13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-09, with 4,937 holding rows worth $118,758,321,000.
- Accession
- 0000950123-19-007434
- Filer
- CIK 927971
- Filed
- 2019-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 16,049 entries on the cover page, a total value of $118,758,321,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,758,321,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIASAT INC | 92552V100 | COM | 915 | $74,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 17,600 | $74,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 45,000 | $74,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 4,303 | $73,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 5,400 | $73,000 | thousands by filing date | put |
| VERICEL CORP | 92346J108 | COM | 3,846 | $73,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 999 | $73,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 3,296 | $73,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,908 | $73,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 3,800 | $73,000 | thousands by filing date | put |
| AMERICAN PUB ED INC | 02913V103 | COM | 2,403 | $72,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 2,329 | $72,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 5,725 | $72,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 67,142 | $72,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,525 | $72,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 10,883 | $72,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 1,834 | $72,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 2,818 | $71,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 5,118 | $71,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 1,277 | $71,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 6,587 | $71,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 5,743 | $71,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 830 | $71,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 2,066 | $71,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 4,469 | $71,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 3,373 | $71,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 2,047 | $71,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721407 | COM | 37,500 | $71,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 8,143 | $70,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 3,310 | $70,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 18,466 | $70,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 4,100 | $70,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 12,506 | $70,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,717 | $70,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 11,444 | $70,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 5,200 | $70,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 10,711 | $70,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 7,732 | $69,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 4,037 | $69,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 11,714 | $69,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 2,500 | $69,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 1,105 | $69,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 6,167 | $69,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 4,224 | $69,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 4,499 | $69,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 4,298 | $68,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 766 | $68,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 4,306 | $67,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 4,404 | $67,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 1,727 | $67,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 2,231 | $67,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 620 | $67,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 5,861 | $67,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 8,044 | $67,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 9,938 | $67,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 179 | $66,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,559 | $66,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 1,965 | $66,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 70,000 | $66,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 5,550 | $66,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 805 | $66,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 1,805 | $66,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 8,459 | $66,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,206 | $66,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 5,407 | $66,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 1,601 | $65,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 2,951 | $65,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 4,116 | $65,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 6,122 | $65,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 7,043 | $65,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 2,039 | $65,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 4,425 | $65,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 13,440 | $64,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,102 | $64,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 9,556 | $64,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 2,839 | $63,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 3,706 | $63,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 950 | $63,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 3,824 | $63,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 3,114 | $63,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,751 | $63,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 4,477 | $63,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 3,284 | $63,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 1,459 | $63,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 16,100 | $62,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 3,546 | $62,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 4,080 | $62,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 4,377 | $62,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 4,413 | $62,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 2,760 | $62,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 1,778 | $62,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 2,300 | $62,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 3,764 | $61,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 2,294 | $61,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 500 | $61,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 9,770 | $61,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 3,232 | $61,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 4,272 | $61,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 1,847 | $60,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 4,008 | $60,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 8,475 | $60,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,250 | $60,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 1,945 | $60,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 6,385 | $60,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 2,888 | $59,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 1,384 | $59,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 6,213 | $59,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,018 | $59,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 2,400 | $59,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 2,947 | $59,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 15,000 | $59,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 3,525 | $59,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 2,576 | $59,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 10,794 | $59,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 4,107 | $59,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,000 | $58,000 | thousands by filing date | call |
| Vanguard Materials ETF | 92204A801 | SHS | 457 | $58,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 2,602 | $58,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 4,113 | $58,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 5,050 | $58,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 2,412 | $58,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 7,703 | $58,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 5,939 | $58,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 989 | $58,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 1,436 | $58,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 1,559 | $57,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 4,250 | $57,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 10,000 | $57,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 11,856 | $57,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 2,910 | $57,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 4,362 | $57,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,373 | $56,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 2,015 | $56,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 1,080 | $56,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 2,102 | $56,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 1,564 | $56,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 5,241 | $56,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 2,737 | $56,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 11,086 | $56,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 2,106 | $55,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 7,000 | $55,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,254 | $55,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 2,675 | $55,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 3,000 | $55,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,000 | $55,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 12,500 | $55,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 2,180 | $55,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 2,391 | $55,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 1,640 | $55,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 11,909 | $55,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 1,126 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 315 | $54,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 5,630 | $54,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 493 | $54,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 4,502 | $54,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 3,100 | $53,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 2,300 | $53,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 2,300 | $53,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 3,870 | $53,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 1,609 | $53,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 1,596 | $53,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 1,311 | $53,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 2,033 | $52,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 3,485 | $52,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 9,605 | $52,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 2,717 | $52,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 2,652 | $52,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 4,000 | $52,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,113 | $52,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 3,994 | $52,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 9,266 | $52,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 5,882 | $52,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 3,371 | $52,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 1,748 | $52,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,078 | $51,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 1,753 | $51,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 4,400 | $51,000 | thousands by filing date | call |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 1,228 | $51,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,000 | $51,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 6,533 | $51,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 1,831 | $51,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,039 | $51,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 2,319 | $51,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 2,061 | $51,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,457 | $51,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 8,825 | $51,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 1,236 | $50,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 2,395 | $50,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 3,319 | $50,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 370 | $50,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 2,066 | $50,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 12,953 | $50,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 3,097 | $50,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 3,177 | $50,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $50,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 7,687 | $50,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 8,089 | $50,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 2,465 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 625 | $49,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 2,626 | $49,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 5,186 | $49,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 5,153 | $49,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,400 | $49,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 5,121 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 1,500 | $49,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 1,092 | $49,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,776 | $49,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 4,789 | $49,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 10,523 | $49,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 2,293 | $49,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 5,045 | $49,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 1,410 | $49,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 4,321 | $49,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 2,525 | $49,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 578 | $48,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 12,495 | $48,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 2,205 | $48,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 4,037 | $48,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 4,400 | $48,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 6,771 | $48,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 23,439 | $48,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 3,110 | $48,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 2,021 | $48,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 3,833 | $48,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 11,544 | $48,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 1,020 | $48,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 403 | $47,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 5,263 | $47,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 2,400 | $47,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 6,749 | $47,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 4,935 | $47,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 1,552 | $46,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,991 | $46,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 7,044 | $46,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 2,681 | $46,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,103 | $46,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 8,931 | $46,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 3,543 | $46,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 2,802 | $46,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 2,944 | $46,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 1,690 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 358 | $45,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 815 | $45,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 81,450 | $45,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 943 | $45,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 3,062 | $45,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 3,923 | $45,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,300 | $45,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 13,660 | $45,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 2,750 | $45,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 12,665 | $45,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 20,701 | $45,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 3,298 | $45,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 5,544 | $45,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 2,156 | $44,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 1,094 | $44,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 2,669 | $44,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 3,247 | $44,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 17,000 | $44,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 37,604 | $44,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 2,750 | $44,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 2,978 | $44,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 1,565 | $44,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 645 | $44,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,146 | $43,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,590 | $43,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 6,914 | $43,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 1,943 | $43,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 1,247 | $43,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 5,960 | $43,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 3,535 | $43,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 4,270 | $43,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 4,533 | $43,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 8,425 | $43,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 4,841 | $43,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 9,776 | $43,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 1,385 | $43,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 2,301 | $42,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 30,132 | $42,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 700 | $42,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 10,092 | $42,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 3,715 | $42,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 872 | $42,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,399 | $42,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 5,743 | $42,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 637 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,931 | $41,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 3,198 | $41,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,066 | $41,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 5,538 | $41,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 1,151 | $41,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,381 | $41,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 94,500 | $41,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 2,138 | $40,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 247 | $40,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 1,928 | $40,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 5,000 | $40,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,214 | $40,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,768 | $40,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 2,683 | $40,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 805 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 756 | $40,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 1,289 | $40,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 2,057 | $40,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 4,440 | $40,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 1,924 | $40,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 630 | $39,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 10,219 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,000 | $39,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 3,096 | $39,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,341 | $39,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 5,026 | $39,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 273 | $39,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 1,709 | $39,000 | thousands by filing date | |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 9,000 | $39,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 1,326 | $39,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 725 | $38,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 2,506 | $38,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 2,000 | $38,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 1,175 | $38,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 5,904 | $38,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 936 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 400 | $37,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 2,974 | $37,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 5,431 | $37,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 729 | $37,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 2,379 | $37,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 1,078 | $37,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,292 | $37,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 388 | $37,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 1,821 | $37,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 505 | $37,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 9,556 | $37,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 10,802 | $37,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 1,890 | $37,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 1,127 | $37,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 5,503 | $37,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 3,406 | $36,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 1,258 | $36,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 2,056 | $36,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 2,741 | $36,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 3,824 | $36,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 5,645 | $36,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 2,942 | $36,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 10,171 | $36,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 3,400 | $36,000 | thousands by filing date | put |
| SORL Auto Parts Inc | 78461U101 | COM | 10,300 | $36,000 | thousands by filing date | put |
| POLARITYTE INC | 731094108 | COM | 6,190 | $36,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 1,083 | $35,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 486 | $35,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 504 | $35,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 2,255 | $35,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 2,345 | $35,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 202 | $35,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 1,236 | $35,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 1,312 | $35,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,650 | $35,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 1,652 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 640 | $35,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 1,400 | $35,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 18,035 | $35,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 2,549 | $35,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 898 | $35,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 11,990 | $35,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 5,977 | $35,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 2,823 | $34,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 1,263 | $34,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 662 | $34,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 2,016 | $34,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 1,498 | $34,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,163 | $34,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 2,408 | $34,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,416 | $34,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 1,278 | $34,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 3,124 | $34,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 1,112 | $34,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,291 | $34,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 5,834 | $34,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 2,230 | $33,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 1,482 | $33,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 2,486 | $33,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,200 | $33,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 3,178 | $33,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,000 | $33,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 2,343 | $33,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 1,331 | $33,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 2,602 | $33,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 593 | $33,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 682 | $33,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 1,322 | $33,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 3,423 | $33,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 552 | $33,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,245 | $33,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 1,494 | $33,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 2,797 | $33,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 1,675 | $33,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 4,302 | $33,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 5,623 | $32,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,733 | $32,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 6,459 | $32,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,568 | $32,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 1,615 | $32,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 3,209 | $32,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 6,162 | $32,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 10,675 | $32,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 11,846 | $32,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 7,587 | $32,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 6,807 | $32,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 2,938 | $32,000 | thousands by filing date | |
| OCH ZIFF CPTL MANGEMNT GRP I | 67551U204 | CL A NEW | 1,406 | $32,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 418 | $31,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 703 | $31,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 2,844 | $31,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 3,151 | $31,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 399 | $31,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 844 | $31,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 4,283 | $31,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 7,400 | $31,000 | thousands by filing date | put |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 1,174 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 499 | $31,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 515 | $31,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 2,492 | $31,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 8,160 | $31,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 2,475 | $31,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 7,816 | $31,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 2,452 | $31,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 3,113 | $31,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 2,617 | $31,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 2,210 | $30,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 2,151 | $30,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 1,153 | $30,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,334 | $30,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 1,207 | $30,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 2,315 | $30,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 1,529 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 665 | $30,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 684 | $30,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 3,652 | $30,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 11,602 | $30,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 3,673 | $30,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 1,753 | $30,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 11,250 | $30,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,000 | $30,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 2,330 | $30,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 19,397 | $30,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 377 | $29,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 731 | $29,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 2,039 | $29,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 589 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 300 | $29,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 351 | $29,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 7,440 | $29,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 4,756 | $29,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 932 | $29,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 2,724 | $29,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 8,447 | $29,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 1,008 | $29,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 4,770 | $29,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 14,513 | $29,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 1,275 | $29,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 25,000 | $29,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 10,000 | $29,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 2,237 | $29,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 6,971 | $29,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,092 | $29,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 8,300 | $29,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 12,000 | $29,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 12,000 | $29,000 | thousands by filing date | put |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 6,063 | $29,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 3,505 | $29,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 5,000 | $28,000 | thousands by filing date | call |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,523 | $28,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 510 | $28,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 965 | $28,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 3,426 | $28,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 1,361 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,275 | $28,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 567 | $28,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 979 | $28,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 1,697 | $28,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 3,496 | $28,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 827 | $28,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,032 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 425 | $28,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 47,000 | $28,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 581 | $28,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 1,223 | $28,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 1,373 | $28,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 5,616 | $28,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 13,600 | $28,000 | thousands by filing date | put |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 2,657 | $28,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 22,144 | $28,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 3,180 | $28,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 790 | $28,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 4,190 | $28,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 4,379 | $28,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 8,588 | $28,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 2,562 | $28,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 2,138 | $28,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 3,303 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-007434 | this filing | 2019-08-09 | acceptance time not in the bulk data set |