13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 9,139 holding rows worth $223,103,354,000.
- Accession
- 0000950123-18-011392
- Filer
- CIK 1423053
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 12,393 entries on the cover page, a total value of $223,103,354,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $223,103,354,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAshler Capital LLC 028-18754
- included managerCitadel Securities GP LLC 028-18870
- included managerCitadel Advisors II LLC 028-15515
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 3,500 | $231,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 10,700 | $231,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 7,800 | $231,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRI POINTE HOMES INC | 87265H109 | COM | 18,600 | $231,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 7,607 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 3,000 | $230,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 6,100 | $230,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IDT CORP | 448947507 | CL B NEW | 43,124 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 7,986 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPX CORP | 784635104 | COMMON STOCK | 6,900 | $230,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 4,100 | $229,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 6,647 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 10,447 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 7,100 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 57,411 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 6,700 | $228,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,281 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFETY INS GROUP INC | 78648T100 | COM | 2,548 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY FUELS INC | 292671708 | COM NEW | 69,400 | $228,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LANDS END INC | 51509F105 | COMMON STOCK | 13,000 | $228,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 5,200 | $228,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,411 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TPI Composites Inc | 87266J104 | Common Stock | 7,956 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIERRA BANCORP | 82620P102 | COM | 7,809 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FTS INTERNATIONAL INC | 30283W104 | COM | 19,200 | $226,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Growth | 922908736 | COM | 1,400 | $225,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 28,685 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IAMGOLD CORP COM | 450913108 | Stock | 61,100 | $225,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 7,900 | $225,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENERGY RECOVERY INC | 29270J100 | COM | 25,144 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 70,200 | $225,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 4,966 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 3,810 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATERION CORP | 576690101 | COM | 3,700 | $224,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 7,100 | $224,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,100 | $224,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 15,775 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 19,300 | $224,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SENSEONICS HLDGS INC | 81727U105 | COM | 46,864 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 92,400 | $224,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,100 | $223,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 4,700 | $223,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 9,300 | $223,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 8,749 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 3,252 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 10,700 | $223,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HEXINDAI INC | 428295109 | ADR | 28,319 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CACTUS INC | 127203107 | CL A | 5,800 | $222,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ST JOE CO | 790148100 | COM | 13,200 | $222,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 7,000 | $222,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 6,800 | $222,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 20,800 | $222,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 65,200 | $222,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 130,300 | $222,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADVANSIX INC | 00773T101 | COM | 6,500 | $221,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENESCO INC | 371532102 | COM | 4,700 | $221,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUINSTREET INC | 74874Q100 | COM | 16,300 | $221,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| China Yuchai Intl Ltd | G21082105 | COM | 12,800 | $221,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 66,900 | $221,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 14,900 | $221,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 5,100 | $221,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 2,900 | $220,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEA LTD | 81141R100 | SPONSORD ADS | 15,900 | $220,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 17,509 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 7,800 | $220,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 7,100 | $220,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VERA BRADLEY INC | 92335C106 | COM | 14,400 | $220,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 6,840 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 6,390 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 25,000 | $220,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,230 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 7,100 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 52,003 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMERICA INC | 74164M108 | COM | 1,818 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALERES INC | 129500104 | COM | 6,100 | $219,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CUBIC CORP | 229669106 | COM | 3,000 | $219,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAESARSTONE LTD | M20598104 | ORD SHS | 11,800 | $219,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 32,900 | $219,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 7,348 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 27,000 | $219,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 6,590 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AZUL S A | 05501U106 | OPT | 12,300 | $219,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHEFS WHSE INC | 163086101 | COM | 5,999 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 15,600 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 22,500 | $218,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 39,997 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 4,600 | $217,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 12,000 | $217,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 12,000 | $217,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVALARA INC | 05338G106 | COM | 6,200 | $217,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 20,500 | $217,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,335 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 38,664 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 48,226 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LILIS ENERGY INC | 532403201 | COM NEW | 44,195 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONOCO PRODS CO | 835495102 | COM | 3,900 | $216,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANKUNITED INC | 06652K103 | COM | 6,100 | $216,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 3,713 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENSKY INC | 39572G100 | CL A | 12,000 | $216,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| YRC WORLDWIDE INC | 984249607 | COM | 24,000 | $216,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 79,753 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 5,700 | $216,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 80,118 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANDERSONS INC COM | 034164103 | Stock | 5,700 | $215,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 35,700 | $215,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 12,926 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 21,300 | $215,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 47,700 | $215,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 26,301 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 200,800 | $215,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 23,100 | $215,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 105,104 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 10,000 | $214,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WHITESTONE REIT | 966084204 | COM | 15,400 | $214,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 32,003 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 5,013 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 106,330 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRIL-QUIP INC | 262037104 | COM | 4,100 | $214,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 13,700 | $214,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,918 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRACO INC COM | 384109104 | Stock | 4,600 | $213,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NMI HLDGS INC | 629209305 | COM | 9,400 | $213,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SASOL LTD | 803866300 | SPONSORED ADR | 5,500 | $213,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,200 | $212,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BANCFIRST CORP | 05945F103 | COM | 3,529 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTEC INDS INC | 046224101 | COM | 4,200 | $212,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAVARA INC | 805111101 | COM | 18,995 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 8,466 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 40,168 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 7,995 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLIPPER REALTY INC | 18885T306 | COM | 15,664 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 6,342 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 18,300 | $212,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 148,118 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 42,865 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 11,824 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CACI INTL INC CL A | 127190304 | Stock | 1,146 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 3,200 | $211,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 18,200 | $211,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARDELYX INC | 039697107 | COM | 48,380 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 4,444 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFFIMED N V | N01045108 | COM | 48,500 | $211,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 7,206 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 10,000 | $210,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,350 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHOLASTIC CORP COM | 807066105 | Stock | 4,500 | $210,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STANTEC INC COM | 85472N109 | Stock | 8,435 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 54,500 | $210,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 19,500 | $210,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SNAP ON INC COM | 833034101 | Stock | 1,139 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 3,965 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLDAN GROUP INC | 96924N100 | COM | 6,141 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 5,300 | $209,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 2,405 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 15,000 | $209,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LENNOX INTL INC COM | 526107107 | Stock | 952 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,500 | $208,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 4,700 | $208,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SILVERBOW RES INC | 82836G102 | COM | 7,790 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPX FLOW INC COM | 78469X107 | Stock | 4,000 | $208,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 19,300 | $208,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEADRILL LTD | G7998G106 | COM | 8,400 | $208,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B177 | BASIC MAT NEW | 7,880 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GNC HLDGS INC | 36191G107 | COM CL A | 49,937 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 5,650 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 34,000 | $207,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 9,200 | $207,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 20,231 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 13,000 | $207,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MATSON INC COM | 57686G105 | Stock | 5,200 | $206,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 4,000 | $206,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,014 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAVARA INC | 805111101 | COM | 18,500 | $206,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 3,600 | $206,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 6,794 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SouthState Corp | 840441109 | Common Stock | 2,518 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 9,500 | $206,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOSCRIP INC | 09069N108 | COM | 66,502 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLATFELTER | 377316104 | COM | 10,800 | $206,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 14,207 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 47,630 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 10,200 | $205,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 24,666 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 7,500 | $205,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 6,300 | $204,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,100 | $204,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 3,460 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 11,100 | $204,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 7,356 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 11,200 | $204,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 6,203 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSV CAPITAL CORP | 36191J101 | COM | 29,500 | $204,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 11,339 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIODES INC COM | 254543101 | Stock | 6,100 | $203,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC DEL | 004397105 | COM | 45,000 | $203,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REDWOOD TRUST INC | 758075402 | COM | 12,500 | $203,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WADDELL & REED FINL INC | 930059100 | CL A | 9,600 | $203,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 20,746 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 6,295 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIMERIX INC COM | 16934W106 | Stock | 52,401 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 7,600 | $203,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 3,500 | $202,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COSTAMARE INC | Y1771G102 | SHS | 31,099 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 4,400 | $202,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 5,900 | $201,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHATHAM LODGING TR | 16208T102 | COM | 9,600 | $201,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLUB CAP BDC INC | 38173M102 | COM | 10,728 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,000 | $201,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 5,400 | $201,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNTEL INC | 87162H103 | COM | 4,900 | $201,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 14,300 | $200,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 19,325 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 10,858 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 18,231 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 11,113 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 13,467 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 11,180 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 32,800 | $199,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 10,800 | $199,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADTRAN INC | 00738A106 | COMMON STOCK | 11,300 | $199,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 93,200 | $199,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 47,888 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAVAX INC | 670002104 | COMMON STOCK | 105,300 | $198,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 24,278 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASA SYS INC | 14713L102 | COM | 13,465 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW SR INVT GROUP INC | 648691103 | COM | 33,500 | $198,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 12,678 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 30,148 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 17,200 | $195,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRI POINTE HOMES INC | 87265H109 | COM | 15,738 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 14,400 | $195,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL MED INC | 774374102 | COM | 46,135 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONROE CAPITAL CORP | 610335101 | COM | 14,300 | $194,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 28,900 | $194,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENIE ENERGY LTD | 372284208 | CL B | 35,800 | $193,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 10,155 | $193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M305 | COM NEW | 42,900 | $193,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 11,717 | $193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 21,700 | $192,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS INC | 174740100 | COMMON STOCK | 22,800 | $192,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 37,304 | $192,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 17,400 | $191,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 18,900 | $191,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 11,300 | $191,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 44,336 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 23,696 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 14,000 | $190,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZOES KITCHEN INC | 98979J109 | COM | 14,916 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DITECH HLDG CORP | 25501G105 | COM | 44,441 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXT INC | 00246W103 | COM | 26,400 | $189,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALIO GOLD INC | 01627X108 | COM | 237,225 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 68,700 | $188,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 10,368 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 11,736 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 23,800 | $187,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRIFFON CORP | 398433102 | COM | 11,600 | $187,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 17,032 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 53,707 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 12,232 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 16,352 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 19,077 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 16,600 | $187,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 14,384 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEON LTD | 91822M106 | SPONSORED ADR | 63,700 | $185,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 31,365 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 12,031 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 52,800 | $185,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CODEXIS INC | 192005106 | COM | 10,700 | $184,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 16,621 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 15,800 | $184,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 20,415 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 66,800 | $184,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CNH INDL N V SHS | N20944109 | Stock | 15,200 | $183,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 11,500 | $183,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMTRUST FINL SVCS INC | 032359309 | COM | 12,600 | $183,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 23,205 | $183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSTAMARE INC | Y1771G102 | SHS | 28,100 | $182,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 21,264 | $182,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 11,600 | $182,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 18,400 | $182,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 14,700 | $182,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 16,500 | $182,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PICO HLDGS INC | 693366205 | COM NEW | 14,500 | $182,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 10,014 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 17,800 | $181,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASTROTECH CORP | 046484200 | COM NEW | 65,492 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HC2 HLDGS INC | 404139107 | COM | 29,640 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 85,200 | $181,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| W & T OFFSHORE INC | 92922P106 | COM | 18,700 | $180,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 12,371 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LSB INDS INC | 502160104 | COM | 18,458 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 35,300 | $180,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 20,762 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SG BLOCKS INC | 78418A307 | COM PAR | 45,079 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 11,700 | $180,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 12,400 | $179,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PLUG PWR INC | 72919P202 | COM NEW | 93,100 | $179,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SRC ENERGY INC | 78470V108 | COM | 20,091 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 59,590 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEAF GROUP LTD | 52177G102 | COM | 17,900 | $179,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 103,900 | $179,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 65,364 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 88,400 | $178,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DENNYS CORP | 24869P104 | COM | 12,100 | $178,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SECUREWORKS CORP | 81374A105 | CL A | 12,139 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COTT CORP QUE | 22163N106 | COM | 11,000 | $178,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCLARO INC | 67555N206 | COM | 19,900 | $178,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 18,300 | $178,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| J JILL INC | 46620W102 | COM | 28,800 | $178,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BEST INC | 08653C106 | SPONSORED ADS | 29,900 | $177,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SHARPSPRING INC | 820054104 | COM | 12,593 | $177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 11,786 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 11,083 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 60,000 | $175,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 13,672 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOSORBENTS CORP | 23283X206 | CMN | 13,500 | $174,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 28,803 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHANNELADVISOR CORP | 159179100 | COM | 14,000 | $174,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAMTEK LTD ORD | M20791105 | Stock | 20,200 | $173,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 24,900 | $173,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 13,500 | $173,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 17,500 | $173,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 31,100 | $173,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 11,300 | $172,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 49,700 | $172,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,648 | $171,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 58,400 | $170,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 24,766 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 18,200 | $170,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REMARK HLDGS INC | 75955K102 | COM | 53,200 | $170,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 19,422 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 20,530 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARINGS BDC INC | 06759L103 | COM | 16,700 | $167,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 14,100 | $167,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CMB.TECH NV SHS | B38564108 | Stock | 19,087 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 44,638 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 17,800 | $166,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 13,600 | $165,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 99,100 | $165,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THL CREDIT INC | 872438106 | COM | 20,482 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 10,345 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHENEX INC | 04685N103 | COM | 10,600 | $165,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OTONOMY INC | 68906L105 | COM | 59,578 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 15,142 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 115,728 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 26,459 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFFIMED N V | N01045108 | COM | 37,200 | $162,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 28,379 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 15,718 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 96,700 | $161,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RTI BIOLOGICS INC | 74975N105 | COM | 35,571 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 16,000 | $160,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 19,700 | $159,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KALA BIO INC COM | 483119103 | Stock | 16,100 | $159,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORCHID IS CAP INC | 68571X103 | COM | 21,900 | $159,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 47,509 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 11,379 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 27,100 | $159,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEGALITH FINL ACQUISITION CO | 58518F208 | UNIT 09/30/2025 | 15,789 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 65,300 | $158,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HIGHPOINT RES CORP | 43114K108 | COM | 32,400 | $158,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 14,300 | $158,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHNG TRADED FD TR | 46138E305 | CDN ENERGY INM | 19,985 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOKINETICS INC | 23282W605 | COM NEW | 15,900 | $157,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEOGENOMICS INC | 64049M209 | COM NEW | 10,200 | $157,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Xunlei Ltd-Adr | 98419E108 | COM | 21,600 | $157,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FRED S INC CLASS A | 356108100 | COM | 76,750 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 82,390 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 32,348 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERA BRADLEY INC | 92335C106 | COM | 10,200 | $156,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 15,428 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 10,700 | $156,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEI PHARMA INC | 55279B202 | COM NEW | 36,108 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 22,900 | $156,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| B2GOLD CORP COM | 11777Q209 | Stock | 67,200 | $155,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 14,000 | $155,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 16,409 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 12,264 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENSEONICS HLDGS INC | 81727U105 | COM | 32,200 | $154,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 15,500 | $153,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DAKTRONICS INC | 234264109 | COM | 19,500 | $153,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VEON LTD | 91822M106 | SPONSORED ADR | 52,700 | $153,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 30,400 | $153,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 28,600 | $153,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CIVEO CORP CDA | 17878Y108 | COM | 36,756 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 12,300 | $152,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 44,686 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGHPOINT RES CORP | 43114K108 | COM | 31,200 | $152,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM CORP | 747906501 | COM | 63,431 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO BULKERS INC | Y7546A122 | COM | 21,000 | $152,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 18,200 | $151,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AQUA METALS INC | 03837J101 | COM | 58,500 | $151,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 71,600 | $150,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 17,000 | $150,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDICINOVA INC | 58468P206 | COM NEW | 12,000 | $150,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRAVELZOO | 89421Q205 | CMN | 12,700 | $150,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DERMIRA INC | 24983L104 | COM | 13,800 | $150,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DDR CORP | 23317H854 | COM | 11,200 | $150,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FANG HOLDING-ADR | 30711Y102 | ADR | 58,000 | $150,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COSAN LTD | G25343107 | SHS A | 22,083 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CADIZ INC | 127537207 | COM NEW | 13,300 | $148,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 67,400 | $148,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PFENEX INC | 717071104 | COM | 28,900 | $148,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| J JILL INC | 46620W102 | COM | 24,000 | $148,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 85,300 | $147,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MFA FINL INC | 55272X102 | COM | 20,000 | $147,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 42,518 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 10,700 | $147,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAM TAI PROPERTY INC | G63907102 | Com | 14,897 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 11,489 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 23,810 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC | 04269E107 | COM | 25,900 | $147,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 13,712 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDOLOGIX INC | 29266S106 | COM | 76,181 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RES LTD | 64156L101 | COM | 33,027 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 16,778 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 25,400 | $146,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 14,600 | $146,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEGACY RESVS INC COM | 524706108 | Stock | 30,100 | $146,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 51,300 | $146,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELENAV INC | 879455103 | COMMON STOCK | 28,705 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 19,801 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GDL FD | 361570104 | COM SH BEN IT | 15,895 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIVERVIEW BANCORP INC | 769397100 | COM | 16,265 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOTEK INDS INC DEL | 343389102 | COM | 60,200 | $144,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 23,600 | $144,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IDT CORP | 448947507 | CL B NEW | 26,800 | $143,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AFFIMED N V | N01045108 | COM | 32,897 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 20,900 | $143,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 123,340 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLUG PWR INC | 72919P202 | COM NEW | 72,796 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 10,300 | $140,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 14,431 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 31,000 | $140,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 26,098 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 22,200 | $139,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 20,936 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 37,400 | $139,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SORL Auto Parts Inc | 78461U101 | COM | 33,300 | $139,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SOCIETAL CDMO INC | 75629F109 | COM | 19,349 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PICO HLDGS INC | 693366205 | COM NEW | 11,000 | $138,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 34,200 | $137,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KALA BIO INC COM | 483119103 | Stock | 13,900 | $137,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 43,759 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 85,014 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC | 036642106 | COM | 40,500 | $136,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 11,342 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 12,200 | $135,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 13,600 | $134,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL MED INC | 774374102 | COM | 31,700 | $134,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUMMIT WIRELESS TECHNLGIES I | 86633R104 | COM | 31,118 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 20,500 | $133,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JUPAI HLDGS LTD | 48205B107 | ADS | 15,456 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 180 DEGREE CAP CORP | 68235B109 | COM | 61,100 | $133,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHURCHILL CAP CORP | 17142R202 | UNIT 99/99/9999 | 13,068 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKORN INC | 009728106 | COM | 10,200 | $132,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 34,200 | $132,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SHILOH INDUSTRIES INC | 824543102 | COM | 11,876 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 13,721 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 33,716 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 11,400 | $130,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAMTEK LTD ORD | M20791105 | Stock | 15,052 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 25,200 | $129,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TANTECH HLDGS LTD | G8675X107 | COM | 78,806 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSTAMARE INC | Y1771G102 | SHS | 19,700 | $128,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PHOTRONICS INC | 719405102 | COM | 13,000 | $128,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRI POINTE HOMES INC | 87265H109 | COM | 10,300 | $128,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 29,100 | $128,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 13,700 | $128,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROFIRE ENERGY INC | 74316X101 | COM | 40,260 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVIA HLDGS CORP | 22305A103 | COM | 14,300 | $128,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHIASMA INC | 16706W102 | COM | 35,656 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 41,800 | $127,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COVIA HLDGS CORP | 22305A103 | COM | 14,200 | $127,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FTS INTERNATIONAL INC | 30283W104 | COM | 10,800 | $127,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 14,310 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 17,309 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 25,300 | $125,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 12,300 | $125,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 48,239 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 10,265 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVT CORP | 03761U106 | COM | 22,800 | $124,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 115,771 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 12,500 | $123,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 11,900 | $122,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EZCORP INC | 302301106 | CL A NON VTG | 11,400 | $122,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELARIA INC | 879181105 | COM | 32,152 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 10,494 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 69,233 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 18,600 | $121,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 34,600 | $121,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 23,000 | $121,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FANG HOLDING-ADR | 30711Y102 | ADR | 46,681 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMART & FINAL STORES INC | 83190B101 | COM | 21,300 | $121,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 10,600 | $121,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 14,186 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 23,552 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 26,900 | $120,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALTA MESA RES INC | 02133L109 | CL A | 28,600 | $120,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 56,300 | $120,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-011392 | this filing | 2018-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-002208 | added | 2019-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-005410 | added | 2019-05-15 | acceptance time not in the bulk data set |