13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 9,139 holding rows worth $223,103,354,000.
- Accession
- 0000950123-18-011392
- Filer
- CIK 1423053
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 12,393 entries on the cover page, a total value of $223,103,354,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $223,103,354,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAshler Capital LLC 028-18754
- included managerCitadel Securities GP LLC 028-18870
- included managerCitadel Advisors II LLC 028-15515
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 18,669 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 26,900 | $118,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Fluent Co | 34380C102 | COM | 55,055 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DASEKE INC | 23753F107 | COM | 14,700 | $118,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 114,111 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 12,500 | $118,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MITEL NETWORKS CORP | 60671Q104 | COM | 10,700 | $118,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 20,300 | $118,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Lee Enterprises Inc | 523768109 | COM | 44,100 | $117,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 24,327 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC DEL | 004397105 | COM | 25,800 | $116,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,200 | $116,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 66,300 | $116,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 14,400 | $116,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 42,900 | $116,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 25,100 | $116,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 10,776 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 11,890 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERACYTE INC COM | 92337F107 | Stock | 12,000 | $115,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 62,599 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 15,000 | $115,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 14,388 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 22,121 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 30,893 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 10,527 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 14,168 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 23,000 | $113,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 19,922 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 18,300 | $113,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TREVENA INC | 89532E109 | COM | 53,500 | $113,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEGACY RESVS INC COM | 524706108 | Stock | 23,400 | $113,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FRED S INC CLASS A | 356108100 | COM | 55,000 | $112,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 13,400 | $111,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 22,800 | $111,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 16,985 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 10,100 | $110,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 24,763 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW GOLD INC CDA | 644535106 | COM | 137,700 | $109,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CVR Partners, LP | 126633106 | LTD | 28,500 | $109,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 97,100 | $109,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TIPTREE INC | 88822Q103 | COM | 16,546 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWLINK GENETICS CORP | 651511107 | COM | 45,200 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 39,400 | $108,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 14,700 | $108,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO BULKERS INC | Y7546A122 | COM | 14,894 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 14,300 | $107,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GSV CAPITAL CORP | 36191J101 | COM | 15,556 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURY CASINOS INC | 156492100 | COM | 14,152 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 10,036 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC | 036642106 | COM | 31,495 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 20,620 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 39,194 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 19,600 | $105,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FLOTEK INDS INC DEL | 343389102 | COM | 43,942 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 45,027 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOVIE MEDICAL CORP | 10211F100 | COM | 14,773 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANTKWEST INC | 63016Q102 | COM | 28,455 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 24,600 | $104,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 16,661 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 29,900 | $104,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 34,500 | $104,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Castle Brands Inc | 148435100 | COM | 96,920 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 106,338 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMMI INC SHS NEW | G33277107 | Stock | 19,587 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 13,100 | $103,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 51,100 | $103,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DRIVE SHACK INC | 262077100 | COM | 17,200 | $103,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 109,670 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REMARK HLDGS INC | 75955K102 | COM | 32,200 | $103,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 36,407 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDELYX INC | 039697107 | COM | 23,400 | $102,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEWLINK GENETICS CORP | 651511107 | COM | 42,500 | $102,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 13,500 | $102,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 22,900 | $102,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 40,405 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 12,400 | $102,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 17,700 | $101,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 110,775 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 16,200 | $100,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEWLINK GENETICS CORP | 651511107 | COM | 41,700 | $100,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 15,800 | $100,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 39,700 | $100,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 10,518 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FS KKR CAPITAL CORP | 302635107 | COM | 13,900 | $98,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 18,400 | $98,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 15,900 | $98,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PFENEX INC | 717071104 | COM | 19,109 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 25,911 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMTEK LTD ORD | M20791105 | Stock | 11,300 | $97,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 35,878 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 17,898 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 44,269 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 26,900 | $96,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 22,549 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 15,900 | $94,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 29,549 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERI HLDGS INC | 30034T103 | COM | 10,300 | $94,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PFSWEB INC | 717098206 | COM | 12,726 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 33,900 | $94,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 18,500 | $93,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 19,448 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MUSTANG BIO INC | 62818Q104 | COM | 15,669 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 37,000 | $93,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 30,800 | $92,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 102,000 | $92,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 24,000 | $91,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 11,246 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COUSINS PROPERTIES INC | 222795106 | COM | 10,200 | $91,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 88,400 | $91,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SOCIETAL CDMO INC | 75629F109 | COM | 12,800 | $91,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STEIN MART INC | 858375108 | COM | 38,590 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 48,100 | $91,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 94,391 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 31,751 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 11,200 | $90,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12,952 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 11,350 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 13,500 | $90,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 15,060 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DASEKE INC | 23753F107 | COM | 11,200 | $90,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 16,825 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 16,900 | $89,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 68,717 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 36,300 | $88,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 17,200 | $88,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P108 | COM | 88,254 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 20,494 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 17,553 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 35,466 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PFSWEB INC | 717098206 | COM | 11,800 | $87,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 32,800 | $87,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960304 | COM NEW | 70,800 | $86,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 13,600 | $86,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 19,500 | $86,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 84,225 | $86,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CRH MEDICAL CORP | 12626F105 | COM | 21,770 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEVO INC | 374396406 | COM PAR | 21,477 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO SR INCOME TR | 46131H107 | COM | 19,765 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 30,900 | $84,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO INC | 817763105 | COM | 39,100 | $84,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 26,586 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GWG HLDGS INC | 36192A109 | COM | 10,822 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 13,961 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 39,300 | $83,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 49,691 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 26,500 | $82,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 36,100 | $82,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 14,537 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 15,383 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 18,700 | $82,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VITAL THERAPIES INC | 92847R104 | COM | 296,604 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 23,912 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIPOCINE INC NEW | 53630X104 | CMN | 59,500 | $82,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELIGENT INC NEW | 87960W104 | COM | 20,700 | $82,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 10,800 | $81,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 13,100 | $81,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM CORP | 747906501 | COM | 33,800 | $81,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GSV CAPITAL CORP | 36191J101 | COM | 11,700 | $81,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 20,500 | $81,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 142,972 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 15,000 | $80,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 13,100 | $80,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORCHID IS CAP INC | 68571X103 | COM | 11,100 | $80,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 34,900 | $80,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605104 | COM | 72,887 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 17,336 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TREVENA INC | 89532E109 | COM | 37,500 | $80,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 25,500 | $79,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 14,700 | $79,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 34,619 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRIVE SHACK INC | 262077100 | COM | 13,290 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 12,400 | $78,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HORIZON GLOBAL CORP | 44052W104 | COM | 10,900 | $78,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 12,261 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 36,000 | $77,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 15,500 | $77,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 10,718 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 22,400 | $76,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 12,177 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 10,600 | $76,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 22,814 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 10,000 | $76,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 148,200 | $75,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 14,200 | $74,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 10,400 | $74,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 20,000 | $74,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 49,928 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 12,300 | $74,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 16,900 | $73,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ITERIS INC NEW | 46564T107 | COM | 13,516 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 29,700 | $73,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 10,200 | $73,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 26,000 | $73,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 11,800 | $73,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUORUM HEALTH CORP | 74909E106 | COM | 12,473 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EP ENERGY CORP | 268785102 | CL A | 31,000 | $73,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 10,400 | $72,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENIE ENERGY LTD | 372284208 | CL B | 13,280 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 14,500 | $72,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Seadrill Partners, LLC | Y7545W109 | LTD | 19,651 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JUST ENERGY GROUP INC | 48213W101 | COM | 23,221 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEIN MART INC | 858375108 | COM | 30,600 | $72,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COLLPLANT HLDGS LTD | 19516Q208 | SPONSORED ADR NE | 13,885 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 11,900 | $71,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 71,276 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 24,100 | $71,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY CAP CORP | 58503F106 | COM | 18,400 | $70,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 17,463 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENSEONICS HLDGS INC | 81727U105 | COM | 14,700 | $70,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 17,992 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TREVENA INC | 89532E109 | COM | 33,087 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 10,244 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| A10 NETWORKS INC | 002121101 | COM | 11,400 | $69,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 18,200 | $69,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 10,000 | $69,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722105 | ORD | 17,900 | $69,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 13,500 | $69,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 14,262 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AROTECH CORP | 042682203 | COM NEW | 20,303 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 64,100 | $69,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 16,782 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAXOR CORP | 239467103 | COM | 13,545 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 41,300 | $68,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 24,495 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 32,400 | $68,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 12,400 | $67,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APPROACH RESOURCES INC | 03834A103 | COM | 29,945 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 11,400 | $67,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO INC | 817763105 | COM | 31,200 | $67,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RUBICON PROJ INC | 78112V102 | COM | 18,604 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUORUM HEALTH CORP | 74909E106 | COM | 11,500 | $67,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYTRX CORP | 232828608 | COM PAR | 63,900 | $67,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 11,300 | $66,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPHERIX INC | 84842R403 | COM PAR NEW | 66,324 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 17,268 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 19,300 | $65,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 67,116 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 17,100 | $65,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 34,000 | $65,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VOXELJET AG | 92912L107 | ADS | 14,600 | $65,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 18,084 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 18,300 | $65,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Lee Enterprises Inc | 523768109 | COM | 24,328 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bowater Inc | 09066L105 | COMMON STOCKS | 27,300 | $64,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 37,640 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIX CORP | 98974P100 | COM | 11,600 | $64,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 48,900 | $64,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 13,200 | $64,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACETO CORP | 004446100 | COM | 27,900 | $63,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 28,400 | $63,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 15,800 | $63,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722105 | ORD | 16,133 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 21,563 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBER ENERGY INC | 13200M201 | COM NEW | 208,689 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 33,410 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 16,300 | $62,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ELBIT IMAGING LTD | M37605124 | SHS | 29,675 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVEVE MED INC | 92852W204 | COM NEW | 22,800 | $61,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NET ELEMENT INC | 64111R300 | COM | 11,236 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGACY RESVS INC COM | 524706108 | Stock | 12,615 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVUME SOLUTIONS INC | 67012D106 | COM | 50,305 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 11,800 | $60,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 12,100 | $60,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSALTA CORP | 89346D107 | COM | 10,648 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 10,300 | $60,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 15,500 | $60,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 13,607 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER MINING | 39115V101 | COM | 70,720 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIANA SHIPPING INC | Y2066G104 | COM | 14,300 | $59,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 129,532 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 11,400 | $59,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 43,426 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 32,939 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYRECAR INC | 44916T107 | COM | 22,790 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 23,567 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960304 | COM NEW | 47,185 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 20,400 | $57,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORP | 15117N503 | COM PAR NEW | 20,600 | $57,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOPHARMX CORP | 09072X101 | COM | 301,552 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 10,241 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pareteum Corporation | 69946T207 | COM | 18,507 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 23,280 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 98,500 | $55,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 14,582 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 27,972 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 21,481 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORREVIO PHARMA CORP | 22026V105 | COM | 13,600 | $55,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AUTOWEB INC | 05335B100 | COM | 18,692 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 10,500 | $54,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 24,900 | $54,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MANNING + NAPIER INC | 56382Q102 | CL A | 18,300 | $54,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HIGHPOWER INTL INC | 43113X101 | COM | 20,100 | $54,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 13,229 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUSION CONNECT INC | 36116X102 | COM | 21,159 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UR-ENERGY INC | 91688R108 | COM | 66,581 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960304 | COM NEW | 43,900 | $53,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 30,400 | $53,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 20,200 | $53,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEI PHARMA INC | 55279B202 | COM NEW | 12,400 | $53,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 12,500 | $52,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EVER GLORY INTL GRP INC | 299766204 | COM | 15,711 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORREVIO PHARMA CORP | 22026V105 | COM | 13,005 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZION OIL & GAS INC | 989696109 | COM | 40,026 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK & CO INC | 649295102 | COM | 13,146 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 27,899 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 44,929 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 15,647 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 22,162 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KADMON HLDGS INC | 48283N106 | COM | 15,141 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 32,500 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 13,300 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 23,817 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 10,100 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 19,806 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 30,028 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 17,900 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 20,900 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 17,500 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269200 | COM | 25,867 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 31,400 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 26,800 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CIVEO CORP CDA | 17878Y108 | COM | 11,100 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Link Motion Inc | 53577L105 | COM | 67,746 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269200 | COM | 25,400 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 44,800 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 16,100 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD COM | 876511106 | Stock | 54,415 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 14,879 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Link Motion Inc | 53577L105 | COM | 67,400 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P108 | COM | 44,200 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602203 | COM NEW | 32,349 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 18,300 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 37,200 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 15,010 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 21,300 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 21,100 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 12,000 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHIMERIX INC COM | 16934W106 | Stock | 10,800 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM CORP | 747906501 | COM | 17,300 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 25,097 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENREN INC | 759892201 | SPON ADR A NEW | 30,000 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 20,577 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 20,800 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 13,800 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P108 | COM | 40,900 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 11,503 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 28,178 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 16,900 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 19,356 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAOPING INC COM | G8675V101 | Stock | 32,271 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INUVO INC | 46122W204 | COM NEW | 63,891 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 28,433 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERSARTIS INC | 92529L102 | COM | 28,763 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 18,891 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 12,300 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KOPIN CORP | 500600101 | COMMON STOCK | 16,100 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AWARE INC MASS | 05453N100 | CMN | 10,700 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 10,300 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 22,938 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FANG HOLDING-ADR | 30711Y102 | ADR | 15,000 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 13,700 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Zedge Inc | 98923T104 | COM | 19,044 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 43,400 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO INC | 817763105 | COM | 17,593 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAGUAR HEALTH INC | 47010C300 | COM NEW | 44,130 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 48,400 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 10,092 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 65,500 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 28,663 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 13,123 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 11,000 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REMARK HLDGS INC | 75955K102 | COM | 11,567 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 14,155 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY FUELS INC | 292671179 | *W EXP 09/ | 21,432 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VAXART INC NEW | 92243A200 | COM | 12,683 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARCHEX INC | 56624R108 | CMN | 13,100 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ELTEK LTD | M40184208 | SHS | 10,425 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 26,800 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CO-DIAGNOSTICS INC | 189763105 | COM | 13,736 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 21,200 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 27,578 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 10,044 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KONA GRILL INC | 50047H201 | COM | 15,552 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 12,366 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 21,172 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 35,156 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 41,002 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOPIN CORP | 500600101 | COMMON STOCK | 14,564 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 15,200 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORAGENICS INC | 684023302 | COM PAR | 30,067 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 17,100 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORP | 15117N503 | COM PAR NEW | 12,506 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 60,808 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JUST ENERGY GROUP INC | 48213W101 | COM | 11,100 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 11,935 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 12,901 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARLES + COLVARD LTD | 159765106 | COM | 38,832 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 25,900 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 12,081 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANCER GENETICS INC. | 13739u104 | COM | 33,165 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 12,700 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 14,392 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 12,200 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TITAN MED INC | 88830X819 | COM | 15,378 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 10,600 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 10,000 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 37,146 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 31,347 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIER 1 IMPORTS INC | 720279108 | COM | 21,500 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JUST ENERGY GROUP INC | 48213W101 | COM | 10,200 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 11,119 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VITAL THERAPIES INC | 92847R104 | COM | 114,600 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 10,432 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTRX CORP | 232828608 | COM PAR | 30,092 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CGG | 12531Q204 | SPON ADR NEW | 11,730 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EP ENERGY CORP | 268785102 | CL A | 13,654 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 18,236 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 17,900 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD COM | 876511106 | Stock | 39,100 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 14,067 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 12,797 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 23,652 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lee Enterprises Inc | 523768109 | COM | 11,700 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Bowater Inc | 09066L105 | COMMON STOCKS | 13,200 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PIER 1 IMPORTS INC | 720279108 | COM | 20,500 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VALHI INC NEW | 918905100 | COM | 13,266 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 133,905 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 10,952 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 11,081 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER MINING | 39115V101 | COM | 35,300 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 18,684 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 31,600 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 11,000 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 12,067 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 11,759 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOSS CORP | 500692108 | COM | 10,259 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 23,947 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 1,928,016 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 20,400 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERSECTIONS INC | 460981301 | COM | 15,807 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AETERNA ZENTARIS INC | 007975402 | COM | 16,492 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHARING ECONOMY INTL INC | 819534108 | COM | 10,330 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDEAL PWR INC | 451622104 | COM | 45,452 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356107 | COM | 42,635 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 44,667 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AQUA METALS INC | 03837J101 | COM | 10,922 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 38,100 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMMAND SEC CORP | 20050L100 | COM | 10,052 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN LORAIN CORP | 027297100 | COM | 197,366 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPHTHOTECH CORP | 683745103 | COM | 12,000 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 34,074 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PULMATRIX INC | 74584P103 | COM | 74,730 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA COML CR INC | 16891K103 | COM | 36,845 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACETO CORP | 004446100 | COM | 11,917 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 10,300 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOWPOINT INC | 379887201 | CMN | 165,423 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Kelso Technologies Inc | 48826D201 | COM | 58,723 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 12,098 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 28,100 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEMAURA MED INC | 640442109 | COM | 11,391 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUARTERHILL INC COM | 747713105 | COM | 18,585 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 15,466 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Fluent Co | 34380C102 | COM | 12,200 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SILVERCREST METALS INC | 828363101 | COM | 10,409 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 15,400 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THESTREET INC | 88368Q103 | COM | 11,715 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATUZZI S P A | 63905A101 | ADR | 19,291 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 20,628 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 11,684 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLIGENIX INC | 834223307 | COM | 14,052 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 17,200 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 21,000 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 35,577 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 15,500 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 22,216 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 22,000 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PYXIS TANKERS INC | Y71726106 | COM | 26,652 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOPIN CORP | 500600101 | COMMON STOCK | 10,000 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 11,100 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XCEL BRANDS INC | 98400M101 | COM NEW | 10,125 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPROACH RESOURCES INC | 03834A103 | COM | 10,800 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 33,003 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 10,974 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAS MED SYS INC | 124769209 | COM | 10,453 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORMEDIX INC | 21900C100 | COM | 24,573 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 64,488 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 103,887 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEMETIS INC | 00770K202 | COM NEW | 22,187 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 17,800 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 11,359 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 16,112 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602203 | COM NEW | 16,800 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 21,680 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 12,929 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR INDS GROUP COM | 00912N205 | Stock | 15,573 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONIC FDRY INC | 83545R207 | COM NEW | 13,996 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADWAY FINL CORP DEL | 111444105 | COM | 15,832 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 11,549 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 37,515 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 16,400 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-011392 | this filing | 2018-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-002208 | added | 2019-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-005410 | added | 2019-05-15 | acceptance time not in the bulk data set |