13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 5,089 holding rows worth $153,581,343,000.
- Accession
- 0000950123-21-006228
- Filer
- CIK 927971
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 16,071 entries on the cover page, a total value of $153,581,343,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,581,343,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO FAMILY OFFICE LLC
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 58,773 | $80,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 50,000 | $80,000 | thousands by filing date | principal |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 7,390 | $80,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 888 | $79,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 828 | $79,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 5,563 | $79,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 6,058 | $79,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 3,000 | $78,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 4,168 | $78,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 6,170 | $78,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 3,335 | $78,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 3,200 | $78,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 4,211 | $78,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 1,941 | $78,000 | thousands by filing date | |
| TAOPING INC | G8675V119 | SHS NEW | 10,000 | $78,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 8,131 | $77,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 2,842 | $77,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 4,528 | $77,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 2,512 | $77,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 10,200 | $77,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1,500 | $76,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 1,579 | $76,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 6,452 | $76,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 590 | $76,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 2,341 | $76,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 6,700 | $76,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,296 | $75,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 5,069 | $75,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 2,600 | $75,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 10,335 | $75,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 6,905 | $75,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 523 | $74,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 3,463 | $74,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 2,614 | $74,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 5,470 | $74,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 583 | $73,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 1,450 | $73,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 1,632 | $73,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 3,298 | $73,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 4,984 | $73,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 11,084 | $73,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 6,407 | $73,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 5,441 | $73,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,525 | $73,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 24,458 | $73,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 3,977 | $73,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 1,593 | $72,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 896 | $72,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 4,483 | $72,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 3,898 | $71,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 4,200 | $71,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 2,400 | $71,000 | thousands by filing date | put |
| AMERESCO INC | 02361E108 | CL A | 1,441 | $71,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 4,310 | $71,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 1,555 | $70,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 1,182 | $70,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 7,515 | $70,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 3,035 | $70,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 12,987 | $70,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 16,474 | $70,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 844 | $70,000 | thousands by filing date | principal |
| EARGO INC | 270087109 | COM | 1,340 | $70,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 3,000 | $70,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 10,300 | $70,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 10,300 | $70,000 | thousands by filing date | put |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 8,800 | $69,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 12,823 | $69,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 263 | $69,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 4,165 | $69,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,000 | $68,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 8,099 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 617 | $68,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 2,665 | $68,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 2,207 | $68,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 6,274 | $68,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 1,464 | $68,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 3,573 | $68,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 948 | $68,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 593 | $68,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 807 | $67,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 2,650 | $67,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 3,299 | $67,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,473 | $67,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 5,656 | $67,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 4,897 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 1,136 | $67,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 10,772 | $67,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 4,621 | $66,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 2,257 | $66,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 4,580 | $66,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,478 | $66,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 2,853 | $66,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 1,105 | $65,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 1,742 | $65,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 9,651 | $65,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 15,000 | $65,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 3,351 | $65,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 797 | $64,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 1,207 | $64,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 12,146 | $64,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 28,005 | $64,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 6,167 | $64,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 1,767 | $63,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 2,218 | $63,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,845 | $63,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 10,976 | $63,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 4,000 | $62,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 1,613 | $62,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 3,625 | $62,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 3,875 | $62,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 938 | $62,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 3,485 | $62,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 9,505 | $62,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 640 | $61,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 1,192 | $61,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 1,526 | $61,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 603 | $61,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 5,280 | $61,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 2,024 | $60,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 848 | $60,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 5,929 | $60,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 5,661 | $60,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 4,323 | $60,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 13,677 | $59,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 2,160 | $59,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 3,114 | $59,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 3,786 | $59,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 4,718 | $59,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 25,773 | $59,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,402 | $58,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 7,834 | $58,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 3,847 | $58,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,574 | $58,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,326 | $58,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 2,255 | $58,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 2,352 | $58,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 2,973 | $58,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 1,861 | $57,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 8,798 | $57,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 971 | $57,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 3,642 | $57,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 7,616 | $57,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 992 | $56,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 3,397 | $56,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 4,072 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 750 | $56,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 4,935 | $56,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 2,424 | $56,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 20,788 | $56,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 2,219 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 691 | $55,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 13,194 | $55,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 4,846 | $55,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 2,589 | $55,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 3,912 | $54,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 2,300 | $54,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 3,857 | $54,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 3,671 | $54,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 4,712 | $54,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 3,548 | $54,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 11,749 | $54,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 31,035 | $54,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 4,197 | $54,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 5,410 | $54,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 3,000 | $53,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 3,084 | $53,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 2,144 | $53,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 2,258 | $53,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 11,365 | $53,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 2,464 | $53,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 21,329 | $53,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 6,781 | $53,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 3,705 | $53,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 750 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,591 | $52,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 45,475 | $52,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 1,192 | $52,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 10,485 | $52,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,302 | $52,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 2,256 | $52,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 1,605 | $52,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,788 | $52,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 4,203 | $52,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 1,937 | $52,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 3,139 | $51,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 1,584 | $51,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 3,422 | $51,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 3,887 | $51,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 545 | $51,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 2,503 | $51,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 2,000 | $51,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 979 | $50,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 1,719 | $50,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 844 | $50,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 1,584 | $50,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 3,282 | $50,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 3,269 | $50,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 1,973 | $50,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 599 | $50,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,621 | $50,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 3,476 | $50,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 60,598 | $50,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 5,225 | $50,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 5,000 | $50,000 | thousands by filing date | put |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 5,000 | $50,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 4,463 | $49,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,341 | $49,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 941 | $49,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 6,204 | $49,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 950 | $49,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 3,698 | $49,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 1,416 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 3,400 | $49,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 3,276 | $49,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 974 | $49,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 2,740 | $49,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 3,078 | $49,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 832 | $49,000 | thousands by filing date | principal |
| ECOVYST INC. | 73943T103 | Common Stock | 2,951 | $49,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421102 | COM | 4,885 | $49,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 300 | $48,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 2,699 | $48,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 555 | $48,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 1,051 | $48,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 1,300 | $48,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 2,664 | $48,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 455 | $48,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 17,241 | $48,000 | thousands by filing date | |
| ORTHO CLINICAL DIAGNOSTICS H | G6829J107 | ORD SHS | 2,549 | $48,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 2,338 | $48,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,210 | $47,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 450 | $47,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 4,349 | $47,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 7,136 | $47,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 10,575 | $47,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 2,954 | $47,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 3,515 | $46,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 1,917 | $46,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 5,800 | $46,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 3,446 | $46,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 1,415 | $46,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 11,200 | $46,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 4,725 | $46,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 4,523 | $46,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 20,093 | $46,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 1,226 | $46,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,105 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 294 | $45,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 7,434 | $45,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 6,059 | $45,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 4,232 | $45,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 5,280 | $45,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 2,010 | $45,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 2,500 | $45,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 11,533 | $45,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 156 | $44,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,777 | $44,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 2,327 | $44,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 2,801 | $44,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 1,180 | $44,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,149 | $44,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 946 | $44,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 66,419 | $44,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 1,199 | $44,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 5,105 | $44,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 5,259 | $44,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 2,625 | $44,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 786 | $43,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 470 | $43,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 6,186 | $43,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 1,463 | $43,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 3,000 | $43,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 546 | $43,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 1,552 | $43,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,500 | $43,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 5,513 | $43,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 4,953 | $42,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 3,663 | $42,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 6,878 | $42,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 345 | $42,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 484 | $42,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 991 | $42,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 4,491 | $42,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 3,015 | $42,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 9,759 | $42,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 713 | $42,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T282 | XLNKS REIT ETN36 | 6,000 | $42,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 807 | $41,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 1,701 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 567 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 399 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 900 | $40,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 2,393 | $40,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 856 | $40,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 23,413 | $40,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 33,759 | $40,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 940 | $40,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 1,216 | $40,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 839 | $40,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | 233277102 | SHARES CL A | 2,000 | $40,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | 233277102 | SHARES CL A | 2,000 | $40,000 | thousands by filing date | put |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 468 | $39,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 1,102 | $39,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 2,491 | $39,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 6,323 | $39,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,250 | $39,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 7,561 | $39,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 12,898 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 1,500 | $39,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 623 | $39,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 16,093 | $39,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 1,361 | $39,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 575 | $39,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 2,828 | $39,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 1,096 | $38,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,431 | $38,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 544 | $38,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 2,200 | $38,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 404 | $38,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 3,644 | $38,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 2,001 | $38,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 2,247 | $38,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 826 | $38,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 2,207 | $38,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 491 | $37,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 8,460 | $37,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 794 | $37,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 3,180 | $37,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 513 | $37,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 13,647 | $37,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 807 | $37,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 801 | $37,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 20,445 | $37,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 400 | $36,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 1,326 | $36,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 288 | $36,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 1,294 | $36,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 2,441 | $36,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 3,268 | $36,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 2,886 | $36,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 1,477 | $36,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 8,987 | $36,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 200 | $35,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 160 | $35,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 333 | $35,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 706 | $35,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 576 | $35,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 927 | $35,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,800 | $35,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,500 | $35,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 1,603 | $35,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 648 | $35,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 8,210 | $35,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H201 | UNIT 99/99/9999 | 3,480 | $35,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,650 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 215 | $34,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 1,051 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 825 | $34,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 6,564 | $34,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 1,663 | $34,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 4,271 | $34,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 371 | $34,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 8,761 | $34,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 720 | $33,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 823 | $33,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,185 | $33,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 1,005 | $33,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 3,700 | $33,000 | thousands by filing date | put |
| GROUPON INC | 399473206 | COM NEW | 672 | $33,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 600 | $33,000 | thousands by filing date | put |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 3,500 | $33,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 964 | $33,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 2,057 | $33,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,000 | $33,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 15,139 | $33,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 5,200 | $33,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 868 | $32,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 2,140 | $32,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 4,065 | $32,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 1,473 | $32,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,719 | $32,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,407 | $32,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 1,774 | $32,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 1,763 | $32,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,500 | $32,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 244 | $32,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 3,326 | $32,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 2,357 | $32,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 7,674 | $32,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 525 | $32,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 1,148 | $32,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 911 | $31,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 100 | $31,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 261 | $31,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 1,385 | $31,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 714 | $31,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 1,315 | $31,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 8,923 | $31,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 41,550 | $31,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 910 | $31,000 | thousands by filing date | |
| SOARING EAGLE ACQUISITION CO | G8354H100 | UNIT 02/23/2026 | 3,000 | $31,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 40,076 | $31,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,895 | $30,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 2,700 | $30,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 1,622 | $30,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 3,014 | $30,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 1,122 | $30,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 527 | $30,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,300 | $30,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 4,549 | $30,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 1,570 | $30,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 4,261 | $30,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 1,815 | $29,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,641 | $29,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 413 | $29,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 1,000 | $29,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 4,484 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 395 | $29,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 3,727 | $29,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G763 | TREATMENTS TSTNG | 843 | $29,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 113 | $28,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 2,284 | $28,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 6,000 | $28,000 | thousands by filing date | put |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 700 | $28,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 2,256 | $28,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 1,359 | $28,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 751 | $28,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 1,538 | $28,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 1,590 | $28,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 1,413 | $28,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 2,507 | $28,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 640 | $28,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 1,500 | $28,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 1,107 | $28,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 2,877 | $28,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T112 | W EXP 07/31/202 | 4,650 | $28,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 692 | $27,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 21,196 | $27,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 144 | $27,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 484 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 500 | $27,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 834 | $27,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,227 | $27,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 1,780 | $27,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 678 | $27,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 348 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 621 | $27,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 427 | $27,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 945 | $27,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 1,295 | $27,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 3,231 | $27,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 7,983 | $27,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 5,136 | $27,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 15,343 | $27,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T203 | UNIT 07/31/2027 | 1,419 | $27,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 190 | $26,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 2,830 | $26,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 803 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 600 | $26,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 3,113 | $26,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,615 | $26,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 636 | $26,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 8,284 | $26,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 2,140 | $26,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 250 | $25,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 860 | $25,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 391 | $25,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 1,021 | $25,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 1,446 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 745 | $25,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 845 | $25,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 377 | $25,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 1,068 | $25,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 210 | $25,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 1,119 | $25,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 454 | $24,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 563 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 420 | $24,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 478 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 95 | $24,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 420 | $24,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 2,905 | $24,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 1,511 | $24,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 1,775 | $24,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 1,652 | $24,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 660 | $24,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 2,388 | $24,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W129 | *W EXP 03/30/202 | 43,692 | $24,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 5,991 | $24,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 244 | $23,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 240 | $23,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 669 | $23,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 500 | $23,000 | thousands by filing date | put |
| LENNAR CORP CL B | 526057302 | Stock | 267 | $23,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 7,309 | $23,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 709 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 310 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 258 | $23,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 820 | $23,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,990 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-006228 | this filing | 2021-05-13 | acceptance time not in the bulk data set |