13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 4,958 holding rows worth $151,182,955,000.
- Accession
- 0000950123-21-001902
- Filer
- CIK 927971
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 16,041 entries on the cover page, a total value of $151,182,955,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $151,182,955,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO FAMILY OFFICE LLC
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 63,549 | $117,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 8,154 | $117,000 | thousands by filing date | |
| Decarbonization Plus Acquisition Corp | 242797207 | Unit | 10,000 | $117,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 3,808 | $116,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 6,208 | $116,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 979 | $116,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 3,147 | $116,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 3,016 | $116,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 3,407 | $115,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 20,769 | $115,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 6,577 | $115,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 15,344 | $115,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 9,927 | $115,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 34,731 | $114,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 21,052 | $114,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 8,915 | $114,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 675 | $113,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 23,804 | $113,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 7,231 | $113,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 5,389 | $113,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 20,727 | $113,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 50,015 | $113,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 50,000 | $113,000 | thousands by filing date | put |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 1,788 | $112,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 1,922 | $112,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 4,932 | $112,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 8,558 | $112,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 1,817 | $112,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 10,000 | $112,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 3,514 | $111,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 2,902 | $111,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 7,616 | $111,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 11,297 | $111,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 4,327 | $111,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 3,455 | $110,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T121 | UNIT 11/30/2027 | 10,000 | $110,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 4,822 | $109,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 3,587 | $109,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 2,347 | $109,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 15,139 | $108,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 7,816 | $108,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 8,713 | $108,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 12,215 | $108,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 6,952 | $108,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,846 | $107,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 7,925 | $107,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 3,000 | $107,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 3,345 | $107,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 6,792 | $106,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 16,778 | $106,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 2,260 | $106,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 1,402 | $106,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 676 | $105,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 829 | $105,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,859 | $105,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 3,496 | $105,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 20,519 | $105,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 66,036 | $105,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 21,421 | $105,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T116 | UNT | 10,000 | $105,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 7,440 | $104,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 65,300 | $104,000 | thousands by filing date | put |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 14,325 | $104,000 | thousands by filing date | |
| EXCELLON RES INC F | 30069C801 | FOREIGN CANADIAN | 35,669 | $104,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 2,087 | $103,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 4,323 | $103,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 3,199 | $102,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 5,842 | $102,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 590 | $102,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,050 | $102,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 5,185 | $102,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 4,044 | $102,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 3,194 | $102,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,950 | $101,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 4,451 | $101,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 1,721 | $101,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,981 | $101,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 6,609 | $100,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 2,133 | $100,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 5,200 | $100,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 5,187 | $100,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 8,563 | $100,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 4,145 | $100,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 3,000 | $100,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 7,124 | $100,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 46,506 | $100,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 8,309 | $100,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 9,191 | $99,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 6,303 | $99,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 3,591 | $99,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 9,548 | $99,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 2,283 | $99,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 5,285 | $99,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 21,264 | $99,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 9,305 | $98,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 6,326 | $98,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 6,539 | $98,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 10,700 | $98,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 6,602 | $98,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 7,200 | $98,000 | thousands by filing date | put |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 2,389 | $98,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 1,434 | $98,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 3,671 | $98,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 5,900 | $98,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 2,667 | $98,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 2,782 | $97,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 8,034 | $97,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 15,452 | $97,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 2,126 | $96,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 461 | $96,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,374 | $95,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 2,732 | $95,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 6,679 | $95,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 5,778 | $95,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 8,267 | $95,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 8,499 | $94,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 2,403 | $94,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 4,000 | $94,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 13,195 | $94,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,950 | $94,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 685 | $93,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 2,231 | $93,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 7,266 | $93,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 7,349 | $93,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,973 | $93,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 17,124 | $93,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 1,092 | $93,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 6,178 | $92,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 4,604 | $92,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 6,260 | $92,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 2,633 | $92,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1,800 | $91,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 2,367 | $91,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 6,968 | $91,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 6,276 | $91,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 5,199 | $91,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 3,483 | $91,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 8,292 | $91,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 7,726 | $91,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 8,174 | $91,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 10,168 | $91,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 38,852 | $91,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 18,759 | $90,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 10,114 | $90,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 17,528 | $90,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 2,500 | $89,000 | thousands by filing date | call |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 2,318 | $89,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 18,066 | $89,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 3,216 | $89,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 2,688 | $89,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 5,763 | $89,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 5,952 | $89,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 30,400 | $88,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 2,428 | $88,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 35,000 | $88,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 5,653 | $87,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 9,455 | $87,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 9,900 | $87,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 24,096 | $87,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 2,658 | $87,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,637 | $87,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 27,040 | $87,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 6,217 | $87,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 28,200 | $87,000 | thousands by filing date | put |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 1,213 | $86,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 2,155 | $86,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 2,350 | $86,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 465 | $86,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 5,981 | $86,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 1,540 | $86,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 5,019 | $86,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 2,047 | $86,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 481 | $86,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 1,319 | $85,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 3,857 | $85,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 5,379 | $85,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 3,752 | $85,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 7,082 | $85,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 5,742 | $84,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 2,000 | $84,000 | thousands by filing date | put |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 9,295 | $84,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 2,572 | $84,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 3,171 | $84,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 8,400 | $83,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 3,655 | $83,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 6,223 | $83,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 3,715 | $83,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 6,197 | $82,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 8,501 | $82,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 14,715 | $82,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 4,909 | $82,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 1,222 | $81,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 4,208 | $81,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 353 | $81,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 900 | $81,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 8,268 | $81,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 4,113 | $81,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 6,015 | $81,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,950 | $80,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 2,283 | $80,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 4,623 | $80,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 11,969 | $80,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 4,835 | $80,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 7,379 | $79,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1,200 | $79,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 8,424 | $79,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 8,632 | $79,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 12,570 | $79,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 14,092 | $79,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 23,131 | $79,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 2,932 | $79,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 440 | $78,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 1,010 | $78,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 4,960 | $78,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 7,519 | $78,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 12,356 | $78,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 5,659 | $78,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 15,814 | $78,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 7,500 | $77,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 3,452 | $77,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 3,000 | $77,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 4,000 | $77,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 2,237 | $77,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 4,847 | $77,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,046 | $77,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 3,200 | $77,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 18,475 | $77,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 2,527 | $77,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 971 | $77,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 3,987 | $76,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 8,215 | $76,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 15,842 | $76,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 1,223 | $76,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 26,518 | $76,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 45,546 | $75,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 17,121 | $75,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 10,914 | $75,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 24,747 | $75,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 1,557 | $75,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 4,000 | $74,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 2,341 | $74,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 10,534 | $74,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 9,432 | $74,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 12,352 | $74,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 8,500 | $74,000 | thousands by filing date | put |
| SYSTEMAX INC | 871851101 | COM | 1,926 | $74,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 4,266 | $73,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 1,821 | $73,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 2,400 | $73,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 34,519 | $73,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 9,533 | $73,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 2,281 | $73,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 993 | $73,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 15,260 | $72,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 1,183 | $72,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 25,550 | $72,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 5,112 | $72,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 5,453 | $72,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 2,325 | $72,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 2,912 | $72,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,874 | $72,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 497 | $72,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 4,834 | $72,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 8,120 | $72,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 7,456 | $72,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 8,449 | $72,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 1,516 | $71,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 2,586 | $71,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 3,908 | $71,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 1,450 | $71,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 2,400 | $71,000 | thousands by filing date | put |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 2,000 | $71,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 7,225 | $71,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 24,640 | $71,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 1,735 | $70,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 4,505 | $70,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 512 | $69,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 617 | $69,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 2,308 | $69,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 6,090 | $69,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 4,218 | $69,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 33,565 | $69,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 3,369 | $69,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 2,537 | $68,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 4,929 | $68,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 4,793 | $68,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 5,103 | $68,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 6,855 | $68,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 4,492 | $68,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 1,941 | $68,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 10,207 | $68,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 207,439 | $68,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 3,731 | $67,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 7,133 | $67,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 22,904 | $67,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,296 | $67,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 3,171 | $67,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 2,700 | $67,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 22,033 | $67,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 12,622 | $67,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 1,555 | $66,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 175 | $66,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 1,169 | $66,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 13,723 | $66,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 8,748 | $66,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 447 | $66,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 3,028 | $66,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 5,173 | $66,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 4,096 | $66,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 6,393 | $66,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 1,391 | $65,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,030 | $65,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 1,679 | $65,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 3,062 | $65,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,696 | $65,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 1,136 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,525 | $65,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 5,253 | $65,000 | thousands by filing date | |
| CORVUS GOLD INC | 221013105 | COM | 26,662 | $65,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 11,291 | $65,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 8,558 | $64,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 2,630 | $64,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 2,159 | $64,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 1,251 | $64,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 32,750 | $63,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 785 | $63,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 3,251 | $63,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,932 | $63,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 500 | $63,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 14,074 | $63,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 586 | $63,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 485 | $63,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 18,400 | $63,000 | thousands by filing date | put |
| BENEFITFOCUS INC | 08180D106 | COM | 4,465 | $63,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 31,100 | $63,000 | thousands by filing date | call |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 23,307 | $63,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 900 | $62,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 4,000 | $62,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 3,601 | $62,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 1,667 | $62,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 9,670 | $62,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 1,680 | $62,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 2,956 | $62,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 6,898 | $62,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 1,919 | $62,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 13,957 | $62,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 3,326 | $62,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 1,264 | $61,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 45,475 | $61,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 7,476 | $61,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 6,700 | $61,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 21,390 | $61,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 16,336 | $61,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 2,345 | $61,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,400 | $60,000 | thousands by filing date | put |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 2,229 | $60,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 2,755 | $60,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 4,160 | $60,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 3,426 | $60,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 2,099 | $60,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 6,034 | $60,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 2,218 | $60,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 4,525 | $60,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 4,859 | $60,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 2,632 | $59,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 690 | $59,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 442 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 263 | $59,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 4,063 | $59,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 4,775 | $59,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 5,660 | $59,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQ CORP; TNT ACQ DT: 12/9/2021; CASH: $10.10 | 456357102 | COM CL A | 5,821 | $59,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 1,650 | $58,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,353 | $58,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 10,927 | $58,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 29,742 | $57,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 737 | $57,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 3,843 | $57,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 2,752 | $57,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 3,230 | $57,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10,200 | $57,000 | thousands by filing date | put |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 1,752 | $57,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 10,797 | $57,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 4,596 | $57,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 13,157 | $57,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 5,369 | $56,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 746 | $56,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 10,117 | $56,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 4,774 | $56,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 4,858 | $56,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 28,000 | $56,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 2,117 | $56,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 2,627 | $56,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 18,865 | $56,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 4,597 | $56,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 26,780 | $55,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 3,503 | $55,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W500 | INNOV LEADE ETF | 2,071 | $55,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 12,478 | $55,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 28,469 | $55,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 77,689 | $55,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 2,446 | $54,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 3,665 | $54,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 3,288 | $54,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 3,041 | $54,000 | thousands by filing date | |
| MINGZHU LOGISTICS HLDGS LTD | G6180C105 | COM | 5,000 | $54,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 2,621 | $54,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 3,625 | $53,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 4,270 | $53,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 2,033 | $53,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 1,713 | $53,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 2,435 | $53,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 26,925 | $53,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 7,315 | $53,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 1,549 | $53,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 700 | $52,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 2,700 | $52,000 | thousands by filing date | put |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 3,350 | $52,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 6,978 | $52,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 9,797 | $52,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 2,253 | $51,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 2,673 | $51,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 2,175 | $51,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 3,184 | $51,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 1,383 | $51,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 5,138 | $51,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 1,903 | $51,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 2,096 | $51,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 15,740 | $51,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 8,215 | $51,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 785 | $50,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 1,815 | $50,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,175 | $50,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 1,924 | $50,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1,547 | $50,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 3,352 | $50,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 1,605 | $50,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 3,456 | $50,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 1,421 | $50,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 42,895 | $50,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 28,799 | $50,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 6,015 | $50,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 3,707 | $50,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 5,513 | $50,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 2,183 | $50,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 5,107 | $49,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 1,016 | $49,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,585 | $49,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 928 | $49,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 7,043 | $49,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 3,891 | $49,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 2,387 | $49,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 2,044 | $49,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 2,482 | $49,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 6,300 | $49,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 1,430 | $49,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 9,936 | $49,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 2,115 | $49,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 1,580 | $49,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 3,564 | $49,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 949 | $48,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,235 | $48,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 9,223 | $48,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 3,734 | $48,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 3,273 | $48,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 800 | $48,000 | thousands by filing date | put |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,296 | $48,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 1,170 | $48,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 19,200 | $48,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 15,900 | $48,000 | thousands by filing date | put |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 4,145 | $48,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,875 | $47,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,050 | $47,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 1,525 | $47,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 2,273 | $47,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 1,932 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 455 | $47,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 2,000 | $47,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 11,930 | $47,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 3,848 | $47,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 3,738 | $47,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 3,300 | $47,000 | thousands by filing date | put |
| SCORPIO BULKERS INC | Y7546A130 | COM | 2,503 | $47,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,210 | $46,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 7,268 | $46,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 2,818 | $46,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 1,511 | $46,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 11,383 | $46,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 10,976 | $46,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 527 | $46,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 7,679 | $46,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 967 | $46,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 10,604 | $46,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 3,088 | $46,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 12,352 | $46,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 1,627 | $45,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 575 | $45,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 844 | $45,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 1,138 | $45,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 1,693 | $45,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-001902 | this filing | 2021-02-12 | acceptance time not in the bulk data set |