13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 3,634 holding rows worth $225,994,658,000.
- Accession
- 0000950123-18-008646
- Filer
- CIK 820027
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 7,107 entries on the cover page, a total value of $225,994,658,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $225,994,658,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- reports for this filerColumbia Wanger Asset Management, LLC. 028-03639
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,113,796 | $3,286,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 117,002 | $3,284,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 28,566 | $3,272,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 193,362 | $3,268,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 81,855 | $3,261,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 133,721 | $3,259,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 51,996 | $3,255,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 81,603 | $3,243,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 242,833 | $3,237,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 91,168 | $3,233,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 186,050 | $3,232,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 101,938 | $3,232,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 129,033 | $3,229,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 102,651 | $3,223,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 141,550 | $3,218,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 167,191 | $3,209,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 24,400 | $3,202,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 58,962 | $3,199,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 69,893 | $3,196,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 52,115 | $3,183,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 67,285 | $3,170,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 130,879 | $3,162,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 77,344 | $3,152,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 142,162 | $3,142,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 225,244 | $3,138,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 212,642 | $3,132,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 124,960 | $3,131,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 35,989 | $3,127,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 141,444 | $3,123,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 82,639 | $3,117,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 221,350 | $3,100,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 29,654 | $3,078,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 83,419 | $3,078,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 82,563 | $3,060,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 93,015 | $3,059,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 178,863 | $3,057,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 94,405 | $3,047,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 239,966 | $3,036,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 106,410 | $3,033,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 36,805 | $3,029,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 341,030 | $3,018,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 47,669 | $3,005,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 27,500 | $3,005,000 | thousands by filing date | put |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 145,734 | $3,003,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 441,431 | $3,001,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 196,590 | $3,000,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 72,060 | $2,999,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 67,061 | $2,998,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 52,402 | $2,994,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 189,700 | $2,992,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 23,221 | $2,990,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 215,300 | $2,989,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 115,238 | $2,984,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 121,174 | $2,977,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 370,544 | $2,977,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 109,861 | $2,972,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 65,507 | $2,972,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 86,881 | $2,966,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 49,216 | $2,958,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 94,193 | $2,949,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 470,395 | $2,935,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 69,327 | $2,932,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 84,249 | $2,927,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 246,648 | $2,927,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 187,626 | $2,916,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 81,909 | $2,906,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 97,185 | $2,903,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 868,522 | $2,893,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 87,121 | $2,888,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 2,147,389 | $2,878,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 93,662 | $2,875,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 99,539 | $2,857,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 64,838 | $2,856,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 72,268 | $2,855,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 84,500 | $2,843,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 136,918 | $2,841,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 93,568 | $2,838,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 227,059 | $2,838,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 104,083 | $2,837,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 141,935 | $2,829,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 221,728 | $2,825,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 597,829 | $2,822,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 181,828 | $2,800,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 112,881 | $2,790,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 85,885 | $2,786,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 46,053 | $2,778,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 79,470 | $2,772,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 424,150 | $2,770,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 104,021 | $2,758,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 220,451 | $2,751,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 207,655 | $2,745,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 55,879 | $2,743,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 162,995 | $2,736,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 64,771 | $2,723,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 62,639 | $2,713,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 21,027 | $2,697,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 34,349 | $2,687,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 41,814 | $2,687,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 169,880 | $2,667,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 101,799 | $2,665,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 263,612 | $2,662,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 371,825 | $2,661,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 49,240 | $2,658,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 127,167 | $2,652,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 174,906 | $2,640,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 139,428 | $2,638,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 121,843 | $2,632,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 54,687 | $2,631,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 43,856 | $2,628,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 175,835 | $2,620,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 62,380 | $2,619,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 67,403 | $2,618,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 185,397 | $2,615,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 40,061 | $2,614,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 48,595 | $2,612,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 81,526 | $2,610,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 18,726 | $2,608,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 100,588 | $2,600,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 88,169 | $2,599,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 117,038 | $2,596,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 204,314 | $2,589,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 18,154 | $2,588,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 197,397 | $2,584,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 67,580 | $2,583,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 480,516 | $2,577,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 70,144 | $2,577,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 45,557 | $2,573,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 77,657 | $2,566,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 201,054 | $2,553,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 33,630 | $2,548,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 37,711 | $2,545,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 78,584 | $2,541,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 193,622 | $2,519,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 111,925 | $2,515,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 148,685 | $2,515,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 426,857 | $2,497,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 66,089 | $2,496,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 57,721 | $2,491,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 124,107 | $2,491,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 71,101 | $2,477,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 146,464 | $2,471,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 45,001 | $2,465,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 163,575 | $2,453,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 98,980 | $2,452,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 18,528 | $2,445,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 156,842 | $2,443,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 26,079 | $2,435,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 65,560 | $2,434,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 72,668 | $2,433,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 19,412 | $2,432,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 104,690 | $2,428,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 112,415 | $2,427,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 59,897 | $2,425,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 57,442 | $2,425,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 48,100 | $2,424,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 20,447 | $2,418,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 283,696 | $2,413,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 140,637 | $2,409,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 58,113 | $2,409,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253HAB7 | NOTE 4.500% 7/0 | 1,000,000 | $2,402,000 | thousands by filing date | principal |
| HERC HLDGS INC COM | 42704L104 | Stock | 42,613 | $2,401,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 371,199 | $2,396,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 51,390 | $2,388,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 105,042 | $2,384,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 374,297 | $2,377,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 17,118 | $2,375,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 168,490 | $2,360,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 91,867 | $2,359,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 51,973 | $2,357,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 42,030 | $2,354,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 123,758 | $2,345,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 282,340 | $2,344,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 100,825 | $2,344,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 55,538 | $2,331,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 37,244 | $2,328,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 196,825 | $2,321,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 305,594 | $2,301,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 21,447 | $2,301,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 127,797 | $2,300,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 49,850 | $2,295,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 127,986 | $2,291,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 667,063 | $2,281,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 202,285 | $2,276,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 615,276 | $2,276,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 105,413 | $2,274,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 171,326 | $2,260,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 104,902 | $2,258,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 62,819 | $2,257,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 151,259 | $2,252,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 15,471 | $2,243,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 101,847 | $2,242,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 99,173 | $2,241,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 49,303 | $2,228,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 386,924 | $2,228,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 139,638 | $2,226,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 25,757 | $2,213,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 89,131 | $2,212,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 72,961 | $2,204,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 21,425 | $2,200,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 111,982 | $2,193,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 76,552 | $2,185,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 101,697 | $2,182,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 7,728 | $2,162,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 154,984 | $2,148,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 117,147 | $2,142,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 503,567 | $2,140,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 125,233 | $2,134,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 92,244 | $2,131,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 640,740 | $2,127,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 39,691 | $2,124,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 150,145 | $2,120,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 86,609 | $2,118,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 431,831 | $2,116,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 181,556 | $2,105,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 63,255 | $2,100,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 220,928 | $2,097,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 38,244 | $2,096,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 166,574 | $2,093,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 687,406 | $2,089,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 373,632 | $2,067,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 48,569 | $2,066,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 205,585 | $2,062,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 44,349 | $2,062,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 26,060 | $2,061,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 136,547 | $2,055,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 107,726 | $2,052,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 113,537 | $2,050,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 55,692 | $2,043,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 83,893 | $2,037,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 59,716 | $2,028,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 78,246 | $2,024,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 95,787 | $2,019,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 26,072 | $2,015,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 38,077 | $2,007,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 64,999 | $2,007,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 137,940 | $1,986,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 56,886 | $1,981,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 107,314 | $1,981,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 15,834 | $1,979,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 54,017 | $1,969,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 71,052 | $1,967,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 71,925 | $1,954,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 55,963 | $1,951,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 65,899 | $1,944,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 192,465 | $1,941,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 138,663 | $1,937,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 316,314 | $1,925,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 47,032 | $1,924,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 99,031 | $1,923,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 20,435 | $1,917,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 126,087 | $1,911,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 40,047 | $1,910,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 171,793 | $1,910,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 54,469 | $1,908,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 34,090 | $1,906,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 78,087 | $1,901,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 50,785 | $1,899,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 38,576 | $1,898,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 41,515 | $1,876,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 29,454 | $1,869,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 52,477 | $1,855,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 63,313 | $1,852,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 46,831 | $1,851,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 40,993 | $1,847,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 223,511 | $1,846,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 61,559 | $1,842,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 130,785 | $1,836,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 172,616 | $1,833,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 42,517 | $1,827,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 43,892 | $1,824,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 146,096 | $1,820,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 151,160 | $1,811,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 105,790 | $1,809,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 21,453 | $1,808,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 144,211 | $1,807,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 42,522 | $1,803,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 28,742 | $1,785,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 74,513 | $1,783,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 20,779 | $1,780,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 23,853 | $1,769,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 135,118 | $1,763,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 38,461 | $1,762,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 17,516 | $1,760,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 17,503 | $1,755,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 53,488 | $1,744,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 325,580 | $1,742,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 23,399 | $1,741,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 116,193 | $1,737,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 496,689 | $1,733,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 197,681 | $1,730,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 46,173 | $1,729,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 53,832 | $1,712,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 99,236 | $1,712,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 38,750 | $1,710,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 52,166 | $1,706,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 224,631 | $1,700,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 105,852 | $1,699,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 299,992 | $1,689,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 35,714 | $1,686,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 211,920 | $1,685,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 47,471 | $1,682,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 31,630 | $1,675,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 161,047 | $1,670,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 18,170 | $1,661,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 16,318 | $1,659,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 64,284 | $1,649,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 89,768 | $1,635,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 124,289 | $1,632,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 125,476 | $1,624,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 50,605 | $1,622,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 610,207 | $1,618,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 31,980 | $1,612,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 21,245 | $1,612,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 41,183 | $1,612,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 120,780 | $1,609,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 66,039 | $1,607,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 64,078 | $1,596,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 65,827 | $1,593,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 11,276 | $1,590,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 75,787 | $1,574,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 83,295 | $1,574,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 60,791 | $1,574,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 186,853 | $1,568,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 213,571 | $1,567,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 57,900 | $1,563,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 287,167 | $1,563,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 14,300 | $1,562,000 | thousands by filing date | call |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 219,271 | $1,562,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 276,045 | $1,557,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 47,080 | $1,556,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 12,247 | $1,556,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 27,545 | $1,555,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 24,578 | $1,555,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 37,919 | $1,538,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 58,154 | $1,537,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 131,079 | $1,533,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 141,760 | $1,531,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 44,354 | $1,528,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 9,405 | $1,527,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 30,300 | $1,527,000 | thousands by filing date | put |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 19,689 | $1,524,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 59,745 | $1,523,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 11,818 | $1,517,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 197,011 | $1,517,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 51,854 | $1,516,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 194,362 | $1,514,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 173,153 | $1,513,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 8,602 | $1,511,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 21,662 | $1,510,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 59,683 | $1,508,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 37,379 | $1,506,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 22,435 | $1,505,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 62,530 | $1,505,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 24,334 | $1,502,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 78,015 | $1,489,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 40,700 | $1,488,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 10,855 | $1,484,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 78,411 | $1,482,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 376,066 | $1,481,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 34,931 | $1,476,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 143,721 | $1,474,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 72,727 | $1,471,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 167,083 | $1,466,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 85,890 | $1,460,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 43,159 | $1,459,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 146,719 | $1,457,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 20,555 | $1,454,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 30,426 | $1,447,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 33,155 | $1,445,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 190,700 | $1,440,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 45,115 | $1,437,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 83,364 | $1,424,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 3,976 | $1,417,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 106,012 | $1,417,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 36,187 | $1,417,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 86,040 | $1,415,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 56,694 | $1,415,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 34,977 | $1,410,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 69,309 | $1,409,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 32,404 | $1,408,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 25,682 | $1,408,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 38,931 | $1,407,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 27,020 | $1,406,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 68,410 | $1,405,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 149,439 | $1,394,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 30,461 | $1,392,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 152,839 | $1,391,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 35,142 | $1,390,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 75,713 | $1,385,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 63,908 | $1,385,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 28,033 | $1,382,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 259,121 | $1,377,000 | thousands by filing date | |
| DDR CORP | 23317H110 | EXDISTRIBUSTION | 91,209 | $1,377,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 27,272 | $1,375,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 169,401 | $1,372,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 146,405 | $1,370,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 66,140 | $1,361,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 469,083 | $1,356,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 11,720 | $1,350,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 25,326 | $1,347,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 118,188 | $1,347,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 43,679 | $1,340,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 46,194 | $1,336,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 15,728 | $1,333,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 11,561 | $1,328,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 42,772 | $1,326,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 39,393 | $1,326,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 36,674 | $1,326,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 59,980 | $1,317,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 84,810 | $1,315,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 24,562 | $1,311,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 87,680 | $1,311,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 67,735 | $1,310,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 112,213 | $1,307,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 36,456 | $1,303,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 93,110 | $1,303,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 71,562 | $1,301,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 23,426 | $1,301,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 48,849 | $1,300,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 68,973 | $1,298,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 26,146 | $1,297,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 36,296 | $1,297,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 22,501 | $1,285,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 58,519 | $1,284,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 94,337 | $1,274,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 67,539 | $1,274,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 88,750 | $1,272,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 100,475 | $1,270,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 22,676 | $1,265,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 35,476 | $1,265,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 186,452 | $1,262,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 133,064 | $1,253,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 45,412 | $1,252,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 71,496 | $1,251,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 23,314 | $1,246,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 75,358 | $1,244,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 48,877 | $1,243,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 127,776 | $1,243,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 59,072 | $1,239,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 34,893 | $1,237,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 15,070 | $1,230,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 55,399 | $1,228,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 22,050 | $1,219,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 60,820 | $1,217,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 77,021 | $1,215,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 38,910 | $1,214,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 86,263 | $1,213,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 19,113 | $1,205,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 33,573 | $1,203,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 6,202 | $1,195,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 100,354 | $1,189,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 100,615 | $1,188,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 51,852 | $1,185,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 13,178 | $1,184,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 56,580 | $1,182,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 13,923 | $1,176,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 104,259 | $1,173,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 54,812 | $1,170,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 26,895 | $1,165,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 78,740 | $1,164,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 87,458 | $1,152,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 306,131 | $1,151,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 167,139 | $1,150,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 84,265 | $1,146,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 29,066 | $1,144,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 88,774 | $1,141,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 97,441 | $1,135,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 72,673 | $1,134,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 26,115 | $1,132,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 45,712 | $1,130,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 54,934 | $1,130,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 95,744 | $1,123,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 98,243 | $1,122,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 12,946 | $1,119,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 48,500 | $1,116,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 67,732 | $1,115,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 97,929 | $1,109,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 38,296 | $1,106,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 83,388 | $1,105,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 193,842 | $1,097,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 50,921 | $1,097,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 112,085 | $1,094,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 28,606 | $1,089,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 42,683 | $1,084,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 32,809 | $1,080,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 28,474 | $1,078,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 63,998 | $1,077,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 62,004 | $1,073,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 25,559 | $1,072,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 29,000 | $1,069,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 3,602 | $1,068,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 80,220 | $1,067,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 20,117 | $1,066,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 72,804 | $1,065,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 27,282 | $1,064,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 24,034 | $1,062,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 25,923 | $1,061,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 132,023 | $1,055,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 16,195 | $1,055,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 25,983 | $1,055,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-008646 | this filing | 2018-08-14 | acceptance time not in the bulk data set |