13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-07-16, with 4,760 holding rows worth $121,119,070,000.
- Accession
- 0000950123-18-006795
- Filer
- CIK 927971
- Filed
- 2018-07-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 16,192 entries on the cover page, a total value of $121,119,070,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $121,119,070,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLETE INC | 018522300 | COM NEW | 4,599 | $355,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 105,500 | $354,000 | thousands by filing date | put |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 4,940 | $353,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 16,476 | $353,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 11,000 | $351,000 | thousands by filing date | call |
| TRI CONTL CORP | 895436103 | COM | 13,206 | $350,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 7,888 | $350,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 29,495 | $349,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,377 | $349,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 5,492 | $346,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,959 | $345,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 5,740 | $345,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 4,247 | $343,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 6,343 | $341,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 8,202 | $341,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 7,047 | $341,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 79,700 | $339,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 79,700 | $339,000 | thousands by filing date | put |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 13,208 | $339,000 | thousands by filing date | principal |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 5,113 | $338,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 20,000 | $338,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 6,309 | $338,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 69,500 | $338,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 13,915 | $336,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 11,718 | $335,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 50,163 | $334,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 3,474 | $334,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 8,000 | $333,000 | thousands by filing date | put |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 23,153 | $333,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 13,008 | $333,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 18,015 | $332,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 8,589 | $332,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 7,755 | $332,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 4,373 | $330,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 33,211 | $330,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,500 | $329,000 | thousands by filing date | put |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 98,800 | $329,000 | thousands by filing date | put |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 15,000 | $329,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 14,252 | $329,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 20,250 | $329,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 35,985 | $328,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 9,242 | $328,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 81,145 | $323,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 74,100 | $323,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 11,310 | $322,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 8,438 | $322,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 70,925 | $322,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 10,000 | $321,000 | thousands by filing date | call |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,105 | $320,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,078 | $320,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 6,130 | $320,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 9,000 | $319,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 5,021 | $318,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 14,370 | $317,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 15,000 | $317,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 5,383 | $316,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 5,741 | $316,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 20,742 | $316,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 69,200 | $314,000 | thousands by filing date | put |
| FINANCIAL ENGINES INC | 317485100 | COM | 7,017 | $314,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 19,183 | $313,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 5,008 | $313,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 12,742 | $311,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 3,236 | $311,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 5,521 | $311,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 34,349 | $311,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 16,205 | $311,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 24,733 | $310,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 7,388 | $310,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,000 | $309,000 | thousands by filing date | put |
| INGEVITY CORP COM | 45688C107 | Stock | 3,827 | $309,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 3,872 | $308,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 4,920 | $307,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 19,053 | $307,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 13,900 | $307,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 13,923 | $307,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 22,050 | $306,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 26,343 | $306,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 45,500 | $305,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 25,192 | $303,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 57,685 | $302,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 20,549 | $300,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 6,771 | $300,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 43,926 | $299,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 17,975 | $298,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 4,101 | $298,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 9,673 | $297,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 88,700 | $297,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 88,600 | $297,000 | thousands by filing date | put |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 6,670 | $296,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 9,379 | $293,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 10,000 | $293,000 | thousands by filing date | call |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 20,687 | $291,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 17,947 | $291,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 10,139 | $291,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 20,000 | $290,000 | thousands by filing date | call |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 6,810 | $289,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 32,000 | $289,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 19,500 | $289,000 | thousands by filing date | call |
| ADIENT PLC | G0084W101 | ORD SHS | 5,859 | $288,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 15,128 | $288,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 9,858 | $288,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 15,212 | $288,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 3,456 | $287,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 5,053 | $286,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 3,640 | $286,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 20,455 | $286,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 23,572 | $285,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 6,598 | $285,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 8,450 | $284,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 4,301 | $283,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,417 | $282,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 30,385 | $282,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 30,459 | $280,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 4,044 | $280,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 71,849 | $280,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 7,700 | $278,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,037 | $278,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 10,784 | $276,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 24,752 | $276,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 7,414 | $276,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 4,727 | $274,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 20,877 | $273,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 15,441 | $271,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 15,812 | $269,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 4,327 | $269,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 133,043 | $269,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 5,074 | $268,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 5,485 | $268,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 11,832 | $267,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 10,962 | $265,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 7,057 | $265,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 3,633 | $265,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 16,679 | $264,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,719 | $263,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 35,618 | $262,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 2,000 | $262,000 | thousands by filing date | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 19,290 | $261,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,627 | $261,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 18,630 | $260,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 10,100 | $259,000 | thousands by filing date | call |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 8,851 | $259,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 5,237 | $258,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 10,207 | $257,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 7,354 | $256,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 13,197 | $256,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 16,572 | $255,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 16,131 | $255,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,825 | $254,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 7,472 | $254,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 14,765 | $254,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 40,555 | $253,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 2,819 | $253,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 19,528 | $252,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 4,827 | $251,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 4,887 | $250,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 10,864 | $250,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,887 | $250,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 11,053 | $249,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 5,908 | $249,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 841 | $247,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 5,138 | $247,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 3,353 | $247,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 3,358 | $246,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 22,056 | $245,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 4,797 | $244,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 8,301 | $243,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,416 | $243,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 5,022 | $242,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,125 | $242,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 6,248 | $242,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 8,314 | $242,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 13,996 | $242,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,244 | $241,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 6,506 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 5,014 | $240,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,400 | $239,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 9,063 | $239,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 10,529 | $238,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 10,233 | $237,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 5,122 | $237,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,769 | $236,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 16,026 | $236,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 4,589 | $234,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 27,628 | $234,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 4,793 | $233,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 16,222 | $233,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 4,064 | $232,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,274 | $232,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 2,631 | $231,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 3,922 | $231,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 17,921 | $231,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,766 | $230,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 7,481 | $230,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 7,081 | $229,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 14,198 | $229,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 11,115 | $229,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,700 | $228,000 | thousands by filing date | call |
| CITY OFFICE REIT INC | 178587101 | COM | 17,813 | $228,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 18,765 | $228,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 12,786 | $228,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 17,717 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,014 | $227,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 13,778 | $227,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 13,326 | $227,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 5,843 | $226,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,999 | $226,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 9,034 | $226,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 11,311 | $225,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 8,621 | $225,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 3,190 | $224,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 14,934 | $224,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 5,449 | $222,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 2,146 | $222,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 95,688 | $221,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 2,653 | $220,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 3,308 | $220,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 6,469 | $219,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 9,737 | $218,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 11,305 | $217,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 115,600 | $217,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 115,600 | $217,000 | thousands by filing date | put |
| TELLURIAN INC NEW | 87968A104 | COM | 25,929 | $216,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 2,376 | $215,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 3,780 | $215,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 15,000 | $215,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,847 | $214,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 6,867 | $214,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 102,122 | $214,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,300 | $213,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 13,938 | $213,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 4,837 | $213,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 2,481 | $212,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 8,810 | $209,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 517 | $208,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 15,875 | $207,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 2,410 | $207,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 17,397 | $207,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 12,036 | $207,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 118,867 | $206,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 9,546 | $206,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 3,640 | $206,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 2,725 | $206,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 7,259 | $205,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 13,187 | $204,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 11,947 | $204,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 3,598 | $203,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 5,228 | $203,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 3,811 | $202,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 8,960 | $202,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 8,236 | $202,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 10,306 | $202,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 600 | $201,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,489 | $201,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 12,802 | $201,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 17,926 | $201,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 24,200 | $201,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 6,819 | $201,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 50,925 | $201,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 3,733 | $200,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 4,565 | $200,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 6,137 | $200,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 11,452 | $200,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 20,091 | $200,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 8,865 | $199,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,814 | $198,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,524 | $198,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 18,328 | $198,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 11,742 | $197,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 30,481 | $196,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 6,549 | $195,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,712 | $195,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 13,484 | $195,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 4,443 | $195,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,526 | $194,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 10,033 | $194,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 4,466 | $194,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,205 | $193,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 11,977 | $193,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 63,733 | $193,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 5,939 | $192,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 4,392 | $192,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 9,395 | $192,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 8,849 | $192,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 5,395 | $192,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,209 | $191,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 6,119 | $191,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 8,199 | $191,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 5,824 | $191,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 9,281 | $190,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 6,480 | $190,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 15,425 | $190,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 3,366 | $190,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 12,260 | $190,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 29,628 | $189,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 25,088 | $189,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,429 | $188,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 12,180 | $188,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,995 | $187,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 57,989 | $187,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 8,362 | $186,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,301 | $186,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 8,376 | $186,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,443 | $185,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 14,391 | $185,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 8,082 | $184,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 31,700 | $184,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 12,489 | $184,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 21,702 | $184,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 12,644 | $184,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 60,800 | $184,000 | thousands by filing date | put |
| THL CR SR LN FD | 87244R103 | COM | 10,570 | $183,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 4,364 | $183,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 19,543 | $182,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 3,436 | $182,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 24,755 | $182,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 22,406 | $182,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 6,247 | $180,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 6,387 | $180,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 3,587 | $180,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 4,880 | $180,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 9,843 | $179,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 2,711 | $178,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 11,334 | $178,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 5,276 | $178,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 11,403 | $178,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 4,083 | $177,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 5,615 | $177,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 17,747 | $176,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2,273 | $175,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 4,687 | $175,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,681 | $175,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,400 | $174,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,719 | $174,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 11,285 | $174,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 4,445 | $173,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 13,615 | $173,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 11,846 | $173,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 24,581 | $173,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 5,826 | $172,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 20,397 | $172,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 3,970 | $171,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 5,604 | $171,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 4,067 | $170,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 22,281 | $170,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 9,910 | $170,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 10,696 | $170,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 13,752 | $169,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 3,472 | $169,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 5,147 | $168,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,200 | $168,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 12,370 | $168,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 58,500 | $168,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 58,500 | $168,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 70,562 | $168,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 7,312 | $167,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 5,080 | $166,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 18,892 | $166,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 3,400 | $166,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 2,242 | $165,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 3,968 | $165,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,035 | $163,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 1,736 | $163,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 3,478 | $163,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 50,000 | $163,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 10,595 | $162,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 8,298 | $162,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 3,267 | $161,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 8,112 | $161,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 3,440 | $161,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 3,570 | $161,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 5,469 | $161,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 5,861 | $160,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 9,514 | $160,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,710 | $160,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 14,483 | $160,000 | thousands by filing date | |
| MICROSECTORS FANG INDEX -3X INVERSE LEVERAGED ETN | 063679864 | ETF | 6,309 | $160,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 7,944 | $159,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 1,634 | $159,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 11,761 | $159,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 4,760 | $158,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 4,238 | $157,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 6,608 | $157,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 4,895 | $157,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 40,194 | $157,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 3,599 | $156,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,140 | $156,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 4,395 | $156,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 9,000 | $156,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 21,110 | $155,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 18,005 | $155,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 5,885 | $155,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 5,195 | $155,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 13,000 | $155,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 50,000 | $155,000 | thousands by filing date | put |
| SILVERBOW RES INC | 82836G102 | COM | 5,394 | $155,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 14,784 | $154,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 2,432 | $154,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 63,000 | $153,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 63,000 | $153,000 | thousands by filing date | put |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 136,016 | $153,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 4,322 | $152,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,788 | $152,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 5,659 | $152,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 7,994 | $152,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 3,619 | $152,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 6,801 | $152,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 4,025 | $150,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 3,911 | $150,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 975 | $150,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 15,094 | $150,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 35,505 | $150,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 9,945 | $149,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 21,948 | $149,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 5,698 | $149,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 11,315 | $149,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 5,125 | $149,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 43,103 | $149,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 3,110 | $148,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 7,766 | $148,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 3,186 | $148,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 2,545 | $147,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 2,440 | $147,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 7,041 | $147,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 17,420 | $147,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 755 | $147,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 2,739 | $145,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 3,082 | $145,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 3,696 | $145,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 18,965 | $145,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,525 | $144,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 988 | $144,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 2,062 | $144,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 4,801 | $144,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 1,033 | $144,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 6,782 | $144,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 6,000 | $143,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 9,006 | $143,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 2,264 | $143,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 10,597 | $143,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 7,056 | $143,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 20,016 | $143,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 22,500 | $143,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 4,094 | $143,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 2,593 | $142,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 3,228 | $142,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,685 | $142,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 42,750 | $142,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 5,945 | $142,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 806 | $142,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 6,800 | $142,000 | thousands by filing date | call |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,217 | $141,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 4,749 | $141,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 31,229 | $141,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 13,439 | $141,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 55,900 | $141,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 3,105 | $140,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 4,817 | $140,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 7,649 | $140,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 5,344 | $140,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 5,053 | $139,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 7,116 | $139,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 6,625 | $139,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 7,463 | $139,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 49,230 | $139,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 14,298 | $139,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 16,226 | $138,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 51,613 | $138,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 47,096 | $138,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 39,900 | $138,000 | thousands by filing date | put |
| AMBER ROAD INC | 02318Y108 | COM | 14,654 | $138,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 3,745 | $137,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 2,400 | $137,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 10,000 | $137,000 | thousands by filing date | call |
| DEL MONTE CORP ORD | G36738105 | Stock | 3,044 | $136,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 3,900 | $136,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 7,736 | $135,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 2,959 | $135,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 8,546 | $135,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 3,367 | $135,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 5,400 | $135,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,500 | $134,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 3,206 | $134,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 5,738 | $133,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 7,796 | $133,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,994 | $132,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 4,293 | $132,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 10,218 | $132,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 4,000 | $132,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 4,000 | $132,000 | thousands by filing date | put |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 4,013 | $131,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 11,752 | $131,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 2,623 | $131,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 5,147 | $131,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 80,000 | $131,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 45,725 | $130,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 2,437 | $130,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 21,550 | $130,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 3,341 | $130,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 7,697 | $129,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-006795 | this filing | 2018-07-16 | acceptance time not in the bulk data set |