13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-12, with 4,958 holding rows worth $151,182,955,000.
- Accession
- 0000950123-21-001902
- Filer
- CIK 927971
- Filed
- 2021-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 16,041 entries on the cover page, a total value of $151,182,955,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $151,182,955,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO FAMILY OFFICE LLC
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 1,395 | $17,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 3,344 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 466 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 1,240 | $17,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 2,527 | $17,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 2,657 | $17,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 12,491 | $17,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 11,811 | $17,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 1,203 | $17,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 802 | $17,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 8,801 | $17,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 2,766 | $17,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 2,438 | $16,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 669 | $16,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 300 | $16,000 | thousands by filing date | put |
| LENNAR CORP CL B | 526057302 | Stock | 253 | $16,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 2,265 | $16,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 795 | $16,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 644 | $16,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 3,873 | $16,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 693 | $16,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 1,110 | $16,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 2,261 | $16,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 663 | $16,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 935 | $16,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 770 | $16,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 9,000 | $16,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 900 | $16,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 2,235 | $16,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,373 | $16,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 4,346 | $16,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 744 | $16,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 395 | $16,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 2,317 | $16,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 4,478 | $16,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 490 | $15,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 2,000 | $15,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 500 | $15,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 150 | $15,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 3,463 | $15,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 790 | $15,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 500 | $15,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 287 | $15,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 2,100 | $15,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 1,000 | $15,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 1,102 | $15,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 1,031 | $15,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,201 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 533 | $15,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 2,405 | $15,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 364 | $15,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,990 | $15,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 1,463 | $15,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 2,556 | $15,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 1,339 | $15,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 9,646 | $15,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 11,307 | $15,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 725 | $15,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 1,220 | $15,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 2,099 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 77 | $14,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 300 | $14,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 1,000 | $14,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 553 | $14,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 1,214 | $14,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 500 | $14,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 456 | $14,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,555 | $14,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 8,082 | $14,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 777 | $14,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 3,400 | $14,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 4,840 | $14,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 5,542 | $14,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 21,000 | $14,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 5,703 | $14,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 1,385 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 700 | $14,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 194 | $14,000 | thousands by filing date | principal |
| BEYOND AIR INC | 08862L103 | COM | 2,235 | $14,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 500 | $14,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 4,174 | $14,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 8,280 | $14,000 | thousands by filing date | put |
| CERECOR INC | 15671L109 | COM | 5,816 | $14,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 600 | $13,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 225 | $13,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 580 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 140 | $13,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 300 | $13,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 612 | $13,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 400 | $13,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,083 | $13,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 600 | $13,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 321 | $13,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 2,355 | $13,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 273 | $13,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 569 | $13,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 560 | $13,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 2,524 | $13,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 914 | $13,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 6,018 | $13,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 1,527 | $13,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 2,201 | $13,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 2,457 | $13,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B204 | DEFIANCE NXT GN | 445 | $13,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X121 | UNIT 10/01/2025 | 1,000 | $13,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 407 | $12,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 430 | $12,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 800 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 134 | $12,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,512 | $12,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 205 | $12,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,000 | $12,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,062 | $12,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 5,723 | $12,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 459 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 170 | $12,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 2,533 | $12,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 1,138 | $12,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,102 | $12,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 10,693 | $12,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 754 | $12,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 2,000 | $12,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 17,000 | $12,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 7,348 | $12,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 1,120 | $12,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 799 | $12,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 1,000 | $11,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 3,859 | $11,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 166 | $11,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 825 | $11,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 1,094 | $11,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 200 | $11,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 686 | $11,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 1,206 | $11,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 7,592 | $11,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 1,000 | $11,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 3,414 | $11,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 206 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 141 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 200 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 175 | $10,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 7,481 | $10,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 575 | $10,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 1,190 | $10,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 2,000 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 300 | $10,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 1,368 | $10,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 300 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 153 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 316 | $10,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 100 | $10,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 1,498 | $10,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 613 | $10,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 10,278 | $10,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 1,652 | $10,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 1,902 | $10,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 800 | $10,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 770 | $10,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 286 | $10,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 4,906 | $10,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 1,627 | $10,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 565 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 326 | $10,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 2,351 | $10,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 940 | $10,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 829 | $10,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 400 | $9,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 225 | $9,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 116 | $9,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 121 | $9,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 341 | $9,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 500 | $9,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,090 | $9,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,500 | $9,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 381 | $9,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 1,220 | $9,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 1,868 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 100 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 196 | $9,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 520 | $9,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 2,444 | $9,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 2,628 | $9,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 600 | $9,000 | thousands by filing date | put |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 320 | $9,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 200 | $9,000 | thousands by filing date | put |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 200 | $9,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 1,110 | $9,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 500 | $9,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 2,303 | $9,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,980 | $9,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 3,119 | $9,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 3,332 | $9,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 717 | $9,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 2,000 | $9,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 1,065 | $9,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 4,837 | $9,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 299 | $8,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 261 | $8,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 270 | $8,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 494 | $8,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 829 | $8,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 4,029 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 327 | $8,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 238 | $8,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 880 | $8,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 347 | $8,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 573 | $8,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 434 | $8,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 11,400 | $8,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 11,400 | $8,000 | thousands by filing date | put |
| CIIG MERGER CORP | 12559C103 | COM CL A | 300 | $8,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 3,204 | $8,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 4,435 | $7,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 114 | $7,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 30 | $7,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 215 | $7,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 3,280 | $7,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 1,196 | $7,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 769 | $7,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 200 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 200 | $7,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,600 | $7,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 294 | $7,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 1,141 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 207 | $7,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 5,000 | $7,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 200 | $7,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 705 | $7,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 5,000 | $7,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 1,530 | $7,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 84 | $7,000 | thousands by filing date | principal |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 1,056 | $7,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 515 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 88 | $6,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 415 | $6,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 392 | $6,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 148 | $6,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 159 | $6,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 140 | $6,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 714 | $6,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 400 | $6,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 12 | $6,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 87 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 114 | $6,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 240 | $6,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 1,000 | $6,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 5,002 | $6,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 1,104 | $6,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 1,958 | $6,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 400 | $6,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 761 | $6,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 243 | $5,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 206 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 80 | $5,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 65 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 50 | $5,000 | thousands by filing date | |
| IMMUNOME INC | 45257U108 | COM | 389 | $5,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,472 | $5,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 54 | $5,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 220 | $5,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 1,630 | $5,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 158 | $5,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 1,800 | $5,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 56 | $5,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 200 | $5,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 100 | $5,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 260 | $5,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 476 | $5,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 626 | $5,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 1,156 | $5,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 724 | $5,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 622 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 30 | $4,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 85 | $4,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 69 | $4,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 97 | $4,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 131 | $4,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 244 | $4,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $4,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 254 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 90 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 200 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 100 | $4,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 100 | $4,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 187 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 70 | $4,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 4,300 | $4,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 170 | $4,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 500 | $4,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,000 | $4,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 500 | $4,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 500 | $4,000 | thousands by filing date | put |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 1,500 | $4,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 164 | $4,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 3,072 | $4,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 1,821 | $4,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 493 | $4,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E161 | *W EXP 05/03/202 | 10,000 | $4,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 689 | $4,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 410 | $4,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 101 | $3,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 255 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 100 | $3,000 | thousands by filing date | put |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 379 | $3,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 575 | $3,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 8 | $3,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 81 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 46 | $3,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 1,000 | $3,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679856 | 2X LEVERAGED | 15 | $3,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 87 | $3,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 162 | $3,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 1,000 | $3,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 304 | $3,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 535 | $3,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 380 | $3,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 282 | $3,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 200 | $3,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 2,483 | $3,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 1,275 | $3,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 1,500 | $3,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 5,000 | $3,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679831 | INVERSE ETN | 204 | $3,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 74 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 73 | $2,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 69 | $2,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 215 | $2,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 50 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 30 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 34 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 101 | $2,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 212 | $2,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 130 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 109 | $2,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 64 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 101 | $2,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 510 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 20 | $2,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 1,700 | $2,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 153 | $2,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 2,000 | $2,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 30 | $2,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 125 | $2,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 575 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 60 | $2,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 188 | $2,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 2,000 | $2,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 110 | $2,000 | thousands by filing date | |
| SIYATA MOBILE INC | 83013Q509 | COM NEW | 165 | $2,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 70 | $2,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 314 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 200 | $2,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 120 | $2,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 112 | $2,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 302 | $2,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 200 | $2,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 23 | $1,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 142 | $1,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 215 | $1,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 217 | $1,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 12 | $1,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 220 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 9 | $1,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 95 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 38 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 19 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 60 | $1,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 28 | $1,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 80 | $1,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 13 | $1,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 234 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 100 | $1,000 | thousands by filing date | put |
| AZEK CO INC | 05478C105 | CL A | 17 | $1,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 30 | $1,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 906 | $1,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 22 | $1,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 15 | $1,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 142 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 24 | $1,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 404 | $1,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 395 | $1,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 54 | $1,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 610 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 50 | $1,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 101 | $1,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 145 | $1,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516T112 | W EXP 07/31/202 | 150 | $1,000 | thousands by filing date | |
| INMED PHARMACEUTICALS INC | 457637502 | COM NEW | 289 | $1,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679823 | MICROSCTR 3X LVG | 33 | $1,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 100 | $1,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 87 | $1,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 1,000 | $1,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 103 | $1,000 | thousands by filing date | |
| HIGHPOINT RESOURCES CORP COM | 43114K207 | Stock | 77 | $1,000 | thousands by filing date | |
| BIT ORIGIN LTD | G21621100 | SHS | 1,000 | $1,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOLUS INC | 30052C107 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCAFEE CORP | 579063108 | COM CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B408 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTWATER RES INC | 961684206 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Leslie's Inc | 527064109 | Common Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLOTEK INDS INC DEL | 343389102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OAK STR HEALTH INC | 67181A107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,644 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRIVE SHACK INC | 262077100 | COM | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304307 | COM NEW | 75 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA METALS INC | 82639W106 | COM | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE9 LTD | 88337K302 | ADR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOHEALTH INC | 38046W105 | COM CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BMC STK HLDGS INC | 05591B109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOVASC INC | 64065J304 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 433 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAUDAX BIO INC | 07160F107 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF MONTREAL | 063679666 | MICROSCTRS 3X | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MicroSectors FANG Index 2X Inverse Leveraged ETN | 063679849 | ETP | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF MONTREAL | 063679724 | BIG OIL INDX 3X | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bank of Montreal | 063679781 | ETP | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-21-001902 | this filing | 2021-02-12 | acceptance time not in the bulk data set |