13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-05, with 3,605 holding rows worth $193,266,990,000.
- Accession
- 0000950123-17-003964
- Filer
- CIK 820027
- Filed
- 2017-05-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 6,783 entries on the cover page, a total value of $193,266,990,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $193,266,990,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC028-10477
- reports for this filerAmeriprise Trust Co028-10458
- reports for this filerAmeriprise Certificate Co028-00140
- reports for this filerRiverSource Life Insurance Co028-00143
- reports for this filerRiverSource Life Insurance Co of New York028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD028-10644
- reports for this filerAmeriprise Financial Services, Inc.028-14918
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 141,088 | $5,304,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 405,566 | $5,276,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 5,320,000 | $5,273,000 | thousands by filing date | principal |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 4,400,000 | $5,258,000 | thousands by filing date | principal |
| SAFETY INS GROUP INC | 78648T100 | COM | 74,919 | $5,252,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 333,998 | $5,246,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 331,693 | $5,244,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 138,414 | $5,239,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 4,600,000 | $5,235,000 | thousands by filing date | principal |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 174,660 | $5,229,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 32,830 | $5,215,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 146,570 | $5,201,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 339,749 | $5,198,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 8,700,000 | $5,198,000 | thousands by filing date | principal |
| ENOVA INTL INC | 29357K103 | COM | 349,827 | $5,194,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 177,368 | $5,191,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 708,542 | $5,188,000 | thousands by filing date | |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 6,100,000 | $5,186,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 840,376 | $5,176,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 275,303 | $5,175,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 251,583 | $5,165,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 260,000 | $5,156,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 241,416 | $5,156,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 565,786 | $5,155,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 153,399 | $5,149,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 38,973 | $5,147,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 118,456 | $5,146,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 172,342 | $5,136,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 86,655 | $5,131,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 195,250 | $5,131,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 631,960 | $5,117,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 227,888 | $5,116,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 186,672 | $5,114,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 58,037 | $5,114,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 120,576 | $5,111,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 85,950 | $5,108,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 467,638 | $5,102,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 232,970 | $5,100,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 200,340 | $5,082,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 416,601 | $5,078,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 77,669 | $5,073,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 230,628 | $5,063,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 205,349 | $5,062,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 139,021 | $5,061,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 87,965 | $5,055,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 326,884 | $5,054,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 247,876 | $5,044,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 245,976 | $5,041,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 72,529 | $5,033,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 202,882 | $5,022,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 162,055 | $5,011,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 197,042 | $4,995,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 294,445 | $4,994,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 523,338 | $4,988,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 397,323 | $4,982,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 121,079 | $4,981,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 166,981 | $4,964,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 201,508 | $4,963,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 52,889 | $4,955,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 39,124 | $4,950,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 166,506 | $4,948,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 433,867 | $4,940,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 212,592 | $4,936,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 113,885 | $4,915,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 352,169 | $4,915,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 69,040 | $4,902,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 1,224,188 | $4,896,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 137,835 | $4,893,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 118,600 | $4,869,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 210,700 | $4,867,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 173,409 | $4,866,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 32,226 | $4,865,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 506,360 | $4,830,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 321,760 | $4,814,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 174,373 | $4,813,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 216,134 | $4,799,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 254,346 | $4,797,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 113,909 | $4,795,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 152,675 | $4,794,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 64,511 | $4,790,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 97,974 | $4,785,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 607,854 | $4,773,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 32,981 | $4,770,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 149,273 | $4,750,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 279,395 | $4,750,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 152,363 | $4,746,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 223,499 | $4,745,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 59,372 | $4,733,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 273,460 | $4,731,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 234,600 | $4,717,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 142,096 | $4,710,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 78,562 | $4,703,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 193,587 | $4,700,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 42,264 | $4,689,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 189,148 | $4,685,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 92,636 | $4,666,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 234,656 | $4,665,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 212,960 | $4,665,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 90,894 | $4,663,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 60,207 | $4,654,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 82,226 | $4,654,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 264,192 | $4,637,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 248,451 | $4,636,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 84,919 | $4,632,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 149,037 | $4,627,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 88,847 | $4,615,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 90,231 | $4,611,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 35,172 | $4,606,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 228,869 | $4,606,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 379,965 | $4,601,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 5,690,000 | $4,591,000 | thousands by filing date | principal |
| ECLIPSE RES CORP | 27890G100 | COM | 1,802,673 | $4,578,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 155,316 | $4,574,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 75,500 | $4,571,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 175,556 | $4,565,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 341,666 | $4,562,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 3,620,000 | $4,545,000 | thousands by filing date | principal |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 51,082 | $4,521,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 147,311 | $4,517,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 2,374,375 | $4,512,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 229,825 | $4,510,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 183,848 | $4,496,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 131,701 | $4,495,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 164,480 | $4,494,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 61,360 | $4,490,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 71,346 | $4,489,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 236,842 | $4,488,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 126,456 | $4,475,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 201,196 | $4,471,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 228,970 | $4,465,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 550,809 | $4,462,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 210,228 | $4,462,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 357,032 | $4,428,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 319,816 | $4,417,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 809,331 | $4,411,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 81,281 | $4,407,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 145,797 | $4,406,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 469,024 | $4,400,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 1,131,289 | $4,400,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 54,601 | $4,395,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 538,268 | $4,392,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 278,902 | $4,389,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 312,825 | $4,388,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 169,523 | $4,375,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 228,648 | $4,371,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 109,046 | $4,361,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 170,593 | $4,360,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 45,533 | $4,355,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 55,690 | $4,350,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 73,258 | $4,349,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 240,968 | $4,342,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 66,985 | $4,320,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 381,629 | $4,309,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 56,465 | $4,302,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 61,724 | $4,302,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 44,915 | $4,297,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 170,453 | $4,288,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 164,032 | $4,272,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 254,746 | $4,267,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642403 | COM PAR | 195,147 | $4,261,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 413,502 | $4,255,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 241,424 | $4,243,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 184,613 | $4,230,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 177,489 | $4,221,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 107,292 | $4,219,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 48,787 | $4,215,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 281,668 | $4,208,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 679,702 | $4,206,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 225,826 | $4,202,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 306,044 | $4,193,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 131,903 | $4,184,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 58,784 | $4,177,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 167,902 | $4,172,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 154,014 | $4,166,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 108,218 | $4,165,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 498,500 | $4,163,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 1,002,566 | $4,161,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 331,452 | $4,160,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 76,487 | $4,158,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 4,000,000 | $4,155,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 183,936 | $4,148,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 64,735 | $4,148,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 93,180 | $4,141,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 461,785 | $4,136,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 33,214 | $4,135,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 143,592 | $4,123,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 427,277 | $4,123,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 232,924 | $4,123,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 78,837 | $4,119,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 179,775 | $4,117,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 43,014 | $4,116,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 3,000,000 | $4,114,000 | thousands by filing date | principal |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 223,797 | $4,112,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 120,526 | $4,108,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 165,951 | $4,107,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 82,984 | $4,104,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 288,452 | $4,100,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 55,047 | $4,097,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 367,650 | $4,092,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 103,612 | $4,092,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 86,898 | $4,090,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 65,421 | $4,084,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 68,940 | $4,080,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 34,762 | $4,076,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 115,653 | $4,063,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 83,559 | $4,054,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 484,580 | $4,032,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 52,250 | $4,029,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 159,884 | $4,024,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 169,031 | $4,016,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 113,732 | $4,007,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 98,635 | $3,986,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 87,378 | $3,983,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 81,486 | $3,982,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 48,061 | $3,976,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 212,454 | $3,973,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 30,419 | $3,963,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 122,623 | $3,946,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 2,000,000 | $3,943,000 | thousands by filing date | principal |
| QUALITY SYS INC | 747582104 | COM | 258,640 | $3,942,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 225,018 | $3,927,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 164,176 | $3,910,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 321,197 | $3,896,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 252,431 | $3,894,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 3,000,000 | $3,892,000 | thousands by filing date | principal |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 94,478 | $3,885,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 32,821 | $3,885,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 144,757 | $3,883,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 3,400,000 | $3,878,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 53,255 | $3,869,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 264,468 | $3,861,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 3,000,000 | $3,859,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404K106 | COM | 119,376 | $3,856,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 88,328 | $3,852,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 4,000,000 | $3,852,000 | thousands by filing date | principal |
| MFA FINL INC | 55272X102 | COM | 476,236 | $3,849,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 104,970 | $3,832,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 156,040 | $3,827,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 143,960 | $3,824,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 984,743 | $3,821,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 217,754 | $3,819,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 178,661 | $3,806,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 170,840 | $3,801,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 251,090 | $3,797,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 54,944 | $3,791,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 2,700,000 | $3,780,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 73,064 | $3,771,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 885,163 | $3,771,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 232,245 | $3,768,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 61,669 | $3,753,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 293,571 | $3,746,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,459,533 | $3,722,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 59,125 | $3,717,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 32,640 | $3,711,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 349,690 | $3,710,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 113,903 | $3,704,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 174,675 | $3,702,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 82,609 | $3,701,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 29,893 | $3,699,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 544,011 | $3,673,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 484,631 | $3,658,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 228,844 | $3,650,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 3,000,000 | $3,630,000 | thousands by filing date | principal |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 269,184 | $3,629,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 121,784 | $3,628,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 61,750 | $3,628,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 49,675 | $3,627,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 257,861 | $3,623,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 175,715 | $3,621,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 70,823 | $3,620,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 294,764 | $3,594,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 3,580,000 | $3,590,000 | thousands by filing date | principal |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 116,415 | $3,586,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 513,343 | $3,578,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 264,956 | $3,577,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 88,109 | $3,567,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 161,474 | $3,550,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 800,000 | $3,545,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 90,687 | $3,530,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 124,555 | $3,526,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 3,506,000 | $3,513,000 | thousands by filing date | principal |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 41,949 | $3,508,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 2,600,000 | $3,500,000 | thousands by filing date | principal |
| ESSENDANT INC | 296689102 | COM | 230,366 | $3,490,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 4,000,000 | $3,486,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 2,700,000 | $3,476,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 3,000,000 | $3,474,000 | thousands by filing date | principal |
| SHAKE SHACK INC | 819047101 | CL A | 103,951 | $3,472,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 367,798 | $3,472,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 203,940 | $3,467,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 170,218 | $3,456,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 68,938 | $3,455,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 143,225 | $3,453,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 74,546 | $3,447,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 146,835 | $3,443,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 116,345 | $3,437,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 116,452 | $3,435,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 108,917 | $3,430,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 275,406 | $3,429,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 141,566 | $3,426,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 67,653 | $3,425,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 93,059 | $3,383,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 29,995 | $3,367,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 67,761 | $3,366,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 165,854 | $3,358,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 837,687 | $3,350,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 263,324 | $3,341,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 162,133 | $3,336,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 160,117 | $3,330,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 108,149 | $3,310,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 24,665 | $3,307,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 171,686 | $3,306,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 120,323 | $3,301,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 239,069 | $3,299,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 153,888 | $3,299,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 102,296 | $3,297,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 197,384 | $3,297,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 3,500,000 | $3,297,000 | thousands by filing date | principal |
| INSTEEL INDS INC | 45774W108 | COM | 91,165 | $3,295,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 19,187 | $3,290,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 58,400 | $3,288,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 131,493 | $3,288,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 86,792 | $3,286,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 153,194 | $3,271,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 31,403 | $3,267,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 6,118,224 | $3,264,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 179,271 | $3,263,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 31,877 | $3,257,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 90,113 | $3,254,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 380,152 | $3,250,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 143,638 | $3,247,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 447,084 | $3,243,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 181,505 | $3,242,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 86,977 | $3,227,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 62,216 | $3,223,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 184,954 | $3,211,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 88,079 | $3,209,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 23,947 | $3,204,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 110,113 | $3,203,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 59,850 | $3,197,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 71,316 | $3,187,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 159,220 | $3,183,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 198,157 | $3,181,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 86,122 | $3,171,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 162,170 | $3,162,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 47,599 | $3,159,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 24,969 | $3,158,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 341,147 | $3,156,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 149,702 | $3,142,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 39,963 | $3,139,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 24,863 | $3,130,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 80,579 | $3,123,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 21,334 | $3,120,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 72,735 | $3,117,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 12,450,000 | $3,113,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 126,740 | $3,109,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 36,244 | $3,109,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 69,964 | $3,104,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 72,040 | $3,102,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 184,360 | $3,095,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 169,029 | $3,095,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 165,380 | $3,084,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 192,150 | $3,083,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 91,286 | $3,081,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 180,199 | $3,076,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 463,909 | $3,075,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 272,387 | $3,067,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 143,616 | $3,066,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 184,447 | $3,064,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 138,045 | $3,062,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 59,410 | $3,059,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 77,056 | $3,056,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 138,127 | $3,052,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 25,954 | $3,048,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 142,495 | $3,046,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 225,120 | $3,044,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 151,236 | $3,033,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 213,034 | $3,031,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 142,061 | $3,024,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 33,605 | $3,019,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 60,968 | $3,015,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 107,565 | $3,015,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 88,905 | $3,014,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 81,133 | $3,008,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 64,259 | $3,004,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 57,953 | $3,003,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 95,609 | $2,999,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 39,908 | $2,993,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 175,196 | $2,991,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 349,674 | $2,990,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 49,141 | $2,987,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 158,442 | $2,987,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 207,429 | $2,979,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 282,387 | $2,979,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 53,524 | $2,976,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 60,613 | $2,971,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 150,180 | $2,971,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 221,536 | $2,965,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 60,245 | $2,962,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 160,262 | $2,959,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 336,005 | $2,924,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 104,665 | $2,923,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 75,371 | $2,923,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 155,418 | $2,916,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 146,979 | $2,912,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 40,076 | $2,905,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 66,864 | $2,901,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 169,328 | $2,891,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 39,484 | $2,890,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 35,265 | $2,880,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 284,473 | $2,879,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 90,975 | $2,876,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 56,281 | $2,875,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 32,955 | $2,865,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 20,867 | $2,856,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 289,617 | $2,838,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 65,143 | $2,834,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 93,933 | $2,828,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 242,780 | $2,827,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 98,327 | $2,819,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 317,528 | $2,817,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 73,065 | $2,816,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 129,786 | $2,810,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 69,893 | $2,807,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 20,274 | $2,805,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 65,023 | $2,792,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 66,902 | $2,791,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 87,549 | $2,785,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 99,206 | $2,783,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 3,320,000 | $2,783,000 | thousands by filing date | principal |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 130,274 | $2,774,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 119,455 | $2,757,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 255,445 | $2,746,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 280,082 | $2,736,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 188,075 | $2,727,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 94,247 | $2,727,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 76,197 | $2,721,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 162,996 | $2,714,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 375,805 | $2,713,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 70,731 | $2,697,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 95,082 | $2,692,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 102,384 | $2,689,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 26,547 | $2,671,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 53,865 | $2,667,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 81,408 | $2,657,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 154,184 | $2,653,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 82,236 | $2,652,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 118,220 | $2,646,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 137,021 | $2,643,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 36,146 | $2,635,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 37,767 | $2,627,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 86,755 | $2,624,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 137,996 | $2,622,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 99,101 | $2,611,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 43,642 | $2,603,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 170,942 | $2,600,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 198,154 | $2,597,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 87,071 | $2,592,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 113,128 | $2,591,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 178,240 | $2,589,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 139,270 | $2,586,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 24,566 | $2,579,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 44,563 | $2,567,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 59,695 | $2,566,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 431,160 | $2,565,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 85,758 | $2,552,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 750,416 | $2,551,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 123,008 | $2,546,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 104,415 | $2,542,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 168,339 | $2,542,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 161,708 | $2,531,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 50,425 | $2,513,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 551,082 | $2,507,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 81,416 | $2,493,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 123,215 | $2,491,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 287,164 | $2,491,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 229,134 | $2,486,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 48,260 | $2,478,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 24,639 | $2,474,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 21,004 | $2,474,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 140,857 | $2,467,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 58,209 | $2,460,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 413,574 | $2,458,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 304,885 | $2,454,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 97,303 | $2,449,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 50,226 | $2,448,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 40,563 | $2,447,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 376,385 | $2,447,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 472,935 | $2,445,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 179,176 | $2,444,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 91,255 | $2,438,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 237,392 | $2,429,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 45,221 | $2,427,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 153,242 | $2,427,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 512,358 | $2,419,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 17,319 | $2,398,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 41,029 | $2,397,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 175,326 | $2,393,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 392,755 | $2,385,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 146,189 | $2,381,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-003964 | this filing | 2017-05-05 | acceptance time not in the bulk data set |