13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 7,754 holding rows worth $193,207,174,000.
- Accession
- 0000950123-17-007964
- Filer
- CIK 1610520
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 12,817 entries on the cover page, a total value of $193,207,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,207,230,000 with VALUE read as thousands by filing date, 13F file number 028-16612. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 77,936 | $2,018,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 103,717 | $2,018,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 21,000 | $2,016,000 | thousands by filing date | put |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 213,791 | $2,016,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 25,047 | $2,016,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 34,564 | $2,015,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 137,049 | $2,008,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 13,835 | $2,007,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 38,782 | $2,005,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 63,585 | $2,004,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 245,479 | $2,001,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 167,545 | $1,998,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 55,809 | $1,995,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 78,510 | $1,993,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 50,000 | $1,992,000 | thousands by filing date | put |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 119,953 | $1,992,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 14,279 | $1,991,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 19,800 | $1,984,000 | thousands by filing date | call |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 67,703 | $1,980,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 21,279 | $1,979,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 111,059 | $1,978,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 36,810 | $1,978,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 84,006 | $1,977,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 38,427 | $1,977,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 45,800 | $1,974,000 | thousands by filing date | put |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 158,053 | $1,973,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 80,859 | $1,971,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 102,745 | $1,968,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 68,400 | $1,965,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 102,500 | $1,964,000 | thousands by filing date | call |
| DRIVE SHACK INC | 262077100 | COM | 622,593 | $1,962,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 197,886 | $1,961,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 30,451 | $1,956,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 28,700 | $1,955,000 | thousands by filing date | put |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 2,000,000 | $1,953,000 | thousands by filing date | principal |
| JELD-WEN HLDG INC | 47580P103 | COM | 60,037 | $1,949,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 58,000 | $1,948,000 | thousands by filing date | call |
| CUBESMART COM | 229663109 | REIT | 80,913 | $1,945,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,199,006 | $1,942,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 34,745 | $1,936,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 26,606 | $1,928,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 50,000 | $1,927,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 48,583 | $1,926,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 19,925 | $1,924,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 220,371 | $1,922,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 66,414 | $1,921,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 27,554 | $1,918,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 75,739 | $1,916,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 127,071 | $1,915,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 29,242 | $1,912,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 38,218 | $1,911,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 73,580 | $1,910,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 51,321 | $1,904,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 28,398 | $1,903,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 13,145 | $1,903,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 101,439 | $1,902,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 51,193 | $1,901,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 56,805 | $1,900,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 58,187 | $1,898,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 30,363 | $1,897,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 103,847 | $1,894,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 149,522 | $1,890,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 137,467 | $1,890,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 39,072 | $1,890,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 201,325 | $1,886,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 67,268 | $1,884,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 53,528 | $1,883,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 108,581 | $1,882,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 82,945 | $1,881,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 224,234 | $1,877,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 146,946 | $1,874,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 48,600 | $1,870,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 66,115 | $1,870,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 71,912 | $1,870,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 35,896 | $1,868,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 22,300 | $1,864,000 | thousands by filing date | call |
| GRANITE CONSTR INC COM | 387328107 | Stock | 38,502 | $1,858,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 31,443 | $1,857,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 79,564 | $1,855,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 126,939 | $1,852,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 21,657 | $1,848,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 167,684 | $1,845,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 77,965 | $1,845,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 141,856 | $1,844,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 41,943 | $1,842,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 46,442 | $1,839,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 130,019 | $1,837,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 73,383 | $1,836,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 29,044 | $1,836,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 37,649 | $1,836,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 359,750 | $1,835,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 22,012 | $1,834,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 122,471 | $1,833,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 37,580 | $1,828,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 22,100 | $1,827,000 | thousands by filing date | call |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 21,285 | $1,826,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 40,581 | $1,825,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 20,500 | $1,823,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 104,236 | $1,823,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 114,291 | $1,822,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 12,000 | $1,822,000 | thousands by filing date | put |
| SEATTLE GENETICS INC | 812578102 | COM | 35,200 | $1,821,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 78,390 | $1,821,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 1,750,000 | $1,820,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 21,842 | $1,819,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 58,888 | $1,817,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 40,000 | $1,815,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 41,828 | $1,813,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 44,372 | $1,812,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 27,939 | $1,812,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 32,615 | $1,811,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 39,500 | $1,808,000 | thousands by filing date | call |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 86,455 | $1,807,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 36,089 | $1,806,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 16,433 | $1,805,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 47,763 | $1,799,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 35,975 | $1,797,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 152,073 | $1,794,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 17,605 | $1,792,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 179,221 | $1,792,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 115,400 | $1,790,000 | thousands by filing date | call |
| BlackRock Muniy Michigan | 09254V105 | Fund | 127,569 | $1,790,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 244,978 | $1,789,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 176,135 | $1,788,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 109,279 | $1,787,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 65,343 | $1,787,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 722,113 | $1,784,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 36,859 | $1,784,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 160,955 | $1,771,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 144,215 | $1,770,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 32,000 | $1,767,000 | thousands by filing date | call |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 54,714 | $1,766,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 29,123 | $1,759,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 117,813 | $1,759,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 87,621 | $1,758,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 152,700 | $1,756,000 | thousands by filing date | call |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 16,800 | $1,755,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 35,050 | $1,748,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 48,515 | $1,746,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 265,700 | $1,746,000 | thousands by filing date | put |
| PLEXUS CORP COM | 729132100 | Stock | 33,188 | $1,745,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 106,302 | $1,744,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 80,402 | $1,731,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 26,065 | $1,730,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 84,502 | $1,725,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 715,494 | $1,724,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 165,067 | $1,723,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 317,143 | $1,722,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 40,547 | $1,720,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,150 | $1,719,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 145,015 | $1,713,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 86,586 | $1,713,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 131,872 | $1,712,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 363,751 | $1,710,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 43,326 | $1,703,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 147,369 | $1,699,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 38,671 | $1,698,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 47,000 | $1,695,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 265,233 | $1,689,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 26,378 | $1,688,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 52,644 | $1,687,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 52,600 | $1,682,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 29,300 | $1,679,000 | thousands by filing date | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 25,347 | $1,676,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 71,737 | $1,675,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 69,427 | $1,674,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 100,000 | $1,671,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 91,328 | $1,669,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 24,835 | $1,668,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 59,957 | $1,667,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 25,489 | $1,665,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 85,952 | $1,662,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 22,774 | $1,661,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 21,257 | $1,657,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 43,504 | $1,656,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 258,499 | $1,655,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 32,320 | $1,648,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 138,384 | $1,648,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 20,175 | $1,645,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 52,500 | $1,643,000 | thousands by filing date | call |
| CSRA INC | 12650T104 | COM | 51,712 | $1,642,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 44,798 | $1,641,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 79,812 | $1,640,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 75,480 | $1,640,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y669 | GARTMAN GLD/EU | 141,579 | $1,640,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 42,000 | $1,639,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 68,751 | $1,634,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 20,529 | $1,633,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 108,157 | $1,632,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 32,410 | $1,628,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 87,251 | $1,628,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 89,206 | $1,626,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 10,000 | $1,618,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 30,000 | $1,616,000 | thousands by filing date | call |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 41,183 | $1,614,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 57,355 | $1,611,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 151,389 | $1,606,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 109,048 | $1,604,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 111,272 | $1,599,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 139,040 | $1,599,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 39,757 | $1,598,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 35,853 | $1,597,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,043,493 | $1,597,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 66,173 | $1,596,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 135,315 | $1,595,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 120,683 | $1,593,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 31,772 | $1,592,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 160,355 | $1,592,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 34,552 | $1,589,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 89,161 | $1,588,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 22,734 | $1,586,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 87,731 | $1,584,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 36,715 | $1,582,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 45,762 | $1,582,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 73,875 | $1,582,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 100,250 | $1,576,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 1,816 | $1,575,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 77,694 | $1,570,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 168,146 | $1,570,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 114,566 | $1,569,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,127,722 | $1,568,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 28,600 | $1,565,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 50,000 | $1,565,000 | thousands by filing date | put |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 150,000 | $1,565,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 35,000 | $1,563,000 | thousands by filing date | call |
| BOISE CASCADE CO DEL | 09739D100 | COM | 51,347 | $1,561,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 112,173 | $1,561,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 47,746 | $1,561,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 125,000 | $1,560,000 | thousands by filing date | call |
| GREAT ELM CAP CORP | 390320109 | COM | 146,759 | $1,558,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 124,590 | $1,557,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 34,300 | $1,555,000 | thousands by filing date | call |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 89,030 | $1,551,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 48,866 | $1,550,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 64,798 | $1,550,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 193,429 | $1,549,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 147,277 | $1,549,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 107,188 | $1,544,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 81,602 | $1,543,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 12,579 | $1,542,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 186,352 | $1,541,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 36,900 | $1,540,000 | thousands by filing date | put |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 69,533 | $1,540,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 150,429 | $1,539,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 91,606 | $1,537,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 53,919 | $1,537,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 72,857 | $1,536,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 50,463 | $1,534,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,000 | $1,532,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 25,000 | $1,532,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 28,283 | $1,530,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 52,598 | $1,527,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 115,532 | $1,526,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 121,175 | $1,518,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 49,289 | $1,515,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 211,460 | $1,510,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 37,903 | $1,509,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 29,633 | $1,508,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 16,547 | $1,508,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 156,901 | $1,508,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 60,780 | $1,508,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 19,571 | $1,507,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 54,900 | $1,506,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 17,282 | $1,501,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 75,902 | $1,501,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 32,014 | $1,498,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 52,000 | $1,494,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 106,593 | $1,494,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 158,936 | $1,494,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 25,000 | $1,492,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 20,000 | $1,492,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 36,353 | $1,490,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 35,672 | $1,489,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 3,231 | $1,488,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 43,375 | $1,488,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 1,092,000 | $1,487,000 | thousands by filing date | principal |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 45,923 | $1,483,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 61,526 | $1,483,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 44,501 | $1,479,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 23,433 | $1,477,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 57,137 | $1,477,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 66,583 | $1,476,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 61,031 | $1,475,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 50,995 | $1,471,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 22,700 | $1,470,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 107,776 | $1,469,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 28,448 | $1,469,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 12,952 | $1,465,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 47,671 | $1,463,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 126,960 | $1,460,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 65,235 | $1,460,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 17,976 | $1,459,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 36,785 | $1,457,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 16,571 | $1,457,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 47,748 | $1,455,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 30,056 | $1,452,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 125,142 | $1,452,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 130,946 | $1,451,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 89,827 | $1,450,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 111,375 | $1,450,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 111,946 | $1,445,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 64,679 | $1,444,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 121,456 | $1,444,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 57,184 | $1,441,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 102,218 | $1,439,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 54,529 | $1,439,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 16,600 | $1,438,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 60,234 | $1,436,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 10,000 | $1,431,000 | thousands by filing date | put |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 34,500 | $1,428,000 | thousands by filing date | call |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 57,300 | $1,427,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 37,231 | $1,426,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 1,504,000 | $1,425,000 | thousands by filing date | principal |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 57,040 | $1,424,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 36,912 | $1,422,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 173,267 | $1,421,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 109,259 | $1,421,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 228,307 | $1,420,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 23,081 | $1,415,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 89,359 | $1,411,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 33,809 | $1,410,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 25,152 | $1,409,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 22,847 | $1,409,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 179,410 | $1,407,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 8,000 | $1,406,000 | thousands by filing date | put |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 107,070 | $1,406,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 20,395 | $1,405,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 113,409 | $1,402,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 94,490 | $1,401,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 87,286 | $1,399,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 53,155 | $1,397,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 38,014 | $1,394,000 | thousands by filing date | put |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 185,271 | $1,392,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 51,845 | $1,392,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 62,448 | $1,390,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 266,954 | $1,388,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 24,254 | $1,387,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 53,941 | $1,386,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 56,339 | $1,385,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 14,508 | $1,384,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 21,499 | $1,381,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 22,067 | $1,381,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 65,631 | $1,378,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 18,823 | $1,377,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 16,434 | $1,377,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 22,072 | $1,368,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 97,985 | $1,367,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 50,000 | $1,360,000 | thousands by filing date | call |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 37,138 | $1,360,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 188,150 | $1,360,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 15,542 | $1,358,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 60,310 | $1,353,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 79,147 | $1,346,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 38,500 | $1,344,000 | thousands by filing date | call |
| Mallinckrodt Plc | G5785G107 | SHS | 30,000 | $1,344,000 | thousands by filing date | put |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 36,667 | $1,344,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 97,786 | $1,342,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 70,173 | $1,341,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 466,484 | $1,338,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 69,011 | $1,337,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 104,472 | $1,335,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 80,000 | $1,332,000 | thousands by filing date | put |
| QUAKER HOUGHTON | 747316107 | COM | 9,159 | $1,330,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 39,217 | $1,326,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 1,862 | $1,324,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 4,870 | $1,322,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 34,291 | $1,320,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 24,657 | $1,320,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 20,000 | $1,318,000 | thousands by filing date | put |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 19,598 | $1,316,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 49,580 | $1,316,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 59,930 | $1,314,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 10,500 | $1,314,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 95,943 | $1,314,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 77,716 | $1,311,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 51,557 | $1,311,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 45,164 | $1,311,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 10,078 | $1,307,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 172,935 | $1,307,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 116,539 | $1,307,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 80,431 | $1,306,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 12,549 | $1,301,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 176,377 | $1,300,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 100,585 | $1,300,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 50,000 | $1,299,000 | thousands by filing date | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 75,000 | $1,298,000 | thousands by filing date | call |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 28,936 | $1,285,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 129,599 | $1,282,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 117,847 | $1,280,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 27,453 | $1,279,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 100,000 | $1,279,000 | thousands by filing date | put |
| GARMIN LTD SHS | H2906T109 | Stock | 25,000 | $1,276,000 | thousands by filing date | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 17,700 | $1,276,000 | thousands by filing date | call |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 63,807 | $1,276,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 93,983 | $1,276,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 92,186 | $1,272,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 130,349 | $1,272,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 51,912 | $1,271,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 188,756 | $1,269,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 17,000 | $1,268,000 | thousands by filing date | put |
| BERKLEY W R CORP COM | 084423102 | Stock | 18,319 | $1,267,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 26,496 | $1,267,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 19,860 | $1,266,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 20,000 | $1,265,000 | thousands by filing date | put |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 38,263 | $1,264,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 29,934 | $1,262,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 207,616 | $1,262,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 21,140 | $1,261,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 78,028 | $1,260,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 98,492 | $1,260,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 22,124 | $1,260,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 41,900 | $1,258,000 | thousands by filing date | call |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 37,083 | $1,258,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 50,000 | $1,257,000 | thousands by filing date | call |
| REPLIGEN CORP COM | 759916109 | Stock | 30,325 | $1,257,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 21,021 | $1,256,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 88,315 | $1,255,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 83,994 | $1,254,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 22,102 | $1,250,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 30,081 | $1,248,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 44,699 | $1,247,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 14,100 | $1,246,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 28,577 | $1,245,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 65,211 | $1,242,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 92,987 | $1,242,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 18,872 | $1,241,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 97,197 | $1,241,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 14,513 | $1,241,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 16,800 | $1,240,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 43,140 | $1,240,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 20,414 | $1,239,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 15,951 | $1,239,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 42,372 | $1,237,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 55,100 | $1,237,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 93,676 | $1,236,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 44,585 | $1,234,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 60,500 | $1,234,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 19,269 | $1,231,000 | thousands by filing date | call |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 65,634 | $1,230,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 69,740 | $1,229,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 46,598 | $1,228,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 26,796 | $1,228,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 121,852 | $1,227,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 14,921 | $1,226,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 12,653 | $1,219,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 32,619 | $1,216,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 36,597 | $1,212,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 23,163 | $1,211,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 165,339 | $1,209,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 15,646 | $1,208,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 78,300 | $1,205,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 26,017 | $1,204,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 19,165 | $1,204,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 38,000 | $1,201,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 93,307 | $1,198,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 49,115 | $1,196,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 64,066 | $1,195,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 40,000 | $1,193,000 | thousands by filing date | put |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 8,897 | $1,190,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 10,121 | $1,190,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 46,141 | $1,190,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 82,862 | $1,189,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 14,100 | $1,188,000 | thousands by filing date | call |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 10,109 | $1,187,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 34,194 | $1,187,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 10,500 | $1,184,000 | thousands by filing date | call |
| NEOGEN CORP | 640491106 | COM | 17,079 | $1,181,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 40,985 | $1,181,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 39,031 | $1,181,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 115,509 | $1,181,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 27,797 | $1,180,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 92,031 | $1,180,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 25,700 | $1,179,000 | thousands by filing date | call |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 92,344 | $1,175,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 84,429 | $1,174,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 37,159 | $1,171,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 23,307 | $1,170,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 18,758 | $1,170,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 27,779 | $1,169,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 11,208 | $1,169,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 121,202 | $1,169,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 32,200 | $1,167,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 17,865 | $1,165,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 114,031 | $1,162,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 233,836 | $1,162,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 27,500 | $1,161,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 50,000 | $1,159,000 | thousands by filing date | put |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 30,078 | $1,159,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 22,841 | $1,158,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 19,500 | $1,157,000 | thousands by filing date | put |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 7,500 | $1,156,000 | thousands by filing date | call |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 47,886 | $1,154,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 38,801 | $1,153,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 20,739 | $1,151,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 16,101 | $1,150,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 86,920 | $1,146,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 26,327 | $1,146,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 22,107 | $1,145,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 54,772 | $1,142,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 63,138 | $1,142,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-007964 | this filing | 2017-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-010878 | base | 2017-11-14 | acceptance time not in the bulk data set |