13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-09, with 4,937 holding rows worth $118,758,321,000.
- Accession
- 0000950123-19-007434
- Filer
- CIK 927971
- Filed
- 2019-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 16,049 entries on the cover page, a total value of $118,758,321,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,758,321,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 200 | $27,000 | thousands by filing date | put |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 844 | $27,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 2,579 | $27,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 800 | $27,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,329 | $27,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 1,385 | $27,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 976 | $27,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 1,046 | $27,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 3,137 | $27,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 914 | $27,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 2,994 | $27,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 7,991 | $27,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 12,816 | $27,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 4,740 | $27,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 10,438 | $27,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 3,659 | $27,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 5,513 | $27,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 15,500 | $27,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 20,000 | $27,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 600 | $27,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 600 | $27,000 | thousands by filing date | put |
| CONFORMIS INC | 20717E101 | COM | 6,307 | $27,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 2,969 | $27,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 3,221 | $27,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 3,629 | $27,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 8,066 | $26,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 2,803 | $26,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 706 | $26,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 594 | $26,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 3,181 | $26,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 5,237 | $26,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 9,906 | $26,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 580 | $26,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 1,275 | $26,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 3,779 | $26,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 4,014 | $26,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 31,000 | $26,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 1,922 | $26,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 1,669 | $26,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 10,000 | $26,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 7,561 | $26,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 2,242 | $26,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 232 | $26,000 | thousands by filing date | principal |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 2,756 | $25,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 343 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 294 | $25,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 1,271 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 215 | $25,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 2,753 | $25,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 300 | $25,000 | thousands by filing date | put |
| CALIX INC | 13100M509 | COM | 3,874 | $25,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 3,529 | $25,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 846 | $25,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 659 | $25,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 5,059 | $25,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 500 | $25,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 3,194 | $25,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 2,425 | $25,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 4,091 | $25,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,000 | $25,000 | thousands by filing date | put |
| AMYRIS INC | 03236M200 | COM NEW | 7,156 | $25,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 2,985 | $25,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 925 | $25,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 1,136 | $25,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 4,000 | $25,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 2,197 | $25,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 10,758 | $24,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 537 | $24,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 377 | $24,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 3,494 | $24,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 330 | $24,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 542 | $24,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 725 | $24,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 676 | $24,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 1,397 | $24,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,000 | $24,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,200 | $24,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 3,700 | $24,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 1,438 | $24,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 1,638 | $24,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 866 | $24,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 748 | $24,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 11,348 | $24,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 655 | $24,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 1,049 | $24,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 37,750 | $23,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 628 | $23,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 926 | $23,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 446 | $23,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,595 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 800 | $23,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 96 | $23,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 775 | $23,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 1,982 | $23,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,510 | $23,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 554 | $23,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 551 | $23,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 579 | $23,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 1,075 | $23,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 595 | $23,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 856 | $23,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 1,982 | $23,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 7,425 | $23,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 1,834 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 244 | $23,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 1,960 | $23,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 685 | $23,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 2,092 | $23,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 7,640 | $23,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 2,944 | $23,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 7,665 | $23,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 6,000 | $23,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 1,237 | $23,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 20,029 | $23,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 15,668 | $22,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 776 | $22,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 498 | $22,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 13,146 | $22,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 1,412 | $22,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 651 | $22,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 583 | $22,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 604 | $22,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 797 | $22,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 6,853 | $22,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 2,308 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 800 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 360 | $22,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 628 | $22,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 974 | $22,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 2,410 | $22,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 11,365 | $22,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 1,184 | $22,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 5,046 | $22,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 7,603 | $22,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 2,944 | $22,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 1,824 | $22,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 9,095 | $22,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 5,419 | $22,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 724 | $22,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 2,680 | $21,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 1,632 | $21,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 800 | $21,000 | thousands by filing date | put |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,332 | $21,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 2,378 | $21,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 1,322 | $21,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 1,290 | $21,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 4,185 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 1,243 | $21,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,700 | $21,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,489 | $21,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,000 | $21,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 2,574 | $21,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 2,472 | $21,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 1,488 | $21,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 1,194 | $21,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 403 | $21,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 894 | $21,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 684 | $21,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 3,038 | $21,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 2,881 | $21,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 1,319 | $21,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 986 | $21,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 1,334 | $21,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 2,665 | $21,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 1,812 | $21,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 22,800 | $21,000 | thousands by filing date | call |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 1,786 | $21,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 746 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 869 | $20,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 3,251 | $20,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 777 | $20,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 1,206 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 1,303 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 1,488 | $20,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 838 | $20,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,395 | $20,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 1,090 | $20,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 845 | $20,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 1,005 | $20,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 2,640 | $20,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 725 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 150 | $20,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 523 | $20,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 7,558 | $20,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 2,183 | $20,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 5,176 | $20,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,203 | $20,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 17,183 | $20,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,457 | $20,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 3,755 | $20,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 4,647 | $20,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 1,054 | $20,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 1,941 | $20,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 4,907 | $20,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 865 | $20,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 2,749 | $20,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 216 | $19,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 2,057 | $19,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 5,583 | $19,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,420 | $19,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 684 | $19,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 1,361 | $19,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 345 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 1,756 | $19,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,746 | $19,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,002 | $19,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 511 | $19,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 6,877 | $19,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 241 | $19,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 856 | $19,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 2,002 | $19,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 787 | $19,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,319 | $19,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 1,071 | $19,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 530 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 264 | $19,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 500 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 600 | $19,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 1,365 | $19,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 1,652 | $19,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 10,879 | $19,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,706 | $19,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 831 | $19,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 1,700 | $19,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 6,400 | $19,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 6,400 | $19,000 | thousands by filing date | put |
| FIRST CHOICE BANCORP | 31948P104 | COM | 857 | $19,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 20,052 | $19,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 884 | $19,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 300 | $18,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 1,967 | $18,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 15,766 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 593 | $18,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 833 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 145 | $18,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 1,827 | $18,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 5,931 | $18,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 747 | $18,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1,419 | $18,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 1,397 | $18,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 431 | $18,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,306 | $18,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 3,720 | $18,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 1,346 | $18,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 3,709 | $18,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 737 | $18,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 2,200 | $18,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 394 | $18,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 3,927 | $18,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 1,795 | $18,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,519 | $18,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,979 | $18,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 2,262 | $18,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 1,058 | $18,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 21,000 | $18,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 2,242 | $18,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 527 | $17,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,102 | $17,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 90 | $17,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,181 | $17,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 326 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 274 | $17,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 2,056 | $17,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 11,172 | $17,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 1,943 | $17,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 2,463 | $17,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 946 | $17,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 1,024 | $17,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 1,408 | $17,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,163 | $17,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 16,468 | $17,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 480 | $17,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,500 | $17,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 2,521 | $17,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 915 | $17,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 497 | $17,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 6,540 | $17,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 1,092 | $17,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 1,325 | $17,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 496 | $17,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 4,211 | $17,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 2,858 | $17,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 10,100 | $17,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 2,501 | $17,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 1,022 | $17,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 2,520 | $17,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 1,807 | $17,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,500 | $16,000 | thousands by filing date | put |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 600 | $16,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 551 | $16,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 1,000 | $16,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 548 | $16,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 33 | $16,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 500 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 193 | $16,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 796 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 314 | $16,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 541 | $16,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 825 | $16,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,191 | $16,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 236 | $16,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 467 | $16,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 1,366 | $16,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 586 | $16,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 2,251 | $16,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 508 | $16,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 569 | $16,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 1,776 | $16,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 1,174 | $16,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 3,516 | $16,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 12,594 | $16,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 2,330 | $16,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 5,341 | $16,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 1,078 | $16,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 614 | $16,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 1,938 | $16,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,056 | $16,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 1,862 | $16,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 695 | $16,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 1,302 | $16,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 3,600 | $16,000 | thousands by filing date | put |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 4,205 | $16,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081507 | Stock | 778 | $16,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 322 | $15,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 117 | $15,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 495 | $15,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 569 | $15,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 3,237 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 498 | $15,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 1,331 | $15,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 700 | $15,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,300 | $15,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 3,151 | $15,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 571 | $15,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 1,081 | $15,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 1,428 | $15,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 758 | $15,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 673 | $15,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 672 | $15,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 277 | $15,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 380 | $15,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,359 | $15,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 4,269 | $15,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 1,767 | $15,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 1,644 | $15,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 1,166 | $15,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 6,102 | $15,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,002 | $15,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 1,145 | $15,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 257 | $15,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 1,390 | $15,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 531 | $15,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 3,136 | $15,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 5,886 | $15,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 4,824 | $15,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 1,389 | $15,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 15,051 | $15,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 897 | $15,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 200 | $14,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 101 | $14,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 423 | $14,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 286 | $14,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 750 | $14,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 543 | $14,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 255 | $14,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 580 | $14,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 806 | $14,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 246 | $14,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 270 | $14,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 294 | $14,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 965 | $14,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 1,651 | $14,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 984 | $14,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 383 | $14,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 593 | $14,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 1,237 | $14,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 1,103 | $14,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 13,564 | $14,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 1,843 | $14,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 475 | $14,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,894 | $14,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 2,260 | $14,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 2,000 | $14,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 1,453 | $14,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 13,135 | $14,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 989 | $14,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 383 | $14,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 5,026 | $14,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 5,688 | $14,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 1,949 | $14,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 669 | $14,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 475 | $14,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 642 | $14,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 3,614 | $14,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 631 | $14,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 4,271 | $14,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 728 | $14,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 1,393 | $14,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 525 | $13,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 400 | $13,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 2,115 | $13,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 224 | $13,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 693 | $13,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 333 | $13,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 800 | $13,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 739 | $13,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 1,390 | $13,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 3,195 | $13,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 671 | $13,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 472 | $13,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 954 | $13,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 849 | $13,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 896 | $13,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 350 | $13,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 911 | $13,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2,749 | $13,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 840 | $13,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 461 | $13,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,878 | $13,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,739 | $13,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,000 | $13,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 3,181 | $13,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 971 | $13,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 2,096 | $13,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 1,164 | $13,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 401 | $13,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 1,083 | $13,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 20,372 | $13,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 3,224 | $13,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 290 | $13,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 1,455 | $13,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 2,054 | $13,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 1,171 | $13,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 96 | $12,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 1,111 | $12,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 498 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 230 | $12,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1,000 | $12,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 395 | $12,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 1,300 | $12,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 1,110 | $12,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 1,722 | $12,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 578 | $12,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 1,024 | $12,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 400 | $12,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 2,137 | $12,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 1,544 | $12,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 717 | $12,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 317 | $12,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 3,019 | $12,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 5,297 | $12,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 400 | $12,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 2,257 | $12,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 516 | $12,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,929 | $12,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 797 | $12,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 795 | $12,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,494 | $12,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 3,133 | $12,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 1,174 | $12,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 1,784 | $12,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 1,405 | $12,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 2,279 | $12,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 769 | $12,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 645 | $12,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 1,308 | $12,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 1,955 | $12,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 1,587 | $12,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 1,547 | $12,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 2,593 | $12,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 1,000 | $12,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 1,781 | $12,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 6,065 | $12,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 1,990 | $12,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 300 | $11,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 20,360 | $11,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 474 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 130 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 395 | $11,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 707 | $11,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 675 | $11,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 1,949 | $11,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 600 | $11,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 600 | $11,000 | thousands by filing date | put |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 800 | $11,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 2,491 | $11,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 917 | $11,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 620 | $11,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,275 | $11,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 773 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 113 | $11,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 712 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 180 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 288 | $11,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 2,109 | $11,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 960 | $11,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 3,231 | $11,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 6,582 | $11,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 80 | $11,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 589 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-007434 | this filing | 2019-08-09 | acceptance time not in the bulk data set |