands by filing date | put |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 12,801 | $56,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 11,668 | $56,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 10,200 | $56,000 | thousands by filing date | put |
| AURORA MOBILE LTD | 051857100 | ADS | 33,731 | $56,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 87,626 | $56,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 20,100 | $55,000 | thousands by filing date | call |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 10,200 | $55,000 | thousands by filing date | put |
| RESEARCH FRONTIERS INC | 760911107 | COM | 21,600 | $55,000 | thousands by filing date | put |
| WIDEPOINT CORP | 967590209 | COMMON | 10,400 | $55,000 | thousands by filing date | call |
| AWARE INC MASS | 05453N100 | CMN | 13,400 | $55,000 | thousands by filing date | put |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 14,700 | $55,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 12,500 | $55,000 | thousands by filing date | put |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 10,331 | $55,000 | thousands by filing date | |
| VERSUS SYSTEMS INC | 92535P808 | COM NEW | 14,829 | $55,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 34,400 | $55,000 | thousands by filing date | put |
| ZW DATA ACTION TECHNOLOGS IN | 98880R109 | COM | 44,700 | $55,000 | thousands by filing date | call |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 27,148 | $55,000 | thousands by filing date | |
| FIELD TRIP HEALTH LTD | 31656R102 | COM | 11,926 | $55,000 | thousands by filing date | |
| MINGZHU LOGISTICS HLDGS LTD | G6180C105 | COM | 18,238 | $55,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 46,192 | $54,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 11,600 | $54,000 | thousands by filing date | put |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 39,603 | $54,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 16,480 | $54,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 15,208 | $54,000 | thousands by filing date | |
| MOGU INC SPON ADS | 608012100 | ADR | 55,343 | $54,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 52,696 | $54,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 130,200 | $54,000 | thousands by filing date | put |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 17,400 | $54,000 | thousands by filing date | call |
| GREENLANE HLDGS INC | 395330103 | CL A | 22,900 | $54,000 | thousands by filing date | call |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 23,000 | $53,000 | thousands by filing date | call |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 22,100 | $53,000 | thousands by filing date | put |
| PROPHASE LABS INC | 74345W108 | COM | 10,200 | $53,000 | thousands by filing date | put |
| OPTINOSE INC | 68404V100 | COM | 17,829 | $53,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 11,100 | $53,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 41,600 | $53,000 | thousands by filing date | put |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 28,441 | $53,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 35,866 | $53,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 12,300 | $52,000 | thousands by filing date | put |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 10,300 | $52,000 | thousands by filing date | put |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 13,600 | $52,000 | thousands by filing date | call |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 16,600 | $52,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 14,724 | $52,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 14,300 | $52,000 | thousands by filing date | put |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 17,300 | $52,000 | thousands by filing date | call |
| EVOKE PHARMA INC | 30049G104 | COM | 39,769 | $52,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 39,134 | $52,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 25,700 | $52,000 | thousands by filing date | call |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 31,778 | $52,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 62,719 | $52,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 12,800 | $51,000 | thousands by filing date | put |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 10,622 | $51,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 25,272 | $51,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 13,622 | $51,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD COM NEW | H57830103 | Stock | 20,448 | $51,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 20,571 | $51,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 20,559 | $50,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 63,122 | $50,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 13,132 | $50,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 50,100 | $50,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 39,700 | $50,000 | thousands by filing date | call |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 17,800 | $50,000 | thousands by filing date | call |
| HH&L ACQUISITION CO | G39714129 | WARR | 107,408 | $50,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 75,000 | $50,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 16,800 | $50,000 | thousands by filing date | call |
| EQONEX LIMITED | Y2074E109 | SHS | 15,500 | $50,000 | thousands by filing date | call |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 44,310 | $50,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 51,200 | $50,000 | thousands by filing date | put |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 10,900 | $50,000 | thousands by filing date | put |
| BROADSCALE ACQUISITION CORP | 11134Y119 | WTS | 66,547 | $50,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 19,900 | $49,000 | thousands by filing date | call |
| Gaotu Techedu Inc | 36257Y109 | COM | 16,052 | $49,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 20,366 | $49,000 | thousands by filing date | |
| MDJM LTD | G59290109 | SHS | 12,147 | $49,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 15,243 | $49,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 36,116 | $49,000 | thousands by filing date | |
| DATASEA INC | 238116206 | COM NEW | 23,008 | $49,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X114 | *W EXP 12/31/202 | 19,672 | $49,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 25,400 | $48,000 | thousands by filing date | put |
| DHI GROUP INC | 23331S100 | COM | 10,100 | $48,000 | thousands by filing date | call |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 11,200 | $48,000 | thousands by filing date | put |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 12,300 | $48,000 | thousands by filing date | call |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 36,881 | $48,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 14,900 | $48,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 20,286 | $48,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 37,200 | $48,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 13,100 | $48,000 | thousands by filing date | put |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 29,700 | $48,000 | thousands by filing date | put |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 29,839 | $48,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 10,700 | $48,000 | thousands by filing date | put |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R111 | *W EXP 02/04/202 | 48,914 | $48,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 15,946 | $47,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 10,399 | $47,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 105,797 | $47,000 | thousands by filing date | |
| Movano, Inc. | 62459M107 | common | 12,949 | $47,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 18,015 | $47,000 | thousands by filing date | |
| GAUCHO GROUP HLDGS INC COM NEW | 36809R206 | Stock | 15,301 | $47,000 | thousands by filing date | |
| GAUCHO GROUP HLDGS INC COM NEW | 36809R206 | Stock | 15,400 | $47,000 | thousands by filing date | call |
| FUEL TECH INC | 359523107 | COM | 26,400 | $46,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 210,067 | $46,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 10,914 | $46,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 21,348 | $46,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 14,900 | $46,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 35,813 | $46,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 33,645 | $46,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 36,200 | $46,000 | thousands by filing date | call |
| QUOTIENT LTD | G73268107 | SHS | 19,592 | $46,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 41,040 | $46,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 127,172 | $46,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 19,900 | $45,000 | thousands by filing date | call |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 35,800 | $45,000 | thousands by filing date | put |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 21,000 | $45,000 | thousands by filing date | call |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 14,800 | $45,000 | thousands by filing date | call |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 18,921 | $45,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 19,865 | $45,000 | thousands by filing date | put |
| CELSION CORP | 15117N503 | COM PAR NEW | 48,267 | $45,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 10,300 | $44,000 | thousands by filing date | call |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 12,941 | $44,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 14,400 | $44,000 | thousands by filing date | put |
| GULF IS FABRICATION INC | 402307102 | COM | 11,000 | $44,000 | thousands by filing date | put |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 20,335 | $44,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 12,007 | $44,000 | thousands by filing date | |
| SIYATA MOBILE INC | 83013Q509 | COM NEW | 12,754 | $44,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 41,832 | $44,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 10,900 | $44,000 | thousands by filing date | put |
| BIMI INTERNATIONAL MEDICAL I | 05552Q103 | COM | 60,842 | $44,000 | thousands by filing date | |
| ALKURI GLOBAL ACQUISITION CO | 66981N111 | *W EXP 02/09/202 | 30,985 | $44,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 10,583 | $43,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 11,783 | $43,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 17,971 | $43,000 | thousands by filing date | |
| SUNRISE NEW ENERGY CO LTD | G3932F106 | ORD CL A SHS | 18,830 | $43,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 12,200 | $43,000 | thousands by filing date | call |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 13,907 | $43,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 14,900 | $43,000 | thousands by filing date | put |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 15,500 | $43,000 | thousands by filing date | call |
| SIO GENE THERAPIES INC | 829399104 | COM | 19,800 | $43,000 | thousands by filing date | call |
| QUMU CORP | 749063103 | COM | 17,400 | $43,000 | thousands by filing date | put |
| IMV INC | 44974L103 | COM | 25,902 | $43,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 71,400 | $43,000 | thousands by filing date | put |
| BAUDAX BIO INC | 07160F107 | COM | 76,200 | $43,000 | thousands by filing date | call |
| HUMANCO ACQUISITION CORP | 44487N117 | WTS | 40,502 | $43,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 108,162 | $43,000 | thousands by filing date | |
| PANBELA THERAPEUTICS INC | 69833Q100 | COM | 19,682 | $43,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 30,777 | $42,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 10,026 | $42,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 56,500 | $42,000 | thousands by filing date | call |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 27,700 | $42,000 | thousands by filing date | call |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 24,700 | $42,000 | thousands by filing date | put |
| PRECIPIO INC | 74019L503 | COM | 14,800 | $42,000 | thousands by filing date | put |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 46,975 | $42,000 | thousands by filing date | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 17,169 | $41,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 14,306 | $41,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 21,200 | $41,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 11,100 | $41,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 11,300 | $41,000 | thousands by filing date | call |
| IMAC HLDGS INC | 44967K104 | COM | 27,398 | $41,000 | thousands by filing date | |
| SEQLL INC | 81734C106 | COM | 11,233 | $41,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 27,555 | $41,000 | thousands by filing date | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 51,354 | $40,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 13,500 | $40,000 | thousands by filing date | call |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 18,300 | $40,000 | thousands by filing date | call |
| CBDMD INC | 12482W101 | COM | 19,400 | $40,000 | thousands by filing date | put |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 26,489 | $40,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L117 | *W EXP 01/12/202 | 84,019 | $40,000 | thousands by filing date | |
| LFTRW US 23 Oct 25 C11.5 | 52470X117 | *W EXP 10/23/202 | 50,080 | $40,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 18,076 | $40,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 20,367 | $39,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 25,989 | $39,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 19,100 | $39,000 | thousands by filing date | put |
| CATALYST PARTNRS ACQUISITN C | G19550121 | *W EXP 05/12/202 | 45,524 | $39,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 57,569 | $39,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 12,600 | $39,000 | thousands by filing date | put |
| TANZANIAN GOLD CORP | 87601A107 | COM | 79,700 | $39,000 | thousands by filing date | call |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 34,600 | $39,000 | thousands by filing date | call |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 56,208 | $39,000 | thousands by filing date | |
| BAOSHENG MEDIA GROUP HLDNG L | G08908108 | SHS | 22,354 | $39,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 13,519 | $38,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 25,200 | $38,000 | thousands by filing date | call |
| IDEANOMICS INC | 45166V106 | COM | 19,437 | $38,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 16,500 | $38,000 | thousands by filing date | call |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 17,644 | $38,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 30,675 | $38,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 22,674 | $38,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 40,537 | $38,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 41,237 | $38,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 30,780 | $38,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 31,608 | $38,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 48,758 | $38,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 12,929 | $38,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 13,597 | $37,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 14,800 | $37,000 | thousands by filing date | put |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 15,863 | $37,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 19,200 | $37,000 | thousands by filing date | call |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 43,596 | $37,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 17,972 | $37,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 57,069 | $37,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 13,100 | $37,000 | thousands by filing date | call |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 12,442 | $37,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 24,500 | $37,000 | thousands by filing date | call |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 16,988 | $36,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 14,241 | $36,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 12,029 | $36,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 48,500 | $36,000 | thousands by filing date | put |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 14,300 | $36,000 | thousands by filing date | put |
| NEXTGEN ACQUISITION CORP II | G65317128 | *W EXP 03/23/202 | 21,637 | $36,000 | thousands by filing date | |
| SPRINGBIG HOLDIN | G9118J119 | EQUITY WRT | 65,739 | $36,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 52,256 | $36,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 13,400 | $35,000 | thousands by filing date | call |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 29,423 | $35,000 | thousands by filing date | |
| VICKERS VANTAGE CORP I | G9440B115 | *W EXP 09/15/202 | 69,711 | $35,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | G2124G104 | ORD SHS | 55,452 | $35,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 12,100 | $34,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 24,945 | $34,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 18,200 | $34,000 | thousands by filing date | call |
| SMART SAND INC | 83191H107 | COM | 13,700 | $34,000 | thousands by filing date | call |
| AKSO HEALTH GROUP | 98422P108 | ADS | 15,321 | $34,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 13,200 | $34,000 | thousands by filing date | call |
| EMAGIN CORP | 29076N206 | COM | 15,115 | $34,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 14,400 | $34,000 | thousands by filing date | put |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 42,426 | $34,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 14,419 | $34,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 33,800 | $34,000 | thousands by filing date | put |
| PULMATRIX INC COM | 74584P202 | Stock | 42,557 | $34,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 49,000 | $34,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-015522 | this filing | 2021-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-22-003427 | added | 2022-03-11 | acceptance time not in the bulk data set |