13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 3,634 holding rows worth $225,994,658,000.
- Accession
- 0000950123-18-008646
- Filer
- CIK 820027
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 7,107 entries on the cover page, a total value of $225,994,658,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $225,994,658,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- reports for this filerColumbia Wanger Asset Management, LLC. 028-03639
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MOMO INC | 60879B107 | ADR | 24,155 | $1,051,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 36,858 | $1,049,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 107,536 | $1,040,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 33,338 | $1,040,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 158,560 | $1,039,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 21,547 | $1,037,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 38,292 | $1,034,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 22,152 | $1,034,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 81,498 | $1,033,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 55,507 | $1,032,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 56,760 | $1,029,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 43,774 | $1,023,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 62,015 | $1,015,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 20,654 | $1,013,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 437,342 | $1,012,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 14,450 | $1,011,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 6,350 | $1,011,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 144,259 | $1,010,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 15,244 | $1,006,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 188,286 | $1,005,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 29,015 | $1,003,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 18,362 | $996,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 41,300 | $991,000 | thousands by filing date | put |
| PARK NATL CORP COM | 700658107 | Stock | 8,882 | $990,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 40,305 | $988,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 65,535 | $987,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 45,205 | $985,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 61,132 | $983,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 21,720 | $978,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 101,835 | $974,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 76,027 | $970,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 338,779 | $969,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 40,406 | $968,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 63,792 | $962,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 64,622 | $961,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 92,681 | $959,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 22,305 | $951,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 20,668 | $945,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 45,908 | $942,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 71,492 | $938,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 52,363 | $936,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 35,530 | $935,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 98,299 | $927,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 70,321 | $926,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 14,170 | $926,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 15,995 | $923,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 25,024 | $921,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 28,665 | $915,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 10,986 | $903,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 12,203 | $902,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 50,210 | $901,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 39,687 | $901,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 61,818 | $895,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 103,883 | $894,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 65,040 | $893,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 20,707 | $890,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 30,074 | $889,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 61,147 | $887,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 34,764 | $882,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 25,130 | $876,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 18,346 | $876,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 18,368 | $874,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 55,078 | $874,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 37,727 | $874,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 48,637 | $871,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 114,282 | $869,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 30,785 | $868,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 25,724 | $867,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 31,492 | $863,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 38,766 | $860,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,230 | $853,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 65,080 | $853,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 8,089 | $848,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 22,444 | $847,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 26,169 | $841,000 | thousands by filing date | put |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 59,997 | $840,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 274,554 | $840,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 17,367 | $840,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 25,172 | $833,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 91,934 | $827,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 18,003 | $827,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 56,498 | $823,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 16,760 | $821,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 11,350 | $820,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 25,483 | $820,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 6,814 | $818,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 102,151 | $815,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 95,394 | $814,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 42,997 | $811,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 9,201 | $809,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 15,907 | $801,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 125,493 | $786,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 48,830 | $783,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 48,805 | $779,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 117,528 | $775,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 154,382 | $772,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 37,190 | $771,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 8,309 | $771,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 21,056 | $769,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 35,533 | $769,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 152,396 | $767,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 19,876 | $756,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 36,965 | $756,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 7,538 | $755,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 57,937 | $755,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 60,324 | $753,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 25,915 | $749,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 9,220 | $747,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 116,952 | $746,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 25,026 | $746,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 68,294 | $746,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 27,112 | $744,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 222,131 | $744,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 110,539 | $742,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 31,337 | $741,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 79,403 | $737,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 135,294 | $736,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 20,886 | $735,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 81,507 | $734,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 29,764 | $731,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 40,535 | $724,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 53,225 | $724,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 34,760 | $724,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 20,894 | $723,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 50,352 | $722,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 11,058 | $720,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 57,123 | $720,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 20,754 | $719,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 30,746 | $717,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 19,008 | $715,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 39,457 | $711,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 10,329 | $711,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 37,076 | $708,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 15,379 | $705,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 48,790 | $705,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 127,240 | $699,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 43,203 | $698,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 56,584 | $695,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 59,676 | $689,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 47,381 | $689,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 10,703 | $686,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 53,997 | $685,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 22,568 | $682,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 10,804 | $682,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 43,018 | $680,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 8,033 | $680,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 24,769 | $680,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 31,439 | $676,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 8,363 | $676,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 49,646 | $676,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 13,718 | $675,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 21,985 | $673,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 23,073 | $673,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 29,294 | $672,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 31,555 | $672,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 8,984 | $668,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 34,757 | $666,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 52,871 | $664,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 28,292 | $664,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 5,046 | $663,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 24,982 | $661,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 48,178 | $661,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 53,195 | $658,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 13,781 | $654,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 283,220 | $654,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 9,202 | $652,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 102,561 | $651,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 11,352 | $650,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 17,685 | $646,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 30,270 | $645,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 27,670 | $639,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 5,345 | $639,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 11,760 | $638,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 27,310 | $635,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 41,646 | $634,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 17,110 | $634,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 8,005 | $632,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 19,600 | $629,000 | thousands by filing date | call |
| V2X INC | 92242T101 | COM | 20,345 | $627,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 4,599 | $626,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 24,500 | $625,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 26,540 | $620,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 5,362 | $619,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 25,430 | $618,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 13,269 | $610,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 13,566 | $610,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 14,410 | $608,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 29,563 | $607,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 37,573 | $607,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 23,848 | $606,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 86,536 | $605,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 113,820 | $603,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 27,210 | $603,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 33,335 | $599,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 20,810 | $599,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 18,757 | $598,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 6,539 | $596,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 12,526 | $594,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 44,772 | $592,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 52,746 | $589,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 12,543 | $583,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 8,114 | $577,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 16,391 | $577,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 56,462 | $576,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 11,739 | $575,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 6,739 | $575,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 26,875 | $571,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 31,781 | $570,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 37,044 | $568,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 43,940 | $567,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 40,430 | $567,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 10,778 | $566,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 11,546 | $564,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 36,854 | $561,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 71,960 | $558,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 129,811 | $556,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 61,167 | $556,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 15,250 | $555,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 14,528 | $553,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 16,941 | $548,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 10,562 | $548,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 15,796 | $548,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 10,768 | $547,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 113,814 | $545,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 27,643 | $543,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 44,004 | $542,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 17,773 | $542,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 41,467 | $541,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 41,157 | $539,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 6,990 | $539,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 18,315 | $538,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 20,400 | $536,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 23,282 | $534,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 70,118 | $533,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 53,065 | $531,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 18,262 | $528,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 26,846 | $526,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 22,007 | $526,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 30,142 | $526,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 57,142 | $523,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 15,051 | $519,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 47,404 | $513,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 10,573 | $512,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 23,560 | $511,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 28,910 | $511,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 32,800 | $510,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 161,191 | $508,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 32,711 | $507,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 149,650 | $506,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 87,921 | $505,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 47,889 | $499,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 29,776 | $499,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 46,220 | $498,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 13,786 | $495,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 18,445 | $495,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 31,194 | $491,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 45,660 | $490,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 3,613 | $488,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 26,640 | $485,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 104,045 | $483,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 26,243 | $481,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 3,823 | $481,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 35,174 | $480,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 5,476 | $479,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 31,941 | $479,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 28,633 | $478,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 24,044 | $477,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 6,310 | $476,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 26,941 | $474,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 9,063 | $473,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 36,606 | $472,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 11,619 | $472,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 7,465 | $471,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 8,847 | $468,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 36,214 | $465,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 20,719 | $465,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 25,900 | $465,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 7,036 | $464,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 21,531 | $461,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 34,543 | $459,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 10,414 | $458,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 38,824 | $456,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 34,911 | $455,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 70,783 | $452,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 25,750 | $452,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 26,141 | $449,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 15,338 | $449,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 25,382 | $445,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 50,565 | $441,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 95,284 | $438,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 8,547 | $436,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 18,499 | $434,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 23,670 | $433,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 28,087 | $432,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 77,083 | $429,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 8,918 | $426,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 18,878 | $426,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 16,843 | $426,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 7,001 | $424,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 9,584 | $421,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 22,545 | $420,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 8,712 | $420,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 25,774 | $418,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 16,381 | $417,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 10,724 | $414,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 5,177 | $414,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 3,831 | $410,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 39,057 | $409,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 14,459 | $407,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 15,083 | $407,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 6,495 | $407,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J106 | BULSHS2018 COR | 19,239 | $407,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 16,971 | $405,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 107,000 | $404,000 | thousands by filing date | principal |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 5,228 | $403,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 12,400 | $399,000 | thousands by filing date | call |
| LINE CORP | 53567X101 | SPONSORED ADR | 9,709 | $399,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 31,574 | $398,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 23,312 | $396,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 9,110 | $395,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 4,004 | $393,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 16,805 | $393,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 52,066 | $393,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 67,260 | $392,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 23,315 | $392,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 22,623 | $391,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 8,427 | $391,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 23,184 | $389,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 14,724 | $384,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 57,107 | $383,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 16,567 | $382,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 24,000 | $375,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 17,919 | $374,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 3,344 | $373,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 9,670 | $373,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 167,625 | $373,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 86,400 | $367,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 2,865 | $367,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 8,096 | $367,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 7,925 | $366,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 27,798 | $364,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 29,144 | $363,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 36,311 | $363,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 19,209 | $361,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 27,722 | $361,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 9,862 | $358,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 31,083 | $358,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 5,895 | $356,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 24,609 | $356,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 18,907 | $356,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 8,118 | $353,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 4,507 | $352,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 25,375 | $351,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 13,168 | $348,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 77,000 | $345,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 21,025 | $342,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 26,287 | $341,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 70,549 | $336,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 103,000 | $336,000 | thousands by filing date | principal |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 17,264 | $335,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 32,400 | $333,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 37,754 | $331,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 5,687 | $330,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 5,763 | $329,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 36,689 | $329,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 6,015 | $328,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 47,397 | $326,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 42,233 | $324,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 206,966 | $323,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 17,276 | $321,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 13,715 | $319,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 204,552 | $319,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 12,223 | $319,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 49,830 | $315,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 30,176 | $313,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 21,946 | $313,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 11,342 | $312,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 9,129 | $312,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 67,423 | $311,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 10,478 | $309,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 15,381 | $308,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 32,995 | $308,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 13,576 | $307,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 4,567 | $307,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 25,811 | $305,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 6,703 | $304,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 14,270 | $298,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 6,446 | $298,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 3,390 | $296,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 26,891 | $296,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 16,042 | $295,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,430 | $295,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 25,012 | $292,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 18,237 | $292,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 20,263 | $286,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 8,544 | $285,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 9,941 | $285,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 4,500 | $285,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 8,949 | $284,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 9,900 | $284,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 12,859 | $283,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 82,968 | $281,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 14,484 | $281,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 26,754 | $280,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 11,980 | $279,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 14,689 | $279,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 3,888 | $279,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 7,091 | $273,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 77,976 | $271,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 28,206 | $268,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 26,120 | $266,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 22,381 | $265,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 281,004 | $264,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 41,609 | $259,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 8,978 | $259,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 147,657 | $256,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 4,054 | $256,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 12,103 | $256,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 20,871 | $255,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 9,868 | $255,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 24,009 | $250,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 10,163 | $250,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 9,405 | $250,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 10,810 | $249,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 5,750 | $248,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 16,670 | $248,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 9,827 | $245,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 13,014 | $245,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 42,868 | $244,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 20,458 | $244,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 11,861 | $244,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 5,162 | $243,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 8,660 | $243,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 23,047 | $242,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 3,615 | $242,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 242,069 | $240,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 185,000 | $240,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 3,528 | $239,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 1,976 | $239,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 10,423 | $237,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 341 | $237,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 10,471 | $236,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 18,707 | $236,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 5,631 | $233,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 106,014 | $233,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 8,993 | $232,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 18,296 | $231,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 7,990 | $231,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 3,836 | $228,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 4,715 | $226,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 37,077 | $225,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 8,174 | $225,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 18,618 | $225,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 52,037 | $225,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 155,000 | $223,000 | thousands by filing date | principal |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 15,739 | $222,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 22,165 | $222,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 9,559 | $221,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 17,192 | $221,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 5,297 | $219,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 5,726 | $219,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 5,783 | $218,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 5,044 | $217,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,326 | $216,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 12,765 | $216,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 3,404 | $216,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 12,522 | $216,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 5,148 | $214,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,301 | $213,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 15,576 | $213,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 19,991 | $213,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 4,613 | $212,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,701 | $212,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 8,830 | $211,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 14,934 | $211,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 16,676 | $210,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 161,500 | $210,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 4,726 | $209,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 12,671 | $209,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 5,513 | $207,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 11,115 | $206,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 4,327 | $205,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 2,480 | $205,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 54,322 | $204,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 8,508 | $204,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 5,720 | $203,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 18,157 | $203,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 7,805 | $203,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 5,758 | $203,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 8,650 | $203,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 24,706 | $203,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 54,527 | $197,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 19,584 | $196,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 11,530 | $196,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 13,859 | $195,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 46,243 | $195,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 14,419 | $194,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 16,613 | $192,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 33,954 | $192,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 10,613 | $192,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-008646 | this filing | 2018-08-14 | acceptance time not in the bulk data set |