13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-09, with 4,937 holding rows worth $118,758,321,000.
- Accession
- 0000950123-19-007434
- Filer
- CIK 927971
- Filed
- 2019-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 16,049 entries on the cover page, a total value of $118,758,321,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $118,758,321,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ObsEva SA | H5861P103 | COM | 964 | $11,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 425 | $11,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 1,357 | $11,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 1,428 | $11,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 37,250 | $11,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 1,137 | $11,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 2,755 | $11,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 437 | $11,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 2,815 | $11,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 739 | $11,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 743 | $11,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 1,409 | $11,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,500 | $10,000 | thousands by filing date | put |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 656 | $10,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 1,000 | $10,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 330 | $10,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 2,849 | $10,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 825 | $10,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 725 | $10,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 2,600 | $10,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 166 | $10,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 886 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 637 | $10,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 714 | $10,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 489 | $10,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 315 | $10,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 2,444 | $10,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 1,308 | $10,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 919 | $10,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 4,469 | $10,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 29,776 | $10,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 771 | $10,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 622 | $10,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 511 | $10,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 765 | $10,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 504 | $10,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 16,311 | $10,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 5,000 | $10,000 | thousands by filing date | principal |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 15,000 | $10,000 | thousands by filing date | call |
| ELEVATE CREDIT INC | 28621V101 | COM | 2,482 | $10,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 55,661 | $10,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 697 | $10,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 1,791 | $10,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 2,240 | $10,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 2,510 | $10,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC | Y67305105 | COM | 10,000 | $10,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679757 | BIG OIL 2X LEV | 200 | $10,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 225 | $9,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 250 | $9,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 1,116 | $9,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 500 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 280 | $9,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 2,125 | $9,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 2,330 | $9,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,604 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 205 | $9,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 2,789 | $9,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 523 | $9,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 708 | $9,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 291 | $9,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,472 | $9,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 1,690 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 110 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 300 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 380 | $9,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 588 | $9,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 1,000 | $9,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 1,898 | $9,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 710 | $9,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 663 | $9,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 519 | $9,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,263 | $9,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 819 | $9,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 664 | $9,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 1,791 | $9,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 516 | $9,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 750 | $9,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 396 | $9,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 6,939 | $9,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 715 | $9,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 5,547 | $9,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 4,332 | $9,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 692 | $9,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 4,684 | $9,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 1,224 | $9,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279504 | COM NEW | 1,210 | $9,000 | thousands by filing date | put |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 3,021 | $9,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 200 | $9,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 847 | $9,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,200 | $8,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 300 | $8,000 | thousands by filing date | put |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 94 | $8,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 76 | $8,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 679 | $8,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 287 | $8,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 1,107 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 257 | $8,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 390 | $8,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 3,194 | $8,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 551 | $8,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 180 | $8,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 10,000 | $8,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 2,000 | $8,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 986 | $8,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 64 | $8,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 2,185 | $8,000 | thousands by filing date | |
| AVEDRO INC | 05355N109 | COM | 421 | $8,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 1,181 | $8,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 1,675 | $8,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 600 | $8,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 3,801 | $8,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 5,131 | $8,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 41 | $7,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 1,258 | $7,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 150 | $7,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 3,082 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 160 | $7,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 560 | $7,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 120 | $7,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 2,512 | $7,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 4,212 | $7,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 891 | $7,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 300 | $7,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 442 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 132 | $7,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 296 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 128 | $7,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 3,745 | $7,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 1,284 | $7,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 2,559 | $7,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 4,000 | $7,000 | thousands by filing date | put |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 7,500 | $7,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 1,610 | $7,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 1,884 | $7,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 518 | $7,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 2,200 | $7,000 | thousands by filing date | |
| Trovagene Inc | 897238606 | COM | 2,600 | $7,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 337 | $7,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 75 | $6,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 99 | $6,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 974 | $6,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 116 | $6,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 2,648 | $6,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 320 | $6,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 652 | $6,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 43 | $6,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 585 | $6,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 738 | $6,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 200 | $6,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 643 | $6,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,600 | $6,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 5,077 | $6,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 249 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 335 | $6,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 5,085 | $6,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,723 | $6,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 159 | $6,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 497 | $6,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 4,000 | $6,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 2,500 | $6,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 98 | $6,000 | thousands by filing date | principal |
| CENTRIC BRANDS INC | 15644G104 | COM | 1,378 | $6,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 100 | $6,000 | thousands by filing date | principal |
| CHECK CAP LTD | M2361E203 | SHS | 3,000 | $6,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 1,000 | $6,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 620 | $6,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 1,187 | $6,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 4,078 | $6,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 630 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 100 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 50 | $5,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 285 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 215 | $5,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 393 | $5,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 800 | $5,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 927 | $5,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 200 | $5,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 387 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 91 | $5,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 421 | $5,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 185 | $5,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 2,186 | $5,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 788 | $5,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 3,209 | $5,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 479 | $5,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 287 | $5,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 122 | $5,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 2,978 | $5,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 876 | $5,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 4 | $5,000 | thousands by filing date | principal |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 2,163 | $5,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 305 | $4,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $4,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 547 | $4,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 800 | $4,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 257 | $4,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 400 | $4,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 144 | $4,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 290 | $4,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 4,000 | $4,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 2,595 | $4,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 2,960 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 83 | $4,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 727 | $4,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 328 | $4,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 265 | $4,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 125 | $4,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 1,794 | $4,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 4,991 | $4,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 689 | $4,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 616 | $4,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 2,509 | $4,000 | thousands by filing date | |
| INTEGRATED MEDIA TECHNLOGY L | Q49376108 | SHS | 467 | $4,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 709 | $4,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 301 | $4,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 40 | $4,000 | thousands by filing date | principal |
| AMERICANRLTYINVSINC | 029174109 | STOK | 210 | $3,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 188 | $3,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 75 | $3,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 212 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 150 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 143 | $3,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 1,148 | $3,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 600 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 245 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 115 | $3,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 1,038 | $3,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 500 | $3,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 328 | $3,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 6,340 | $3,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 873 | $3,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 827 | $3,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 682 | $3,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,967 | $3,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 2,538 | $3,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 298 | $3,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 1,790 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 125 | $3,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 374 | $3,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 1,221 | $3,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 346 | $3,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 941 | $3,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 1,426 | $3,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 1,000 | $3,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 40 | $2,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 25 | $2,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10 | $2,000 | thousands by filing date | call |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 217 | $2,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 113 | $2,000 | thousands by filing date | call |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 155 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 43 | $2,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 17 | $2,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 100 | $2,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 900 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 50 | $2,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 326 | $2,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 400 | $2,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 93 | $2,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 90 | $2,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 400 | $2,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 86 | $2,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 310 | $2,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 143 | $2,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 700 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 100 | $2,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 90 | $2,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 1,310 | $2,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 311 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 50 | $2,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 1,500 | $2,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 6,236 | $2,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 153 | $2,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 500 | $2,000 | thousands by filing date | put |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 225 | $2,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 62 | $2,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 61 | $2,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 1,094 | $2,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 730 | $2,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 11,775 | $2,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J114 | RIGHT 07/12/2019 | 994 | $2,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,350 | $2,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 712 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 100 | $2,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 30 | $1,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 40 | $1,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 22 | $1,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 100 | $1,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 100 | $1,000 | thousands by filing date | put |
| BROWN FORMAN CORP | 115637100 | CL A | 11 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 41 | $1,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 51 | $1,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 13 | $1,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 40 | $1,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 800 | $1,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 187 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 50 | $1,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 100 | $1,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 236 | $1,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 1 | $1,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 142 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 24 | $1,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 224 | $1,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 400 | $1,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 100 | $1,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 500 | $1,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 269 | $1,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,000 | $1,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 174 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 65 | $1,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 12 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 50 | $1,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 444 | $1,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,171 | $1,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 361 | $1,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 1,070 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 54 | $1,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 58 | $1,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 529 | $1,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 87 | $1,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 152 | $1,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078306 | COM | 427 | $1,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 346 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 100 | $1,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 653 | $1,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 589 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 83 | $1,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACM RESH INC COM CL A | 00108J109 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 647 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 121 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 64 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOPIN CORP | 500600101 | COMMON STOCK | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUILLIUM INC | 29446K106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Inflarx Nv | N44821101 | COM | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dawson Geophysical Co Ne | 239360100 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITONE INC | 92347M100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUBURN NATL BANCORP | 050473107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A204 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IVERIC BIO INC | 46583P102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,048 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 330 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 1,475 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA METALS INC | 82639W106 | COM | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASANKO GOLD INC | 04341Y105 | COM | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PFSWEB INC | 717098206 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 278 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 610 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 223 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPROACH RESOURCES INC | 03834A103 | COM | 149 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DURECT CORP | 266605104 | COM | 194 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEIN MART INC | 858375108 | COM | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TRUCK INC | 902925106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259103 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 608 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCONEE FED FINL CORP | 675607105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMIDA CELL LTD | M47364100 | SHS | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L308 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 223 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 195 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| REMARK HLDGS INC | 75955K102 | COM | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTINYX INC | 03836N103 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAGUAR HEALTH INC | 47010C409 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO-PATH HLDGS INC | 09057N300 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARIOHEALTH CORP | 23725P100 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELIGENT INC NEW | 87960W104 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTA MESA RES INC | 02133L109 | CL A | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAFGEN INC | 98885E103 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C509 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 317 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489303 | CL A NEW | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-007434 | this filing | 2019-08-09 | acceptance time not in the bulk data set |