13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 7,754 holding rows worth $193,207,174,000.
- Accession
- 0000950123-17-007964
- Filer
- CIK 1610520
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 12,817 entries on the cover page, a total value of $193,207,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,207,230,000 with VALUE read as thousands by filing date, 13F file number 028-16612. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 8,649 | $134,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 7,529 | $134,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 8,709 | $134,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 14,419 | $134,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 9,332 | $134,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,590 | $133,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 3,814 | $133,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 1,362 | $133,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 575 | $132,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 1,623 | $132,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 2,562 | $132,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 82,589 | $131,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 42,523 | $131,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 49,900 | $131,000 | thousands by filing date | call |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 16,539 | $131,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 17,648 | $131,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 4,139 | $130,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 10,020 | $130,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 38,171 | $130,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 4,836 | $130,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 3,220 | $129,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 23,964 | $129,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 845 | $129,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 7,258 | $128,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 2,755 | $128,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 10,371 | $128,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 4,238 | $128,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 3,879 | $128,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 4,049 | $128,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,541 | $127,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 4,168 | $127,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 5,168 | $126,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 8,586 | $125,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 10,714 | $125,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,000 | $124,000 | thousands by filing date | call |
| REGENXBIO INC | 75901B107 | COM | 6,272 | $124,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 15,500 | $124,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 3,319 | $124,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 3,374 | $124,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 16,841 | $124,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 15,231 | $124,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 8,044 | $123,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,726 | $123,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 700 | $122,000 | thousands by filing date | put |
| RELX NV | 75955B102 | SPONSORED ADR | 5,894 | $122,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 26,169 | $122,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 3,150 | $121,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 4,945 | $121,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 5,400 | $121,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 4,342 | $121,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 2,702 | $121,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 92,064 | $121,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 2,792 | $120,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 85,000 | $120,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 14,254 | $120,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 30,904 | $120,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 7,348 | $120,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 12,459 | $120,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 8,200 | $120,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 3,405 | $119,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 3,395 | $119,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 44,781 | $119,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 27,091 | $119,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 34,976 | $119,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 3,156 | $118,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 9,202 | $118,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 4,112 | $118,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 29,774 | $118,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 13,808 | $118,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 40,751 | $118,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 27,270 | $118,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 80,221 | $118,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 9,339 | $118,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 2,085 | $117,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 12,034 | $117,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 6,163 | $117,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 10,000 | $117,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 7,651 | $117,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 205,173 | $117,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 16,800 | $116,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 10,080 | $116,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 1,252 | $116,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 16,162 | $115,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 1,831 | $115,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 1,388 | $115,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 10,092 | $115,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 18,088 | $115,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 4,504 | $115,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 22,711 | $114,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 16,906 | $114,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 1,581 | $114,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D150 | VELOCITYSHS SHRT | 2,069 | $114,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 2,121 | $113,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 2,284 | $113,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 2,987 | $113,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,592 | $112,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 2,289 | $112,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 19,199 | $112,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 7,542 | $111,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 2,676 | $111,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 8,588 | $111,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 8,451 | $111,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 3,001 | $111,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 3,407 | $110,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 31,064 | $110,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 8,011 | $110,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 11,737 | $110,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 4,116 | $110,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 3,935 | $109,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,734 | $109,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 15,516 | $109,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 900 | $108,000 | thousands by filing date | put |
| RAMBUS INC DEL COM | 750917106 | Stock | 9,459 | $108,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 6,440 | $108,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 3,794 | $108,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 4,116 | $108,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 8,805 | $108,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 2,271 | $108,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 7,546 | $108,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVCN DIVD ETF | 75605A504 | CEF | 4,275 | $108,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 4,008 | $107,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,700 | $107,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 23,583 | $107,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 7,647 | $107,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 1,700 | $107,000 | thousands by filing date | call |
| NATIONAL SEC GROUP INC | 637546102 | COM | 7,499 | $107,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 158,900 | $107,000 | thousands by filing date | principal |
| IVLU | 46435G409 | COM | 4,391 | $106,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 8,173 | $106,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 3,546 | $106,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 2,246 | $106,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 4,939 | $106,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 2,264 | $106,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 14,424 | $106,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 6,080 | $106,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 12,242 | $106,000 | thousands by filing date | |
| PROSHARES TR | 74347B466 | ULTRA JR MNRS NW | 2,009 | $106,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,234 | $105,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,839 | $105,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 2,166 | $105,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 3,058 | $105,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 11,093 | $105,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 5,154 | $105,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 3,332 | $105,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 7,765 | $105,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 4,077 | $104,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 5,000 | $104,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 5,584 | $104,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 5,288 | $104,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 3,012 | $104,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 1,569 | $104,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 6,824 | $104,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 3,181 | $103,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 20,463 | $103,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 3,176 | $103,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 2,314 | $103,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 9,211 | $103,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 70,697 | $103,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 8,194 | $103,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 3,555 | $103,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 5,372 | $102,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 2,302 | $101,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 5,058 | $100,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 1,531 | $100,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,020 | $100,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 189,200 | $100,000 | thousands by filing date | principal |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 11,339 | $100,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,770 | $99,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 48,686 | $99,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 2,350 | $99,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 2,346 | $99,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 42,087 | $99,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 14,352 | $99,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 31,030 | $99,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 4,000 | $99,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E828 | DAILY RUSSIA 3X | 2,652 | $99,000 | thousands by filing date | |
| OMINTO INC | 68217C208 | COM NEW | 6,485 | $99,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 5,845 | $98,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 2,409 | $98,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 12,605 | $98,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 3,273 | $98,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 3,937 | $98,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 5,321 | $98,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 6,393 | $98,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 12,701 | $98,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 2,649 | $97,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 3,405 | $97,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 8,922 | $97,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 500 | $97,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 5,424 | $97,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 1,598 | $97,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 4,089 | $97,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 2,425 | $96,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 37,604 | $96,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 8,351 | $96,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 3,417 | $96,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 8,143 | $96,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 32,865 | $96,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 13,200 | $96,000 | thousands by filing date | |
| BEBE STORES INC COM NEW | 075571208 | Common Stock | 16,059 | $96,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,527 | $95,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 2,253 | $95,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 5,877 | $95,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 1,766 | $95,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 9,477 | $95,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 4,731 | $95,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 1,500 | $95,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 8,181 | $95,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 58,452 | $95,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 1,615 | $95,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 845 | $94,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,059 | $94,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 3,009 | $94,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,000 | $93,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 20,122 | $93,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 25,291 | $93,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 29,870 | $93,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 34,487 | $93,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 2,991 | $93,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 2,800 | $92,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 3,260 | $92,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 3,508 | $92,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 3,042 | $92,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 2,556 | $92,000 | thousands by filing date | |
| ARROW INVTS TR | 042765784 | QVM EQT FACTOR | 3,670 | $92,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 5,880 | $91,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 3,430 | $91,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,223 | $91,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 15,363 | $91,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 5,226 | $91,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 10,203 | $91,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 4,997 | $91,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 28,187 | $91,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 3,440 | $91,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 2,893 | $90,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 3,287 | $90,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 64,417 | $90,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 17,726 | $90,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 4,143 | $89,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,807 | $89,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 8,722 | $89,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 2,951 | $89,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 3,175 | $89,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 2,320 | $89,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 1,005 | $89,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 20,000 | $89,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 2,239 | $88,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 2,466 | $88,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 3,673 | $88,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 2,572 | $88,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 40,810 | $88,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 2,177 | $88,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 2,820 | $88,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 6,944 | $88,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 2,769 | $88,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 2,067 | $88,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X186 | EURO STOXX 50 | 2,265 | $88,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 600 | $87,000 | thousands by filing date | put |
| KORN FERRY COM NEW | 500643200 | Stock | 2,509 | $87,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 6,716 | $87,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 3,500 | $87,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 6,041 | $87,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 1,180 | $87,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 2,422 | $87,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,000 | $86,000 | thousands by filing date | put |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 2,263 | $86,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 20,868 | $86,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 1,825 | $86,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 10,000 | $86,000 | thousands by filing date | call |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 3,190 | $86,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 7,255 | $86,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 23,485 | $86,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 2,030 | $85,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 3,510 | $85,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 3,131 | $85,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 3,859 | $85,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 1,886 | $85,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 8,573 | $85,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 105,249 | $85,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 2,789 | $85,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 2,698 | $84,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 8,250 | $84,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 15,548 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 3,055 | $84,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 3,262 | $84,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 5,645 | $84,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,000 | $83,000 | thousands by filing date | put |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,600 | $83,000 | thousands by filing date | put |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 3,278 | $83,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 1,918 | $83,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 8,057 | $83,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 2,794 | $83,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 11,463 | $83,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 3,229 | $83,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 3,982 | $82,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,939 | $82,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 1,305 | $82,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 2,000 | $82,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 3,572 | $82,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 2,736 | $82,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 9,667 | $82,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 5,420 | $82,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 5,230 | $82,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 5,261 | $82,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 6,943 | $82,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 1,076 | $82,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 5,071 | $82,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 8,337 | $81,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 2,983 | $81,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 13,397 | $81,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,000 | $81,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 2,423 | $81,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 37,979 | $81,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 49,747 | $80,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 3,351 | $80,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 5,184 | $80,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 3,319 | $80,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 75,000 | $80,000 | thousands by filing date | principal |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 11,818 | $80,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 24,393 | $80,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 1,223 | $80,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 4,700 | $80,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 2,090 | $80,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 6,052 | $80,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 60,000 | $80,000 | thousands by filing date | put |
| MATSON INC COM | 57686G105 | Stock | 2,627 | $79,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 8,257 | $79,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 54,623 | $79,000 | thousands by filing date | |
| JANUS VELOCITY TAIL RISK HEDGED LARGE CAP ETF | 47103U704 | ETF | 2,689 | $79,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 23,271 | $78,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 2,369 | $78,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 1,831 | $78,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 3,395 | $78,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 37,364 | $78,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 3,109 | $78,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 4,806 | $78,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F577 | GEN DRUGS ETF | 3,445 | $78,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 1,545 | $77,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,281 | $77,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 13,377 | $77,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,400 | $77,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,104 | $77,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 742 | $77,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 6,427 | $77,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 22,786 | $77,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 1,248 | $77,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 43,336 | $77,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 1,600 | $77,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 5,586 | $77,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 700 | $77,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,399 | $76,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 994 | $76,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,247 | $76,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 2,011 | $76,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 11,054 | $76,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 5,400 | $76,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 812 | $76,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 1,450 | $76,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 4,757 | $76,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 5,014 | $76,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 2,829 | $76,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 2,204 | $76,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 2,289 | $76,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 4,600 | $76,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 2,063 | $75,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 2,814 | $75,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 2,377 | $75,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 946 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 659 | $75,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 4,016 | $75,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 5,312 | $75,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 2,976 | $75,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 1,121 | $74,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 14,000 | $74,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 14,000 | $74,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 7,567 | $74,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 1,276 | $74,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 3,541 | $74,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 3,216 | $74,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 1,725 | $74,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 1,785 | $74,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,000 | $73,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941109 | COM | 2,089 | $73,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 16,600 | $73,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 9,146 | $73,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 4,331 | $73,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 2,025 | $72,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 5,333 | $72,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 3,282 | $72,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 3,377 | $72,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 4,085 | $72,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 5,240 | $72,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 2,929 | $72,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 24,000 | $71,000 | thousands by filing date | put |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 4,381 | $71,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 8,640 | $71,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 1,968 | $71,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 10,625 | $71,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 1,720 | $71,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 16,725 | $71,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 1,854 | $71,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 195,378 | $71,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 11,348 | $71,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 1,315 | $71,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 2,876 | $71,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 930 | $71,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T324 | VEL SH 3X LG NAT | 5,134 | $71,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 2,500 | $70,000 | thousands by filing date | put |
| INVESCO LTD SHS | G491BT108 | Stock | 2,000 | $70,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 20,000 | $70,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,000 | $70,000 | thousands by filing date | put |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,854 | $70,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 5,950 | $70,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 4,714 | $70,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 4,409 | $70,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 3,662 | $70,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,458 | $70,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 2,244 | $70,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 28,126 | $70,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 16,000 | $70,000 | thousands by filing date | put |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 21,853 | $70,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 9,239 | $70,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 24,513 | $70,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 2,350 | $70,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 1,400 | $70,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 3,532 | $70,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,119 | $69,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 12,549 | $69,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 6,726 | $69,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 1,021 | $69,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 4,403 | $69,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 12,534 | $69,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 1,321 | $69,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 4,571 | $69,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 5,032 | $69,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E836 | DLY SEMICNDTR 3X | 2,146 | $69,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 33,445 | $69,000 | thousands by filing date | |
| PROSHARES TR II | 74347W221 | ULTRAPRO 3X CR | 3,485 | $69,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 6,802 | $68,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 16,566 | $68,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,750 | $68,000 | thousands by filing date | call |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 2,445 | $68,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 4,000 | $68,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 11,317 | $68,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 1,568 | $68,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 7,730 | $68,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 2,671 | $67,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 9,072 | $67,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 1,348 | $67,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 5,339 | $67,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 2,371 | $67,000 | thousands by filing date | |
| PROSHARES TR | 74347R263 | ULTRA COMMUNICTN | 1,302 | $67,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 1,254 | $67,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 3,941 | $67,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 5,390 | $67,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 1,646 | $67,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K125 | DAILY S&P OIL | 2,940 | $67,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 500 | $66,000 | thousands by filing date | put |
| GRIFFON CORP | 398433102 | COM | 2,981 | $66,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 3,320 | $66,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 2,800 | $66,000 | thousands by filing date | call |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,787 | $66,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 5,782 | $66,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 2,100 | $66,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 2,025 | $66,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 45 | $66,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 53,246 | $66,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 5,830 | $66,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 38,811 | $66,000 | thousands by filing date | |
| ISHARES TR | 46435G540 | MLTFACT TECH | 1,924 | $66,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 4,988 | $65,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,195 | $65,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 3,996 | $65,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 17,588 | $65,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 8,952 | $65,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 1,411 | $65,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 31,590 | $65,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 12,524 | $65,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 99,111 | $65,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 1,886 | $64,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 800 | $64,000 | thousands by filing date | put |
| PERFICIENT INC | 71375U101 | COM | 3,476 | $64,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 1,730 | $64,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 2,347 | $64,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,020 | $64,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 9,516 | $64,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 15,582 | $64,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 2,311 | $64,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 80,000 | $64,000 | thousands by filing date | put |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 80,000 | $64,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 30,299 | $64,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 2,044 | $64,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 893 | $64,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 7,857 | $63,000 | thousands by filing date | call |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 9,021 | $63,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 2,246 | $63,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 4,584 | $63,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 2,580 | $63,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 2,133 | $62,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1,908 | $62,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-007964 | this filing | 2017-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-010878 | base | 2017-11-14 | acceptance time not in the bulk data set |