13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 5,089 holding rows worth $153,581,343,000.
- Accession
- 0000950123-21-006228
- Filer
- CIK 927971
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 16,071 entries on the cover page, a total value of $153,581,343,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,581,343,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO FAMILY OFFICE LLC
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMSTOCK RES INC COM | 205768302 | Stock | 1,341 | $7,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 1,403 | $7,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 264 | $7,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 316 | $7,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,358 | $7,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 333 | $7,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 671 | $7,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 743 | $7,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 183 | $7,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 240 | $7,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 294 | $7,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 201 | $7,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 449 | $7,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 710 | $7,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 289 | $7,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 214 | $7,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 746 | $7,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 769 | $7,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 183 | $7,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 570 | $7,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 549 | $7,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 171 | $7,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 148 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 200 | $7,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 140 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 327 | $7,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 973 | $7,000 | thousands by filing date | |
| JERASH HLDGS US INC | 47632P101 | CMN | 980 | $7,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 190 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 114 | $7,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 656 | $7,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 260 | $7,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 174 | $7,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 298 | $7,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 462 | $7,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 514 | $7,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 388 | $7,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 477 | $7,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 405 | $7,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 473 | $7,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 289 | $7,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 212 | $7,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 779 | $7,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 328 | $7,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 383 | $7,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 188 | $7,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 135 | $7,000 | thousands by filing date | principal |
| HOOKIPA PHARMA INC | 43906K100 | COM | 497 | $7,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 636 | $7,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VI | 17143W200 | UNIT 99/99/9999 | 710 | $7,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 1,958 | $7,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 2,373 | $7,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 3,195 | $7,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 1,630 | $7,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 700 | $7,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 487 | $6,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 54 | $6,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 126 | $6,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 158 | $6,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 566 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 50 | $6,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 185 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 50 | $6,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,472 | $6,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 377 | $6,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 411 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 147 | $6,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 86 | $6,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 407 | $6,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 107 | $6,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 162 | $6,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 299 | $6,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 331 | $6,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 240 | $6,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 219 | $6,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 223 | $6,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 265 | $6,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 217 | $6,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 159 | $6,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 226 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 184 | $6,000 | thousands by filing date | |
| FRANKLIN FTSE SOUTH KOREA ETF | 35473P710 | ETF | 185 | $6,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 400 | $6,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 1,186 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 23 | $6,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 87 | $6,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 1,039 | $6,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 340 | $6,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 500 | $6,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 915 | $6,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 244 | $6,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 770 | $6,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 791 | $6,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 492 | $6,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 367 | $6,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 104 | $6,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 494 | $6,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 443 | $6,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 402 | $6,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 435 | $6,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 374 | $6,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 323 | $6,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 310 | $6,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 740 | $6,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 1,575 | $6,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 130 | $6,000 | thousands by filing date | principal |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 1,062 | $6,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 3,118 | $6,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 432 | $6,000 | thousands by filing date | |
| TIDAL ETF TR | 886364504 | SOFI BE YOUR OWN | 148 | $6,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 1,416 | $6,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 774 | $6,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 260 | $6,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 4,700 | $6,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 608 | $6,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 149 | $5,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 120 | $5,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 166 | $5,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 292 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 80 | $5,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 65 | $5,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 300 | $5,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 558 | $5,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 732 | $5,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 209 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 100 | $5,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 190 | $5,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 171 | $5,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 300 | $5,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 54 | $5,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 667 | $5,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 306 | $5,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 202 | $5,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 276 | $5,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 210 | $5,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 253 | $5,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 192 | $5,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 1,333 | $5,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 330 | $5,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 110 | $5,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 256 | $5,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 32 | $5,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 735 | $5,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 241 | $5,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 192 | $5,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 268 | $5,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 100 | $5,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 100 | $5,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 890 | $5,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 147 | $5,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 209 | $5,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 337 | $5,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 138 | $5,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 308 | $5,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 1,000 | $5,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 477 | $5,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,315 | $5,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,284 | $5,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 148 | $5,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 347 | $5,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,622 | $5,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 760 | $5,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 993 | $5,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 500 | $5,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 492 | $5,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 672 | $5,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 1,939 | $5,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,669 | $5,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 808 | $5,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 269 | $5,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,000 | $5,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 507 | $5,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 261 | $5,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 1,097 | $5,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 650 | $5,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 715 | $5,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 798 | $5,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 169 | $5,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 1,500 | $5,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 263 | $5,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 2,800 | $5,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 2,800 | $5,000 | thousands by filing date | put |
| EXTERRAN CORP | 30227H106 | COM | 1,306 | $5,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 500 | $5,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 3,602 | $5,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 1,076 | $5,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 347 | $5,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 2,262 | $5,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 142 | $5,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V108 | COM CL A | 450 | $5,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679831 | INVERSE ETN | 348 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 30 | $4,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 2,009 | $4,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 243 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 195 | $4,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 741 | $4,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 880 | $4,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 393 | $4,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 141 | $4,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 291 | $4,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 500 | $4,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,082 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 201 | $4,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 96 | $4,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $4,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 248 | $4,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 241 | $4,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 233 | $4,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 165 | $4,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 262 | $4,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 85 | $4,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 173 | $4,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 591 | $4,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 642 | $4,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 215 | $4,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 146 | $4,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 143 | $4,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 209 | $4,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 197 | $4,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 857 | $4,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 85 | $4,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 488 | $4,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 242 | $4,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 375 | $4,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 229 | $4,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 90 | $4,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 523 | $4,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 179 | $4,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 294 | $4,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 348 | $4,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 303 | $4,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 205 | $4,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 1,457 | $4,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 1,277 | $4,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 1,485 | $4,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 196 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 100 | $4,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 322 | $4,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 187 | $4,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 400 | $4,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 164 | $4,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 206 | $4,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 221 | $4,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 482 | $4,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 252 | $4,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 1,385 | $4,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 100 | $4,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 468 | $4,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 186 | $4,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 204 | $4,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 221 | $4,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 304 | $4,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 234 | $4,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 353 | $4,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 1,043 | $4,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 184 | $4,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 56 | $4,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 737 | $4,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 116 | $4,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 299 | $4,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 297 | $4,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 160 | $4,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 1,454 | $4,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 784 | $4,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 213 | $4,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 857 | $4,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 248 | $4,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 262 | $4,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 521 | $4,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 914 | $4,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 606 | $4,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 494 | $4,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 270 | $4,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 2,695 | $4,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 3,028 | $4,000 | thousands by filing date | |
| Renalytix PLC | 75973T101 | ADS | 165 | $4,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 794 | $4,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 2,077 | $4,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 718 | $4,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 425 | $4,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 2,306 | $4,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 1,757 | $4,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 686 | $4,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 151 | $4,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 1,928 | $4,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 236 | $4,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 1,444 | $4,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 1,389 | $4,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 1,369 | $4,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V106 | COM | 400 | $4,000 | thousands by filing date | put |
| BOXLIGHT CORP | 103197109 | COM CL A | 1,368 | $4,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I | 302438205 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 426 | $4,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644148 | SHS NEW | 1,000 | $4,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 400 | $4,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 400 | $4,000 | thousands by filing date | put |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 92 | $3,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 269 | $3,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 215 | $3,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 255 | $3,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 158 | $3,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 125 | $3,000 | thousands by filing date | |
| SOTERA HEALTH CO | 83601L102 | COM | 98 | $3,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 166 | $3,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 1,388 | $3,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 20 | $3,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 133 | $3,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 358 | $3,000 | thousands by filing date | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 99 | $3,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 170 | $3,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 858 | $3,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 466 | $3,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 94 | $3,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 44 | $3,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 126 | $3,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 1,516 | $3,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 183 | $3,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 222 | $3,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 310 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 200 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 60 | $3,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 494 | $3,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 248 | $3,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 375 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 145 | $3,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 1,702 | $3,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 177 | $3,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 68 | $3,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 254 | $3,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679856 | 2X LEVERAGED | 75 | $3,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 175 | $3,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 1,900 | $3,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 500 | $3,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 227 | $3,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 299 | $3,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 1,062 | $3,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 1,916 | $3,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 163 | $3,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 660 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 125 | $3,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 1,000 | $3,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 1,157 | $3,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 153 | $3,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 50 | $3,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 216 | $3,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 265 | $3,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 1,128 | $3,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 235 | $3,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 619 | $3,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 300 | $3,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 74 | $3,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 209 | $3,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 300 | $3,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 317 | $3,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 248 | $3,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 358 | $3,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 383 | $3,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 390 | $3,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 935 | $3,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 183 | $3,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 2,650 | $3,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 1,799 | $3,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 833 | $3,000 | thousands by filing date | |
| 26 CAPITAL ACQUISITION CORP | 90138P209 | UNIT 12/31/2027 | 300 | $3,000 | thousands by filing date | |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 354 | $3,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 458 | $3,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 235 | $3,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 876 | $3,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 1,059 | $3,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 270 | $3,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 2,633 | $3,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 2,000 | $3,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 2,000 | $3,000 | thousands by filing date | put |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 232 | $3,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 1,500 | $3,000 | thousands by filing date | |
| MIDWEST HLDG INC | 59833J206 | COM NEW | 61 | $3,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 169 | $3,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 42 | $3,000 | thousands by filing date | principal |
| CHECK CAP LTD | M2361E161 | *W EXP 05/03/202 | 10,000 | $3,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 626 | $3,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 206 | $3,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 715 | $2,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 91 | $2,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 69 | $2,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 217 | $2,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 810 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 47 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 30 | $2,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 100 | $2,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 59 | $2,000 | thousands by filing date | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 64 | $2,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 112 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 84 | $2,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 623 | $2,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 142 | $2,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 70 | $2,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 267 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 34 | $2,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 44 | $2,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 906 | $2,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 166 | $2,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 72 | $2,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 489 | $2,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 500 | $2,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 86 | $2,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 261 | $2,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 110 | $2,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 87 | $2,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 114 | $2,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 1,000 | $2,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 432 | $2,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 71 | $2,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 126 | $2,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 452 | $2,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 100 | $2,000 | thousands by filing date | put |
| SmileDirectClub Inc | 83192H106 | COM | 200 | $2,000 | thousands by filing date | put |
| World Gold TR | 98149E204 | SPRD GLD Minis | 111 | $2,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 362 | $2,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 899 | $2,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 281 | $2,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 85 | $2,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 58 | $2,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 125 | $2,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 192 | $2,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 183 | $2,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,036 | $2,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 610 | $2,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 663 | $2,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 1,280 | $2,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 575 | $2,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 209 | $2,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 1,856 | $2,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 188 | $2,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 505 | $2,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 139 | $2,000 | thousands by filing date | |
| SIYATA MOBILE INC | 83013Q509 | COM NEW | 165 | $2,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 236 | $2,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 70 | $2,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 314 | $2,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 230 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 200 | $2,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185104 | CL A | 55 | $2,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 461 | $2,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 200 | $2,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 233 | $2,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 761 | $2,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 609 | $2,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 178 | $2,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 649 | $2,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 302 | $2,000 | thousands by filing date | |
| MOTORSPORT GAMES INC | 62011B102 | COM CL A | 100 | $2,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 141 | $2,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 215 | $1,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 190 | $1,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 52 | $1,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 50 | $1,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 150 | $1,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 100 | $1,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 138 | $1,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 24 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 60 | $1,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 33 | $1,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 22 | $1,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 72 | $1,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 212 | $1,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 27 | $1,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 45 | $1,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 13 | $1,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 80 | $1,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 16 | $1,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 244 | $1,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 30 | $1,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 50 | $1,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 241 | $1,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 15 | $1,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 217 | $1,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 290 | $1,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 35 | $1,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 80 | $1,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 145 | $1,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 15 | $1,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 51 | $1,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 231 | $1,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 2 | $1,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 145 | $1,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 47 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 24 | $1,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 389 | $1,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 1,200 | $1,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 159 | $1,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 75 | $1,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 404 | $1,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 736 | $1,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 35 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-006228 | this filing | 2021-05-13 | acceptance time not in the bulk data set |