13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-07-16, with 4,760 holding rows worth $121,119,070,000.
- Accession
- 0000950123-18-006795
- Filer
- CIK 927971
- Filed
- 2018-07-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 16,192 entries on the cover page, a total value of $121,119,070,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $121,119,070,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,275 | $129,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 5,574 | $128,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 15,559 | $128,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 41,423 | $128,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 3,560 | $127,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 24,873 | $127,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 12,992 | $127,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 3,305 | $126,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,127 | $126,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 2,344 | $125,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 3,761 | $125,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 2,262 | $125,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 7,870 | $125,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 8,630 | $124,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 2,616 | $124,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 3,249 | $124,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 5,102 | $124,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 3,891 | $124,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 8,597 | $124,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 8,585 | $123,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,104 | $123,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 1,522 | $123,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 4,083 | $123,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 2,822 | $123,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 4,770 | $123,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,241 | $122,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 7,386 | $122,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 3,460 | $122,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,625 | $121,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 4,650 | $121,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 2,059 | $121,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 40,288 | $121,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,267 | $120,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 3,570 | $120,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 3,208 | $120,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 2,863 | $120,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 4,732 | $120,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 2,083 | $120,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 13,143 | $120,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 29,701 | $120,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 29,700 | $120,000 | thousands by filing date | put |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,258 | $119,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 2,820 | $119,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 22,412 | $119,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 13,000 | $119,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 30,319 | $119,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 2,104 | $119,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 35,300 | $119,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 5,062 | $119,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 3,067 | $118,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 5,303 | $118,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 4,552 | $118,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,900 | $118,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 5,355 | $118,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 11,539 | $117,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 7,850 | $117,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 12,960 | $116,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 1,797 | $116,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 1,971 | $116,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 454 | $116,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 4,891 | $115,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 9,757 | $115,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 4,516 | $115,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 30,000 | $114,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 10,064 | $114,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 6,475 | $114,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 6,208 | $114,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,000 | $113,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 3,243 | $112,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 6,919 | $112,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 3,410 | $111,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,483 | $111,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 9,265 | $111,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 2,289 | $110,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 32,300 | $110,000 | thousands by filing date | put |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 6,444 | $110,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 672 | $109,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,425 | $109,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 5,921 | $109,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 1,339 | $109,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 4,463 | $109,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 6,454 | $108,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,185 | $108,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 11,368 | $108,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A104 | COM | 10,300 | $108,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,006 | $107,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 7,075 | $107,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 3,645 | $107,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 3,139 | $106,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 2,731 | $106,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 2,734 | $105,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 2,929 | $105,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,000 | $105,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 3,811 | $105,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 29,789 | $105,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 2,475 | $105,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 2,000 | $104,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 54,900 | $104,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,134 | $104,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 6,619 | $104,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 2,480 | $104,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 12,856 | $104,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 3,145 | $104,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 6,121 | $104,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 3,991 | $104,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 6,410 | $104,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 5,732 | $103,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 30,508 | $103,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,974 | $102,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 12,600 | $102,000 | thousands by filing date | put |
| ENPRO INC | 29355X107 | COM | 1,456 | $102,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,559 | $102,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 3,426 | $101,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 2,420 | $101,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 2,735 | $101,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,753 | $101,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 5,170 | $101,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,489 | $101,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 2,638 | $100,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 3,459 | $100,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 2,238 | $100,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 5,642 | $100,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 2,827 | $100,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,495 | $99,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 1,581 | $99,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 6,700 | $99,000 | thousands by filing date | put |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 2,114 | $98,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 1,489 | $98,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 6,080 | $98,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 2,564 | $98,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 3,873 | $98,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 25,871 | $98,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 382 | $98,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 31,101 | $97,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 2,682 | $97,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 2,538 | $97,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 5,027 | $96,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 830 | $96,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 1,225 | $96,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 20,207 | $96,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 2,000 | $95,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 9,316 | $95,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,113 | $95,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 4,450 | $95,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 2,589 | $95,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,609 | $95,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,550 | $95,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 25,200 | $95,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 6,038 | $94,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 25,000 | $94,000 | thousands by filing date | put |
| GEO GROUP INC NEW | 36162J106 | COM | 3,398 | $94,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 2,935 | $94,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 14,838 | $94,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 3,542 | $93,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 4,474 | $93,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,760 | $93,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 17,497 | $93,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 9,465 | $93,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 820 | $92,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 2,761 | $92,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 8,341 | $92,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 27,700 | $92,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 37,454 | $92,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 6,000 | $92,000 | thousands by filing date | put |
| MODINE MFG CO COM | 607828100 | Stock | 5,018 | $91,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 1,760 | $91,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 3,146 | $91,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,590 | $90,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 3,440 | $90,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,085 | $90,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 13,617 | $90,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 4,792 | $90,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 20,000 | $90,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 1,200 | $90,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 46,655 | $89,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 3,100 | $89,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 807 | $89,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 3,760 | $89,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 25,400 | $89,000 | thousands by filing date | put |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 3,602 | $89,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 964 | $89,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 295 | $88,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,625 | $88,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 1,421 | $88,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 3,490 | $88,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 5,000 | $88,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 2,394 | $88,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 8,498 | $88,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 154,439 | $88,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 15,000 | $87,000 | thousands by filing date | call |
| ISHARES TR | 464287564 | SELECT US REIT | 874 | $87,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 89,520 | $87,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 4,942 | $86,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10,020 | $86,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,201 | $86,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 2,896 | $86,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 1,415 | $86,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 3,938 | $86,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,500 | $86,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 3,301 | $86,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,889 | $86,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 20,307 | $86,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 463 | $85,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 41,900 | $85,000 | thousands by filing date | put |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 385 | $85,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 7,582 | $85,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 5,239 | $85,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 3,835 | $85,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 647 | $84,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 5,865 | $84,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,442 | $84,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 4,801 | $84,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 905 | $84,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 3,400 | $84,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 2,741 | $84,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 705 | $83,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 5,810 | $83,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 2,637 | $83,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 9,069 | $83,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 6,332 | $83,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 2,582 | $82,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,761 | $82,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 32,273 | $82,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 2,700 | $82,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 264,900 | $82,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 2,400 | $81,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 36,518 | $81,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 4,100 | $81,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 32,129 | $81,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D102 | COM CL A | 8,250 | $81,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 879 | $80,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 2,407 | $80,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,231 | $80,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,824 | $80,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 1,785 | $80,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 9,298 | $80,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 2,689 | $79,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 717 | $79,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,393 | $79,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 2,565 | $79,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 2,600 | $79,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 5,968 | $79,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 1,476 | $79,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 4,206 | $79,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 555 | $79,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 254,900 | $79,000 | thousands by filing date | put |
| ISHARES TR | 46435G516 | COM | 1,200 | $78,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 1,024 | $78,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 2,574 | $77,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 3,940 | $77,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 5,900 | $76,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 1,325 | $76,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 17,600 | $76,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 14,224 | $76,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 3,927 | $76,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 4,200 | $75,000 | thousands by filing date | put |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,422 | $75,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 6,638 | $75,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 3,047 | $75,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 3,180 | $74,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 948 | $74,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 8,400 | $74,000 | thousands by filing date | put |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,596 | $74,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 4,208 | $74,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 2,354 | $74,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 1,902 | $74,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 3,825 | $74,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 545 | $73,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 3,169 | $73,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 6,927 | $73,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,072 | $72,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 3,904 | $72,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 22,952 | $72,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,934 | $72,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 5,169 | $72,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 2,232 | $72,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 633 | $72,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 17,513 | $71,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 3,100 | $71,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 6,100 | $71,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 4,276 | $71,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 10,000 | $70,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,999 | $70,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 10,776 | $70,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 195 | $69,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 2,968 | $69,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,525 | $69,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 2,000 | $69,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 10,253 | $68,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,795 | $68,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 2,050 | $68,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,763 | $68,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 4,229 | $68,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 1,663 | $68,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 7,860 | $68,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 2,793 | $68,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 918 | $67,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 26,000 | $67,000 | thousands by filing date | put |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 5,725 | $67,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 1,200 | $67,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 4,868 | $67,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,146 | $67,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 8,300 | $67,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 6,000 | $67,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 4,043 | $67,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 24,300 | $67,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,392 | $66,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 895 | $66,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 2,958 | $66,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 4,821 | $66,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 4,000 | $66,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 1,914 | $66,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 1,969 | $66,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 1,370 | $65,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 4,033 | $65,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 3,563 | $64,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 1,126 | $64,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 1,445 | $64,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,507 | $64,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 3,175 | $64,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 994 | $64,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,649 | $64,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 746 | $64,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 642 | $64,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 7,338 | $64,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 999 | $63,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,110 | $63,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 5,113 | $63,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 15,540 | $63,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 2,262 | $63,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,882 | $63,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 2,979 | $63,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 458 | $63,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 2,662 | $62,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 3,404 | $62,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 5,929 | $62,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 4,282 | $62,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 5,580 | $62,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 1,048 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,559 | $61,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,689 | $61,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 4,636 | $61,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 4,516 | $61,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 1,644 | $61,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,361 | $60,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,000 | $60,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,988 | $59,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,250 | $59,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 1,255 | $59,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 3,020 | $59,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,345 | $59,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 30,000 | $59,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 4,160 | $59,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 400 | $58,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,300 | $58,000 | thousands by filing date | put |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 3,032 | $58,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 1,206 | $58,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,470 | $58,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 54,292 | $58,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,707 | $58,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 432 | $57,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 1,046 | $57,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 2,203 | $57,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $57,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 5,318 | $57,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 1,303 | $56,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 1,605 | $56,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 8,700 | $56,000 | thousands by filing date | put |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 2,500 | $56,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 1,644 | $56,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 3,991 | $56,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 2,339 | $56,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 18,500 | $56,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 2,829 | $56,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 1,592 | $55,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 3,549 | $55,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 4,390 | $55,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 4,288 | $55,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 2,424 | $55,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 55,227 | $55,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 2,950 | $54,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 4,052 | $54,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 442 | $53,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 500 | $53,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,270 | $53,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 3,361 | $53,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 1,422 | $52,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 600 | $52,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1,177 | $52,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 4,000 | $52,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 2,513 | $52,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 1,139 | $52,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 766 | $52,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 654 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 455 | $51,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 1,732 | $51,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,329 | $51,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,062 | $51,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 10,776 | $51,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 806 | $51,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 15,000 | $51,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 2,340 | $50,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 3,922 | $50,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 812 | $50,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 2,766 | $50,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 933 | $50,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,349 | $50,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 7,908 | $50,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 673 | $50,000 | thousands by filing date | principal |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 1,945 | $49,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 1,126 | $49,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,527 | $49,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 2,395 | $49,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 1,772 | $49,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 3,485 | $49,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 5,944 | $49,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 28,256 | $49,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,383 | $49,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 540 | $48,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 2,280 | $48,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 7,971 | $48,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 8,020 | $48,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 9,005 | $48,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 2,844 | $48,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 10,000 | $48,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,500 | $47,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 549 | $47,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 2,529 | $47,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 5,000 | $47,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 2,586 | $47,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,752 | $47,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 2,054 | $47,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1,348 | $46,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 676 | $46,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 1,441 | $46,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,146 | $46,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,200 | $46,000 | thousands by filing date | put |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 877 | $46,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 1,352 | $46,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 800 | $46,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 2,037 | $46,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 690 | $46,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 5,953 | $46,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 1,900 | $46,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 4,266 | $46,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 920 | $46,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 1,734 | $46,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 6,471 | $46,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q508 | COM NEW | 25,000 | $46,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 1,969 | $45,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,025 | $45,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 2,100 | $45,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 2,914 | $45,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 1,240 | $45,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 3,584 | $45,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 926 | $45,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 7,863 | $45,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 370 | $45,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 25,900 | $45,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 80,800 | $44,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 987 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 721 | $44,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,282 | $44,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 4,833 | $44,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 10,015 | $44,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 9,111 | $44,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 8,938 | $44,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 804 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,487 | $43,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 321 | $43,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 549 | $43,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 2,386 | $43,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 919 | $43,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 900 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 654 | $43,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 1,201 | $43,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 26,643 | $43,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 4,974 | $43,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 25,000 | $43,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 25,000 | $43,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 1,516 | $42,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 5,000 | $42,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,888 | $42,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 768 | $42,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 2,763 | $42,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 773 | $42,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 529 | $42,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 60,000 | $42,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 645 | $42,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 81,450 | $41,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 958 | $41,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 531 | $41,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,110 | $41,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,163 | $41,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 5,200 | $41,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 35,000 | $41,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 1,985 | $41,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,695 | $41,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 2,511 | $41,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015206 | COM NEW | 10,000 | $41,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-006795 | this filing | 2018-07-16 | acceptance time not in the bulk data set |