13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 9,139 holding rows worth $223,103,354,000.
- Accession
- 0000950123-18-011392
- Filer
- CIK 1423053
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 12,393 entries on the cover page, a total value of $223,103,354,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $223,103,354,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAshler Capital LLC 028-18754
- included managerCitadel Securities GP LLC 028-18870
- included managerCitadel Advisors II LLC 028-15515
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENSYNC INC. | 29359T102 | Common Stock | 80,540 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 16,796 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 64,535 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRESBIA PLC | G7234P100 | SHS | 12,055 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AURIS MED HLDG AG | H0381L104 | COM | 56,237 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356107 | COM | 30,300 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 12,500 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DGSE COMPANIES INC | 23323G106 | COM | 31,390 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORMEDIX INC | 21900C100 | COM | 20,900 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 12,266 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 26,375 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DETERMINE INC | 250660107 | COM | 28,631 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 11,000 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPAR GROUP INC | 784933103 | COM | 19,336 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 18,100 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 18,800 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 26,443 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 25,346 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 10,500 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 52,389 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 15,938 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNASIL CORP AMER | 268102100 | COM | 14,763 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VITAL THERAPIES INC | 92847R104 | COM | 69,900 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 10,163 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GLOBAL INVS INC | 902952100 | CL A | 11,553 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 13,370 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERSECTIONS INC | 460981301 | COM | 10,100 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 11,048 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXT-ID INC | 67091J206 | COM NEW | 13,589 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 11,095 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ocugen | 43358V109 | Common | 33,750 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 13,478 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOXIAN INC | 624697207 | COM NEW | 22,248 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIQUID MEDIA GROUP LTD NEW | 53634Q105 | COM | 21,353 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 13,400 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 32,600 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 11,300 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNACOR INC | 871561106 | COM | 10,325 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 21,749 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 14,206 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANTHEALTH INC | 630104107 | CMN | 10,966 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DARIOHEALTH CORP | 23725P100 | COM | 17,839 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 20,299 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOSYS INC | 619718208 | COM NEW | 24,834 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 16,473 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 24,760 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OHA INVT CORP | 67091U102 | COM | 11,203 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RMG NETWORKS HLDG CORP | 74966K300 | COM NEW | 13,446 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 22,961 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 18,300 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 22,400 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 11,400 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POLYMET MINING CORP | 731916102 | COM | 15,500 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624208 | COM NEW | 17,200 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 45,157 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 10,767 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DROPCAR INC | 26210U104 | COM | 31,477 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVINE LIVE INC | 300487105 | CL A | 14,300 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 36,835 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHINECO INC COM NEW | 824567200 | Stock | 16,569 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 13,094 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SSLJ COM LIMITED | G8406F102 | SHS CL A | 22,482 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPI ENERGY CO LTD | G8651P201 | SHS | 57,333 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMAGIN CORP | 29076N206 | COM | 10,100 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 18,000 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 15,286 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEURALSTEM INC | 64127R401 | COM NEW | 14,061 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 69,746 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERSARTIS INC | 92529L102 | COM | 10,800 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TROVAGENE INC COM PAR | 897238408 | Stock | 18,260 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 26,698 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHF SOLUTIONS INC | 12542Q508 | COM NEW | 12,759 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 18,834 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 20,200 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 12,500 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 13,988 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624208 | COM NEW | 15,279 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 14,700 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 16,490 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JMU LTD | 46647L204 | SPONSORED ADS | 12,761 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 49,652 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 10,814 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 14,600 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Link Motion Inc | 53577L105 | COM | 19,600 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 27,900 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 18,200 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 12,700 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 11,551 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGMA LABS INC | 826598302 | COM PAR | 11,044 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 23,210 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 16,586 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASANKO GOLD INC | 04341Y105 | COM | 14,787 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 57,424 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 12,791 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 60,957 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 10,081 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTREE RES LTD COM | 29384j103 | CS | 30,762 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 37,881 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMEDICA CORP | 023435407 | COM PAR | 45,282 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 10,358 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 10,227 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSTAR INC | 378973408 | COM | 20,800 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 10,800 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605104 | COM | 10,000 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 21,783 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 11,462 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 15,943 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 12,427 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 15,700 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 35,492 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 20,100 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 11,770 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 10,079 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 10,967 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 15,800 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 12,487 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 10,151 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 13,300 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIO PATH HOLDINGS INC | 09057N201 | COM NEW | 13,127 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICONIX BRAND GROUP INC | 451055107 | COM | 22,778 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEONODE INC | 64051M402 | COM NEW | 18,900 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INSPIREMD INC | 45779A861 | COM PAR | 32,757 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 10,000 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 10,100 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 15,916 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNWORKS INC | 86803X105 | COM | 14,154 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 15,945 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 10,000 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 10,747 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 13,919 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INPIXON | 45790J305 | COM NEW | 22,532 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESHAPE LIFESCIENCES INC | 761123405 | COM NEW | 111,409 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICONIX BRAND GROUP INC | 451055107 | COM | 14,300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 12,100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 14,681 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 17,942 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONE HORIZON GROUP INC | 68235H304 | COM PAR | 13,994 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOCELLULAR THERAPEUTICS | 452536121 | *W EXP 08/12/202 | 14,139 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 12,792 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-011392 | this filing | 2018-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-002208 | added | 2019-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-005410 | added | 2019-05-15 | acceptance time not in the bulk data set |