13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 5,089 holding rows worth $153,581,343,000.
- Accession
- 0000950123-21-006228
- Filer
- CIK 927971
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 16,071 entries on the cover page, a total value of $153,581,343,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,581,343,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO FAMILY OFFICE LLC
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DASEKE INC | 23753F107 | COM | 2,707 | $23,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 80,248 | $23,000 | thousands by filing date | |
| ARCLIGHT CLEAN-A | G04561125 | EQUITY WRT | 3,800 | $23,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 4,515 | $22,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,000 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 130 | $22,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 2,231 | $22,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 592 | $22,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 500 | $22,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 442 | $22,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 1,000 | $22,000 | thousands by filing date | put |
| VEONEER INC | 92336X109 | COM | 900 | $22,000 | thousands by filing date | put |
| CUREVAC N V | N2451R105 | COM | 250 | $22,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 1,243 | $22,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 465 | $22,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 611 | $22,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 1,238 | $22,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 600 | $22,000 | thousands by filing date | put |
| PROVENTION BIO INC | 74374N102 | COM | 2,311 | $22,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 11,393 | $22,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,099 | $22,000 | thousands by filing date | |
| PANDION THERAPEUTICS INC | 698340106 | COM | 370 | $22,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 2,500 | $21,000 | thousands by filing date | put |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 683 | $21,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 420 | $21,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 3,000 | $21,000 | thousands by filing date | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 905 | $21,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 16,610 | $21,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 574 | $21,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 2,920 | $21,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 385 | $21,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 1,170 | $21,000 | thousands by filing date | |
| BUMBLE INC | 12047B105 | COM CL A | 330 | $21,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 989 | $21,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 426 | $21,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 603 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 135 | $21,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 731 | $21,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 480 | $21,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 530 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,010 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 620 | $21,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 2,034 | $21,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 1,170 | $21,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 685 | $21,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 3,430 | $21,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 3,256 | $21,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 4,467 | $21,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 557 | $21,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 871 | $21,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 2,025 | $21,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 680 | $21,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 1,148 | $21,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 941 | $21,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 742 | $21,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 1,708 | $20,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 2,168 | $20,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 490 | $20,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 1,178 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 300 | $20,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 810 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 278 | $20,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,220 | $20,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,842 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 260 | $20,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 1,403 | $20,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,055 | $20,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 771 | $20,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 956 | $20,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 989 | $20,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 3,242 | $20,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 3,867 | $20,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 11,400 | $20,000 | thousands by filing date | put |
| KRANESHARES TR | 500767660 | MSCI CN ESG LEAD | 605 | $20,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 2,960 | $20,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 200 | $19,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 62 | $19,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 458 | $19,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 4,089 | $19,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 515 | $19,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 677 | $19,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 100 | $19,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 616 | $19,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 300 | $19,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 767 | $19,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 484 | $19,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 7,127 | $19,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 821 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 1,240 | $19,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 1,013 | $19,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 1,398 | $19,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 5,116 | $19,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 2,084 | $19,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 2,309 | $19,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 708 | $19,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 130 | $18,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 1,712 | $18,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 600 | $18,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 600 | $18,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 903 | $18,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 515 | $18,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 720 | $18,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 1,265 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 208 | $18,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,143 | $18,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 1,433 | $18,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 72 | $18,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 985 | $18,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 2,692 | $18,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 1,750 | $18,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 464 | $17,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 300 | $17,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 509 | $17,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 350 | $17,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 162 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 405 | $17,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 618 | $17,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 13,313 | $17,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 150 | $17,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 750 | $17,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 1,177 | $17,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 309 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 314 | $17,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 418 | $17,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,300 | $17,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 727 | $17,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 2,700 | $17,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 608 | $17,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,368 | $17,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 1,830 | $17,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 324 | $17,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,934 | $17,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 239 | $17,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 2,744 | $17,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 217 | $17,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 97 | $17,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 499 | $17,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 500 | $16,000 | thousands by filing date | call |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 2,572 | $16,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 298 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 521 | $16,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 390 | $16,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,085 | $16,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 214 | $16,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 1,122 | $16,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 837 | $16,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 900 | $16,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 900 | $16,000 | thousands by filing date | put |
| A10 NETWORKS INC | 002121101 | COM | 1,699 | $16,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 691 | $16,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 1,000 | $16,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 454 | $16,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 85 | $16,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 508 | $16,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 239 | $16,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 841 | $16,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 662 | $16,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 1,901 | $16,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 785 | $16,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,600 | $16,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 651 | $16,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 416 | $16,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 1,379 | $16,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 277 | $16,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 1,547 | $16,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 245 | $16,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 2,644 | $16,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 2,069 | $16,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 1,346 | $16,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 187 | $16,000 | thousands by filing date | |
| RTS/BENESSERE CAPITAL ACQUSTN CORP EXP12/31/2099 | 08179B129 | COM | 50,000 | $16,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 9,704 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 600 | $15,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 1,000 | $15,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 580 | $15,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 553 | $15,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 99 | $15,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 1,500 | $15,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 559 | $15,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 230 | $15,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 371 | $15,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 441 | $15,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 429 | $15,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 338 | $15,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 547 | $15,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 324 | $15,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 1,698 | $15,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 557 | $15,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 988 | $15,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 1,562 | $15,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 4,640 | $15,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 355 | $15,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 602 | $15,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 2,235 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 1,500 | $15,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 693 | $14,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,813 | $14,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 2,055 | $14,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 399 | $14,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 1,500 | $14,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 856 | $14,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 500 | $14,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 572 | $14,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,803 | $14,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 495 | $14,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 591 | $14,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 312 | $14,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 1,004 | $14,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 500 | $14,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 900 | $14,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 174 | $14,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 2,020 | $14,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 459 | $14,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 1,058 | $14,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 2,800 | $14,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 11,396 | $14,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 3,630 | $14,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 500 | $14,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 1,648 | $14,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 896 | $14,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 375 | $13,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 110 | $13,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 395 | $13,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 180 | $13,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 731 | $13,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 400 | $13,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 975 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 140 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 163 | $13,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 437 | $13,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 800 | $13,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 388 | $13,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 536 | $13,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 918 | $13,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 268 | $13,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 1,085 | $13,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 547 | $13,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1,047 | $13,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 341 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 458 | $13,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 916 | $13,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 459 | $13,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 3,469 | $13,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 1,652 | $13,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 865 | $13,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 3,321 | $13,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 1,120 | $13,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 435 | $13,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 10,001 | $13,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 1,286 | $13,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 363 | $13,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 419 | $13,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 6,682 | $13,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 1,316 | $13,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 631 | $13,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 8,413 | $13,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C409 | COM | 6,514 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P498 | ETN LKD 48 | 320 | $13,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 235 | $12,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 546 | $12,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 500 | $12,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 1,261 | $12,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 250 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 141 | $12,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 228 | $12,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 2,950 | $12,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 883 | $12,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 454 | $12,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 410 | $12,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 430 | $12,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 330 | $12,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 427 | $12,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 810 | $12,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 378 | $12,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 672 | $12,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 425 | $12,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 1,190 | $12,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 3,461 | $12,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 3,878 | $12,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 884 | $12,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 79 | $12,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 714 | $12,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 449 | $12,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 632 | $12,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 300 | $12,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 686 | $12,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,704 | $12,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 914 | $12,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 557 | $12,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 539 | $12,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 914 | $12,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 3,408 | $12,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 3,251 | $12,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 6,440 | $12,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 451 | $12,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 351 | $12,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 1,414 | $12,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 418 | $12,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 7,928 | $12,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 1,515 | $12,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 5,000 | $12,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 2,777 | $12,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 2,246 | $12,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 445 | $12,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 808 | $12,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B111 | W EXP 99/99/999 | 21,500 | $12,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 2,351 | $12,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 2,289 | $12,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 525 | $11,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 403 | $11,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,568 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 200 | $11,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 36 | $11,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 1,168 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 280 | $11,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 377 | $11,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 166 | $11,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 311 | $11,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 575 | $11,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 825 | $11,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 604 | $11,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 253 | $11,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 455 | $11,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 547 | $11,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 392 | $11,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 918 | $11,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 354 | $11,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,133 | $11,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 2,821 | $11,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 377 | $11,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 194 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 238 | $11,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 385 | $11,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 421 | $11,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 300 | $11,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 335 | $11,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 700 | $11,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 2,444 | $11,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 2,016 | $11,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 532 | $11,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 582 | $11,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 2,683 | $11,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 849 | $11,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 790 | $11,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 2,965 | $11,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 1,802 | $11,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 865 | $11,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 5,000 | $11,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 1,500 | $11,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 326 | $11,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 2,358 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 977 | $11,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 1,726 | $11,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 1,527 | $11,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 1,250 | $11,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 1,000 | $11,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 1,000 | $11,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 200 | $10,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 190 | $10,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 291 | $10,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 171 | $10,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 300 | $10,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 2,963 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 175 | $10,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,153 | $10,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,500 | $10,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,401 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 300 | $10,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 625 | $10,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 244 | $10,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 384 | $10,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 534 | $10,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,377 | $10,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 366 | $10,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 295 | $10,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 500 | $10,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 500 | $10,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 100 | $10,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 392 | $10,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 408 | $10,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 215 | $10,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 1,891 | $10,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 2,302 | $10,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 4,021 | $10,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561109 | CL A | 600 | $10,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 402 | $10,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,893 | $10,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 2,072 | $10,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 1,106 | $10,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 1,184 | $10,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 1,839 | $10,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 166 | $10,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 423 | $10,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 1,000 | $10,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 1,000 | $10,000 | thousands by filing date | put |
| BIOLASE INC | 090911207 | COM NEW | 10,000 | $10,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQSN CO | G0404A110 | *W EXP 12/31/202 | 14,928 | $10,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 426 | $10,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 1,000 | $10,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 2,000 | $9,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 225 | $9,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 2,630 | $9,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 142 | $9,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 516 | $9,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 434 | $9,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 162 | $9,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 438 | $9,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 1,224 | $9,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 1,868 | $9,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 181 | $9,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 369 | $9,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 1,402 | $9,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 753 | $9,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 787 | $9,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 223 | $9,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 866 | $9,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 510 | $9,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 687 | $9,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 4,526 | $9,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 303 | $9,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 351 | $9,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 200 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 847 | $9,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 1,033 | $9,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 1,170 | $9,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 1,088 | $9,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 439 | $9,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 244 | $9,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 410 | $9,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 274 | $9,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 336 | $9,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 705 | $9,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 831 | $9,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 2,036 | $9,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 8,375 | $9,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 2,149 | $9,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679823 | MICROSCTR 3X LVG | 201 | $9,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 3,462 | $9,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 30 | $8,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 479 | $8,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 261 | $8,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 93 | $8,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 373 | $8,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 272 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 106 | $8,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 1,726 | $8,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 22 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 79 | $8,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 1,225 | $8,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 280 | $8,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 1,166 | $8,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 857 | $8,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 116 | $8,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 598 | $8,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 723 | $8,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 465 | $8,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 139 | $8,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 386 | $8,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,450 | $8,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 886 | $8,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 1,027 | $8,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 204 | $8,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 294 | $8,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 95 | $8,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 437 | $8,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 2,612 | $8,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 165 | $8,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 598 | $8,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 250 | $8,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 200 | $8,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 861 | $8,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 744 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 200 | $8,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 714 | $8,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 294 | $8,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 439 | $8,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,149 | $8,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 269 | $8,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 1,219 | $8,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 604 | $8,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 1,088 | $8,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 475 | $8,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 243 | $8,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 721 | $8,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 856 | $8,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 454 | $8,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 392 | $8,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 693 | $8,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 700 | $8,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 2,122 | $8,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 7,391 | $8,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 1,060 | $8,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 1,665 | $8,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 337 | $8,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 916 | $8,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 1,800 | $8,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 1,836 | $8,000 | thousands by filing date | put |
| CASTOR MARITIME INC | Y1146L109 | SHS | 16,000 | $8,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 515 | $7,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 718 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-006228 | this filing | 2021-05-13 | acceptance time not in the bulk data set |