13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-05, with 3,605 holding rows worth $193,266,990,000.
- Accession
- 0000950123-17-003964
- Filer
- CIK 820027
- Filed
- 2017-05-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 6,783 entries on the cover page, a total value of $193,266,990,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,266,990,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC028-10477
- reports for this filerAmeriprise Trust Co028-10458
- reports for this filerAmeriprise Certificate Co028-00140
- reports for this filerRiverSource Life Insurance Co028-00143
- reports for this filerRiverSource Life Insurance Co of New York028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD028-10644
- reports for this filerAmeriprise Financial Services, Inc.028-14918
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 42,821 | $2,379,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 45,905 | $2,377,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 192,501 | $2,375,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 46,988 | $2,374,000 | thousands by filing date | |
| COLUMBIA INTERMEDIATE | 19761R703 | INTERMED MUN | 45,010 | $2,369,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 50,099 | $2,368,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 17,569 | $2,367,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 162,396 | $2,352,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 52,621 | $2,350,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 47,035 | $2,349,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 82,185 | $2,333,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 87,438 | $2,320,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 59,449 | $2,318,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 182,331 | $2,316,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 83,753 | $2,315,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 49,160 | $2,315,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 68,467 | $2,312,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 415,311 | $2,309,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 46,840 | $2,305,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 57,898 | $2,302,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 99,515 | $2,293,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 123,170 | $2,293,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 100,367 | $2,271,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,770,720 | $2,266,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 49,966 | $2,261,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 127,560 | $2,255,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 71,832 | $2,247,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 135,223 | $2,245,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 58,705 | $2,237,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 74,525 | $2,235,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 294,987 | $2,218,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 87,556 | $2,214,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 155,834 | $2,210,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 74,734 | $2,209,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 100,445 | $2,199,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 124,053 | $2,196,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 92,400 | $2,190,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 435,056 | $2,184,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 476,591 | $2,183,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 69,903 | $2,182,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 185,742 | $2,178,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 43,027 | $2,173,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 15,344 | $2,172,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 77,414 | $2,166,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 141,987 | $2,160,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 81,322 | $2,157,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 224,546 | $2,153,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 25,965 | $2,150,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 89,281 | $2,141,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 75,427 | $2,135,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 88,527 | $2,135,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 226,814 | $2,132,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 19,497 | $2,127,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 55,787 | $2,127,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 259,502 | $2,115,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 67,614 | $2,107,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 48,954 | $2,107,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 144,223 | $2,099,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 56,028 | $2,092,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 53,107 | $2,089,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 67,631 | $2,086,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 101,258 | $2,086,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 6,400,000 | $2,080,000 | thousands by filing date | principal |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 169,084 | $2,078,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 66,632 | $2,070,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 66,247 | $2,069,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 284,197 | $2,063,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 17,225 | $2,034,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 32,853 | $2,033,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 84,611 | $2,032,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 152,877 | $2,026,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 133,049 | $2,007,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 58,101 | $2,001,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 248,609 | $2,001,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 101,299 | $2,000,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 78,960 | $1,998,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 210,910 | $1,992,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 157,624 | $1,988,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 90,740 | $1,987,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 207,840 | $1,983,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 106,302 | $1,972,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 55,238 | $1,963,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 63,462 | $1,963,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 164,914 | $1,962,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 82,158 | $1,962,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 11,079 | $1,953,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 62,582 | $1,950,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 29,708 | $1,948,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 50,087 | $1,948,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 283,722 | $1,943,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 36,452 | $1,941,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 75,446 | $1,938,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 169,037 | $1,935,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 114,564 | $1,933,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 142,227 | $1,903,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 40,098 | $1,902,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 33,262 | $1,894,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 58,355 | $1,891,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 102,977 | $1,886,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 49,500 | $1,884,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 90,425 | $1,884,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 111,251 | $1,882,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 126,784 | $1,881,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 78,593 | $1,880,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 189,816 | $1,868,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 39,542 | $1,866,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 74,571 | $1,863,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 54,131 | $1,860,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 119,306 | $1,855,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 49,557 | $1,853,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 117,530 | $1,847,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 534,658 | $1,845,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 43,494 | $1,844,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 125,122 | $1,844,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 91,268 | $1,839,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 128,489 | $1,834,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 27,329 | $1,834,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 115,549 | $1,832,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 90,930 | $1,832,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 188,977 | $1,830,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 86,790 | $1,820,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 105,277 | $1,812,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 74,303 | $1,808,000 | thousands by filing date | |
| MGC | 921910873 | COM | 22,350 | $1,803,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 15,173 | $1,802,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 109,314 | $1,801,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 39,294 | $1,785,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 171,814 | $1,785,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 246,066 | $1,781,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 82,864 | $1,780,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 53,343 | $1,778,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 56,349 | $1,776,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 73,719 | $1,773,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 96,592 | $1,769,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 84,001 | $1,764,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 28,151 | $1,763,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 102,535 | $1,759,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 154,141 | $1,757,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 44,515 | $1,753,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 117,300 | $1,750,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 112,937 | $1,747,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 34,577 | $1,745,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 96,116 | $1,728,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 75,701 | $1,728,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 266,233 | $1,721,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 434,928 | $1,719,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 69,850 | $1,716,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 37,158 | $1,713,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 170,367 | $1,711,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 17,710 | $1,709,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 109,808 | $1,702,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 29,236 | $1,702,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 28,204 | $1,701,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 255,209 | $1,700,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 386,320 | $1,700,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 98,174 | $1,699,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 70,477 | $1,698,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 41,720 | $1,698,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 15,445 | $1,697,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 51,292 | $1,697,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 69,165 | $1,692,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 31,330 | $1,689,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 29,064 | $1,682,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 75,246 | $1,678,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 65,892 | $1,675,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 45,930 | $1,670,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 44,587 | $1,665,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 124,432 | $1,662,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 95,126 | $1,660,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 90,718 | $1,660,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 45,311 | $1,656,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 52,125 | $1,654,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 117,785 | $1,653,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 34,469 | $1,651,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 40,762 | $1,650,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 259,065 | $1,644,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 14,189 | $1,641,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 43,766 | $1,639,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 69,888 | $1,635,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 18,248 | $1,627,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 128,810 | $1,620,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 50,914 | $1,603,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 42,623 | $1,600,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 37,327 | $1,600,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 48,769 | $1,596,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 119,994 | $1,592,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 105,122 | $1,589,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 49,932 | $1,583,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 39,459 | $1,565,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 50,865 | $1,564,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 172,965 | $1,563,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 17,631 | $1,560,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 89,072 | $1,559,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 45,588 | $1,559,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 48,603 | $1,557,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 178,184 | $1,540,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 67,116 | $1,538,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 35,514 | $1,535,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 143,470 | $1,532,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 394,770 | $1,528,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 56,943 | $1,526,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 50,590 | $1,523,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 135,562 | $1,523,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 34,005 | $1,513,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 40,972 | $1,510,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 78,735 | $1,505,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 23,884 | $1,504,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 201,230 | $1,503,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 42,391 | $1,498,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 80,982 | $1,490,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 36,319 | $1,483,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 94,783 | $1,476,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 92,350 | $1,473,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 69,873 | $1,471,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 51,908 | $1,467,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 847,566 | $1,458,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 26,973 | $1,456,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 45,496 | $1,455,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 19,095 | $1,452,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 37,370 | $1,444,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 69,251 | $1,442,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 41,216 | $1,438,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 130,100 | $1,431,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 48,851 | $1,430,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 66,003 | $1,422,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 186,156 | $1,417,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 141,243 | $1,409,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 48,721 | $1,407,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 49,824 | $1,405,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 101,533 | $1,404,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 102,123 | $1,398,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 55,382 | $1,396,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 59,473 | $1,395,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 60,927 | $1,394,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 22,933 | $1,386,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 111,186 | $1,380,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 53,338 | $1,379,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 32,634 | $1,373,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 82,551 | $1,372,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 55,577 | $1,369,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 32,503 | $1,366,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 113,579 | $1,363,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 48,328 | $1,357,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 3,553 | $1,354,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 83,624 | $1,346,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 92,018 | $1,339,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 44,887 | $1,339,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 47,523 | $1,339,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 12,997 | $1,339,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 59,250 | $1,339,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 75,368 | $1,339,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 111,930 | $1,337,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 43,059 | $1,330,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 14,900 | $1,327,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 232,763 | $1,327,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 115,157 | $1,326,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 117,706 | $1,326,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 196,454 | $1,326,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 66,032 | $1,325,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 476,773 | $1,325,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 150,809 | $1,324,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 30,040 | $1,322,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 30,864 | $1,315,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 11,800 | $1,309,000 | thousands by filing date | call |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 86,306 | $1,308,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 44,100 | $1,307,000 | thousands by filing date | call |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 149,774 | $1,303,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 54,001 | $1,303,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 28,474 | $1,302,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 106,515 | $1,302,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 57,013 | $1,301,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 316,969 | $1,300,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 51,093 | $1,300,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 63,355 | $1,299,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 110,801 | $1,291,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 23,637 | $1,291,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 55,589 | $1,290,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 26,577 | $1,287,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 89,834 | $1,284,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 19,978 | $1,284,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 152,636 | $1,282,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 62,571 | $1,282,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 46,623 | $1,280,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 99,030 | $1,274,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 40,675 | $1,272,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 85,317 | $1,271,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 395,769 | $1,266,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 21,100 | $1,264,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 24,373 | $1,263,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 105,505 | $1,263,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 54,887 | $1,255,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 62,300 | $1,249,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 217,070 | $1,248,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 46,282 | $1,246,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 60,200 | $1,245,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 17,936 | $1,244,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 18,630 | $1,243,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 242,027 | $1,234,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 306,258 | $1,225,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 37,395 | $1,224,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 274,880 | $1,223,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 193,795 | $1,221,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 58,822 | $1,216,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 119,139 | $1,215,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 108,439 | $1,213,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 52,609 | $1,213,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 74,901 | $1,212,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 260,094 | $1,212,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 38,651 | $1,210,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 74,704 | $1,208,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 101,553 | $1,208,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 164,509 | $1,207,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 77,887 | $1,207,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 42,863 | $1,203,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 28,055 | $1,199,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 31,789 | $1,193,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 32,989 | $1,191,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 46,075 | $1,177,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 25,965 | $1,176,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 77,480 | $1,174,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 54,453 | $1,173,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 34,315 | $1,170,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 10,344 | $1,169,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 83,491 | $1,169,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 5,780 | $1,165,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 30,967 | $1,165,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 33,999 | $1,161,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 225,013 | $1,159,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 47,256 | $1,159,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 114,450 | $1,156,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 9,692 | $1,154,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 154,430 | $1,154,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 50,084 | $1,153,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 27,708 | $1,144,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 117,480 | $1,134,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 87,885 | $1,128,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 101,798 | $1,123,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 20,131 | $1,122,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 21,765 | $1,122,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 132,128 | $1,121,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 57,342 | $1,120,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 63,608 | $1,116,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 169,941 | $1,113,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 23,463 | $1,109,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 6,640 | $1,109,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 85,587 | $1,099,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 19,239 | $1,098,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 32,763 | $1,096,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 201,606 | $1,096,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 24,721 | $1,092,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 139,975 | $1,089,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 10,700 | $1,085,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 157,725 | $1,084,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 73,500 | $1,084,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 75,214 | $1,082,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 64,376 | $1,080,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 13,163 | $1,076,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 185,805 | $1,076,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 165,679 | $1,073,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 27,230 | $1,073,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 42,718 | $1,067,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 162,364 | $1,063,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 173,942 | $1,056,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 80,200 | $1,055,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 27,523 | $1,054,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 181,725 | $1,054,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 21,549 | $1,052,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 127,034 | $1,049,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 45,979 | $1,049,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 16,602 | $1,047,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 86,870 | $1,046,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 41,035 | $1,042,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 48,865 | $1,034,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 116,556 | $1,028,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 113,097 | $1,028,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 28,550 | $1,027,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 127,818 | $1,023,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 27,160 | $1,020,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 51,675 | $1,018,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 9,234 | $1,017,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 11,719 | $1,015,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 47,711 | $1,014,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 42,306 | $1,012,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 41,503 | $1,011,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 64,243 | $1,009,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 52,163 | $1,006,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 153,210 | $1,003,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 25,719 | $1,000,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 62,002 | $999,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 17,019 | $994,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 89,015 | $993,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 7,549 | $991,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 10,700 | $990,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 25,591 | $990,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 5,708 | $989,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 52,410 | $986,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 51,041 | $985,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 40,086 | $985,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 82,386 | $981,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 29,581 | $980,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 48,683 | $977,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 30,164 | $975,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 8,238 | $974,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 6,651 | $970,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 391,132 | $970,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 47,711 | $969,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 841,097 | $967,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 81,600 | $964,000 | thousands by filing date | put |
| ALEXANDERS INC COM | 014752109 | REIT | 2,223 | $960,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 11,962 | $957,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 25,557 | $956,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 5,778 | $956,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 13,902 | $953,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 9,261 | $952,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 76,674 | $951,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 13,848 | $949,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 24,891 | $948,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 100,450 | $935,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 44,760 | $934,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 74,240 | $931,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 45,785 | $930,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 149,820 | $929,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 10,158 | $928,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 10,757 | $927,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 10,880 | $927,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 25,258 | $926,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 9,314 | $926,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 13,655 | $924,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 97,068 | $922,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 38,421 | $922,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 82,983 | $920,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 86,424 | $920,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 23,832 | $919,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 7,379 | $917,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 65,721 | $915,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 42,690 | $915,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 49,059 | $912,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 26,500 | $910,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 60,868 | $909,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 333,830 | $908,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 72,777 | $905,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 69,100 | $905,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 33,656 | $905,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 7,565 | $904,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 88,984 | $904,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 91,713 | $900,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 238,717 | $899,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 57,014 | $899,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 51,552 | $896,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 542,302 | $893,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 5,894 | $892,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 317,220 | $891,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 75,247 | $889,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 130,920 | $888,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 49,981 | $887,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 23,700 | $887,000 | thousands by filing date | put |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 44,846 | $887,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 110,779 | $886,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 15,502 | $883,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 45,898 | $879,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 27,702 | $878,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 74,969 | $877,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 35,310 | $876,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 19,903 | $875,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 17,424 | $874,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 325,112 | $868,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 45,655 | $867,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 56,342 | $867,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 11,319 | $866,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 33,875 | $866,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 23,978 | $860,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 22,216 | $859,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 62,873 | $858,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 24,494 | $855,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 41,010 | $849,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 40,700 | $846,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 153,356 | $845,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 8,012 | $843,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 14,982 | $842,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 33,796 | $841,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 197,502 | $839,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 16,771 | $838,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 10,060 | $834,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 18,954 | $833,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 71,832 | $830,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 31,866 | $829,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 38,724 | $822,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 15,650 | $821,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 8,183 | $820,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 82,679 | $819,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 54,723 | $817,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 84,990 | $816,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 21,701 | $816,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 22,198 | $810,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 43,058 | $806,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 93,123 | $804,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 51,191 | $802,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 36,597 | $801,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 34,260 | $799,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 114,736 | $798,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-003964 | this filing | 2017-05-05 | acceptance time not in the bulk data set |