13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 7,754 holding rows worth $193,207,174,000.
- Accession
- 0000950123-17-007964
- Filer
- CIK 1610520
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 12,817 entries on the cover page, a total value of $193,207,174,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,207,230,000 with VALUE read as thousands by filing date, 13F file number 028-16612. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 49,035 | $3,367,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 300,335 | $3,355,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 35,760 | $3,354,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 99,497 | $3,354,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,274,376 | $3,351,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 556,931 | $3,348,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 500,000 | $3,345,000 | thousands by filing date | put |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 65,703 | $3,344,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 175,385 | $3,341,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 329,585 | $3,329,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 152,425 | $3,320,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 38,427 | $3,318,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 48,570 | $3,318,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 86,774 | $3,315,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 93,300 | $3,311,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 39,334 | $3,310,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 100,744 | $3,308,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 43,596 | $3,303,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 133,896 | $3,301,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 38,344 | $3,298,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 139,177 | $3,296,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 393,949 | $3,294,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 149,959 | $3,294,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 101,423 | $3,283,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 21,139 | $3,280,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 62,700 | $3,278,000 | thousands by filing date | put |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 113,738 | $3,271,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 24,682 | $3,268,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 134,542 | $3,267,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 41,230 | $3,265,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 90,000 | $3,263,000 | thousands by filing date | put |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 34,058 | $3,258,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 55,662 | $3,253,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 150,000 | $3,252,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 150,000 | $3,252,000 | thousands by filing date | call |
| VIRTU FINL INC | 928254101 | CL A | 184,231 | $3,252,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 84,622 | $3,251,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 360,300 | $3,246,000 | thousands by filing date | call |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 221,394 | $3,239,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 84,896 | $3,235,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 411,594 | $3,235,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 28,372 | $3,233,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 101,087 | $3,228,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 184,428 | $3,226,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 44,147 | $3,225,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 28,494 | $3,225,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 33,489 | $3,225,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 314,416 | $3,223,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 106,050 | $3,223,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 91,710 | $3,218,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 59,325 | $3,213,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 31,424 | $3,213,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 81,115 | $3,212,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 195,946 | $3,209,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 76,745 | $3,204,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 123,024 | $3,195,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 58,593 | $3,194,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 144,366 | $3,191,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 112,007 | $3,190,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 31,799 | $3,188,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 73,534 | $3,185,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 127,451 | $3,184,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 61,035 | $3,183,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 67,088 | $3,181,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 26,000 | $3,175,000 | thousands by filing date | put |
| EVERCORE INC CLASS A | 29977A105 | Stock | 44,894 | $3,165,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 143,986 | $3,165,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 35,917 | $3,163,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 448,560 | $3,162,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 124,000 | $3,162,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 253,065 | $3,159,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 237,361 | $3,157,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 112,433 | $3,151,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 59,093 | $3,148,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 135,705 | $3,147,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 80,886 | $3,146,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 244,591 | $3,143,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 115,000 | $3,136,000 | thousands by filing date | put |
| HEICO CORP NEW | 422806208 | CL A | 50,513 | $3,134,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 90,492 | $3,129,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 61,899 | $3,121,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 129,539 | $3,121,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 916,674 | $3,117,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 171,000 | $3,112,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 250,000 | $3,110,000 | thousands by filing date | put |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 679,017 | $3,110,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 211,275 | $3,108,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 879,759 | $3,105,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 67,749 | $3,100,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 80,000 | $3,100,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 76,466 | $3,099,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 29,300 | $3,098,000 | thousands by filing date | put |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 220,087 | $3,088,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 765,480 | $3,085,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 65,653 | $3,083,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 209,590 | $3,073,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 300,000 | $3,072,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 300,000 | $3,072,000 | thousands by filing date | call |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 276,100 | $3,070,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 23,200 | $3,066,000 | thousands by filing date | put |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 64,575 | $3,055,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 93,849 | $3,050,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 23,000 | $3,049,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 163,800 | $3,047,000 | thousands by filing date | call |
| GREIF INC | 397624107 | CL A | 54,600 | $3,046,000 | thousands by filing date | call |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 96,216 | $3,046,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 24,739 | $3,039,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 35,200 | $3,039,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 35,200 | $3,039,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 88,451 | $3,036,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 449,730 | $3,027,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 89,667 | $3,026,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 205,200 | $3,018,000 | thousands by filing date | call |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 448,856 | $3,016,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 419,937 | $3,015,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 43,400 | $3,015,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 80,500 | $3,014,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 29,291 | $3,013,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 114,778 | $3,012,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 135,605 | $3,005,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 55,584 | $3,002,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 51,771 | $3,000,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 23,637 | $2,998,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 28,492 | $2,993,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 110,003 | $2,993,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 208,044 | $2,992,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 56,000 | $2,990,000 | thousands by filing date | call |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 99,160 | $2,984,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 37,959 | $2,982,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 150,000 | $2,978,000 | thousands by filing date | put |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 247,854 | $2,977,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 223,671 | $2,977,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 128,525 | $2,972,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,939,685 | $2,968,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 92,406 | $2,967,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 157,062 | $2,966,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 83,519 | $2,964,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 149,009 | $2,961,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 27,371 | $2,960,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 89,821 | $2,959,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 35,000 | $2,954,000 | thousands by filing date | call |
| SONOCO PRODS CO | 835495102 | COM | 57,438 | $2,953,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000,000 | $2,950,000 | thousands by filing date | call |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 85,836 | $2,948,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 29,098 | $2,944,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 50,735 | $2,944,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 146,618 | $2,942,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 116,871 | $2,938,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 348,211 | $2,935,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,526,108 | $2,931,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 265,000 | $2,928,000 | thousands by filing date | put |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 243,059 | $2,926,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 46,558 | $2,924,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 39,254 | $2,922,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 33,300 | $2,919,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 24,873 | $2,917,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 212,638 | $2,915,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 66,898 | $2,909,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 17,505 | $2,902,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 352,512 | $2,895,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 486,239 | $2,893,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 422,606 | $2,882,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 55,000 | $2,878,000 | thousands by filing date | put |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 58,946 | $2,874,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 387,745 | $2,874,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 55,017 | $2,873,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 105,300 | $2,870,000 | thousands by filing date | put |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 216,949 | $2,870,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 75,401 | $2,859,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 120,485 | $2,858,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 278,262 | $2,857,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 153,895 | $2,853,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 108,470 | $2,851,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 186,604 | $2,846,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 624,103 | $2,846,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 312,668 | $2,845,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 325,000 | $2,844,000 | thousands by filing date | put |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 23,694 | $2,843,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 105,137 | $2,835,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 258,602 | $2,832,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 50,000 | $2,831,000 | thousands by filing date | put |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 69,327 | $2,822,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 139,970 | $2,820,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 84,268 | $2,819,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 67,136 | $2,817,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 36,200 | $2,816,000 | thousands by filing date | put |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 48,043 | $2,811,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 82,631 | $2,805,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 80,200 | $2,804,000 | thousands by filing date | put |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 54,102 | $2,803,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 41,472 | $2,798,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 37,900 | $2,796,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 116,000 | $2,796,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 98,896 | $2,794,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 70,106 | $2,794,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,100,000 | $2,794,000 | thousands by filing date | call |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 38,822 | $2,790,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 150,000 | $2,790,000 | thousands by filing date | put |
| NEW JERSEY RES CORP | 646025106 | COM | 70,263 | $2,789,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 6,700 | $2,788,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 80,514 | $2,788,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 93,572 | $2,779,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 13,573 | $2,776,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 296,415 | $2,771,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 159,464 | $2,769,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 201,894 | $2,768,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 163,842 | $2,764,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 159,616 | $2,762,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 63,315 | $2,761,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 47,310 | $2,760,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 174,918 | $2,760,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 54,947 | $2,759,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 18,000 | $2,757,000 | thousands by filing date | put |
| TORCHMARK CORP | 891027104 | COM | 35,978 | $2,752,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 114,616 | $2,747,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 67,275 | $2,743,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 208,596 | $2,739,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 259,468 | $2,732,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,000,000 | $2,732,000 | thousands by filing date | principal |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 53,972 | $2,727,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 173,408 | $2,717,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 29,591 | $2,716,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 25,243 | $2,716,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 62,998 | $2,708,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 169,391 | $2,707,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 33,754 | $2,707,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 132,222 | $2,705,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 15,391 | $2,703,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 54,710 | $2,701,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 175,044 | $2,701,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 23,600 | $2,697,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 105,310 | $2,697,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 57,746 | $2,695,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 36,352 | $2,694,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 76,733 | $2,693,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 50,000 | $2,683,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 947,062 | $2,680,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 179,035 | $2,679,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 136,956 | $2,677,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 63,800 | $2,676,000 | thousands by filing date | call |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 197,979 | $2,671,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 91,416 | $2,668,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 31,855 | $2,657,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 53,721 | $2,652,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 96,078 | $2,650,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 323,000 | $2,649,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 36,900 | $2,648,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 321,691 | $2,647,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 47,404 | $2,643,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 250,000 | $2,638,000 | thousands by filing date | call |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 20,340 | $2,638,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 66,388 | $2,638,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 70,895 | $2,634,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 95,023 | $2,623,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 162,797 | $2,616,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 145,340 | $2,616,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 376,645 | $2,607,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 245,094 | $2,605,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 123,522 | $2,604,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 25,697 | $2,603,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 46,658 | $2,602,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 65,000 | $2,597,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 156,900 | $2,594,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 162,655 | $2,588,000 | thousands by filing date | call |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 48,555 | $2,588,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 64,780 | $2,582,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 67,503 | $2,576,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 47,434 | $2,575,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 57,500 | $2,574,000 | thousands by filing date | put |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 184,312 | $2,571,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 97,864 | $2,569,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 200,453 | $2,568,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 201,195 | $2,567,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 167,834 | $2,565,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 74,560 | $2,562,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 30,700 | $2,562,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 30,251 | $2,561,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 41,420 | $2,560,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 75,100 | $2,560,000 | thousands by filing date | put |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 84,786 | $2,557,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 174,418 | $2,555,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 35,558 | $2,552,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 200,000 | $2,552,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 156,758 | $2,551,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 23,077 | $2,550,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 14,800 | $2,549,000 | thousands by filing date | call |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 19,206 | $2,536,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 127,611 | $2,533,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 40,426 | $2,532,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 266,606 | $2,532,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 16,376 | $2,525,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 187,600 | $2,523,000 | thousands by filing date | call |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 159,376 | $2,521,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 50,199 | $2,519,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 17,800 | $2,518,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 95,942 | $2,518,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 29,339 | $2,516,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 94,912 | $2,515,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 40,000 | $2,514,000 | thousands by filing date | call |
| BRADY CORP | 104674106 | CL A | 74,057 | $2,510,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 115,093 | $2,508,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 62,726 | $2,506,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B400 | EM STRATEGIC ETF | 129,169 | $2,502,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 60,615 | $2,498,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 140,400 | $2,495,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 47,715 | $2,493,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 50,800 | $2,492,000 | thousands by filing date | put |
| MASTEC INC COM | 576323109 | Stock | 54,927 | $2,480,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 82,500 | $2,479,000 | thousands by filing date | put |
| LIFE STORAGE INC | 53223X107 | COM | 33,441 | $2,478,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 26,863 | $2,476,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 407,300 | $2,476,000 | thousands by filing date | call |
| DDR CORP | 23317H102 | COM | 273,071 | $2,476,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 219,088 | $2,475,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 41,345 | $2,474,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 97,289 | $2,473,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 459,656 | $2,473,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 47,632 | $2,463,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 43,090 | $2,454,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 134,625 | $2,450,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 33,062 | $2,449,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 42,500 | $2,448,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 209,221 | $2,448,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 566,418 | $2,447,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 45,000 | $2,445,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 102,029 | $2,445,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 35,551 | $2,443,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 116,599 | $2,443,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 278,167 | $2,442,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 96,412 | $2,442,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 519,772 | $2,433,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 56,991 | $2,432,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 109,200 | $2,430,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 156,360 | $2,425,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 73,165 | $2,425,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 190,107 | $2,422,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 366,800 | $2,410,000 | thousands by filing date | call |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 89,252 | $2,409,000 | thousands by filing date | |
| RH | 74967X103 | COM | 37,300 | $2,407,000 | thousands by filing date | call |
| VERSUM MATLS INC | 92532W103 | COM | 74,045 | $2,407,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 69,133 | $2,403,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 31,060 | $2,403,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 84,465 | $2,403,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 252,640 | $2,401,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 81,332 | $2,399,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 70,177 | $2,396,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 321,136 | $2,395,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 38,484 | $2,391,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 77,659 | $2,389,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 40,000 | $2,387,000 | thousands by filing date | put |
| ICU MED INC | 44930G107 | COM | 13,810 | $2,383,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 61,860 | $2,380,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 45,497 | $2,377,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 52,352 | $2,375,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 67,200 | $2,367,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 65,256 | $2,365,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 201,713 | $2,364,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 37,325 | $2,357,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 40,900 | $2,356,000 | thousands by filing date | put |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 347,057 | $2,353,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 97,969 | $2,348,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 36,009 | $2,343,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 387,668 | $2,342,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 42,119 | $2,341,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC 2.75 CNV PFD C | 84741T302 | Convertible Preferred | 91,818 | $2,341,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 47,854 | $2,337,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 36,737 | $2,334,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 48,374 | $2,333,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 88,100 | $2,330,000 | thousands by filing date | call |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 48,818 | $2,329,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 132,513 | $2,326,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 59,800 | $2,321,000 | thousands by filing date | call |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 79,526 | $2,321,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 243,174 | $2,315,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 39,844 | $2,314,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 22,883 | $2,311,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 321,646 | $2,310,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 18,521 | $2,310,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 83,936 | $2,308,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 80,000 | $2,307,000 | thousands by filing date | put |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 93,760 | $2,301,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 111,448 | $2,301,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 104,600 | $2,300,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 30,589 | $2,300,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 87,807 | $2,300,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 38,319 | $2,293,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 46,000 | $2,291,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 157,987 | $2,291,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 20,000 | $2,290,000 | thousands by filing date | call |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,500,000 | $2,288,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 111,706 | $2,287,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 77,238 | $2,284,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 173,999 | $2,283,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 24,692 | $2,282,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 950,810 | $2,282,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 192,737 | $2,282,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 70,012 | $2,280,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 17,221 | $2,276,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 58,185 | $2,275,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 63,505 | $2,275,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 70,351 | $2,274,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 136,788 | $2,271,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 50,805 | $2,271,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 41,300 | $2,269,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 187,216 | $2,269,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 126,747 | $2,269,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 66,613 | $2,262,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 89,507 | $2,252,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 25,640 | $2,246,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 22,788 | $2,245,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 78,530 | $2,244,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 3,400,000 | $2,244,000 | thousands by filing date | principal |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 69,283 | $2,243,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 56,185 | $2,240,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 23,474 | $2,235,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 75,000 | $2,235,000 | thousands by filing date | put |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 250,766 | $2,234,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 33,375 | $2,231,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 95,497 | $2,229,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 127,706 | $2,228,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 351,316 | $2,227,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 61,807 | $2,227,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 61,862 | $2,226,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 36,546 | $2,222,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 121,991 | $2,221,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 27,100 | $2,214,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 59,183 | $2,211,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,026,150 | $2,206,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 172,046 | $2,203,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 121,556 | $2,202,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 51,654 | $2,202,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 49,667 | $2,193,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 133,316 | $2,193,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 158,584 | $2,189,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 15,550 | $2,186,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 75,714 | $2,185,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 30,384 | $2,178,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 59,128 | $2,176,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 46,716 | $2,169,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 40,000 | $2,168,000 | thousands by filing date | put |
| H2O AMERICA | 784305104 | COM | 44,058 | $2,167,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 254,471 | $2,166,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 158,155 | $2,164,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 108,490 | $2,164,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 20,000 | $2,163,000 | thousands by filing date | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 30,000 | $2,163,000 | thousands by filing date | put |
| WOODWARD INC COM | 980745103 | Stock | 31,985 | $2,162,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 2,135,000 | $2,160,000 | thousands by filing date | principal |
| CABOT CORP | 127055101 | COM | 40,390 | $2,158,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 45,500 | $2,154,000 | thousands by filing date | put |
| NIC INC | 62914B100 | COM | 113,482 | $2,150,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 25,000 | $2,138,000 | thousands by filing date | put |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 19,699 | $2,129,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 152,284 | $2,128,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 215,643 | $2,127,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 40,257 | $2,123,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 97,426 | $2,122,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 43,116 | $2,121,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 41,551 | $2,120,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 85,949 | $2,117,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 34,506 | $2,117,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 57,100 | $2,112,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 2,443,000 | $2,106,000 | thousands by filing date | principal |
| INTL FCSTONE INC | 46116V105 | COM | 55,749 | $2,105,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 34,000 | $2,103,000 | thousands by filing date | put |
| MGE ENERGY INC | 55277P104 | COM | 32,630 | $2,100,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 26,960 | $2,099,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 441,773 | $2,099,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 18,992 | $2,099,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 70,000 | $2,098,000 | thousands by filing date | put |
| MEDICINES CO | 584688105 | COM | 55,207 | $2,098,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 46,400 | $2,093,000 | thousands by filing date | put |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 105,237 | $2,093,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 859,602 | $2,089,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 56,307 | $2,083,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 33,257 | $2,080,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 30,066 | $2,080,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 133,500 | $2,071,000 | thousands by filing date | put |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 41,032 | $2,071,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 38,500 | $2,066,000 | thousands by filing date | call |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 154,500 | $2,065,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 20,114 | $2,060,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 154,564 | $2,058,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 30,832 | $2,054,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 45,396 | $2,053,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 212,392 | $2,052,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 38,412 | $2,047,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 19,441 | $2,043,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 80,417 | $2,042,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 133,043 | $2,041,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 50,922 | $2,037,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 73,260 | $2,037,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 139,899 | $2,033,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 156,441 | $2,032,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 85,347 | $2,024,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 34,997 | $2,022,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 16,953 | $2,022,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 248,752 | $2,022,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 134,350 | $2,022,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 236,013 | $2,018,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-007964 | this filing | 2017-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-010878 | base | 2017-11-14 | acceptance time not in the bulk data set |