13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 4,958 holding rows worth $151,182,955,000.
- Accession
- 0000950123-21-001902
- Filer
- CIK 927971
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 16,041 entries on the cover page, a total value of $151,182,955,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $151,182,955,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO FAMILY OFFICE LLC
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 9,210 | $298,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 11,239 | $297,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 60,000 | $296,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 88,178 | $296,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 103,970 | $295,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 11,200 | $295,000 | thousands by filing date | put |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 35,000 | $294,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 103,653 | $293,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 35,255 | $293,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 5,075 | $293,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 24,970 | $293,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 3,961 | $291,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,642 | $291,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 8,203 | $291,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,793 | $290,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 7,845 | $290,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 3,600 | $290,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 9,500 | $288,000 | thousands by filing date | call |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 9,258 | $288,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 5,816 | $288,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 5,452 | $288,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,051 | $287,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 13,957 | $287,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 3,937 | $286,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 12,577 | $286,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 50,300 | $284,000 | thousands by filing date | call |
| STANDEX INTL CORP | 854231107 | COM | 3,420 | $284,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 4,817 | $283,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5,184 | $282,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 49,989 | $282,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 15,122 | $281,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 64,151 | $280,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 18,700 | $280,000 | thousands by filing date | put |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 4,477 | $279,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 26,700 | $279,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 3,504 | $278,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 20,389 | $278,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 12,076 | $278,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 8,084 | $277,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 7,628 | $277,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 6,110 | $275,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 16,525 | $275,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 12,517 | $275,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 99,326 | $274,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 14,178 | $274,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 21,069 | $274,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 54,796 | $273,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 31,707 | $273,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 7,279 | $273,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 5,812 | $272,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 4,564 | $272,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 8,789 | $271,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 64,328 | $271,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 14,709 | $271,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 2,145 | $271,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 7,548 | $270,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 42,511 | $270,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 6,167 | $268,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,886 | $268,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 40,000 | $268,000 | thousands by filing date | call |
| U S GLOBAL INVS INC | 902952100 | CL A | 50,369 | $267,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 5,187 | $266,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 8,183 | $266,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 20,730 | $265,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 6,961 | $265,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 2,537 | $265,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 6,215 | $265,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 70,386 | $265,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 6,916 | $265,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 17,734 | $265,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 4,430 | $264,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 13,822 | $264,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 18,486 | $263,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 2,447 | $263,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 16,114 | $262,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 8,157 | $262,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,304 | $260,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 15,200 | $260,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 19,068 | $260,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,244 | $257,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 24,998 | $257,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 29,777 | $256,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 6,670 | $256,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 33,707 | $256,000 | thousands by filing date | |
| BELLUS HEALTH INC NEW | 07987C204 | COM | 73,347 | $256,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 18,025 | $255,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 907 | $254,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 9,014 | $254,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 13,214 | $254,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 3,381 | $254,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 2,986 | $254,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 10,855 | $253,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 21,101 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 626 | $252,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 11,662 | $252,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 16,364 | $252,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,400 | $251,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 30,215 | $251,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 13,565 | $251,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 6,113 | $250,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,711 | $250,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,701 | $249,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 5,126 | $249,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 61,625 | $249,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 4,806 | $249,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 22,777 | $249,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 78,980 | $249,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 10,210 | $248,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 11,969 | $248,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 7,300 | $247,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 10,815 | $247,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 5,556 | $247,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 3,753 | $247,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 10,000 | $246,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 6,875 | $246,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 9,487 | $246,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 17,083 | $245,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 7,411 | $245,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 19,354 | $245,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,095 | $245,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 6,658 | $244,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 28,751 | $244,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 5,628 | $243,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 6,371 | $243,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 7,647 | $243,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 16,319 | $242,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 27,811 | $241,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 6,488 | $241,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 5,425 | $241,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 14,000 | $240,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 7,727 | $240,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 11,651 | $240,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 51,346 | $238,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 9,320 | $238,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 4,231 | $238,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 6,545 | $236,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 4,449 | $236,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 6,444 | $236,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 12,616 | $235,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 5,959 | $235,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 916 | $235,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 8,355 | $234,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 5,531 | $234,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 6,842 | $234,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 11,738 | $234,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 8,045 | $233,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 19,111 | $233,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 20,117 | $233,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 12,787 | $232,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 6,019 | $232,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 813 | $231,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 10,555 | $231,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 22,435 | $231,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 453 | $230,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 4,624 | $230,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,290 | $229,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 10,115 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 1,840 | $228,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 18,740 | $228,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 10,547 | $227,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 9,775 | $226,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 12,110 | $225,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 17,902 | $225,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 51,913 | $225,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 5,249 | $225,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 24,309 | $223,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,900 | $223,000 | thousands by filing date | put |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 6,953 | $223,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 10,626 | $223,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,759 | $222,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 45,877 | $222,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 6,923 | $222,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 48,802 | $222,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 6,954 | $221,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 72,600 | $221,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W408 | COM NEW | 44,815 | $221,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 22,417 | $219,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,162 | $219,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 10,718 | $219,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 3,039 | $218,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 21,928 | $218,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 26,800 | $218,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 165,535 | $217,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 5,554 | $217,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 16,241 | $217,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 11,132 | $217,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 15,327 | $217,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 13,890 | $216,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 6,418 | $212,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 330 | $210,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 94,900 | $209,000 | thousands by filing date | call |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 3,184 | $209,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 4,342 | $209,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 5,018 | $209,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 7,812 | $207,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 4,284 | $207,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,202 | $206,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 10,116 | $206,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 4,707 | $206,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 5,472 | $204,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 2,429 | $204,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 11,900 | $203,000 | thousands by filing date | put |
| AMERICAS CAR-MART INC | 03062T105 | COM | 1,671 | $203,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 29,360 | $202,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 25,794 | $201,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 2,217 | $201,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 13,048 | $201,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 3,821 | $200,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 10,254 | $200,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 7,050 | $200,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 3,987 | $200,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 12,465 | $200,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 3,801 | $199,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 9,408 | $199,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 27,281 | $197,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 7,932 | $197,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 4,131 | $197,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 46,875 | $197,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 2,837 | $196,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 10,397 | $196,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 2,274 | $195,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 49,345 | $195,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 25,049 | $195,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 63,342 | $195,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1,690 | $194,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 7,243 | $194,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 36,107 | $194,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 6,647 | $194,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 12,081 | $194,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 88,800 | $194,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 19,395 | $194,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 7,701 | $192,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 13,137 | $192,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 22,637 | $192,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 6,761 | $191,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 16,074 | $191,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 11,120 | $191,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 10,479 | $191,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 5,745 | $190,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,234 | $190,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 707 | $189,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 11,939 | $189,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 11,546 | $189,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 24,496 | $189,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 3,825 | $189,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 6,400 | $189,000 | thousands by filing date | call |
| INTERSECT ENT INC | 46071F103 | COM | 8,516 | $189,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 1,485 | $188,000 | thousands by filing date | |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 7,347 | $188,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,080 | $187,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 9,741 | $187,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 30,000 | $187,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 4,988 | $186,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 690 | $186,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 3,091 | $186,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 12,714 | $186,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 8,436 | $186,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 14,545 | $186,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 36,938 | $186,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 6,003 | $185,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 5,844 | $185,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 5,462 | $185,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 13,336 | $185,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 6,587 | $185,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 63,734 | $184,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 11,195 | $184,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 46,196 | $183,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 2,825 | $183,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 4,365 | $183,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 10,923 | $183,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 25,200 | $182,000 | thousands by filing date | put |
| PAE INC | 69290Y109 | COM CL A | 19,669 | $182,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 6,426 | $181,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 19,270 | $181,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 11,579 | $181,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 4,215 | $180,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 2,956 | $180,000 | thousands by filing date | |
| FURY GOLD MINES LTD | 36117T100 | COM | 133,817 | $180,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 15,877 | $179,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 26,073 | $179,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 3,850 | $179,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 11,112 | $179,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 5,859 | $178,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 6,410 | $178,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 7,889 | $177,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 3,603 | $177,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 1,372 | $177,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 19,294 | $177,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 6,421 | $177,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 7,691 | $177,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 251,900 | $177,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 6,500 | $177,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 7,453 | $176,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 4,996 | $176,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 2,464 | $175,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 58,641 | $175,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 8,532 | $175,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 8,064 | $175,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 277,000 | $175,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 18,434 | $175,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 3,091 | $174,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 13,225 | $174,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 3,199 | $174,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,264 | $173,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 4,908 | $173,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 8,094 | $173,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 38,900 | $172,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,952 | $172,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 7,939 | $172,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 11,356 | $172,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 78,800 | $172,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 36,572 | $171,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 4,293 | $171,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 24,891 | $171,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 4,640 | $170,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 9,899 | $169,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 3,301 | $169,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 4,082 | $169,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 15,406 | $169,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 19,790 | $168,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 17,044 | $168,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 5,696 | $168,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 4,164 | $168,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 13,796 | $168,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 27,375 | $167,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 4,825 | $167,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 13,825 | $167,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 5,311 | $167,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 990 | $166,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 11,173 | $166,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 3,596 | $165,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 45,141 | $165,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 13,930 | $164,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 6,926 | $164,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 3,709 | $163,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 50 | $163,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 7,441 | $163,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 3,131 | $163,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 12,691 | $163,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 11,959 | $162,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 6,200 | $162,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 9,377 | $162,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 5,154 | $161,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 7,269 | $161,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 8,707 | $161,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 4,415 | $161,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 7,103 | $160,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 2,444 | $160,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 19,161 | $160,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 2,408 | $159,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 7,108 | $158,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 11,228 | $158,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 31,221 | $158,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 1,355 | $157,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 994 | $157,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 8,965 | $157,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 3,235 | $156,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 46,474 | $155,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 3,322 | $155,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 12,314 | $154,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 6,015 | $154,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 24,429 | $154,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 5,304 | $153,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 13,908 | $152,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 6,971 | $152,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 7,653 | $152,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 18,211 | $151,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 136,202 | $151,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 8,243 | $151,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 3,603 | $150,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 16,573 | $149,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 2,977 | $148,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 3,650 | $148,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 4,811 | $148,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,910 | $147,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 10,136 | $147,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 22,816 | $147,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 5,903 | $147,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 7,631 | $147,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 2,668 | $146,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 12,782 | $146,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 2,513 | $146,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 8,138 | $146,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,615 | $145,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 3,870 | $144,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 37,416 | $144,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 2,027 | $143,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 9,685 | $143,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 8,312 | $143,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 2,630 | $143,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 5,070 | $143,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 51,386 | $142,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 7,987 | $142,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 12,291 | $142,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 24,462 | $142,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,578 | $141,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 7,585 | $141,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 14,376 | $141,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 1,754 | $141,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 5,961 | $141,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 3,074 | $140,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 12,595 | $140,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 15,241 | $140,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 21,167 | $140,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 4,904 | $140,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 9,753 | $140,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 9,133 | $140,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 23,898 | $139,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 2,094 | $139,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 4,413 | $139,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 3,940 | $139,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 2,713 | $139,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 7,861 | $139,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,784 | $138,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 41,385 | $138,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 7,290 | $138,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 11,750 | $137,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 2,897 | $137,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 3,945 | $137,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 4,275 | $136,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 9,191 | $135,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,846 | $135,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 8,501 | $135,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 1,415 | $135,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 10,701 | $134,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 9,401 | $134,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 8,549 | $134,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 8,943 | $134,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 2,686 | $134,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 7,977 | $134,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C599 | US SML CP PWR B | 5,100 | $133,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 62,450 | $133,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 7,117 | $133,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 8,216 | $133,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 4,613 | $132,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 2,914 | $132,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,442 | $132,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 9,388 | $132,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 3,611 | $132,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,250 | $131,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 6,448 | $131,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 5,495 | $131,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 9,300 | $131,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 810 | $130,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 1,509 | $130,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,144 | $130,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 4,747 | $130,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 5,848 | $129,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 1,584 | $129,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 2,115 | $128,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 19,108 | $128,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 2,677 | $128,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 2,963 | $128,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 6,647 | $128,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 9,673 | $128,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 3,000 | $128,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 22,738 | $128,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 834 | $127,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 797 | $127,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 3,597 | $127,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 7,583 | $127,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 9,523 | $127,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 14,968 | $127,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 3,940 | $127,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 11,705 | $127,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 570 | $126,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 8,123 | $126,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 2,775 | $126,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 3,350 | $126,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 6,058 | $126,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 10,540 | $125,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 11,036 | $125,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 1,866 | $125,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 14,200 | $125,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 8,839 | $124,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 1,800 | $124,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 5,458 | $124,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 9,000 | $124,000 | thousands by filing date | call |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 3,761 | $124,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,331 | $123,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,845 | $123,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 6,748 | $122,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,414 | $122,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 21,135 | $122,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 11,006 | $122,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 6,785 | $121,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 7,200 | $121,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 18,530 | $121,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 2,266 | $120,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 1,573 | $120,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 2,445 | $120,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 2,797 | $120,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 6,054 | $119,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 67,324 | $119,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 30,602 | $118,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 4,159 | $117,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 3,413 | $117,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 6,924 | $117,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 7,346 | $117,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 13,428 | $117,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-001902 | this filing | 2021-02-12 | acceptance time not in the bulk data set |