13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-05, with 3,605 holding rows worth $193,266,990,000.
- Accession
- 0000950123-17-003964
- Filer
- CIK 820027
- Filed
- 2017-05-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 6,783 entries on the cover page, a total value of $193,266,990,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,266,990,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC028-10477
- reports for this filerAmeriprise Trust Co028-10458
- reports for this filerAmeriprise Certificate Co028-00140
- reports for this filerRiverSource Life Insurance Co028-00143
- reports for this filerRiverSource Life Insurance Co of New York028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD028-10644
- reports for this filerAmeriprise Financial Services, Inc.028-14918
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 23,812 | $165,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 29,080 | $162,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 26,376 | $156,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 12,390 | $155,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 10,938 | $153,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 16,332 | $152,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 10,969 | $152,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 41,049 | $151,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 10,402 | $150,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 26,318 | $150,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 10,968 | $149,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 24,968 | $149,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 12,162 | $148,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 11,154 | $147,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 10,340 | $147,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 27,182 | $147,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 11,201 | $144,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 12,331 | $143,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 54,207 | $143,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 11,113 | $142,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 15,632 | $141,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 78,630 | $141,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 10,075 | $139,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 17,727 | $137,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 12,739 | $134,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 11,592 | $133,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 17,266 | $132,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 14,648 | $131,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 27,235 | $130,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 11,404 | $129,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 12,279 | $127,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 12,826 | $127,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 15,933 | $126,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 20,430 | $125,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 12,760 | $123,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 10,677 | $123,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 14,334 | $123,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 18,051 | $122,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 19,933 | $121,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 123,000 | $119,000 | thousands by filing date | principal |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 14,163 | $117,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 13,847 | $112,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 75,641 | $110,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 12,450 | $108,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 20,159 | $106,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 12,649 | $102,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 10,864 | $102,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 15,300 | $101,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 13,840 | $100,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 22,317 | $98,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 10,594 | $97,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 12,955 | $96,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 28,576 | $94,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 14,600 | $92,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 10,225 | $88,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 16,904 | $87,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 22,528 | $86,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 13,336 | $86,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 14,798 | $85,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 19,095 | $76,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 148,000 | $75,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,246 | $70,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 10,763 | $69,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,856 | $68,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 10,258 | $67,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 20,786 | $66,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 13,810 | $65,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 10,443 | $64,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 31,011 | $64,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 11,490 | $63,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 11,314 | $62,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,638 | $57,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 50,000 | $49,000 | thousands by filing date | principal |
| AGENUS INC | 00847G705 | COM NEW | 12,393 | $47,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 15,525 | $47,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 11,000 | $46,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 13,014 | $46,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 30,202 | $44,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 11,791 | $43,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 20,907 | $42,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 12,000 | $41,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 40,000 | $40,000 | thousands by filing date | principal |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 30,000 | $38,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 11,000 | $36,000 | thousands by filing date | principal |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 1,400 | $33,000 | thousands by filing date | put |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 10,000 | $31,000 | thousands by filing date | principal |
| POLYMET MINING CORP | 731916102 | COM | 38,966 | $29,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 13,000 | $26,000 | thousands by filing date | principal |
| PENN WEST PETE LTD NEW | 707887105 | COM | 13,361 | $23,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 12,000 | $17,000 | thousands by filing date | principal |
| SANOFI | 80105N113 | COMMON STOCK-FO | 36,835 | $16,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 16,012 | $16,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 13,000 | $13,000 | thousands by filing date | principal |
| Female Health Company | 314462102 | COM | 12,292 | $12,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 12,000 | $12,000 | thousands by filing date | principal |
| DENISON MINES CORP | 248356107 | COM | 18,200 | $11,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 16,250 | $11,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 10,000 | $10,000 | thousands by filing date | principal |
| BANK OF AMERICA CORP | 060505153 | CMN | 10,000 | $9,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 13,100 | $8,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 10,000 | $6,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 14,500 | $5,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 24,650 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 380,874 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 12,245 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-003964 | this filing | 2017-05-05 | acceptance time not in the bulk data set |