13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-07-16, with 4,760 holding rows worth $121,119,070,000.
- Accession
- 0000950123-18-006795
- Filer
- CIK 927971
- Filed
- 2018-07-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 16,192 entries on the cover page, a total value of $121,119,070,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $121,119,070,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab US REIT ETF | 808524847 | SHS | 947 | $40,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 5,059 | $40,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 524 | $40,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 2,652 | $40,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,319 | $40,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 397 | $40,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 1,046 | $40,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 856 | $40,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,652 | $40,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 14,200 | $40,000 | thousands by filing date | call |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,234 | $40,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 15,900 | $40,000 | thousands by filing date | put |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 2,025 | $40,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 530 | $39,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 36,500 | $39,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,652 | $39,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 7,196 | $39,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 4,817 | $39,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 3,591 | $39,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 1,217 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 595 | $39,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 1,294 | $39,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,228 | $39,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 8,000 | $39,000 | thousands by filing date | put |
| INTL FCSTONE INC | 46116V105 | COM | 736 | $39,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 1,001 | $39,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 1,132 | $38,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,522 | $38,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 2,798 | $38,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 7,252 | $38,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 26,319 | $38,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 12,200 | $38,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 3,020 | $38,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 763 | $37,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 3,000 | $37,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 410 | $37,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 2,379 | $37,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,566 | $37,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 2,169 | $37,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 2,017 | $37,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 6,000 | $37,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 2,035 | $36,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 650 | $36,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 4,654 | $36,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 1,784 | $36,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 572 | $36,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 992 | $36,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 1,418 | $36,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 547 | $36,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 32,812 | $36,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 727 | $36,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 974 | $36,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,950 | $36,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 1,689 | $35,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 931 | $35,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 363 | $35,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,000 | $35,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 1,671 | $35,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 33 | $35,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,150 | $34,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,215 | $34,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 14,673 | $34,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 662 | $34,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 1,891 | $34,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,685 | $34,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 2,741 | $34,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 1,600 | $34,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 2,110 | $34,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 25,699 | $34,000 | thousands by filing date | |
| SHARING ECONOMY INTL INC | 819534108 | COM | 10,000 | $34,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 598 | $34,000 | thousands by filing date | principal |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 10,000 | $34,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 90,562 | $34,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 549 | $33,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 2,127 | $33,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 9,434 | $33,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 953 | $33,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 851 | $33,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 1,023 | $33,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 380 | $33,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 2,191 | $33,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 989 | $33,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 614 | $33,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,689 | $33,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 398 | $33,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 3,174 | $33,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 2,000 | $33,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 25,100 | $33,000 | thousands by filing date | put |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 3,626 | $33,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 652 | $32,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 423 | $32,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 465 | $32,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 902 | $32,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 3,813 | $32,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 2,472 | $32,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,548 | $32,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,295 | $31,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 649 | $31,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,238 | $31,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,000 | $31,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,062 | $31,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 3,352 | $30,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 889 | $30,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 3,220 | $30,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 1,527 | $30,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,000 | $30,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 540 | $30,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,200 | $30,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 200 | $30,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 2,620 | $30,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 2,004 | $30,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 4,981 | $30,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 879 | $30,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 3,951 | $30,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 7,716 | $30,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 738 | $29,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 840 | $29,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,434 | $29,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 438 | $29,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 601 | $29,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,215 | $29,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,079 | $29,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 2,065 | $29,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 381 | $29,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 1,125 | $29,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 1,275 | $29,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 3,863 | $29,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 6,612 | $29,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 220 | $28,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 360 | $28,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 510 | $28,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 1,036 | $28,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 5,071 | $28,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 578 | $28,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,873 | $28,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 719 | $28,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 1,524 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 900 | $28,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 4,665 | $27,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 644 | $27,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 695 | $27,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 1,308 | $27,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,862 | $27,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 519 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 950 | $27,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 340 | $27,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 1,431 | $27,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 769 | $27,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 6,971 | $27,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 926 | $27,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 1,245 | $27,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 250 | $26,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,125 | $26,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,706 | $26,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 1,357 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 1,250 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 244 | $26,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 500 | $26,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 1,158 | $26,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 2,384 | $26,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 1,108 | $26,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,843 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 585 | $25,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 728 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 480 | $25,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 2,000 | $25,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 949 | $25,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 1,269 | $25,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 680 | $25,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,014 | $25,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 1,120 | $25,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 1,038 | $24,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,587 | $24,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 1,266 | $24,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 284 | $24,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 372 | $24,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 755 | $24,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 681 | $24,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 763 | $24,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 360 | $24,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 581 | $24,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 9,708 | $24,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 5,279 | $24,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 6,006 | $24,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 1,525 | $24,000 | thousands by filing date | |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 8,620 | $24,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 375 | $23,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 1,555 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 294 | $23,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 558 | $23,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 414 | $23,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 1,412 | $23,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 831 | $23,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,200 | $23,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 2,126 | $23,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 969 | $23,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 12,594 | $23,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 814 | $23,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 718 | $23,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 284 | $23,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 727 | $23,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 695 | $22,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 626 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 400 | $22,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 221 | $22,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 610 | $22,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 377 | $22,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,811 | $22,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 672 | $22,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 1,112 | $22,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 725 | $22,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 297 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 347 | $22,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 3,924 | $22,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 826 | $22,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 679 | $22,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 3,501 | $22,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,137 | $22,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 300 | $22,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 270 | $21,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,595 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 448 | $21,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 1,656 | $21,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 1,624 | $21,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 2,299 | $21,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 2,000 | $21,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 2,691 | $21,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 925 | $21,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 3,645 | $21,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 1,000 | $21,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 300 | $20,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 2,198 | $20,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 918 | $20,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 884 | $20,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 483 | $20,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 647 | $20,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,093 | $20,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 1,566 | $20,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 1,700 | $20,000 | thousands by filing date | put |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 699 | $20,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 542 | $20,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 828 | $20,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,000 | $20,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 672 | $20,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 2,524 | $20,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 3,111 | $20,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 2,883 | $20,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 518 | $20,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 1,211 | $20,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 991 | $20,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 6,430 | $20,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 700 | $20,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 542 | $20,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,146 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 344 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 808 | $19,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,038 | $19,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 1,023 | $19,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 328 | $19,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 725 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 150 | $19,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,600 | $19,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 1,348 | $19,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 2,195 | $19,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,080 | $19,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 1,134 | $19,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,261 | $19,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 5,061 | $19,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 439 | $19,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 258 | $19,000 | thousands by filing date | principal |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 989 | $18,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 275 | $18,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 426 | $18,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 525 | $18,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 5,685 | $18,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 2,104 | $18,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 1,000 | $18,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 956 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 468 | $18,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 1,442 | $18,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 769 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 700 | $18,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 500 | $18,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 1,400 | $18,000 | thousands by filing date | put |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 2,253 | $18,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 2,000 | $18,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 143 | $17,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 502 | $17,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 4,921 | $17,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 35,033 | $17,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 748 | $17,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 300 | $17,000 | thousands by filing date | put |
| AMERICAN PUB ED INC | 02913V103 | COM | 377 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 709 | $17,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 133 | $17,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 962 | $17,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 175 | $17,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 590 | $17,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 2,747 | $17,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 1,388 | $17,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 2,134 | $17,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 487 | $17,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 400 | $17,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 4,135 | $17,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 2,400 | $17,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,864 | $17,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 13,000 | $17,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 3,359 | $17,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 14,070 | $17,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 2,559 | $17,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 354 | $16,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 950 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 193 | $16,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,009 | $16,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 196 | $16,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 414 | $16,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 458 | $16,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 1,700 | $16,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,100 | $16,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 453 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 600 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 243 | $16,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 2,089 | $16,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 3,425 | $16,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 2,501 | $16,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 3,209 | $16,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 1,130 | $16,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 1,601 | $16,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS INC | Y2069P507 | SHS PAR | 10,000 | $16,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 370 | $15,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 5,933 | $15,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 1,495 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 130 | $15,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 719 | $15,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 233 | $15,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 1,013 | $15,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 260 | $15,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 935 | $15,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,269 | $15,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 353 | $15,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 421 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 314 | $15,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,300 | $15,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,500 | $15,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 637 | $15,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 3,631 | $15,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 128 | $15,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,668 | $15,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 744 | $15,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 2,733 | $15,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 37,000 | $15,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 1,059 | $15,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 377 | $14,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 356 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 100 | $14,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 498 | $14,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 736 | $14,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 443 | $14,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,472 | $14,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,000 | $14,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 801 | $14,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 1,015 | $14,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 592 | $14,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 3,635 | $14,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 884 | $14,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 480 | $14,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 324 | $14,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 3,312 | $14,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 450 | $14,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 1,597 | $14,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 495 | $14,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 249 | $14,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 1,281 | $14,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 101 | $13,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 96 | $13,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 1,099 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 200 | $13,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 1,000 | $13,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 404 | $13,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 251 | $13,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 466 | $13,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 515 | $13,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 881 | $13,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 598 | $13,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 547 | $13,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 118 | $13,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 792 | $13,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,515 | $13,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 5,499 | $13,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 240 | $13,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 207 | $13,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 3,100 | $13,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 1,365 | $13,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 2,186 | $13,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 8,000 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 750 | $13,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 833 | $13,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 1,296 | $13,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 1,423 | $13,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 986 | $13,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 349 | $12,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 915 | $12,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 222 | $12,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 200 | $12,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 939 | $12,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 3 | $12,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1,029 | $12,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 632 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 475 | $12,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 596 | $12,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 769 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 65 | $12,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 714 | $12,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 2,251 | $12,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 330 | $12,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 596 | $12,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 5,000 | $12,000 | thousands by filing date | principal |
| MYOKARDIA INC | 62857M105 | COM | 234 | $12,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 487 | $12,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 2,820 | $12,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 9,385 | $12,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 31,200 | $12,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 11,288 | $12,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 1,159 | $12,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,264 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 199 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 220 | $11,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,302 | $11,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 2,451 | $11,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 446 | $11,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,000 | $11,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1,000 | $11,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 710 | $11,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,000 | $11,000 | thousands by filing date | put |
| GMS INC | 36251C103 | COM | 417 | $11,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 380 | $11,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,657 | $11,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 667 | $11,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 110 | $11,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 401 | $11,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 2,008 | $11,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 676 | $11,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 388 | $11,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 2,316 | $11,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 259 | $11,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 411 | $11,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 10,000 | $11,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,699 | $10,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 618 | $10,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 11,800 | $10,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 355 | $10,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 339 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 300 | $10,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 851 | $10,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 246 | $10,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 152 | $10,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 553 | $10,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 328 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 113 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 600 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 288 | $10,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 476 | $10,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 421 | $10,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 795 | $10,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1,622 | $10,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 5,086 | $10,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 2,588 | $10,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 270 | $10,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 2,508 | $10,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 360 | $10,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 479 | $10,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 559 | $10,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 755 | $10,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 41 | $9,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 242 | $9,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 296 | $9,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 315 | $9,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 675 | $9,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 325 | $9,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 343 | $9,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 418 | $9,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 216 | $9,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 532 | $9,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,192 | $9,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 187 | $9,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 208 | $9,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 220 | $9,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 225 | $9,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 3,957 | $9,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 247 | $9,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 400 | $9,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 206 | $9,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,133 | $9,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 688 | $9,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 100 | $9,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 967 | $9,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 307 | $9,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 512 | $9,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 716 | $9,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 800 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-006795 | this filing | 2018-07-16 | acceptance time not in the bulk data set |