13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 13,668 holding rows worth $481,209,729,000.
- Accession
- 0000950123-21-015522
- Filer
- CIK 1423053
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 16,770 entries on the cover page, a total value of $481,209,729,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $481,209,729,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Securities GP LLC 028-18870
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EKSO BIONICS HLDGS INC | 282644301 | COM | 28,600 | $132,000 | thousands by filing date | put |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 74,000 | $132,000 | thousands by filing date | put |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 31,200 | $132,000 | thousands by filing date | put |
| SESEN BIO INC | 817763105 | COM | 166,700 | $132,000 | thousands by filing date | call |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y205 | UNIT 99/99/9999 | 13,286 | $132,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 46,500 | $132,000 | thousands by filing date | call |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 13,160 | $132,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q105 | COM CL A | 13,089 | $132,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 32,260 | $131,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 11,200 | $131,000 | thousands by filing date | put |
| STONEMOR INC | 86184W106 | COM | 53,164 | $131,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R110 | UNIT 99/99/9999 | 13,299 | $131,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 29,300 | $131,000 | thousands by filing date | call |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 13,279 | $131,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 13,157 | $131,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 16,500 | $130,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 19,850 | $130,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 25,000 | $130,000 | thousands by filing date | call |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 12,800 | $130,000 | thousands by filing date | call |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 10,400 | $130,000 | thousands by filing date | put |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 12,724 | $130,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP | G0542N115 | UNIT 03/18/2026 | 12,812 | $130,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 122,500 | $130,000 | thousands by filing date | call |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 32,200 | $130,000 | thousands by filing date | call |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 13,057 | $130,000 | thousands by filing date | |
| GLOBAL SPAC PARTNERS CO | G3934K137 | UNIT 03/12/2026 | 12,722 | $130,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C112 | Cmn | 15,912 | $130,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 13,879 | $129,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 13,600 | $129,000 | thousands by filing date | put |
| UPHEALTH INC | 91532B101 | COM | 40,800 | $129,000 | thousands by filing date | put |
| VBI VACCINES INC | 91822J103 | COM NEW | 41,600 | $129,000 | thousands by filing date | put |
| SOMALOGIC INC | 83444K105 | COM | 10,372 | $129,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 10,217 | $129,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029126 | UNIT 01/04/2026 | 12,758 | $129,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169115 | *W EXP 03/05/202 | 156,250 | $129,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 515,577 | $129,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R205 | UNIT 99/99/9999 | 12,657 | $129,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 141,824 | $129,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D108 | SHS | 12,600 | $129,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 12,935 | $129,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 26,900 | $128,000 | thousands by filing date | put |
| EMCORE CORP | 290846203 | COM | 17,100 | $128,000 | thousands by filing date | call |
| BSQUARE CORP | 11776U300 | COM | 53,200 | $128,000 | thousands by filing date | call |
| SIENTRA INC | 82621J105 | COM | 22,400 | $128,000 | thousands by filing date | put |
| PATHFINDER ACQUISITION CORP | G04119122 | *W EXP 02/19/202 | 134,312 | $128,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171202 | UNIT 99/99/9999 | 12,865 | $128,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 49,000 | $128,000 | thousands by filing date | call |
| OTONOMY INC | 68906L105 | COM | 66,300 | $127,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T100 | COM | 14,600 | $127,000 | thousands by filing date | put |
| SIO GENE THERAPIES INC | 829399104 | COM | 58,540 | $127,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 159,329 | $127,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 123,600 | $127,000 | thousands by filing date | call |
| DECARBONIZATION PLUS ACQU II | 242794204 | UNIT 01/19/2026 | 12,334 | $127,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W203 | UNIT 99/99/9999 | 12,364 | $127,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V118 | UNIT 99/99/9999 | 12,110 | $127,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T123 | Cmn | 12,496 | $127,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 170,600 | $126,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 138,200 | $126,000 | thousands by filing date | call |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 15,200 | $126,000 | thousands by filing date | put |
| LDH GROWTH CORP I | G54094118 | UNIT 03/17/2026 | 12,815 | $126,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 41,900 | $126,000 | thousands by filing date | put |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 16,801 | $126,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 36,800 | $125,000 | thousands by filing date | call |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 22,870 | $125,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 29,400 | $125,000 | thousands by filing date | call |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 26,790 | $125,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 16,900 | $125,000 | thousands by filing date | put |
| LUCIRA HEALTH INC | 54948U105 | COM | 16,500 | $125,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 34,400 | $125,000 | thousands by filing date | put |
| REALNETWORKS INC | 75605L708 | COM | 78,700 | $125,000 | thousands by filing date | put |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 40,472 | $125,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 41,912 | $125,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V106 | COM | 12,492 | $125,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP | 049287204 | UNIT 99/99/9999 | 12,526 | $125,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672129 | UNIT 99/99/9999 | 12,012 | $125,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 25,000 | $124,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 31,358 | $124,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 10,200 | $124,000 | thousands by filing date | put |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 13,606 | $124,000 | thousands by filing date | |
| PURPLE BIOTECH LTD SPONSORED ADR | 74638P109 | ADR | 27,300 | $124,000 | thousands by filing date | call |
| SRAX INC | 78472M106 | CL A | 23,311 | $124,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 34,704 | $124,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 211,115 | $124,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T206 | UNIT 01/15/2025 | 12,181 | $124,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 23,100 | $123,000 | thousands by filing date | put |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 25,900 | $123,000 | thousands by filing date | call |
| NEWAGE INC | 650194103 | COMMON STOCK | 88,700 | $123,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 134,530 | $123,000 | thousands by filing date | |
| BINAH CAP GROUP INC | 496861204 | BCG | 11,696 | $123,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 52,067 | $123,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 43,671 | $123,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 44,088 | $123,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 36,900 | $122,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 133,600 | $122,000 | thousands by filing date | put |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 24,800 | $122,000 | thousands by filing date | call |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 14,217 | $122,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 205,095 | $122,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H206 | UNIT 99/99/9999 | 11,828 | $122,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R127 | UNIT 01/31/2028 | 12,289 | $122,000 | thousands by filing date | |
| WISEKEY INTERNATIONAL HLDS L | 97727L200 | SPON ADS | 19,477 | $122,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 11,959 | $122,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204116 | *W EXP 06/30/202 | 400,038 | $122,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 14,696 | $121,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 24,000 | $121,000 | thousands by filing date | call |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 14,340 | $121,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 40,974 | $121,000 | thousands by filing date | |
| TRAWS PHARMA INC COM NEW | 68232V801 | Stock | 31,600 | $121,000 | thousands by filing date | put |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 39,200 | $121,000 | thousands by filing date | call |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 35,700 | $121,000 | thousands by filing date | put |
| CREATD INC | 225265107 | COM | 44,700 | $121,000 | thousands by filing date | put |
| SENIOR CONNECT ACQUISITN COR | 81723H207 | UNIT 12/09/2023 | 11,971 | $121,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 49,600 | $121,000 | thousands by filing date | call |
| NORTHERN LTS FD TR II | 66538F272 | LIFEGOAL CHILDRE | 12,425 | $121,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 87,300 | $120,000 | thousands by filing date | put |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 24,000 | $120,000 | thousands by filing date | put |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 11,200 | $120,000 | thousands by filing date | call |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 11,947 | $120,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 26,051 | $120,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 59,100 | $120,000 | thousands by filing date | put |
| TRICIDA INC | 89610F101 | COM | 25,967 | $120,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 16,000 | $120,000 | thousands by filing date | put |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 15,292 | $120,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 43,000 | $120,000 | thousands by filing date | call |
| GORES HLDGS VIII INC | 382863116 | *W EXP 03/01/202 | 106,752 | $120,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 13,872 | $119,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 31,950 | $119,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 35,862 | $119,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 17,800 | $119,000 | thousands by filing date | call |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 11,994 | $119,000 | thousands by filing date | |
| MOSYS INC | 619718307 | COM | 23,968 | $119,000 | thousands by filing date | |
| LOCAL BOUNTI COR | G5463T124 | EQUITY WRT | 153,542 | $119,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 11,688 | $119,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 11,132 | $119,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 30,867 | $118,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 79,500 | $118,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 64,912 | $118,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C607 | COM | 51,839 | $118,000 | thousands by filing date | call |
| MONUMENT CIRCLE ACQUISITN CO | 61531M200 | UNIT 01/14/2026 | 11,690 | $118,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C209 | UNIT 02/03/2026 | 11,932 | $118,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U200 | UNIT 99/99/9999 | 11,536 | $118,000 | thousands by filing date | |
| WISEKEY INTERNATIONAL HLDS L | 97727L200 | SPON ADS | 18,800 | $118,000 | thousands by filing date | put |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 11,866 | $118,000 | thousands by filing date | |
| TUATARA CAPITAL ACQUISITN CO | G9118J127 | UNIT 99/99/9999 | 11,756 | $118,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M205 | UNIT 99/99/9999 | 10,596 | $118,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 11,366 | $117,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 12,900 | $117,000 | thousands by filing date | put |
| AXT INC | 00246W103 | COM | 14,000 | $117,000 | thousands by filing date | call |
| FREIGHTCAR AMER INC | 357023100 | COM | 25,900 | $117,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 25,594 | $117,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 53,164 | $117,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 24,500 | $117,000 | thousands by filing date | put |
| IBIO INC | 451033203 | COM NEW | 110,100 | $117,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 44,300 | $117,000 | thousands by filing date | put |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 15,000 | $116,000 | thousands by filing date | put |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 23,409 | $116,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 16,107 | $116,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 11,900 | $116,000 | thousands by filing date | put |
| GREENCITY ACQUISITION CORP | G4086B115 | UNIT 04/30/2026 | 11,128 | $116,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 30,000 | $116,000 | thousands by filing date | call |
| LUX HEALTH TECH ACQUISITION | 55068A100 | CMN | 11,832 | $116,000 | thousands by filing date | |
| ALTAMIRA THERAPEUTICS LTD | G0360L100 | SHS | 57,572 | $116,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P206 | COM | 11,432 | $116,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 76,971 | $115,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 18,368 | $115,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 21,700 | $115,000 | thousands by filing date | call |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 25,700 | $115,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 27,600 | $115,000 | thousands by filing date | put |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 20,756 | $115,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 38,700 | $115,000 | thousands by filing date | call |
| FRONTIER ACQUISITION CORP | G36826124 | *W EXP 03/04/202 | 125,197 | $115,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 36,200 | $115,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 20,100 | $114,000 | thousands by filing date | put |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 33,800 | $114,000 | thousands by filing date | put |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 168,245 | $114,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 65,435 | $114,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 264,884 | $114,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 17,000 | $114,000 | thousands by filing date | put |
| EUROPEAN SUSTAINABLE GROWTH | G3194F125 | UNIT 01/18/2024 | 10,906 | $114,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W115 | WTS | 150,300 | $114,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P118 | WTS | 133,345 | $114,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CO | G3710A113 | WTS | 180,932 | $114,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 108,335 | $114,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNITIES, INC. | 502015209 | COM | 10,885 | $114,000 | thousands by filing date | |
| INFOBIRD CO LTD | G47724102 | SHS | 47,540 | $114,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 29,000 | $113,000 | thousands by filing date | call |
| ALPHA PRO TECH LTD | 020772109 | COM | 16,789 | $113,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 22,000 | $113,000 | thousands by filing date | put |
| USHG ACQUISITION CORP | 91748P209 | COMMON STOCK | 11,376 | $113,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 12,300 | $113,000 | thousands by filing date | put |
| ITERIS INC NEW | 46564T107 | COM | 21,345 | $113,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 21,759 | $113,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 113,392 | $113,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 11,568 | $113,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R125 | UNIT 99/99/9999 | 11,229 | $113,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 11,869 | $113,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 14,507 | $113,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 18,000 | $113,000 | thousands by filing date | put |
| AUSTERLITZ ACQUISITION CORP | G0633D117 | UNIT 99/99/9999 | 11,021 | $113,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 10,818 | $113,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 16,729 | $112,000 | thousands by filing date | |
| OPPFI INC | 68386H103 | COMMON STOCK | 14,300 | $112,000 | thousands by filing date | put |
| FREIGHTCAR AMER INC | 357023100 | COM | 24,644 | $112,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 43,100 | $112,000 | thousands by filing date | put |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 123,050 | $112,000 | thousands by filing date | call |
| ORGENESIS INC | 68619K204 | COM | 22,703 | $112,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 16,700 | $112,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 47,200 | $112,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 57,900 | $112,000 | thousands by filing date | put |
| MYMD PHARMACEUTICALS INC | 62856X102 | COMMON | 15,650 | $112,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 42,900 | $112,000 | thousands by filing date | put |
| GORES TECHNOLOGY PARTNERS IN | 382870111 | *W EXP 03/16/202 | 100,000 | $112,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 11,100 | $111,000 | thousands by filing date | put |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 10,692 | $111,000 | thousands by filing date | |
| INDAPTUS THERAPEUTICS INC (US) Old | 45339J105 | COM | 14,224 | $111,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 12,791 | $111,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 150,098 | $111,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 32,429 | $111,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 11,059 | $111,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 66,613 | $111,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273119 | WTS | 203,149 | $111,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L126 | *W EXP 01/08/202 | 185,438 | $111,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T132 | UNIT 08/26/2025 | 10,832 | $111,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 16,300 | $110,000 | thousands by filing date | put |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 18,800 | $110,000 | thousands by filing date | call |
| ELECTROMED INC | 285409108 | COMMON STOCK | 10,200 | $110,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 69,800 | $110,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 15,500 | $110,000 | thousands by filing date | put |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 21,700 | $110,000 | thousands by filing date | put |
| BM TECHNOLOGIES INC | 05591L107 | COM | 12,400 | $110,000 | thousands by filing date | put |
| AYTU BIOPHARMA INC | 054754874 | COM | 38,080 | $110,000 | thousands by filing date | call |
| MANNING + NAPIER INC | 56382Q102 | CL A | 12,000 | $110,000 | thousands by filing date | put |
| GENPREX INC | 372446104 | COM | 41,000 | $110,000 | thousands by filing date | put |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 146,124 | $110,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 10,867 | $110,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 36,800 | $110,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 10,734 | $109,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 21,600 | $109,000 | thousands by filing date | put |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 37,259 | $109,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 27,218 | $109,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 10,100 | $109,000 | thousands by filing date | call |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N121 | UNIT 99/99/9999 | 10,580 | $109,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 10,933 | $109,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 26,700 | $109,000 | thousands by filing date | put |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 10,996 | $109,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196209 | UNIT 02/16/2028 | 10,921 | $109,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 10,875 | $109,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 52,700 | $109,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 47,700 | $108,000 | thousands by filing date | call |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 14,553 | $108,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 17,336 | $108,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 101,500 | $108,000 | thousands by filing date | call |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 515,287 | $108,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 95,832 | $108,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 10,819 | $108,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W201 | UNIT 11/30/2027 | 10,877 | $108,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 10,622 | $108,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 40,700 | $108,000 | thousands by filing date | call |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P102 | CMN | 11,015 | $108,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 34,705 | $107,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 23,700 | $107,000 | thousands by filing date | call |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 10,436 | $107,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,884 | $107,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 41,835 | $107,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 115,900 | $107,000 | thousands by filing date | put |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 16,000 | $107,000 | thousands by filing date | call |
| COMSTOCK INC | 205750300 | COM NEW | 40,100 | $107,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 22,400 | $107,000 | thousands by filing date | call |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 10,661 | $107,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139117 | UNIT 10/20/2025 | 10,749 | $107,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 157,392 | $107,000 | thousands by filing date | |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 129,225 | $107,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 14,300 | $106,000 | thousands by filing date | call |
| CLIPPER REALTY INC | 18885T306 | COM | 13,104 | $106,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 13,000 | $106,000 | thousands by filing date | put |
| ACKRELL SPAC PARTNERS I CO | 00461L204 | COMMON STOCK | 10,324 | $106,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 46,615 | $106,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 38,300 | $106,000 | thousands by filing date | call |
| FOREST ROAD ACQUISITION COR | 34619V202 | UNIT 99/99/9999 | 10,716 | $106,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110122 | UNIT 99/99/9999 | 10,597 | $106,000 | thousands by filing date | |
| VICKERS VANTAGE CORP I | G9440B123 | UNIT 09/15/2027 | 10,336 | $106,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K204 | UNIT 10/22/2025 | 10,061 | $106,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 11,400 | $105,000 | thousands by filing date | call |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 19,000 | $105,000 | thousands by filing date | call |
| ORGENESIS INC | 68619K204 | COM | 21,300 | $105,000 | thousands by filing date | call |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 29,000 | $105,000 | thousands by filing date | call |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 34,100 | $105,000 | thousands by filing date | put |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 146,166 | $105,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 21,900 | $105,000 | thousands by filing date | call |
| Sigma Additive Solutions, Inc. | 826598500 | common | 34,200 | $105,000 | thousands by filing date | put |
| GENASYS INC | 36872P103 | CMN | 20,000 | $104,000 | thousands by filing date | put |
| DRIVE SHACK INC | 262077100 | COM | 37,000 | $104,000 | thousands by filing date | call |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 11,500 | $104,000 | thousands by filing date | call |
| Northern Star Investment Corp II | 66573W115 | Warrant | 73,595 | $104,000 | thousands by filing date | |
| POWERED BRANDS | G7209M124 | UNIT 99/99/9999 | 10,509 | $104,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773123 | UNIT 02/03/2026 | 10,409 | $104,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C208 | UNIT 03/31/2028 | 10,226 | $104,000 | thousands by filing date | |
| EZGO TECHNOLOGIES LTD | G5279F102 | COMMON | 35,606 | $104,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 30,600 | $103,000 | thousands by filing date | call |
| SACHEM CAP CORP | 78590A109 | COM | 18,900 | $103,000 | thousands by filing date | call |
| DYADIC INTL INC DEL | 26745T101 | COM | 18,490 | $103,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 27,900 | $103,000 | thousands by filing date | put |
| IMV INC | 44974L103 | COM | 61,800 | $103,000 | thousands by filing date | call |
| APTINYX INC | 03836N103 | COM | 44,200 | $103,000 | thousands by filing date | put |
| TURMERIC ACQUISITION CORP | G9127T124 | WTS | 150,000 | $103,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 44,830 | $103,000 | thousands by filing date | |
| STAGWELL INC | 85256A109 | COM CL A | 13,320 | $102,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 15,800 | $102,000 | thousands by filing date | call |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 25,400 | $102,000 | thousands by filing date | call |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 19,900 | $102,000 | thousands by filing date | call |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 34,974 | $102,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 13,700 | $102,000 | thousands by filing date | call |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 13,900 | $102,000 | thousands by filing date | call |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 12,900 | $102,000 | thousands by filing date | call |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 157,149 | $102,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 21,200 | $102,000 | thousands by filing date | put |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 11,289 | $101,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 21,400 | $101,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 22,200 | $101,000 | thousands by filing date | put |
| BEST INC | 08653C106 | SPONSORED ADS | 60,404 | $101,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 15,400 | $101,000 | thousands by filing date | put |
| SEACHANGE INTL INC | 811699107 | COM | 95,658 | $101,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 160,493 | $101,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 101,377 | $101,000 | thousands by filing date | |
| B RILEY PRIN 250 MERGER CORP | 05602L203 | UNIT 04/06/2026 | 10,185 | $101,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W114 | UNIT 10/23/2027 | 10,053 | $101,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074404 | Stock | 24,710 | $101,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 12,375 | $101,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G202 | UNIT 02/28/2028 | 10,045 | $101,000 | thousands by filing date | |
| DD3 ACQUISITION CORP II | 23318M100 | COM CL A | 10,133 | $101,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 63,487 | $100,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 20,648 | $100,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 18,900 | $100,000 | thousands by filing date | call |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 20,300 | $100,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 14,887 | $100,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 21,600 | $100,000 | thousands by filing date | call |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 113,859 | $100,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 19,600 | $100,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 60,475 | $100,000 | thousands by filing date | |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 102,816 | $100,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L209 | UNIT 02/25/2028 | 10,174 | $100,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 135,396 | $100,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716115 | *W EXP 10/01/202 | 133,333 | $100,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085114 | *W EXP 08/03/202 | 48,054 | $100,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP | 00439D110 | *W EXP 03/15/202 | 106,314 | $100,000 | thousands by filing date | |
| RUMBLE INC | 12521J111 | EQUITY WRT | 125,000 | $100,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 12,833 | $99,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 19,800 | $99,000 | thousands by filing date | call |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 18,400 | $99,000 | thousands by filing date | put |
| SIEBERT FINL CORP | 826176109 | COM | 29,600 | $99,000 | thousands by filing date | put |
| Tscan Therapeutics Inc | 89854M101 | COM | 11,922 | $99,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 38,400 | $99,000 | thousands by filing date | call |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 32,997 | $99,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 18,100 | $99,000 | thousands by filing date | call |
| ZOVIO INC | 98979V102 | COMMON STOCK | 41,300 | $99,000 | thousands by filing date | put |
| DASEKE INC | 23753F107 | COM | 10,800 | $99,000 | thousands by filing date | put |
| EYENOVIA INC | 30234E104 | COM | 20,200 | $99,000 | thousands by filing date | put |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 20,282 | $99,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 11,500 | $99,000 | thousands by filing date | put |
| COMPUTER TASK GROUP INC | 205477102 | COM | 12,327 | $99,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 10,415 | $99,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 25,700 | $99,000 | thousands by filing date | put |
| ENERGY FOCUS INC | 29268T409 | COM | 31,930 | $99,000 | thousands by filing date | |
| MOSYS INC | 619718307 | COM | 19,900 | $99,000 | thousands by filing date | call |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 33,900 | $99,000 | thousands by filing date | put |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 10,600 | $98,000 | thousands by filing date | put |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 19,900 | $98,000 | thousands by filing date | put |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 13,323 | $98,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 57,359 | $98,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 18,200 | $98,000 | thousands by filing date | call |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 11,001 | $98,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 211,081 | $98,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 31,400 | $98,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 22,031 | $98,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 31,520 | $98,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 32,600 | $98,000 | thousands by filing date | put |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 181,323 | $98,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 150,087 | $98,000 | thousands by filing date | |
| RTS/VENTOUX CCM ACQUISITION CORP EXP12/31/2025 | 92280L127 | COM | 562,736 | $98,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 20,833 | $97,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 20,200 | $97,000 | thousands by filing date | put |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 19,200 | $97,000 | thousands by filing date | call |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 12,400 | $97,000 | thousands by filing date | call |
| VOC ENERGY TR | 91829B103 | TR UNIT | 21,200 | $97,000 | thousands by filing date | call |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 31,100 | $97,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 28,300 | $97,000 | thousands by filing date | put |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 120,176 | $97,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L119 | *W EXP 03/05/202 | 166,666 | $97,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 11,250 | $97,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 20,000 | $97,000 | thousands by filing date | put |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 33,252 | $97,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 21,100 | $97,000 | thousands by filing date | call |
| VIRTUOSO ACQUISITION CORP | 92837J112 | *W EXP 01/31/202 | 84,820 | $97,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 23,700 | $96,000 | thousands by filing date | call |
| INNODATA INC | 457642205 | COM NEW | 10,100 | $96,000 | thousands by filing date | call |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 15,300 | $96,000 | thousands by filing date | call |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 16,105 | $96,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 38,950 | $96,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 25,300 | $96,000 | thousands by filing date | call |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 19,700 | $96,000 | thousands by filing date | call |
| ADITX THERAPEUTICS INC | 007025109 | COM | 57,000 | $96,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 12,600 | $95,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 15,100 | $95,000 | thousands by filing date | call |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 23,700 | $95,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 24,432 | $95,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 18,000 | $95,000 | thousands by filing date | call |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 14,115 | $95,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 15,300 | $95,000 | thousands by filing date | call |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 58,200 | $95,000 | thousands by filing date | call |
| Sigma Additive Solutions, Inc. | 826598500 | common | 31,200 | $95,000 | thousands by filing date | call |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 16,400 | $94,000 | thousands by filing date | call |
| IGC PHARMA INC | 45408X308 | COM NEW | 63,619 | $94,000 | thousands by filing date | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 45,269 | $94,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 10,400 | $94,000 | thousands by filing date | put |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 108,543 | $94,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 36,681 | $94,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 12,256 | $93,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 18,800 | $93,000 | thousands by filing date | put |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 19,100 | $93,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 69,800 | $93,000 | thousands by filing date | put |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 15,300 | $93,000 | thousands by filing date | call |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 21,650 | $93,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 13,288 | $93,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 10,000 | $93,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 44,400 | $93,000 | thousands by filing date | put |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 15,700 | $93,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 29,442 | $92,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 34,100 | $92,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 58,800 | $92,000 | thousands by filing date | put |
| GLYCOMIMETICS INC | 38000Q102 | COM | 41,900 | $92,000 | thousands by filing date | put |
| Kelso Technologies Inc | 48826D201 | COM | 145,426 | $92,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 23,400 | $92,000 | thousands by filing date | put |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 60,651 | $92,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 37,700 | $91,000 | thousands by filing date | call |
| UCLOUDLINK GROUP INC | 90354D104 | SPONSORED ADS | 20,890 | $91,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 89,700 | $91,000 | thousands by filing date | call |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 68,255 | $91,000 | thousands by filing date | |
| CN ENERGY GROUP INC | G2181K105 | COMMON | 14,993 | $91,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 74,198 | $91,000 | thousands by filing date | |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 175,716 | $91,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 79,400 | $90,000 | thousands by filing date | call |
| PERPETUA RESOURCES CORP | 714266103 | COM | 18,100 | $90,000 | thousands by filing date | put |
| Inflarx Nv | N44821101 | COM | 34,800 | $90,000 | thousands by filing date | call |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 17,500 | $90,000 | thousands by filing date | put |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 29,300 | $90,000 | thousands by filing date | call |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 22,421 | $90,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 10,900 | $90,000 | thousands by filing date | call |
| BIOCARDIA INC | 09060U507 | COM | 28,800 | $90,000 | thousands by filing date | call |
| RESONANT INC | 76118L102 | COM | 37,171 | $90,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 160,267 | $90,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 73,400 | $90,000 | thousands by filing date | put |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 27,886 | $90,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 24,300 | $90,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 17,800 | $89,000 | thousands by filing date | put |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 15,500 | $89,000 | thousands by filing date | call |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 18,100 | $89,000 | thousands by filing date | call |
| QUANTUM CORP | 747906501 | COM | 17,127 | $89,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 119,300 | $89,000 | thousands by filing date | call |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 27,700 | $89,000 | thousands by filing date | call |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 22,700 | $88,000 | thousands by filing date | put |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 12,645 | $88,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 24,500 | $88,000 | thousands by filing date | call |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 28,500 | $88,000 | thousands by filing date | call |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 55,269 | $88,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 42,119 | $88,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 24,800 | $88,000 | thousands by filing date | put |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 90,771 | $88,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 120,991 | $88,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 46,000 | $87,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 10,600 | $87,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 84,300 | $87,000 | thousands by filing date | put |
| GENFIT S A | 372279109 | ADS | 23,627 | $87,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 59,034 | $87,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 134,731 | $87,000 | thousands by filing date | |
| BIT BROTHER LIMITED | G1144D109 | SHS | 102,529 | $87,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 14,100 | $86,000 | thousands by filing date | put |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 11,800 | $86,000 | thousands by filing date | call |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 29,007 | $86,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 44,550 | $86,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 134,960 | $86,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 37,544 | $86,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 81,062 | $86,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 89,227 | $86,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637113 | SHS | 71,877 | $86,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 24,404 | $85,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 15,500 | $85,000 | thousands by filing date | put |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 41,000 | $85,000 | thousands by filing date | call |
| STEALTHGAS INC | Y81669106 | COM | 31,814 | $85,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 22,500 | $85,000 | thousands by filing date | call |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 17,731 | $85,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 10,600 | $85,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 12,050 | $85,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 13,700 | $85,000 | thousands by filing date | put |
| DHC ACQUISITION CORP | G2758T117 | WARR | 127,551 | $85,000 | thousands by filing date | |
| AMESITE INC | 031094105 | COM | 47,557 | $85,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 13,956 | $84,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 16,600 | $84,000 | thousands by filing date | put |
| COMSCORE INC | 20564W105 | COM | 21,525 | $84,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 40,400 | $84,000 | thousands by filing date | call |
| BALLANTYNE STRONG INC | 058516105 | COM | 27,200 | $84,000 | thousands by filing date | call |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 112,292 | $84,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-015522 | this filing | 2021-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-22-003427 | added | 2022-03-11 | acceptance time not in the bulk data set |