13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 3,634 holding rows worth $225,994,658,000.
- Accession
- 0000950123-18-008646
- Filer
- CIK 820027
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 7,107 entries on the cover page, a total value of $225,994,658,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $225,994,658,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- reports for this filerColumbia Wanger Asset Management, LLC. 028-03639
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 13,763 | $189,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 17,196 | $188,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 14,533 | $188,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 16,672 | $186,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 20,626 | $182,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 35,000 | $182,000 | thousands by filing date | principal |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,299 | $181,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 24,185 | $181,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 10,900 | $181,000 | thousands by filing date | put |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 57,871 | $178,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 14,987 | $175,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 28,070 | $175,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 23,610 | $173,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 10,322 | $171,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 25,050 | $170,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 13,916 | $169,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 59,210 | $168,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 10,590 | $167,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 125,000 | $166,000 | thousands by filing date | principal |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 64,303 | $162,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 77,602 | $161,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 16,569 | $160,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 15,650 | $158,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 30,286 | $157,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 32,573 | $156,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 11,500 | $156,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 11,460 | $156,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 10,681 | $153,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 46,552 | $153,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 32,003 | $151,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 18,700 | $151,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 13,741 | $150,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 10,980 | $149,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 11,347 | $147,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 12,503 | $147,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 22,708 | $145,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 12,341 | $143,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 19,530 | $141,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 18,200 | $139,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 16,812 | $138,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 38,372 | $137,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 14,752 | $136,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 10,864 | $134,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 10,600 | $131,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 38,466 | $131,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 130,000 | $129,000 | thousands by filing date | principal |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 10,264 | $128,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 10,300 | $128,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 12,771 | $128,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 38,298 | $121,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 10,184 | $121,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 13,564 | $119,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 123,000 | $118,000 | thousands by filing date | principal |
| RUBICON PROJ INC | 78112V102 | COM | 40,874 | $117,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 15,580 | $116,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 17,783 | $115,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 10,102 | $114,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 13,557 | $112,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 17,024 | $110,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 16,405 | $106,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 18,794 | $106,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 28,260 | $105,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 27,293 | $104,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 18,146 | $103,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 11,720 | $102,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 75,643 | $102,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 17,388 | $101,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 10,400 | $101,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 82,479 | $99,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 11,985 | $98,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 13,060 | $96,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 12,110 | $93,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 12,078 | $93,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 11,872 | $88,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 17,334 | $87,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 22,327 | $86,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 5,200 | $86,000 | thousands by filing date | call |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 23,500 | $84,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 21,344 | $84,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 10,000 | $82,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 19,231 | $80,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 13,650 | $80,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 37,597 | $78,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 27,225 | $77,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 15,240 | $76,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 58,084 | $73,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,289 | $72,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 29,360 | $72,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 20,694 | $72,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 10,237 | $70,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 16,460 | $70,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 10,637 | $69,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 14,057 | $63,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 11,974 | $62,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 60,000 | $60,000 | thousands by filing date | principal |
| TAHOE RES INC | 873868103 | COM | 12,022 | $59,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 20,120 | $59,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 28,020 | $58,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 15,248 | $57,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 15,992 | $56,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 14,327 | $53,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 28,472 | $52,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 10,361 | $51,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 25,610 | $48,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 20,230 | $41,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 11,551 | $39,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 10,128 | $37,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 10,208 | $35,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 11,470 | $35,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 11,610 | $35,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 12,542 | $34,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 17,979 | $32,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 14,000 | $32,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 10,750 | $31,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 31,416 | $31,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 23,060 | $28,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 10,135 | $20,000 | thousands by filing date | |
| AVINGER INC | 053734208 | COM NEW | 12,025 | $20,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 35,458 | $17,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 17,000 | $17,000 | thousands by filing date | principal |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 11,345 | $15,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 14,462 | $14,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 12,000 | $14,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 12,000 | $12,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 12,000 | $11,000 | thousands by filing date | principal |
| DENISON MINES CORP | 248356107 | COM | 18,200 | $9,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 20,000 | $9,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 10,530 | $9,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 10,100 | $7,000 | thousands by filing date | |
| Regional Health Properties Inc | 75903M101 | COM | 26,000 | $6,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,000 | $5,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 20,659 | $4,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 13,600 | $3,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 10,781 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-008646 | this filing | 2018-08-14 | acceptance time not in the bulk data set |