13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 7,754 holding rows worth $193,207,174,000.
- Accession
- 0000950123-17-007964
- Filer
- CIK 1610520
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 12,817 entries on the cover page, a total value of $193,207,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,207,230,000 with VALUE read as thousands by filing date, 13F file number 028-16612. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| 1ST FINL BANCORP | 320209109 | COM | 21,429 | $594,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 9,041 | $594,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,859 | $594,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 39,742 | $593,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 66,047 | $592,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 15,310 | $592,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 28,601 | $590,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 5,061 | $589,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 39,284 | $589,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 12,605 | $588,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 23,366 | $587,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 43,564 | $586,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 7,622 | $586,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 33,212 | $584,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 4,100 | $583,000 | thousands by filing date | call |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 41,750 | $583,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 33,414 | $582,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 43,348 | $579,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 33,139 | $578,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 70,000 | $576,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 5,684 | $576,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 151,629 | $576,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 62,267 | $575,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 30,256 | $575,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 60,730 | $574,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 19,075 | $573,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 28,694 | $573,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 66,595 | $572,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 210,353 | $571,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 9,305 | $570,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 32,400 | $570,000 | thousands by filing date | call |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 14,758 | $569,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 27,535 | $569,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 75,282 | $567,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 27,443 | $566,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 48,783 | $566,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 43,176 | $565,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 20,000 | $565,000 | thousands by filing date | call |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 35,192 | $565,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 29,388 | $564,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 76,754 | $563,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 9,398 | $563,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 76,270 | $562,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 22,513 | $561,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 20,672 | $561,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 28,153 | $560,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 37,476 | $560,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 15,080 | $559,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 37,021 | $559,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 30,300 | $557,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 26,716 | $555,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 6,195 | $554,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 37,539 | $554,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 24,249 | $553,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 100,100 | $552,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,400 | $550,000 | thousands by filing date | call |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 62,349 | $546,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 18,654 | $546,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 6,356 | $546,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 18,000 | $545,000 | thousands by filing date | put |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 24,325 | $544,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 11,509 | $544,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 3,377 | $543,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 12,505 | $543,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 7,330 | $543,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 9,290 | $542,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 18,900 | $541,000 | thousands by filing date | call |
| AGREE RLTY CORP COM | 008492100 | REIT | 11,807 | $541,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 13,439 | $541,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 6,326 | $541,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 7,903 | $540,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 5,514 | $540,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 28,381 | $539,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 8,455 | $535,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 10,089 | $534,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 19,103 | $533,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 21,263 | $533,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 35,291 | $533,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 31,147 | $531,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 31,822 | $531,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 15,478 | $529,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 10,171 | $529,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 44,800 | $528,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 63,269 | $527,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 2,499 | $526,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 18,602 | $526,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 24,000 | $524,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 24,000 | $524,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 10,000 | $523,000 | thousands by filing date | call |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 18,815 | $523,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 47,079 | $521,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 8,700 | $519,000 | thousands by filing date | call |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 19,626 | $519,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 22,975 | $518,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 11,753 | $518,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 46,777 | $516,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 37,147 | $515,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 3,689 | $514,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 6,961 | $514,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,402 | $513,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 43,431 | $513,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 5,306 | $512,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 10,915 | $510,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 19,990 | $509,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 51,447 | $509,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 90,000 | $508,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 24,422 | $508,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 9,884 | $507,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 23,773 | $504,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 36,857 | $503,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 27,436 | $503,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 30,510 | $501,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 26,996 | $500,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 60,000 | $499,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 19,873 | $499,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 12,547 | $499,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 2,891 | $498,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 13,369 | $497,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 17,476 | $497,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 41,708 | $497,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 16,608 | $495,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 22,504 | $494,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 8,814 | $492,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 13,236 | $492,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 9,817 | $492,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 95,063 | $491,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 59,447 | $491,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 54,816 | $490,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 28,754 | $490,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 15,459 | $490,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 19,319 | $490,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,800 | $489,000 | thousands by filing date | put |
| BALCHEM CORP | 057665200 | COM | 6,260 | $486,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 32,194 | $486,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 6,100 | $485,000 | thousands by filing date | call |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 22,073 | $485,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 13,896 | $482,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,289 | $480,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 45,600 | $480,000 | thousands by filing date | call |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 28,219 | $479,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 22,632 | $478,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 254,642 | $478,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 6,630 | $477,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 29,130 | $476,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 5,795 | $476,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,000 | $475,000 | thousands by filing date | call |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 37,501 | $474,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 48,155 | $474,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,000 | $473,000 | thousands by filing date | put |
| PJT PARTNERS INC | 69343T107 | COM CL A | 11,768 | $473,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 9,083 | $473,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 9,100 | $472,000 | thousands by filing date | call |
| BRINKER INTL INC COM | 109641100 | Stock | 12,350 | $471,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 49,475 | $471,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 9,900 | $470,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 9,500 | $469,000 | thousands by filing date | call |
| Mexico Fund Inc/The | 592835102 | COM | 27,091 | $468,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 36,941 | $468,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 19,959 | $467,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 40,014 | $467,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 13,362 | $466,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 4,698 | $465,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 46,135 | $465,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 4,932 | $464,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 6,144 | $464,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 77,724 | $463,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 35,509 | $462,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 76,085 | $462,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 11,473 | $461,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 10,468 | $458,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 43,522 | $458,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 13,117 | $457,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 17,900 | $456,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 35,537 | $455,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 10,493 | $455,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 36,012 | $454,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 48,298 | $454,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 11,482 | $453,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 482,500 | $452,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 161,303 | $452,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 11,432 | $452,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 10,000 | $451,000 | thousands by filing date | call |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 50,000 | $451,000 | thousands by filing date | put |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 8,522 | $450,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 28,922 | $450,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 35,843 | $450,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 9,800 | $449,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 116,938 | $449,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 2,944 | $449,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 22,931 | $448,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 36,802 | $447,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 52,934 | $447,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 41,933 | $447,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 14,053 | $446,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 35,092 | $445,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 5,505 | $444,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 17,776 | $444,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 50,000 | $443,000 | thousands by filing date | call |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 28,943 | $443,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,938 | $442,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 25,341 | $442,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 33,919 | $442,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 8,264 | $441,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 7,100 | $441,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 10,100 | $440,000 | thousands by filing date | call |
| BAR HBR BANKSHARES | 066849100 | COM | 14,166 | $437,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 15,247 | $436,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 28,613 | $436,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 21,647 | $436,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 13,247 | $435,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 39,410 | $435,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 23,527 | $435,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 10,086 | $433,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 25,114 | $431,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 8,281 | $431,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 30,450 | $431,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 21,123 | $431,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 19,982 | $431,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,100 | $430,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 33,300 | $429,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,800 | $428,000 | thousands by filing date | call |
| KIRBY CORP | 497266106 | COM | 6,396 | $428,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 14,322 | $428,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 7,317 | $428,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 29,011 | $428,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 32,015 | $426,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 5,570 | $425,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 22,403 | $424,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 12,210 | $424,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 20,046 | $424,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 15,182 | $423,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 30,520 | $423,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 55,564 | $423,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 28,104 | $422,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 50,000 | $422,000 | thousands by filing date | call |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 9,880 | $421,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 23,289 | $420,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 12,219 | $420,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 7,909 | $418,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 25,012 | $418,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 84,685 | $417,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,400 | $416,000 | thousands by filing date | put |
| CARBONITE INC | 141337105 | COM | 19,077 | $416,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 10,033 | $416,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 33,597 | $415,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 6,813 | $415,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 30,306 | $415,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 17,031 | $412,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 5,492 | $411,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 30,640 | $410,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 4,835 | $410,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 15,000 | $409,000 | thousands by filing date | call |
| LIVANOVA PLC | G5509L101 | SHS | 6,693 | $409,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 30,883 | $409,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 30,573 | $408,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 14,773 | $407,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 32,767 | $406,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 16,270 | $405,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 34,573 | $405,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 18,024 | $405,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 27,345 | $405,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 5,274 | $405,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 14,150 | $404,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 7,619 | $404,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 7,367 | $404,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 26,703 | $404,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 113,235 | $403,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 48,678 | $403,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 39,727 | $403,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 16,402 | $403,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 12,629 | $403,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 70,805 | $403,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 28,629 | $402,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 17,693 | $402,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 14,651 | $402,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 5,505 | $401,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 13,154 | $401,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 18,500 | $400,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 18,500 | $400,000 | thousands by filing date | call |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 49,985 | $400,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 6,375 | $399,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 5,982 | $398,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 69,856 | $398,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,800 | $397,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 13,310 | $397,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 10,541 | $396,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 14,588 | $396,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 45,955 | $394,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 75,923 | $394,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 7,276 | $392,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 179,607 | $392,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 85,108 | $391,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 45,543 | $390,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 9,430 | $390,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 100,000 | $390,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076105 | CL A | 3,321 | $389,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 3,700 | $389,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 21,285 | $389,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 13,615 | $389,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 127,130 | $388,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 17,870 | $388,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,400 | $388,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 491,918 | $388,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,900 | $387,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 100,000 | $387,000 | thousands by filing date | call |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 5,295 | $386,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 5,891 | $386,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 17,900 | $386,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 10,372 | $386,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 50,658 | $385,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 9,768 | $385,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 34,366 | $385,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 14,029 | $384,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 104,473 | $383,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 179,947 | $383,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 56,155 | $381,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 67,444 | $380,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 6,199 | $380,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 6,518 | $380,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 6,969 | $380,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 9,422 | $380,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 25,588 | $380,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 29,527 | $378,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 62,296 | $378,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 37,784 | $377,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 17,255 | $376,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 17,902 | $375,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 22,181 | $375,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 14,367 | $374,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 7,222 | $374,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4,005 | $373,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 9,800 | $373,000 | thousands by filing date | put |
| OLD NATL BANCORP IND | 680033107 | COM | 21,562 | $372,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 6,390 | $371,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 28,573 | $371,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 15,045 | $370,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 31,681 | $370,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 169,104 | $370,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 16,853 | $369,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 6,504 | $368,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 18,409 | $368,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 32,551 | $368,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 31,573 | $368,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 25,100 | $367,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 11,360 | $367,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 14,938 | $367,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,100 | $366,000 | thousands by filing date | call |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 18,738 | $366,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 34,382 | $365,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 12,982 | $365,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 13,054 | $365,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 28,708 | $364,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 26,414 | $363,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 2,522 | $361,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 37,380 | $361,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 23,132 | $361,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 20,682 | $361,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 9,901 | $360,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 12,344 | $360,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 34,389 | $360,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 11,665 | $359,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 10,486 | $357,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 43,800 | $357,000 | thousands by filing date | call |
| COOPER TIRE & RUBR CO | 216831107 | COM | 9,883 | $357,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 30,994 | $357,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 17,629 | $357,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 8,346 | $356,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 15,795 | $356,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 20,668 | $356,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 10,859 | $354,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 4,000 | $354,000 | thousands by filing date | put |
| RANDGOLD RES LTD | 752344309 | ADR | 4,000 | $354,000 | thousands by filing date | call |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 278,773 | $354,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 29,490 | $354,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 63,479 | $353,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 26,733 | $353,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 7,289 | $353,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 27,485 | $352,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 6,867 | $351,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 16,027 | $349,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 12,687 | $349,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 15,862 | $348,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 10,357 | $348,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 63,200 | $348,000 | thousands by filing date | put |
| CLOROX CO DEL | 189054109 | COM | 2,600 | $346,000 | thousands by filing date | put |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 5,651 | $346,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,548 | $345,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 17,261 | $345,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 24,184 | $344,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 6,961 | $344,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 19,512 | $343,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 27,120 | $342,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 8,411 | $342,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 24,829 | $341,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,900 | $341,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 21,000 | $341,000 | thousands by filing date | call |
| NETSCOUT SYS INC | 64115T104 | COM | 9,896 | $340,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 6,909 | $340,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 17,195 | $340,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 8,200 | $339,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 2,400 | $339,000 | thousands by filing date | call |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 13,563 | $339,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 34,075 | $338,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 3,300 | $338,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 5,940 | $337,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 68,879 | $337,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 12,000 | $336,000 | thousands by filing date | put |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 19,604 | $336,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 26,756 | $335,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 9,037 | $335,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 4,970 | $334,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 4,267 | $334,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 16,257 | $334,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,200 | $333,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 13,231 | $333,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 4,262 | $332,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 25,186 | $332,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 36,690 | $331,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 44,453 | $331,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 24,813 | $330,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 11,740 | $330,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 23,567 | $329,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 44,531 | $329,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 10,973 | $329,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,846 | $328,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 19,143 | $328,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 39,362 | $328,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 13,327 | $327,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 12,404 | $326,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 7,400 | $325,000 | thousands by filing date | call |
| MARTEN TRANSPORT LTD | 573075108 | COM | 11,837 | $324,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 23,751 | $324,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 538 | $323,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 20,513 | $323,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 15,955 | $323,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 13,193 | $323,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 7,566 | $322,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 7,184 | $322,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 10,454 | $322,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 21,100 | $322,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 13,470 | $321,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 10,400 | $321,000 | thousands by filing date | call |
| F N B CORP | 302520101 | COM | 22,673 | $321,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 21,700 | $321,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 25,000 | $320,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 15,085 | $320,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 84,268 | $320,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 32,949 | $320,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,395 | $319,000 | thousands by filing date | call |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 9,227 | $319,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 4,311 | $319,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 14,277 | $317,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 21,275 | $317,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 7,336 | $316,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,900 | $316,000 | thousands by filing date | call |
| INGEVITY CORP COM | 45688C107 | Stock | 5,506 | $316,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 8,706 | $315,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 30,524 | $313,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 31,512 | $311,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 17,864 | $311,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 47,139 | $311,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 12,237 | $310,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 19,879 | $309,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 369,685 | $309,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,477 | $307,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 9,881 | $307,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 4,104 | $307,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 5,122 | $307,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 8,400 | $307,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 12,600 | $307,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 17,565 | $307,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 4,200 | $306,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 42,600 | $306,000 | thousands by filing date | put |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 16,767 | $306,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 73,600 | $305,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 5,598 | $304,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 20,000 | $304,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 11,583 | $304,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 353,000 | $304,000 | thousands by filing date | principal |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 24,735 | $303,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 4,241 | $303,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 20,328 | $302,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 33,649 | $302,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 42,305 | $301,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 5,275 | $301,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 29,642 | $301,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 18,691 | $301,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 141,313 | $301,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,600 | $300,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 9,016 | $300,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 9,795 | $300,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 16,592 | $300,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 73,550 | $299,000 | thousands by filing date | call |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 7,816 | $299,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 14,463 | $299,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 11,201 | $299,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 25,866 | $297,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 7,400 | $296,000 | thousands by filing date | call |
| WESCO INTL INC COM | 95082P105 | Stock | 5,159 | $296,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 10,870 | $295,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-007964 | this filing | 2017-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-010878 | base | 2017-11-14 | acceptance time not in the bulk data set |